{ "id": 477556, "name": "THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. ULECE MONTGOMERY, Appellant", "name_abbreviation": "People v. Montgomery", "decision_date": "1994-10-27", "docket_number": "No. 71439", "first_page": "109", "last_page": "117", "citations": [ { "type": "official", "cite": "162 Ill. 2d 109" } ], "court": { "name_abbreviation": "Ill.", "id": 8772, "name": "Illinois Supreme Court" }, "jurisdiction": { "id": 29, "name_long": "Illinois", "name": "Ill." }, "cites_to": [ { "cite": "46 Ill. 2d 88", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 2898966 ], "pin_cites": [ { "page": "91" } ], "opinion_index": 0, "case_paths": [ "/ill-2d/46/0088-01" ] }, { "cite": "107 S. Ct. 1329", "category": "reporters:federal", "reporter": "S. Ct.", "opinion_index": 0 }, { "cite": "94 L. Ed. 2d 181", "category": "reporters:federal", "reporter": "L. Ed. 2d", "opinion_index": 0 }, { "cite": "479 U.S. 1101", "category": "reporters:federal", "reporter": "U.S.", "case_ids": [ 6559402, 6559372, 6559345, 6559450, 6559324 ], "opinion_index": 0, "case_paths": [ "/us/479/1101-04", "/us/479/1101-03", "/us/479/1101-02", "/us/479/1101-05", "/us/479/1101-01" ] }, { "cite": "112 Ill. 2d 517", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 5538113 ], "opinion_index": 0, "case_paths": [ "/ill-2d/112/0517-01" ] }, { "cite": "123 Ill. 2d 113", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 5550782 ], "pin_cites": [ { "page": "145" } ], "opinion_index": 1, "case_paths": [ "/ill-2d/123/0113-01" ] }, { "cite": "139 Ill. 2d 89", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 5573939 ], "pin_cites": [ { "page": "130" } ], "opinion_index": 1, "case_paths": [ "/ill-2d/139/0089-01" ] }, { "cite": "46 Ill. 2d 88", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 2898966 ], "pin_cites": [ { "page": "91" } ], "opinion_index": 1, "case_paths": [ "/ill-2d/46/0088-01" ] } ], "analysis": { "cardinality": 585, "char_count": 13599, "ocr_confidence": 0.79, "pagerank": { "raw": 1.1198225833127044e-07, "percentile": 0.5731816797041063 }, "sha256": "8bf92a2f409fdc82d00d35e59e200e5f9e01eb463bb45453214b64d34658feef", "simhash": "1:fa0285ace573bdd9", "word_count": 2053 }, "last_updated": "2023-07-14T18:06:53.383582+00:00", "provenance": { "date_added": "2019-08-29", "source": "Harvard", "batch": "2018" }, "casebody": { "judges": [], "parties": [ "THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. ULECE MONTGOMERY, Appellant." ], "opinions": [ { "text": "JUSTICE HEIPLE\ndelivered the opinion of the court:\nDefendant, Ulece Montgomery, appeals from a judgment of the circuit court of Cook County denying his petition for post-conviction relief. Because the post-conviction proceeding involves a judgment imposing a sentence of death, defendant\u2019s appeal lies directly to this court. 134 Ill. 2d R. 651(a).\nIn the underlying criminal prosecution, defendant waived his right to a jury trial, stipulated to the State\u2019s evidence and was convicted of the murders of two elderly women by Judge Richard L. Samuels. Defendant also waived his right to a jury during the sentencing portion of the proceedings. After determining that two aggravating factors set forth in section 9 \u2014 1(b) of the Criminal Code of 1961 (Ill. Rev. Stat. 1983, ch. 38, pars. 9 \u2014 1(b)(3), (b)(6)) existed and that there were no mitigating factors sufficient to preclude a sentence of death, Judge Samuels sentenced defendant to death. This court affirmed defendant\u2019s conviction and sentence on direct appeal (People v. Montgomery (1986), 112 Ill. 2d 517), and the United States Supreme Court denied certiorari (Montgomery v. Illinois (1987), 479 U.S. 1101, 94 L. Ed. 2d 181, 107 S. Ct. 1329).\nDefendant then instituted the present action under the Post-Conviction Hearing Act (Ill. Rev. Stat. 1987, ch. 38, par. 122 \u2014 1 et seq.). Defendant\u2019s petition, as amended, contained 32 counts. On the State\u2019s motion, however, the post-conviction court dismissed count XI and counts XIII through XXXI, and they are not before us on this appeal.\nThe counts which concern us here sought a new trial based on allegations of judicial misconduct and ineffective assistance of trial and appellate counsel. Specifically, defendant alleged that the trial judge, Judge Samuels, violated his due process rights by reneging on an improper ex parte promise made to his trial attorneys to sentence him to life imprisonment. Correspondingly, defendant claimed that his trial attorneys were ineffective because they convinced him to waive his right to a jury at sentencing based on their improper ex parte conversations with Judge Samuels. Defendant further asserted that his attorneys were ineffective because they failed to offer additional mitigation evidence which was available and failed to raise the judicial misconduct issue in the trial court. In addition, defendant alleged that his lawyer on appeal was ineffective for failing to raise on direct review the judicial misconduct issue as well as two challenges to the constitutionality of the Illinois death penalty statute.\nThe post-conviction court initially determined that an evidentiary hearing on all of these allegations was necessary. Following the presentation of evidence and arguments on the judicial misconduct allegations, however, the post-conviction court denied relief not only on defendant\u2019s judicial misconduct claims, but on his ineffective assistance of counsel claims as well. The post-conviction court found that during the ex parte conversations with defendant\u2019s trial attorneys, Judge Samuels had not promised that he would sentence defendant to life imprisonment and had said or done nothing which would lead anyone to believe that he would impose a sentence less than death. Rather, the only thing discussed during the ex parte conversations was scheduling. The post-conviction court further found, after reviewing the entire record, that defendant\u2019s trial and appellate attorneys\u2019 performance was not deficient.\nOn this appeal, defendant offers four arguments in support of his alternative requests for a new trial or a new post-conviction evidentiary hearing. The first three arguments involve the counts in his petition for relief which dealt with the alleged ex parte conversations. Defendant\u2019s final argument concerns the remaining counts of his petition for relief, where he claims ineffective assistance of counsel. Because we conclude that defendant\u2019s third argument has merit, we do not address his other arguments. Those arguments are based upon the factual findings that were made following the post-conviction hearing. Since we remand this cause with directions to reopen the hearing, the factual findings that are before us were made on an incomplete record. The post-conviction court will have to reevaluate and reenter factual findings following the close of the evidence in the reopened hearing.\nDefendant claims that the post-conviction court improperly limited his cross-examination of Judge Samuels and Shirley Thompson, Judge Samuels\u2019 court reporter for over seven years. Defendant claims that these limitations denied him a full and fair hearing. We agree.\nDefendant sought to cross-examine Judge Samuels as to, first, his silence and failure to deny defendant\u2019s allegations when he was first made aware of them; second, his refusal to speak to defendant\u2019s lawyers; third, the aggravation and mitigation evidence discussed with attorney McNamara in chambers; and fourth, Judge Samuels\u2019 familiarity with and understanding of the rules prohibiting ex parte contacts between judges and lawyers. He sought to cross-examine Shirley Thompson about Judge Samuels\u2019 practice of meeting with lawyers in his chambers ex parte.\nIt is true that, in determining the merits of a post-conviction petition, a judge has wide discretion to limit the type of evidence he will permit. (People v. Humphrey (1970), 46 Ill. 2d 88, 91.) Nevertheless, the decision to prohibit defendant\u2019s cross-examination of Judge Samuels on these matters, which went right to the heart of the controversy, was an abuse of discretion. At issue was whether Judge Samuels made an inappropriate promise to defendant during an inappropriate ex parte communication. The post-conviction court could not have come to an informed conclusion when it severely limited testimony from the very sources that could shed light on whether defendant\u2019s allegations were true.\nThus, we remand this cause and direct the post-conviction court to reopen the hearing to allow defendant to fully cross-examine Judge Samuels and Shirley Thompson. The post-conviction court may rely on the record and need not receive the rest of the evidence a second time. Of course, it may in its discretion allow either side to re-present evidence to the extent it feels that reception will aid it in making its ultimate findings.\nOur order renders the post-conviction hearing incomplete. It would therefore be premature to consider defendant\u2019s remaining allegations of error, which go to the adequacy of the post-conviction court\u2019s findings following what it perceived to be the completion of the post-conviction trial. Our order to reopen the hearing necessitates new factual findings upon the completion of the evidence.\nThe cause is remanded to the circuit court.\nCause remanded with directions.", "type": "majority", "author": "JUSTICE HEIPLE" }, { "text": "JUSTICE MILLER,\ndissenting:\nI dissent. Unlike the majority, I do not believe that the court below improperly restricted defense counsel\u2019s cross-examination of witnesses at the evidentiary hearing on the defendant\u2019s post-conviction petition. Accordingly, I would consider here the remaining issues raised by the defendant in the present appeal.\nThe defendant was convicted of murder and, in a bench proceeding, sentenced to death. Our focus in this appeal from the denial of the defendant\u2019s post-conviction petition is on the defendant\u2019s allegations that the trial judge, in several ex parte conversations with the defendant\u2019s trial counsel, had assured counsel that he would impose a sentence of imprisonment rather than death. After an extensive evidentiary hearing, the post-conviction judge rejected this claim, concluding that the trial judge had not made the promise alleged by the defendant.\nThe majority concludes that the post-conviction court improperly restricted defense counsel\u2019s cross-examination of the trial judge, Judge Richard Samuels, and his court reporter, Shirley Thompson. I do not agree.\nDefense counsel conducted a full and thorough cross-examination of both witnesses. Nonetheless, the defendant complains that the post-conviction court improperly sustained objections to the following areas of inquiry: Judge Samuels\u2019 initial and subsequent silence when confronted with the allegations in the post-conviction petition, the judge\u2019s failure to meet with the defendant\u2019s post-conviction counsel to discuss the case prior to the hearing on the petition, the judge\u2019s recollection of his conversations with the defendant\u2019s trial attorneys, and the judge\u2019s familiarity with a subsequently adopted circuit rule concerning ex parte contacts. In addition, the defendant contends that the post-conviction court erred in refusing to permit counsel to question Judge Samuels\u2019 former court reporter, Shirley Thompson, regarding ex parte meetings by the judge with other attorneys.\nThe admission of evidence is generally reserved to the trial judge\u2019s discretion (People v. Hayes (1990), 139 Ill. 2d 89, 130), and a judge hearing a post-conviction matter enjoys \u201cwide discretion as to the type of evidence he may receive in ruling on the allegations of the petition\u201d (People v. Humphrey (1970), 46 Ill. 2d 88, 91). A review of the record in this case demonstrates that the subjects described above were fully aired on direct examination of the two witnesses or were irrelevant or only marginally relevant in the present case. Accordingly, I do not believe that the post-conviction judge abused his discretion or committed reversible error in sustaining any of the State\u2019s objections to these inquiries.\nThe post-conviction court did not abuse its discretion in limiting counsel\u2019s questions regarding Judge Samuels\u2019 reaction to the allegations contained in the post-conviction petition, and the judge\u2019s supposed failure to deny making the alleged promises. As the testimony revealed, when initially confronted in court with the defendant\u2019s allegations, Judge Samuels promptly recused himself from the post-conviction proceeding, obviously realizing that his recollection would be of vital importance in this case; that certainly was not the forum in which any comments by the judge would have been appropriate. Under these circumstances, I fail to see how evidence of Judge Samuels\u2019 supposed silence, then or later, in the face of the allegations in the post-conviction petition would have been helpful to the defendant in establishing his claim.\nNor did the post-conviction court err in sustaining objections to questions about Judge Samuels\u2019 failure to meet with defense counsel to discuss the case. This was a topic that had been adequately explored on direct examination. At that time, Judge Samuels explained that the press of family matters, which he described in detail, had occupied his time and had prevented him from meeting with counsel. I do not believe that the defendant was prejudiced by the court\u2019s ruling here.\nThe post-conviction court also did not err in sustaining objections to questions regarding Judge Samuels\u2019 recollection of his conversations with the defendant\u2019s trial attorneys. In a far-ranging examination of Judge Samuels, defense counsel made repeated inquiries regarding the alleged conversations involving the judge and the defendant\u2019s trial attorneys. The post-conviction court properly sustained an objection to a question that was repetitious and argumentative, and properly sustained objections to questions that were not directly relevant to the defendant\u2019s claim.\nAs a final matter, the post-conviction court acted within its discretion in sustaining objections to questions about Judge Samuels\u2019 awareness of a subsequently adopted circuit rule concerning ex parte contacts with attorneys. I do not believe that testimony concerning the witness\u2019 familiarity or lack of familiarity with the local rule, adopted after the defendant\u2019s trial and sentencing hearing, would have aided the post-conviction court\u2019s understanding of these issues.\nThe post-conviction court also acted within its discretion in sustaining certain objections to the defendant\u2019s cross-examination of Judge Samuels\u2019 former court reporter, Shirley Thompson. Counsel sought to question this witness about her recollection of the substance of Judge Samuels\u2019 ex parte conversations with lawyers other than the defendant\u2019s two trial attorneys. The post-conviction court did not abuse its discretion in limiting this inquiry, given the tangential relevance of Judge Samuels\u2019 conversations with other attorneys to the defendant\u2019s claims concerning the judge\u2019s contacts with trial counsel.\nIn sum, defense counsel was allowed to conduct a full and thorough cross-examination of Judge Samuels and his court reporter. A review of the record in this case shows that the post-conviction judge did not commit reversible error in the modest and warranted restrictions he placed on the defendant\u2019s questioning of these two witnesses. (See People v. Harris (1988), 123 Ill. 2d 113, 145.) Finding no reversible error in the post-conviction court\u2019s rulings on these matters, I would consider now the remaining issues raised by the defendant in the present appeal.", "type": "dissent", "author": "JUSTICE MILLER," } ], "attorneys": [ "Robert T. Markowski, David M. Greenwald and Christopher D. Liguori, of Jenner & Block, of Chicago, for appellant.", "Roland W. Burris, Attorney General, of Springfield, and Jack O\u2019Malley, State\u2019s Attorney, of Chicago (Terence M. Madsen, Assistant Attorney General, of Chicago, and Renee Goldfarb and Marie Quinlivan Czech, Assistant State\u2019s Attorneys, of counsel), for the People." ], "corrections": "", "head_matter": "(No. 71439.\nTHE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. ULECE MONTGOMERY, Appellant.\nOpinion filed October 27, 1994.\nMILLER, J., dissenting.\nRobert T. Markowski, David M. Greenwald and Christopher D. Liguori, of Jenner & Block, of Chicago, for appellant.\nRoland W. Burris, Attorney General, of Springfield, and Jack O\u2019Malley, State\u2019s Attorney, of Chicago (Terence M. Madsen, Assistant Attorney General, of Chicago, and Renee Goldfarb and Marie Quinlivan Czech, Assistant State\u2019s Attorneys, of counsel), for the People." }, "file_name": "0109-01", "first_page_order": 121, "last_page_order": 129 }