{ "id": 1342378, "name": "Lisa GOFF and Kenneth Goff v. HAROLD IVES TRUCKING CO., Inc.", "name_abbreviation": "Goff v. Harold Ives Trucking Co.", "decision_date": "2000-09-28", "docket_number": "99-1420", "first_page": "143", "last_page": "151", "citations": [ { "type": "official", "cite": "342 Ark. 143" }, { "type": "parallel", "cite": "27 S.W.3d 387" } ], "court": { "name_abbreviation": "Ark.", "id": 8808, "name": "Arkansas Supreme Court" }, "jurisdiction": { "id": 34, "name_long": "Arkansas", "name": "Ark." }, "cites_to": [ { "cite": "494 A.2d 761", "category": "reporters:state_regional", "reporter": "A.2d", "case_ids": [ 3936929 ], "year": 1985, "opinion_index": 0, "case_paths": [ "/md-app/64/0202-01" ] }, { "cite": "633 So. 2d 1357", "category": "reporters:state_regional", "reporter": "So. 2d", "case_ids": [ 7474798 ], "year": 1994, "opinion_index": 0, "case_paths": [ "/so2d/633/1357-01" ] }, { "cite": "950 S.W.2d 811", "category": "reporters:state_regional", "reporter": "S.W.2d", "case_ids": [ 11914058 ], "year": 1997, "opinion_index": 0, "case_paths": [ "/sw2d/950/0811-01" ] }, { "cite": "722 A.2d 1247", "category": "reporters:state_regional", "reporter": "A.2d", "case_ids": [ 11786006 ], "year": 1998, "opinion_index": 0, "case_paths": [ "/a2d/722/1247-01" ] }, { "cite": "675 A.2d 829", "category": "reporters:state_regional", "reporter": "A.2d", "year": 1996, "opinion_index": 0 }, { "cite": "501 S.E.2d 161", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1998, "opinion_index": 0 }, { "cite": "680 A.2d 604", "category": "reporters:state_regional", "reporter": "A.2d", "year": 1996, "opinion_index": 0 }, { "cite": "856 S.W.2d 51", "category": "reporters:state_regional", "reporter": "S.W.2d", "case_ids": [ 9993869 ], "year": 1993, "pin_cites": [ { "parenthetical": "en banc" } ], "opinion_index": 0, "case_paths": [ "/sw2d/856/0051-01" ] }, { "cite": "501 N.E.2d 1312", "category": "reporters:state_regional", "reporter": "N.E.2d", "year": 1986, "opinion_index": 0 }, { "cite": "923 P.2d 416", "category": "reporters:state_regional", "reporter": "P.2d", "case_ids": [ 358079 ], "year": 1996, "opinion_index": 0, "case_paths": [ "/idaho/129/0171-01" ] }, { "cite": "969 S.W.2d 950", "category": "reporters:state_regional", "reporter": "S.W.2d", "case_ids": [ 11842550 ], "weight": 2, "year": 1998, "pin_cites": [ { "page": "951-52" } ], "opinion_index": 0, "case_paths": [ "/sw2d/969/0950-01" ] }, { "cite": "710 A.2d 65", "category": "reporters:state_regional", "reporter": "A.2d", "case_ids": [ 11827465 ], "year": 1998, "opinion_index": 0, "case_paths": [ "/a2d/710/0065-01" ] }, { "cite": "734 P.2d 1177", "category": "reporters:state_regional", "reporter": "P.2d", "case_ids": [ 1474914 ], "year": 1987, "opinion_index": 0, "case_paths": [ "/kan/241/0206-01" ] }, { "cite": "594 N.W.2d 31", "category": "reporters:state_regional", "reporter": "N.W.2d", "case_ids": [ 11602231 ], "year": 1999, "pin_cites": [ { "parenthetical": "court did not recognize negligent spoliation" } ], "opinion_index": 0, "case_paths": [ "/nw2d/594/0031-01" ] }, { "cite": "365 S.W.2d 545", "category": "reporters:state_regional", "reporter": "S.W.2d", "year": 1988, "opinion_index": 0 }, { "cite": "722 P.2d 286", "category": "reporters:state_regional", "reporter": "P.2d", "case_ids": [ 1473645 ], "year": 1986, "opinion_index": 0, "case_paths": [ "/ariz/150/0118-01" ] }, { "cite": "658 So. 2d 408", "category": "reporters:state_regional", "reporter": "So. 2d", "case_ids": [ 7428427 ], "year": 1995, "opinion_index": 0, "case_paths": [ "/so2d/658/0408-01" ] }, { "cite": "Ark. Code Ann. \u00a7 5-53-111", "category": "laws:leg_statute", "reporter": "Ark. Code Ann.", "year": 1997, "opinion_index": 0 }, { "cite": "384 F. Supp. 821", "category": "reporters:federal", "reporter": "F. Supp.", "case_ids": [ 3320042 ], "year": 1974, "opinion_index": 0, "case_paths": [ "/f-supp/384/0821-01" ] }, { "cite": "954 P.2d 511", "category": "reporters:state_regional", "reporter": "P.2d", "weight": 7, "year": 1998, "pin_cites": [ { "page": "515" }, { "page": "517" }, { "page": "517", "parenthetical": "internal quotations omitted" }, { "page": "517-18" }, { "page": "518" } ], "opinion_index": 0 }, { "cite": "905 P.2d 185", "category": "reporters:state_regional", "reporter": "P.2d", "case_ids": [ 1558990 ], "year": 1995, "opinion_index": 0, "case_paths": [ "/nm/120/0645-01" ] }, { "cite": "615 N.E.2d 1037", "category": "reporters:state_regional", "reporter": "N.E.2d", "year": 1993, "pin_cites": [ { "parenthetical": "holding without explanation that a \"cause of action exists in tort for interference with or destruction of evidence\"" } ], "opinion_index": 0 }, { "cite": "180 F.3d 294", "category": "reporters:federal", "reporter": "F.3d", "case_ids": [ 11662644, 3669526 ], "year": 1999, "pin_cites": [ { "parenthetical": "holding that negligent or reckless spoliation of evidence is an independent and actionable tort" } ], "opinion_index": 0, "case_paths": [ "/f3d/180/0294-01", "/us-app-dc/336/0359-01" ] }, { "cite": "628 A.2d 1108", "category": "reporters:state_regional", "reporter": "A.2d", "case_ids": [ 443206 ], "year": 1993, "pin_cites": [ { "parenthetical": "New Jersey recognizes intentional spoliation of evidence as a tort, but not negligent spoliation of evidence" } ], "opinion_index": 0, "case_paths": [ "/nj-super/266/0222-01" ] }, { "cite": "718 P.2d 456", "category": "reporters:state_regional", "reporter": "P.2d", "case_ids": [ 10409180 ], "year": 1986, "opinion_index": 0, "case_paths": [ "/p2d/718/0456-01" ] }, { "cite": "473 So. 2d 1307", "category": "reporters:state_regional", "reporter": "So. 2d", "case_ids": [ 7625971 ], "year": 1985, "opinion_index": 0, "case_paths": [ "/so2d/473/1307-01" ] }, { "cite": "198 Cal. Rptr. 829", "category": "reporters:state", "reporter": "Cal. Rptr.", "weight": 2, "year": 1984, "pin_cites": [ { "page": "837" } ], "opinion_index": 0 }, { "cite": "335 Ark. 267", "category": "reporters:state", "reporter": "Ark.", "case_ids": [ 862747 ], "weight": 3, "year": 1998, "opinion_index": 0, "case_paths": [ "/ark/335/0267-01" ] }, { "cite": "339 Ark. 149", "category": "reporters:state", "reporter": "Ark.", "case_ids": [ 130669 ], "weight": 2, "year": 1999, "pin_cites": [ { "parenthetical": "citing Efurd v. Hackler 335 Ark. 267, 983 S.W.2d 386 (1998)" }, { "parenthetical": "citing Efurd v. Hackler 335 Ark. 267, 983 S.W.2d 386 (1998)" } ], "opinion_index": 0, "case_paths": [ "/ark/339/0149-01" ] } ], "analysis": { "cardinality": 935, "char_count": 16420, "ocr_confidence": 0.748, "pagerank": { "raw": 3.6571438391595324e-07, "percentile": 0.8903472750727938 }, "sha256": "4ec1222d223f1e8aa95702cd147db58c7591ad3ae35e75e52654b29a07e92392", "simhash": "1:31e0f9edb46c9ad0", "word_count": 2671 }, "last_updated": "2023-07-14T20:01:02.266586+00:00", "provenance": { "date_added": "2019-08-29", "source": "Harvard", "batch": "2018" }, "casebody": { "judges": [], "parties": [ "Lisa GOFF and Kenneth Goff v. HAROLD IVES TRUCKING CO., Inc." ], "opinions": [ { "text": "Tom Glaze, Justice.\nThis case presents our court with the following issue of first impression: whether or not Arkansas should recognize intentional first-party spoliation of evidence as an independent tort cause of action.\nOn December 2, 1997, Lisa Goff was in a head-on collision with a tractor-trailer rig driven by an employee of Harold Ives Trucking Company (hereinafter Ives), and as a result, she suffered severe injuries. On May 18, 1998, Goff and her husband Kenneth filed suit in federal district court. They served their complaint on Ives on the same day, along with a summons and request for \u25a0 production of documents. The request for production of documents sought Ives\u2019 driver\u2019s logs for the entire month of November 1997 and December 1-2, 1997.\nSometime during the course of discovery, the Goffs learned that Ives had either negligently or intentionally lost or destroyed some of its truck driver\u2019s logs, relating to the driver who had been involved in their accident. The Goffs alleged these logs showed the hours of service, or how long the driver had been on the road. Such logs were required by federal law to be kept for a minimum of six months. Because of the missing logs, the Goffs amended their federal complaint to allege a count of spoliation of evidence. Ives subsequently admitted liability for the accident, so at trial, the jury considered and decided the issue of damages only. However, before submitting the damages issue to the jury, the federal trial judge refused to let the Gofis submit a claim for punitive damages based on spoliation, and as a result, they took a voluntary nonsuit on the spoliation count. The jury then returned a verdict in favor of the Goffs, awarding them compensation on their underlying negligence claim.\nThe Goffs later filed a complaint in Pulaski County Circuit Court on March 30, 1999, based solely on the spoliation count they previously nonsuited in the federal proceeding. The Gofis alleged that they had been deprived of relevant and central information in pursuing the underlying negligence action and that the destruction of the logs interfered with their opportunity to recover damages. Ives responded by fifing a motion to dismiss under Ark. R. Civ. P. 12(b)(6), asserting that the Goffs had failed to state a cause of action on the grounds that Arkansas does not recognize the tort of spoliation of evidence. Ives further urged that, even if the courts were to recognize such a claim, the Goffs could not prevail because they had already won their negligence action. On August 16, 1999, a hearing was held on Ives\u2019 motion to dismiss, and after hearing arguments from both sides, the trial judge dismissed the Goffs\u2019 complaint.\nWe review a trial court\u2019s decision on a motion to dismiss by treating the facts alleged in the complaint as true and viewing them in the fight most favorable to the plaintiff. Martin v. Arthur, 339 Ark. 149, 3 S.W.3d 684 (1999) (citing Efurd v. Hackler 335 Ark. 267, 983 S.W.2d 386 (1998)). In testing the sufficiency of a complaint on a motion to dismiss, all reasonable inferences must be resolved in favor of the complaint. Id.\nSpoliation is defined as \u201cthe intentional destruction of evidence and when it is established, [the] fact finder may draw [an] inference that [the] evidence destroyed was unfavorable to [the] party responsible for its spoliation.\u201d Black\u2019s Law Dictionary 1401 (6th ed. 1990). Our research reflects that few jurisdictions have acknowledged spoliation as an independent tort. In those few states which have recognized the tort, several courts have likened the harm arising from the destruction of evidence to that suffered by plaintiffs in cases involving intentional interference with prospective economic advantage. This reasoning was first employed in Smith v. Superior Court, 198 Cal. Rptr. 829 (Cal. App. 1984), where the California court of appeals acknowledged the new cause of action for the first time. Noting that \u201cfor every wrong there is a remedy,\u201d the California court held that a prospective civil action in a products liability case was a valuable probable expectancy to the plaintiff, and as such, the court could and should protect that interest from the kind of interference posed by the destruction of evidence necessary to prove such a claim. Smith, 198 Cal. Rptr. at 837. Several other jurisdictions adopted this approach to the tort. See Bondu v. Gurvich, 473 So. 2d 1307 (Fla. App. 1985); Hazen v. Municipality of Anchorage, 718 P.2d 456 (Alaska 1986); Hirsch v. General Motors Corp., 628 A.2d 1108 (N.J. Super. 1993) (New Jersey recognizes intentional spoliation of evidence as a tort, but not negligent spoliation of evidence); Holmes v. Amerex Rent-A-Car, 180 F.3d 294 (D.C. Cir. 1999) (holding that negligent or reckless spoliation of evidence is an independent and actionable tort); Smith v. Howard Johnson Co., 615 N.E.2d 1037 (Ohio 1993) (holding without explanation that a \u201ccause of action exists in tort for interference with or destruction of evidence\u201d); and Coleman v. Eddy Potash, 905 P.2d 185 (N.M. 1995).\nThese states, however, represent what we have determined to be the minority view We find it instructive that California, the first state to adopt spoliation as an independent tort, has changed course and, more recently, that state\u2019s highest court has held specifically that the tort would no longer be recognized. Cedars-Sinai Medical Center v. Superior Court, 954 P.2d 511 (Cal. 1998). In rejecting the logic of the Smith case, the California Supreme Court noted that while \u201c[n]o one doubts that the intentional destruction of evidence should be condemned, . . . [t]hat alone, however, is not enough to justify creating tort liability for such conduct.\u201d Cedars-Sinai, 954 P.2d at 515.\nThe California Supreme Court based its decision on a number of public policy concerns, noting primarily the \u201cstrong policy favoring use of nontort remedies rather than derivative tort causes of action to punish and correct litigation misconduct and the prohibition against attacking adjudications on the ground that evidence was falsified or destroyed.\u201d Id. at 517. Chief among these nontort remedies is the evidentiary inference, often quoted in its Latin form, \u201comnia praesumuntur contra spoliatorem,\u201d meaning \u201call things are presumed against a spoliator.\u201d This inference, embodied in California\u2019s rules of evidence and its standard jury instructions, allows a fact-finder to infer from the destruction of evidence that whatever was contained in that evidence was unfavorable to the party that destroyed it. Id. There is at least one Arkansas federal district court decision which recognized this presumption. Carr v. St. Paul Fire & Marine Ins. Co., 384 F. Supp. 821 (W.D. Ark. 1974).\nIn addition to this evidentiary inference or presumption, the California Supreme Court noted the \u201cbroad range of [discovery] sanctions for conduct that amounts to a misuse of the discovery process.\u201d Cedars-Sinai, 954 P.2d at 517 (internal quotations omitted). In California, these sanctions include \u201cmonetary sanctions, contempt sanctions, issue sanctions . . . , evidentiary sanctions . . . , and terminating sanctions that include striking part or all of the pleadings, dismissing part or all of the action, or granting a default judgment against the offending party.\u201d Id. at 517-18. Arkansas has similar sanctions, in the form of Ark. R. Civ. P. 37(b)(2), which provides as follows:\n(2) Sanctions By Court In Which Action Is Pending. If a person . . . fails to obey an order to provide or permit discovery, . . . the court in which the action is pending may make such orders in regard to the failure as are just, and among others the following:\n(A) An order that the matters regarding which the order was made or any other designated facts shall be taken to be established for the purposes of the action in accordance with the claim of the party obtaining the order;\n(B) An order refusing to allow the disobedient party to support or oppose designated claims or defenses, or prohibiting him from introducing designated matters in evidence;\n(C) An order striking out pleadings or parts thereof, or staying further proceedings until the order is obeyed, or dismissing the action or proceeding or any part thereof, or rendering a judgment by default against the disobedient party;\n(D) In lieu of any of the foregoing orders or in addition thereto, an order treating as a contempt of court the failure to obey any orders except an order to submit to a physical or mental examination;\n4= 4= * 4=\nIn lieu of any of the foregoing orders or in addition thereto, the court shall require the party failing to obey the order or the attorney advising him or both to pay the reasonable expenses, including attorney\u2019s fees, caused by the failure, unless the court finds that the failure was substantially justified or that other circumstances make an award of expenses unjust.\nArk. R. Civ. P. 37(b) (2000).\nThe California court also discussed the two following nontort remedies for the spoliation of evidence: the fact that lawyers may be subject to disciplinary proceedings for participating in the destruction or suppression or evidence (and thus would take steps to see to it that their clients do not engage in such behavior), and the existence of criminal penalties for spoliation. Again, both of these remedies, as deterrents, are available under our state law. Arkansas\u2019s Rules of Professional Conduct provide that it is professional misconduct for a lawyer to \u201cengage in conduct involving dishonesty, fraud, deceit or misrepresentation [or to] engage in conduct that is prejudicial to the administration of justice.\u201d Model Rules of Professional Conduct 8.4(c) & (d). In addition, we have a statute which makes it a Class B misdemeanor if a person \u201calters, destroys, suppresses, removes, or conceals any record, document, or thing with the purpose or impairing its verity, legibility, or availability in any official proceeding or investigation.\u201d Ark. Code Ann. \u00a7 5-53-111 (Repl. 1997).\nBesides the existence of the foregoing nontort remedies are several strong policy concerns that weigh against the recognition or adoption of spoliation as a new tort. We are concerned, as was the California Supreme Court, with the speculative nature of damages in a case such as this. The question goes not only to the amount of damages caused by the destruction of evidence, but also to the very existence of injury. The California court discussed this problem in its Cedars-Sinai decision as follows:\nIn such cases, even if the jury infers from the act of spoliation that the spoliated evidence was somehow unfavorable to the spoliator, there will typically be no way of telling what precisely the evidence would have shown and how much it would have weighed in the spoliation victim\u2019s favor. Without knowing the content and weight of the spoliated evidence, it would be impossible for the jury to meaningfully assess what role the missing evidence would have played in the determination of the underlying action. The jury could only speculate as to what the nature of the spoliated evidence was and what effect it might have had on the outcome of the underlying litigation.\nCedars-Sinai, 954 P.2d at 518.\nWe agree with the California court\u2019s analysis. In the present case, the Goffs\u2019 complaint is devoid of any suggestion as to what the missing logs contained. Although the complaint states that the destruction of the logs deprived the Goffs of relevant evidence concerning their negligence action, it does not allege that the logs would have shown that the driver of the truck that struck Mrs. Goff had been on the road for more hours than federal law permits. Therefore, even if the Goffs had been permitted to present their spoliation claim to a jury, there would have been no way for that jury to tell what the logs would have shown and what injury, if any, the Goffs had suffered as a result of the logs\u2019 destruction. We also find it telling that the Goffs won their underlying negligence action in the federal district court. In such a situation, whether any additional damages could have been proven is certainly open to question.\nIn declining to adopt an independent tort of spoliation, we further note that the recognition of the tort is not, as the Goffs suggest, a \u201cgrowing trend\u201d in this country. The majority of jurisdictions which have considered it have either expressly rejected the cause of action or have declined to reach the question on the facts presented. Among those states refusing to acknowledge the tort, in addition to California, are Alabama, Arizona, Georgia, Iowa, Kansas, Pennsylvania, and Texas. Christian v. Kenneth Chandler Constr. Co., 658 So. 2d 408 (Ala. 1995); LaRaia v. Superior Court, 722 P.2d 286 (Ariz. 1986); Gardner v. Blackstone, 365 S.W.2d 545 (Ga. App. 1988); Meyn v. State, 594 N.W.2d 31 (Iowa 1999) (court did not recognize negligent spoliation); Koplin v. Rosel Well Perforators, Inc., 734 P.2d 1177 (Kan. 1987); Elias v. Lancaster, 710 A.2d 65 (Pa. Super. Ct. 1998); Trevino v. Ortega, 969 S.W.2d 950 (Tex. 1998). States which have declined to reach the issue because the facts did not warrant the creation of a new tort include Connecticut, Idaho, Illinois, Missouri, New Hampshire, and Virginia. Reilly v. D\u2019Errico, 1994 W.L. 547671 (Conn. Super. Ct. Sept. 21, 1994); Yoakum v. Hartford Fire Ins. Co., 923 P.2d 416 (Idaho 1996); Petrik v. Monarch Printing Corp. 501 N.E.2d 1312 (Ill. App. 1986); Brown v. Hamid, 856 S.W.2d 51 (Mo. 1993) (en banc); Rodriguez v. Webb, 680 A.2d 604 (N.H. 1996); Austin v. Consolidated Coal, 501 S.E.2d 161 (Va. 1998).\nWe join those jurisdictions that have expressly declined to recognize the tort of intentional spoliation of evidence. As discussed above, we believe that there are sufficient other avenues, short of creating a new cause of action, that serve to remedy the situation for a plaintiff. Most significant, an aggrieved party can request that a jury be instructed to draw a negative inference against the spoliator. Additionally, and as discussed earlier, the plaintiff can ask for discovery sanctions or seek to have a criminal prosecution initiated against the party who destroyed relevant evidence. In short, we do not find it necessary to create a new tort out of whole cloth in order to provide a party with a remedy. The following language of the Texas Supreme Court succinctly addresses our own position on the subject:\nThis Court treads cautiously when deciding whether to recognize a new tort. While the law must adjust to meet society\u2019s changing needs, we must balance that adjustment against boundless claims in an already crowded judicial system. We are especially averse to creating a tort that would only lead to duplicative litigation, encouraging inefficient relitigation of issues better handled within the context of the core cause of action. We thus decline to recognize evidence spoliation as an independent tort. . . . [The] traditional response to the problem of evidence spoliation properly frames the alleged wrong as an evidentiary concept, not a separate cause of action.\nTrevino v. Ortega, 969 S.W.2d 950, 951-52 (emphasis added).\nBecause we find it unnecessary and unwise to recognize first-party spoliation of evidence as an independent tort in Arkansas, we affirm the decision of the trial court.\nIn addition to intentional spoliation, a small number of jurisdictions have discussed the tort of negligent spoliation of evidence.\nThis presumption is recognized as a sufficient remedy by a number of states which have refused to acknowledge spoliation of evidence as an independent tort. See, e.g., Beers v. Bayliner Marine Corp., 675 A.2d 829 (Conn. 1996); Lucas v. Christiana Skating Center, Ltd., 722 A.2d 1247 (Del. Super. Ct. 1998); Monsanto v. Reed, 950 S.W.2d 811 (Ky. 1997); Kammerer v. Sewerage & Water Bd., 633 So. 2d 1357 (La. App. 1994); Miller v. Montgomery County, 494 A.2d 761 (Md. App. 1985).\nDuring oral arguments in this case, counsel for the Goffs conceded that he had not sought discovery sanctions against the trucking company.", "type": "majority", "author": "Tom Glaze, Justice." } ], "attorneys": [ "The Mulkey Attorneys Group, P.A., by: Bruce L. Mulkey and Jeremy K. Landon, for appellants.", "Conner & Winters, P.L.L.C., by: John R. Elrod and Vicki Bronson, for appellee." ], "corrections": "", "head_matter": "Lisa GOFF and Kenneth Goff v. HAROLD IVES TRUCKING CO., Inc.\n99-1420\n27 S.W.3d 387\nSupreme Court of Arkansas\nOpinion delivered September 28, 2000\nThe Mulkey Attorneys Group, P.A., by: Bruce L. Mulkey and Jeremy K. Landon, for appellants.\nConner & Winters, P.L.L.C., by: John R. Elrod and Vicki Bronson, for appellee." }, "file_name": "0143-01", "first_page_order": 167, "last_page_order": 175 }