{
  "id": 703813,
  "name": "Ray HANLEY, in His Official Capacity as Director of the Arkansas Department of Health and Human Services v. ARKANSAS STATE CLAIMS COMMISSION; Norman L. Hodges, Jr., In His Official Capacity as Director of the Arkansas State Claims Commission; and Diane Pieroni, Robert Handley, Joe Peacock, and Ralph Patton, in Their Official Capacities as Arkansas State Claims Commissioners",
  "name_abbreviation": "Hanley v. Arkansas State Claims Commission",
  "decision_date": "1998-05-07",
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    "judges": [
      "Brown and Thornton, JJ., dissent.",
      "Thornton, J., joins."
    ],
    "parties": [
      "Ray HANLEY, in His Official Capacity as Director of the Arkansas Department of Health and Human Services v. ARKANSAS STATE CLAIMS COMMISSION; Norman L. Hodges, Jr., In His Official Capacity as Director of the Arkansas State Claims Commission; and Diane Pieroni, Robert Handley, Joe Peacock, and Ralph Patton, in Their Official Capacities as Arkansas State Claims Commissioners"
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      {
        "text": "Annabelle Clinton Imber, Justice.\nIn this case, we are asked to determine whether the circuit court erred when it refused to issue either a writ of mandamus or a writ of certiorari ordering the Arkansas Claims Commission to dismiss a claim pending before it. We affirm the trial court\u2019s denial of both writs.\nThe Arkansas Department of Human Services Division of Medical Services (DHS) is responsible for administering Medicaid in Arkansas. From July 1, 1991, until June 30, 1994, DHS established Medicaid reimbursement rates that were lower for out-of-state hospitals than for in-state hospitals. Texarkana Memorial Hospital, d/b/a Wadley Regional Medical Center, (\u201cWadley\u201d), is an out-of-state hospital that was affected by this plan.\nOn April 8, 1996, Wadley filed a complaint before the Arkansas Claims Commission against Ray Hanley in his official capacity as Director of DHS. In its complaint, Wadley alleged that the 1991-1994 Medicaid reimbursement rates were invalid for several reasons, and thus it was entitled to $2,835,828, which is the amount the hospital would have received if it had been an in-state Medicaid provider. On April 26, 1996, DHS filed a motion to dismiss Wadley\u2019s claim because the Commission did not have jurisdiction to hear it. The Commission denied DHS\u2019s motion on September 11, 1996.\nIn response, DHS filed in the Pulaski County Circuit Court a petition for a writ of certiorari or a writ of mandamus ordering the Claims Commission to dismiss Wadley\u2019s Medicaid claim. The trial court denied DHS\u2019s petitions on April 11, 1997. In its order, the court found that it did not have jurisdiction to issue either a writ of mandamus or a writ of certiorari to the Claims Commission because it is an arm of the General Assembly. The court also found that even if it had jurisdiction, the writs were inappropriate because DHS had an adequate remedy of appealing the Commission\u2019s decision to the General Assembly.\nOn appeal, DHS raises several arguments as to whether the Claims Commission has jurisdiction to hear Wadley\u2019s Medicaid claim. The trial court did not rule on this issue, and thus we are precluded from considering it on appeal. See McQuay v. Guntharp, 331 Ark. 466, 963 S.W.2d 583 (1998); Slaton v. Slaton, 330 Ark. 287, 956 S.W.2d 150 (1997). Instead, the trial court only ruled as to whether it had jurisdiction to issue either a writ of mandamus or a writ of certiorari to the Claims Commission. Accordingly, we will limit our review to these two issues.\nI. Writ of Mandamus\nThe first issue is whether the trial court erred when it denied DHS\u2019s petition for a writ of mandamus. We will reverse a trial court\u2019s ruling on a petition for a writ of mandamus only if there has been an abuse of discretion. Hicks v. Gravett, 312 Ark. 407, 849 S.W.2d 946 (1993); State v. Grimmett, 292 Ark. 523, 731 S.W.2d 207 (1987).\nA writ of mandamus, as defined by Ark. Code Ann. \u00a7 16-115-101 (1987), is appropriate if the following two factors are established. First, the judiciary may issue a writ of mandamus to an executive or legislative officer only if the duty to be compelled is ministerial and not discretionary. Saunders v. Neuse, 320 Ark. 547, 898 S.W.2d 43 (1995); State v. Grimmett, supra. For example, in Wells v. Purcell, 267 Ark. 456, 592 S.W.2d 100 (1979), we held that a writ of mandamus could not be used to compel the legislature to adjourn the Seventy-Second General Assembly because the decision to continue the session was a discretionary matter. We have also held that although the writ cannot be used to control or review matters of discretion, it may be used to force an official to exercise that discretion. Saunders v. Neuse, supra; Thompson v. Erwin, 310 Ark. 533, 838 S.W.2d 353 (1989).\nSecond, the petitioner must show a clear and certain right to the relief sought, and the absence of any other adequate remedy. Redd v. Sossamon, 315 Ark. 512, 868 S.W.2d 466 (1994); Thompson v. Erwin, supra. In State v. Grimmett, supra, we distinguished that the alternative remedy must be adequate, and not merely plausible. We further explained that to be \u201cadequate\u201d the alternative remedy must be \u201cplain and complete and as practical and efficient to the ends of justice and its proper administration as the remedy invoked.\u201d Id. Thus, in several cases we have refused to issue a writ of mandamus where the petitioner had the adequate remedy of raising the issue on appeal. See, e.g., Gran v. Hale, 294 Ark. 563, 745 S.W.2d 129 (1988); Sexton v. Supreme Ct. Comm. on Prof'l Conduct, 297 Ark. 154-A, 761 S.W.2d 602 (1988).\nWe agree with the trial court that DHS has failed to establish both of these factors. In Fireman\u2019s Insurance Co. v. Arkansas State Claims Commission, 301 Ark. 451, 784 S.W.2d 771 (1990), we held that the Claims Commission was an \u201carm of the General Assembly,\u201d and that a party may only appeal the Commission\u2019s rulings to the General Assembly. In 1997, the General Assembly codified the later determination by passing Act 33 of 1997 which declares that a \u201cdecision of the Arkansas State Claims Commission may be appealed only to the Arkansas General Assembly.\u201d Codified at Ark. Code Ann. \u00a7 19-10-211 (Supp. 1997) (emphasis added). Because DHS is asking the judiciary to compel the Claims Commission to reverse its prior discretionary determination that it had jurisdiction to hear Wadley\u2019s Medicaid claim, and DHS has the adequate remedy of appealing the Commission\u2019s ruling to the General Assembly, we hold that the trial court did not abuse its discretion when it denied DHS\u2019s petition for a writ of mandamus. Accordingly, we affirm this ruling.\nII. Writ of Certiorari\nThe second issue is whether the trial court erred when it denied DHS\u2019s petition for a writ of certiorari as defined by Ark. Code Ann. \u00a7 16-13-205 (Repl. 1994). We will reverse a trial court\u2019s ruling on a petition for a writ of certiorari only if the court has abused its discretion. Ricci v. Poole, 253 Ark. 324, 485 S.W.2d 728 (1972).\nIt is well settled that certiorari lies only when it is apparent on the face of the record that there has been a \u201cplain, manifest, clear, and gross abuse of discretion,\u201d and there is no other adequate remedy. State v. Pulaski County Circuit Ct., 326 Ark. 886, 934 S.W.2d 915 (1996); Simpson v. Pulaski County Circuit Ct., 320 Ark. 468, 899 S.W.2d 50 (1995); Casement v. State, 318 Ark. 225, 884 S.W.2d 593 (1994). These principles apply when a petitioner claims that the lower court did not have jurisdiction to hear a claim or to issue a particular type of remedy. See King v. Davis, 324 Ark. 253, 920 S.W.2d 488 (1996).\nBased on our holding, in Fireman\u2019s Ins. Co. v. Arkansas State Claims Comm\u2019n, 301 Ark. 451, 784 S.W.2d 771 (1990), we conclude that DHS has failed to satisfy both of the elements entitling it to a writ of certiorari. In Fireman\u2019s Insurance, the petitioner filed a claim before the Arkansas Claims Commission based on a contract dispute it had with the Arkansas Highway and Transportation Department. Id. After the Commission denied the claim, the petitioner asked the circuit court to issue a writ of certiorari reversing the Commission\u2019s decision. Id. The circuit court refused. Id. On appeal, we explained that pursuant to the doctrine of sovereign immunity neither the State nor its agencies could be named as defendants in its courts. Id. In 1949, the General Assembly created the Arkansas Claims Commission for the sole purpose of hearing and resolving claims against the State that could not otherwise be heard by the judiciary. Id. In Fireman\u2019s, we clarified that the Commission was an \u201carm of the legislature,\u201d and thus all appeals of the Commission\u2019s rulings must be heard by the General Assembly, and not the courts. Id. To further emphasize this point, we said that:\nthe General Assembly has total control over the determination of, and subsequent funding for, payment of the \u2018just debts and obligations of the state\u2019 [and] all other avenues of redress through legal proceedings [are] barred by sovereign immunity ....\nId. (emphasis added). Accordingly, we affirmed the trial court\u2019s denial of the petition for a writ of certiorari. Id.\nAs in Fireman\u2019s Insurance, DHS has failed to satisfy both elements entitling it to a writ of certiorari. First, we cannot say that it is clear from the face of the record that the Commission does not have jurisdiction over Wadley\u2019s claim against DHS. As acknowledged by the dissent, Ark. Code Ann. \u00a7 19-10-204(b) (Supp. 1997) provides that the Commission does not have jurisdiction over:\nclaims arising under the Workers\u2019 Compensation Law, \u00a7 11\u20149\u2014101 et seq., the Employment Security Law, \u00a7 11-10-101 et seq., the Arkansas Teacher Retirement System Act, \u00a7 24-7-201 et seq., the Arkansas Public Employees\u2019 Retirement System Act, \u00a7 24-4-101 et seq., the State Police Retirement System Act, \u00a7 24-6-201 et seq., or under laws providing for old age assistance grants, child welfare grants, blind pensions, or any laws of a similar nature.\n(Emphasis added.) The dissent argues that the last phrase of this section was \u201cclearly intended to except Medicaid claims like Wadley\u2019s,\u201d and that \u201cMedicaid reimbursement is unquestionably \u2018similar\u2019 to laws providing for old-age assistance grants, child-welfare grants, and blind pensions.\u201d We disagree because the dissent\u2019s argument misconstrues the statute and the nature of Wadley\u2019s claim.\nPursuant to the doctrine of ejusdem generis, when general words follow specific words in a statutory enumeration the general words are construed to embrace only objects similar in nature to those objects enumerated by the preceding specific words. McKinney v. Robbins, 319 Ark. 596, 892 S.W.2d 502 (1995); Agape Church, Inc. v. Pulaski County, 307 Ark. 420, 821 S.W.2d 21 (1991). Likewise, the doctrine of noscitur a sociis, which literally translates to \u201cit is known from its associates,\u201d provides that a word can be defined by the accompanying words. Boston v. State, 330 Ark. 99, 952 S.W.2d 671 (1997). Applying both of these principles, we acknowledge that the specifically enumerated exceptions to the Commission\u2019s jurisdiction listed in Ark. Code Ann \u00a7 19-10-204(b) all involve claims of a similar nature: claims by individuals for benefits arising under a statute. In contrast, Wadley filed a breach of contract claim arising under common law instead of a statute. Because Wadley filed a contract claim against DHS, which, as we said in Fireman\u2019s Insurance, is clearly within the jurisdiction of the Claims Commission, we cannot say that on the face of the record the Commission is proposing to act beyond its jurisdiction.\nIn Fireman\u2019s Insurance, we also held that an aggrieved party may only appeal the Commission\u2019s decision to the General Assembly. Because DHS has the adequate remedy of appealing the Commission\u2019s ruling to the General Assembly, we also conclude that the second element entitling DHS to a writ of certiorari has not been established. Accordingly, we hold that the trial court did not abuse its discretion when it denied DHS\u2019s petition for a writ of certiorari.\nAffirmed.\nBrown and Thornton, JJ., dissent.\nWadley alleged numerous causes of action including breach of contract, violation of the federal Medicaid Act, violations of two state statutes, and several constitutional challenges.",
        "type": "majority",
        "author": "Annabelle Clinton Imber, Justice."
      },
      {
        "text": "Robert L. Brown, Justice,\ndissenting. Though I agree with the majority opinion that the trial court was operating within its discretion in denying the petition of the Department of Human Services (DHS) for writ of mandamus, I respectfully dissent from that portion of the majority opinion that affirms the denial of DHS\u2019s petition for writ of certiorari.\nThe General Assembly clearly intended to except Medicaid claims like Wadley\u2019s claim for $2,835,828 from Claims Commission jurisdiction. In 1949, the General Assembly created the Claims Commission, and in doing so, limited its jurisdiction consistent with the current Arkansas Code:\n(b) The commission shall have no jurisdiction of, or authority with respect to, claims arising under the Workers\u2019 Compensation Law, \u00a7 11-9-101 et seq., the Employment Security Law, \u00a7 11-10-101 et seq., the Arkansas Teacher Retirement System Act, \u00a7 24-7-201 et seq., the Arkansas Public Employees\u2019 Retirement System Act, \u00a7 24-4-101 et seq., the State Police Retirement System Act, \u00a7 24-6-201 et seq., or under laws providing for old age assistance grants, child welfare grants, blind pensions, or any laws of a similar nature. . . .\nArk. Code Ann. \u00a7 19-10-204 (Supp. 1997)(emphasis added). See 1949 Ark. Acts 462 \u00a7 2. Viewing the plain language of this section, which has remained virtually the same for approximately fifty years, Medicaid reimbursement is unquestionably \u201csimilar\u201d to laws providing for old-age assistance grants, child-welfare grants, and blind pensions.\nThe fact that the General Assembly has waived sovereign immunity for Wadley\u2019s Medicaid claim under this statute is bolstered by the fact that Wadley itself first made its claim for an adjustment in Medicaid reimbursement to DHS and sought an appeal within DHS after that appeal was denied. In its complaint filed in the Claims Commission, Wadley described the sequence of events:\n15. On May 11, 1995, Wadley, through its counsel Vinson & Elkins, requested an adjustment in the amounts it was paid in fiscal years 1992, 1993, and 1994 pursuant to its Provider Agreement with DHS. DHS did not respond. After numerous telephone calls and letters to DHS, on June 28, 1995, Wadley, through its counsel, Mitchell, Williams, Selig, Gates and Wood-yard, P.L.L.C., again requested an adjustment to the payments in 1992, 1993, and 1994. DHS did not respond. After further demand, on July 19, 1995, Breck Hopkins of DHS Office of Chief Counsel responded by letter of July 26, 1995, and denied any consideration of Wadley\u2019s request.\n16. Wadley then requested reconsideration of the Hopkins\u2019 decision by following the appeals process found in Section 231.7 of the Provider Manual. By letter of September 14, 1995, DHS refused to allow the appeal stating that it was time barred and should have been brought in 1992 when the rate for out-of-state hospitals was reduced to $400.\nIt is only after the door was closed to Wadley\u2019s appeal within DHS that Wadley chose another route, which was its complaint before the Claims Commission. But, again, the Claims Commission has no jurisdiction over Medicaid claims. This is a matter intended to be heard within the executive branch under \u00a7 19-10-204, with judicial review of the agency decision clearly residing in circuit court under the Administrative Procedure Act. See Ark. Code Ann. \u00a7 25-15-212 (Repl. 1996).\nThe reason that the General Assembly determined to keep hands off of these Medicaid claims is obvious. Medicaid reimbursement is a matter of considerable complexity, and DHS has the requisite expertise to decide these Medicaid questions. We have faithfully acknowledged such expertise and acumen within our state agencies. See, e.g., Arkansas Dep\u2019t of Human Servs. v. Thompson, 331 Ark. 181, 959 S.W.2d 46 (1998); Arkansas Health Servs. Agency v. Desiderata, Inc., 331 Ark. 144, 958 S.W.2d 7 (1998). To be sure, a claim against the State based on a contract must be submitted to the Claims Commission. Ark. Code Ann. \u00a7 19-10-208(c) (Repl. 1994). But to contend that this is merely a claim for breach of contract is a terrible understatement. Wadley\u2019s claim requires interpretation of federal law and regulations, declaration of what constitutes the supreme law of the land, an alleged violation of the Equal Protection Clause of the Fourteenth Amendment, and judicial review of a state agency decision.\nBecause the Claims Commission, which is an arm of the legislative branch, is attempting in this case to exercise powers reserved by \u00a7 19-10-204 to the executive branch, the instant case is materially different from Fireman\u2019s Ins. Co. v. Arkansas State Claims Comm\u2019n, 301 Ark. 451, 784 S.W.2d 771 (1990), cert. denied, 498 U.S. 824 (1990), and Wells v. Purcell, 267 Ark. 456, 592 S.W.2d 100 (1979), where this court held that writs of certiorari and mandamus could not issue to the General Assembly because the challenged conduct fell squarely within the exercise of legislative powers.\nA writ of certiorari lies to correct proceedings erroneous on the face of the record, when there is no other adequate remedy. King v. Davis, 324 Ark. 253, 920 S.W.2d 488 (1996); Lupo v. Lineberger, 313 Ark. 315, 855 S.W.2d 293 (1993); Sexton v. Supreme Court, 297 Ark. 154-A, 761 S.W.2d 602 (1988); Bridges v. Arkansas Motor Coaches, 256 Ark. 1054, 511 S.W.2d 651 (1974). It is available in the exercise of superintending control over a tribunal which is proceeding illegally where no other mode of review has been provided. Id.\nThe Claims Commission is assuming what is clearly a matter to be decided by DHS under \u00a7 19-10-204, subject to judicial review. It has no jurisdiction over the case. I would grant the petition for writ of certiorari.\nThornton, J., joins.",
        "type": "dissent",
        "author": "Robert L. Brown, Justice,"
      }
    ],
    "attorneys": [
      "Breck G. Hopkins, for appellant.",
      "Brian G. Brooks, for appellees.",
      "Mitchell, Williams, Selig, Gates & Woodyard PLLC, by: Sherry P. Bartley and Dowd, Harrelson, Moore & Giles, by: C. Wayne Dowd, for interventor-appellee."
    ],
    "corrections": "",
    "head_matter": "Ray HANLEY, in His Official Capacity as Director of the Arkansas Department of Health and Human Services v. ARKANSAS STATE CLAIMS COMMISSION; Norman L. Hodges, Jr., In His Official Capacity as Director of the Arkansas State Claims Commission; and Diane Pieroni, Robert Handley, Joe Peacock, and Ralph Patton, in Their Official Capacities as Arkansas State Claims Commissioners\n97-775\n970 S.W.2d 198\nSupreme Court of Arkansas\nOpinion delivered May 7, 1998\nBreck G. Hopkins, for appellant.\nBrian G. Brooks, for appellees.\nMitchell, Williams, Selig, Gates & Woodyard PLLC, by: Sherry P. Bartley and Dowd, Harrelson, Moore & Giles, by: C. Wayne Dowd, for interventor-appellee."
  },
  "file_name": "0159-01",
  "first_page_order": 189,
  "last_page_order": 200
}
