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  "name": "Cody and Muse v. State",
  "name_abbreviation": "Cody & Muse v. State",
  "decision_date": "1963-10-14",
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    "judges": [
      "McFaddin, J., dissents; Robinson, J., concurs."
    ],
    "parties": [
      "Cody and Muse v. State."
    ],
    "opinions": [
      {
        "text": "Carret\u00f3n Harris, Chief Justice.\nThis appeal results from the refusal of the Craighead Circuit Court to dismiss forgery charges against appellants on grounds of double jeopardy. The facts, briefly, are as follows:\nAppellants, James D. Cody and Gardner Lee Muse, were arrested and incarcerated in the Craighead County Jail on November 17, 1962. An information charging them with forgery was filed ten days later in the Circuit Court. Neither defendant was able to make bond, \u2022and they have remained in custody since their arrest. Five months later the court was advised that appellants were indigent and unable to retain counsel; the court, on April 17,1963, appointed counsel to defend appellants on the charge, and the next day, April 18, the trial began. The jury was selected, impaneled and sworn, and the state proceeded to call five witnesses, including merchants, whose testimony dealt with the claimed forgery, and officers, who testified to a confession by Muse and certain oral statements by Cody. Defense counsel moved for a mistrial after the Muse confession was read, because the confession included incriminating statements relative to Cody. The jury was instructed that the evidence should not be considered as to Cody, and the motion for mistrial was overruled. At the conclusion of the testimony of these five witnesses, the state rested. Charles Muse, a brother of defendant Muse, was placed on the stand, evidently for the purpose of testifying to mental incompetency on the part of his brother, dating back to a harrowing war experience, but when Charles was asked, \u201cWhere has your brother been in the years since World War II?\u201d the Prosecuting Attorney objected, and the court sustained the objection. Appellant, Gardner Muse, then testified, stating, inter alia, that he was drunk and had been in that condition for two days at the time the checks were written; that he had no recollection of writing same, and subsequently mentioned that he had taken a number of shock treatments. At the conclusion of his testimony, the trial was- recessed over the weekend. When the court reconvened on Monday morning, the trial judge in chambers made the following statement :\n\u201cOn Thursday, April 18, 1963, at about 4:45 P.M. this Court was recessed until this morning. At the time of the recess the defendant, Gardner Lee Muse was on the stand. The defendant Muse had entered a general plea of not guilty to the crime of forgery upon which he is being tried. Prior to the commencement of the trial no notice had been given or indication made that insanity would be a defense. During the course of examination of witnesses, the testimony drifted toward the defendant\u2019s actions tending to lead to a showing of the possibility of insanity. Certain rulings were made by the Court relative to the issue of insanity and of the competency of testimony relating thereto. During the adjournment of this case, the Court has had an opportunity to further consider the matter and the law pertaining thereto and now makes this ruling: under the general plea of not guilty, this defendant has the right to avail himself of any defenses which the testimony adduced in this cause tends to establish including that of insanity. Any ruling heretofore made by the Court in conflict herewith shall be superseded by this ruling. If any of the parties wish to recall any of the witnesses for further examination in view of this ruling, they will be permitted to do so.\u201d\n--The state, through the Assistant Prosecuting Attorney, then moved the court to declare a mistrial in the case, and order Muse committed to the Arkansas State Hospital for observation and examination. This motion was made on the basis of; Ark. Stat. Ann. \u00a7 43-1301 (Supp. 1961), the pertinent portion of which provides:\n\u201cIf the trial had already begun when the issue of insanity is raised, and the court deems it necessary for the proper administration of. justice that a mistrial be declared, it shall be the duty of the judge to declare such mistrial, and then to proceed as herein provided. * * *\u201d\nDefense counsel objected, and the court denied the motion, stating:\n\u201cIf after proceeding with the evidence it is shown that there is a possibility of insanity, then the Court under the statute can exercise its discretion as to declaring a mistrial and have him sent to the State Hospital for observation, or in the alternative, may have him examined by two local doctors. At this time the Court finds nothing in the record to justify a mistrial for observation of the defendant.\u201d\nCharles Muse, the brother of appellant, was then recalled to the stand, and testified that, the mental condition of his brother had radically changed after the war. He related a number of incidents which tended to show a highly nervous and incompetent condition, and further testified that his brother had, in 1960, been a patient in the Psychiatric Ward at Kennedy Hospital, where he had received a number of shock treatments, and had also been committed to the Mississippi State Hospital twice. Following the testimony of this witness, the court called a short recess, and in chambers made the following statement to counsel:\n\u201cGentlemen, in view of the trend of the testimony that has been adduced from this particular witness, the brother of the defendant, and a close associate, the court deems it necessary for the proper administration of justice to declare a mistrial and commit the defendant to the State Hospital for observation.\u201d\nDefense counsel strenuously objected, and likewise vigorously objected and noted exceptions when the court announced that it was declaring a mistrial also as to Cody, counsel announcing that he would plead double jeopardy as to both defendants. The court entered its order directing that Muse and Cody be delivered to the State Hospital for Nervous Diseases for the purpose of observation and examination, and directed that all proceedings in the case be held in abeyance pending the completion of such examinations. Appellants filed their motion seeking dismissal of the cause on grounds of \u25a0former jeopardy, and the court entered its order overruling such motion, and granting an appeal.\nBefore discussing appellants\u2019 contentions, we might first make mention of one of the arguments advanced by the state. In the instant case the Prosecuting Attorney, after the court had announced that it was declaring a mistrial as to Cody, called attention to the fact that this defendant had already moved for a mistrial himself, and the Prosecutor stated: \u201cAt this time the state joins in the motion * * * that a mistrial be granted in this case.\u201d Counsel for appellants then asked to withdraw the -motion. It is difficult to determine from the record what action was taken by the court in this respect; in fact, the record does not reveal that any order or statement was made by the court relative to this request. It does not appear, however, that the court\u2019s order declaring a mistrial was in any wise based on defendant\u2019s earlier motion. Of course, this motion had already been passed upon and was not at issue when the insanity of Muse was suggested by the evidence.\nThe Attorney General argues that Cody, by his earlier request for mistrial, \u201cwaived his constitutional right of jeopardy notwithstanding the trial court originally denied the motion * * We do not agree with this argument. The situation is closely akin to the Florida case of State v. Himes, 15 So. 2d 613. In that case, the defendant moved for a mistrial on grounds of the admission of improper testimony (as was here done), and the motion was overruled by the trial judge. Thereafter, the state after it appeared that it would be unable to establish a case, joined in the motion, and the defendant attempted to withdraw his motion, which the court denied, such denial being based upon the fact that the-state had already acquiesced in the motion. The Supreme-Court of Florida reversed the trial court, holding that the defendant should have been permitted to withdraw his motion. Here, too, even if the court had based the mistrial on appellants\u2019 earlier motion (which evidently was not the case), we would reverse, and hold that the motion for withdrawal should have been granted.\nAppellants devote the- first point in their brief to the fact that the order overruling the motion to dismiss is appealable, and, among other cases, cite Jones v. State, 230 Ark. 18, 320 S. W. 2d 645. However, the appealability of the order is not at-issue since no motion has been made by the state to dismiss the appeal, the Attorney General apparently conceding that the order is appealable, and that Jones v. State is sufficient authority for that conclusion. While it is true that the second trial has not been set, and it is within the realm of possibility that a second trial would never be held, tbe proceedings need not advance to that extent before tbe issue of double jeopardy can be passed upon. In tbe Jones case, we said:\n\u201cWhen the jury is finally sworn to try tbe case (\u00a743-2109 Ark. Stats.), jeopardy has attached to tbe accused; and when, without tbe consent of tbe defendant, express or implied, tbe jury is discharged before tbe case is completed, then , tbe constitutional right against double jeopardy may be invoked, except only in cases of \u2018Overruling necessity.\u2019 \u201d\nOf course, it would be pointless to send a case back for re-trial, necessitating tbe additional expense to tbe county, and depriving tbe defendants of their freedom for months longer, if we feel that tbe contention of double jeopardy contains merit and would eventually be upheld under the facts presented. As stated in Jones v. State, supra:\n\u201cIf tbe defendant\u2019s claim against double jeopardy contains merit, then tbe Constitution requires that be should be freed; and tbe denial of bis freedom is tbe point at issue. Furthermore, having concluded\u2014as we have\u2014that tbe appellant\u2019s plea of former jeopardy was well founded, it would certainly be putting form above substance for us to hold that he could not prevail at this time on bis motion to discharge; but that be would have to suffer a long and expensive trial before be could bring to this Court the issue of former jeopardy. Justice demands that an accused have bis rights tested and determined speedily. As the Constitution says in Article 2, \u00a713: \u2018Every person is entitled . . . to obtain justice . . . promptly and without delay.\u2019 \u201d\nTbe quoted language is appropriate in tbe case before us since we have concluded that tbe appellants \u2019 plea of former jeopardy is well founded.\nAppellants vigorously argue that Section 43-1301 (heretofore referred to) is unconstitutional in that it, in effect, subjects a defendant to double jeopardy and is thus in conflict with Article 2, Section 8, of the Constitution of the State of Arkansas. We do not agree with this contention. This court has rendered several opinions which hold that the defense of double jeopardy may not be invoked if the court has discharged the jury and declared a mistrial because of \u201coverruling necessity.\u201d McDaniel v. State, 228 Ark. 1122, 313 S. W. 2d 77; Franklin v. State, 149 Ark. 546, 233 S. W. 688, and cases cited therein. This is in line with the general rule which is found in 22 C.J.S., Section 259, Page 674.\n\u201cThe manifest necessity permitting the discharge of a jury without rendering a verdict and without justifying a plea of double jeopardy may arise from various causes or circumstances; but the circumstances must be forceful and compelling, and must be in the nature of a cause or emergency over which neither court nor attorney has control, or which could not have been averted by diligence and care.\u201d\nIn construing the statute under attack (43-1301) we must do so in view of, and in conformity with, the previous holdings of this court relative to \u201coverruling necessity,\u201d wherein we have stated, that, in such cases,, the constitutional prohibition is not violated. Under our decisions, we think the statute is perfectly valid, and the-court may declare a mistrial when the issue of insanity suddenly enters the case, provided that the circumstances, are compelling or give rise to an emergency over which neither court nor attorney could have any control or which could not have been averted by diligence and care. For instance, if a defendant first showed signs of insanity during the trial, or if background facts, which could not have been earlier determined, indicated insanity, or if the prisoner had been represented by counsel who had advised court officials that no issue of insanity would be raised, the court might well be justified in declaring a mistrial because of \u201coverruling necessity.\u201d But the facts in the present case do not conform to those examples.\nAs far as Cody is concerned, the record reflects neither a plea of insanity nor a single line of evidence that would suggest this appellant to be insane. Even if the mistrial had been justified as to Defendant Muse, there was nothing to prevent the continuation of the trial as to Cody. It is apparent that there was no compelling reason, nor emergency, which made necessary the order of mistrial as to this appellant.\nTurning to Muse, the transcript reflects that prosecuting officials had been in possession of the record sheet from the Department of Justice for several months, and this sheet lists \u201cS. H. Whitfield,. Miss., Gardner Lee Muse, February 6, 1961, patient.\u201d From the colloquy between counsel, it appears that the sheet also reflected, \u201cS. Hospital, Whitfield, Miss.\u201d While it is true that the record does not reflect the nature of the illness, or the report made by the hospital, we think the mentioned notation was sufficient to suggest to law enforcement officials that further inquiry should be made, particularly since the Arkansas institution for nervous diseases is likewise known as the State Hospital. A letter, telegram, or phone call to the State Hospital at Whitfield would doubtless have enabled these officials to have obtained pertinent information.\nAs heretofore pointed out, these prisoners had been in jail for five months before an attorney was appointed to represent them. If the Circuit Court had been advised that two indigent prisoners were in the jail, and in need of counsel, that court could have appointed an attorney who would have then had an opportunity to confer with the clients, ascertain, their backgrounds, and apply for an appropriate order before the case was set. [Ark. Stat. Ann. \u00a7 43-1304 (Supp. 1961).]\nUnder the circumstances herein, there was but little opportunity for appointed counsel to acquaint himself with Muse\u2019s past history, since he was appointed one day, and the trial commenced the next.\nWe hold that Section 43-1301 is valid, and when the issue of insanity is raised after the trial has commenced, the court may, where necessary for the proper administration of justice, declare a mistrial and commit a defendant to the State Hospital for observation. However, by \u201cnecessary,\u201d we mean \u201coverruling necessity,\u201d as the term has been used herein.\nIn the instant case, we find no \u201coverruling necessity, \u2019 \u2019 and this view is strengthened by the fact that the court\u2019s action in declaring a mistrial meant that these defendants would remain in jail for a number of months longer, and it would now appear that they have been in custody for about ten months. Article 2, Section 10, of our State Constitution, provides that \u2018 \u2018 The accused shall enjoy the right to a speedy and public trial * * Appellants vigorously objected and excepted when the court entered its order. We think the objection was well taken, and the court should have granted the motion filed by appellants seeking dismissal of this case against them.\nIn accordance with the reasoning herein expressed, the court\u2019s order overruling the motion to dismiss on grounds of double jeopardy is reversed, cancelled, and set aside, and this cause is remanded to the Circuit Court with directions to enter an order dismissing Case No. 8255 against these appellants.\nIt is so ordered.\nMcFaddin, J., dissents; Robinson, J., concurs.\nReferring to the original trial.\nEmphasis supplied.\nIn U. S. v. Haskell, Pa., 26 F. Cas. No. 15, 321, the members of a jury reported to the court that one of their fellow jurors, from his actions and conduct, was apparently insane; the jury rendered a verdict of guilty, but when the jury was polled, this juryman, evidently quite agitated, and declaring that he was not \u201cquite collected,\u201d answered, \u201cNot guilty.\u201d From his personal observation of the juror and the reports made from other jurors, the court declared a mistrial and discharged the jury. The next day, the defense contended that the discharge of the jury amounted to an acquittal (raising the double jeopardy argument) which contention was denied. On appeal, the Circuit Court of Appeals held that this was a case of necessity, and that the trial court had not abused its discretion in discharging the jury-under the circumstances.\nThis record, commonly called \u201crap sheet,\u201d is compiled through finger-printing, and sets out all arrests, convictions, or entrance into any jail or institution where the finger-prints of a subject are taken upon admission.",
        "type": "majority",
        "author": "Carret\u00f3n Harris, Chief Justice."
      },
      {
        "text": "Ed. F. McFaddin, Associate Justice\n(dissenting). I respectfully but vigorously dissent from the Majority Opinion; and here, in headnote style, are the reasons for my dissent:\nI. The plea of former jeopardy, or double jeopardy, is premature in this case and should not be sustained. Former jeopardy can only be pleaded when the State attempts to bring the defendants to trial again.\nII. Since the plea of former jeopardy is premature in this case, there is no occasion for this Court to now consider any of the other matters urged by the appellants.\nIII. But, if the other matters are considered, I am firmly of the opinion that the Trial Court did not abuse its discretion in ordering a mistrial.\nNow, I elaborate:\nOn April 18,1963, the defendants were jointly placed on trial for forgery. In the course of that trial one of the defendants introduced evidence of insanity; and there was evidence that the other defendant was intoxicated at the time of the alleged offense. On April 22, 1963, the second day of the trial, because the insanity matter was brought into the case, the Trial Court declared a mistrial and sent both of the defendants to the State Hospital for examination under the provisions of Ark. Stat. Ann. \u00a743-1301 (Supp. 1961). Then on April 25, 1963, the defendants moved that the charges against them be dismissed on the grounds: (a) that Ark. Stat. Ann. \u00a743-1301 was unconstitutional; and (b) that the defendants had been placed in jeopardy \u201cand to subject them to another trial would cause them to be placed in double jeopardy. \u201d\nThe Court overruled the motion to dismiss; and from that order there is this appeal. The Majority is now holding that the Trial Court should have dismissed all charges against these defendants, for here is the concluding language of the Majority Opinion:\n\u201cIn accordance with the reasoning herein expressed, the court\u2019s order overruling the motion to dismiss on grounds of double jeopardy is reversed, cancelled, and set aside, and this cause is remanded to the Circuit Court with directions to enter an order dismissing Case No. 8255 against these appellants. It is so ordered.\u201d\nJust because the trial was not completed, the defendants are now to be discharged as free of the charged offense, when there is testimony that one of them was insane and that the other defendant was intoxicated. The Majority reasons to its said conclusion on the theory of former jeopardy, or double jeopardy, as it is sometimes called. I have always understood that the plea of former jeopardy was a plea that was made by a defendant when he was brought to trial the second time, and related to the fact that he had been placed in jeopardy in a previous trial.\nThe point I emphasize is, that it is not until an attempt may be made to bring these defendants to trial a second time that the plea of former jeopardy can be made. In the case at bar there is no definite showing that the State will ever endeavor to try either of these defendants on the charge for which this mistrial was declared. The result of the examination at the State Hospital, or any one of a number of subsequently occurring events, may convince the Prosecuting Attorney of the futility of further prosecution; but, at all events, former jeopardy cannot be pleaded until the State attempts a second trial; so I think the plea of former jeopardy is premature in the present stat\u00e9 of this record. I would dismiss the present appeal of the appellants.\nThe Majority seeks to justify the plea of double jeopardy in the present case by quoting some, but not all, of the language in Jones v. State, 230 Ark. 18, 320 S. W. 2d 645. A brief review of the Jones ease will show the great difference in the factual situation between that case and the case at bar. In the Jones case, Jones was placed on trial, and a mistrial declared on October 9, 1957, over Jones\u2019 opposition. He did not attempt to appeal from such mistrial. Later, on April 1, 1958, when the Prosecuting Attorney called the case against Jones for setting for trial, Jones then (six months after the first trial and when he was about to be retried) pleaded former jeopardy. The Trial Court denied the plea of former jeopardy and Jones appealed from the refusal of that plea made in April 1958. We held that the refusal of the plea of former jeopardy in April 1958 was appealable, saying, as quoted in the Majority Opinion, that the plea of former jeopardy should be decided before the defendant was forced into a long trial. It was in regard to the appeal in April 1958, in advance of the complete retrial, that the language was used in the Jones case which is quoted in the Majority Opinion in the case at bar. The point that I am making is that it is not until an attempt is made to bring the defendant to trial a second time that the plea of former jeopardy can be made.\nWe have an Arkansas case that sheds considerable light on the situation. It is the case of Carson v. State, 198 Ark. 102, 128 S. W. 2d 373. In that case Carson was charged with first degree murder, and when brought to trial in September 1938 he pleaded insanity, and the jury returned a verdict that he was insane at the time of the trial. The Trial Court decided that the question should not have been submitted to the jury; so the Trial Court, on its own motion, declared a mistrial and sent the defendant to the State Hospital for examination. Now notice that even after the jury brought in its verdict, the Court set the verdict aside and declared a mistrial and sent the defendant to the State Hospital. Two months l\u00e1ter, when the hospital reported the defendant sane, the defendant was again brought to trial and he pleaded double jeopardy, and pointed out that a jury had been impanelled, a jury verdict rendered, the jury verdict set aside, the Court had declared a mistrial, and had committed the defendant. This Court said the plea of double jeopardy could not be sustained; and here is the wording of the Majority Opinion:\n\u201c It is finally argued that the court erred in refusing his plea of former jeopardy. At the first trial, the court submitted three issues: (1) Whether appellant was guilty of some degree of murder; (2) whether he was insane at the time the crime, was alleged to have been committed; and (3) whether he was insane at the time of trial. The jury found him insane at the time of trial and nothing more, and thereafter the court declared a mistrial. This was not sufficient to support the plea of former jeopardy. The rule is stated in 15 Am. Jur., p. 51, as follows: \u2018 One found by the jury to be insane at time of trial cannot plead former jeopardy when arraigned a second time on the same charge, although the jury at the same time returned a verdict of guilty which was set aside by the court.\u2019 Our statute, \u00a73881 of Pope\u2019s Digest, is persuasive to this same effect.\u201d\nIn keeping with the holding of this Court in the case of Carson v. State, supra, I maintain: (a) that not only could the plea of double jeopardy not be made at the time that it was made in the case at bar; but (b) that it would not be a good plea at any time under the facts in this case. I submit the Carson case as full authority for my position.\nFinally, I maintain that the Trial Court did not abuse its discretion in the case at bar in declaring the mistrial and in ordering the defendants committed to the State Hospital for examination; and I entirely dissent from that part of the Majority Opinion which says that there was no \u201coverruling necessity.\u201d\nFor each and all of the reasons herein stated I respectfully but vigorously dissent from the Majority holding in the case at bar.\nMuse, in his confession and in his testimony, stated both he and Cody were intoxicated. Cody did not testify.\nFor a discussion of former or double jeopardy see 15 Am. Jur. p. 38 et seq., \u201cCriminal Law\u201d \u00a7359 et seq.; and see also 22 C.J.S. p. 614 et seq., \u201cCriminal Law\u201d \u00a7238 et seq.; and on when the plea of former jeopardy can be made, see 22 C.J.S. p. 1244 et seq., \u201cCriminal Law\u201d \u00a7440 et seq.\nThe Jones opinion recites, on page 20 of the Arkansas Report: \u201cThe Court declared a mistrial on October 9. 1957; but did not rule on the jeopardy plea at that time. Then, on April 1, 1958, the following occurred in Court: ...\u201d\nThis was in accordance with the general rule, as contained in 14 Am. Jur. p. 958, \u201cCriminal Law\u201d \u00a7382: \u201cThe better practice seems to be to try and determine a plea of former jeopardy before commencing the trial on the merits for, if the plea, is sustained, the defendant goes free and there can be no trial.\u201d",
        "type": "dissent",
        "author": "Ed. F. McFaddin, Associate Justice"
      },
      {
        "text": "Sam Robinson, Associate Justice\n(concurring). This is an appeal from an order of the trial court overruling a motion made by appellants to dismiss the charge against them. Appellants alleged in the motion that they had been put in jeopardy on a previous occasion and to put them on trial again would place them in jeopardy the second time in violation of Article 2, Sec. 10 of the Constitution of the State of Arkansas.\nThe principle announced in Jones v. State, 230 Ark. 18, 320 S. W. 2d 645, is squarely in point with the case at bar, and is authority for the proposition that an appeal will lie from an order overruling a motion to dismiss where it is alleged in the motion that if the defendant was again put on trial it would amount to double jeopardy.\nOn November 17, 1962, the appellants were arrested on a charge of forgery. They were placed in the county jail and have been there since that time. On November 27, 1962, the prosecuting attorney filed in circuit court a felony information charging the defendants with forgery. They were indigent and unable to employ a lawyer. Article 2, Sec. 10 of the Constitution provides: \u201cIn all criminal prosecutions the accused shall enjoy the right to a speedy and public trial . . . \u201d. Ark. Stats. 43-1203 provides that if a defendant is unable to employ counsel, it shall be the duty of the trial court to appoint a lawyer to conduct the defense.\nArticle 2, Sec. 8 of the Constitution provides: \u201c. . . No person, for the same offense, shall be twice put in jeopardy of life or liberty . . .\u201d. Jeopardy attaches when a jury is sworn to try the case. In Whitmore v. State, 43 Ark. 271, the court said: \u201cThis court has, heretofore, drawn the line where jeopardy begins at the swearing in of the jury to try the issue. And this is in accordance with the overwhelming weight of authority and with the best considered cases. If, after that, the jury is discharged without an obvious necessity and without the defendant\u2019s consent, express or implied, he cannot be again placed upon trial for the same offense, where life or liberty is involved.\u201d\nIn construing the double jeopardy provision of the Constitution we have held, however, as pointed out by the majority, the constitutional interdiction against double jeopardy is not applicable where a jury has been discharged because of an \u201coverruling necessity\u201d. There does not appear to have been such a necessity in the case at bar. The same information that developed during the trial regarding the mental condition of the defendant could very easily have been obtained by the prosecution months before the case came on for trial.",
        "type": "concurrence",
        "author": "Sam Robinson, Associate Justice"
      }
    ],
    "attorneys": [
      "Penix & Penix, for appellant.",
      "Bruce Bennett, Attorney General, By Richard B. Adkisson, Asst. Atty. Gen., for appellee."
    ],
    "corrections": "",
    "head_matter": "Cody and Muse v. State.\n5091\n371 S. W. 2d 143\nOpinion delivered October 14, 1963.\nPenix & Penix, for appellant.\nBruce Bennett, Attorney General, By Richard B. Adkisson, Asst. Atty. Gen., for appellee."
  },
  "file_name": "0015-01",
  "first_page_order": 37,
  "last_page_order": 51
}
