{
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  "name": "THE PEOPLE OF THE STATE OF ILLINOIS, Appellant, v. JASON HENRY, Appellee",
  "name_abbreviation": "People v. Henry",
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    "parties": [
      "THE PEOPLE OF THE STATE OF ILLINOIS, Appellant, v. JASON HENRY, Appellee."
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      {
        "text": "CHIEF JUSTICE McMORROW\ndelivered the opinion of the court:\nThe principal issue presented in this appeal is whether certain statements made by the circuit court amounted to an acquittal, for double jeopardy purposes, under the reasoning set forth in People v. Williams, 188 Ill. 2d 293 (1999).\nBACKGROUND\nOn September 3, 1996, defendant was charged in a juvenile petition with the offense of involuntary manslaughter (720 ILCS 5/9 \u2014 3(a) (West 1996)). The petition alleged that defendant, who was 16 years old at that time, was a delinquent minor in that on September 2, 1996, he recklessly struck Curtis Hurlbut in the face, causing him to fall and strike his head on a concrete sidewalk, resulting in Hurlbut\u2019s death. Defendant, represented by the public defender, pled guilty to the allegations in the petition. As part of the plea agreement, the State agreed not to file any proceedings to transfer this matter to the adult criminal court. The circuit court of Madison County accepted defendant\u2019s guilty plea, adjudged defendant a delinquent minor, and, on October 30, 1996, committed defendant for an indeterminate period to the juvenile division of the Department of Corrections.\nOn November 13, 1996, defendant, represented by retained counsel, filed a motion to withdraw his guilty plea. In his motion, defendant alleged that he was not apprised of his rights in this matter prior to agreeing to plead guilty, and that he made the plea under duress due to the prosecutor\u2019s threats that he would be charged with murder as an adult if he did not plead guilty. In addition, defendant also alleged that the guilty plea was made despite the fact that no autopsy report or death certificate had been filed with respect to Hurlbut, which would allow defendant or his counsel to make an informed decision as to how to proceed in this matter. Finally, defendant further alleged that there were conflicting witness statements with respect to the events leading to Hurl-hut\u2019s death, and that the evidence indicated that Hurl-hut\u2019s death was accidental and not intentional. On December 31, 1996, the circuit court granted defendant\u2019s motion to withdraw his guilty plea.\nOn January 8, 1997, the State filed a motion, pursuant to section 5 \u2014 4 of the Juvenile Court Act of 1987 (705 ILCS 405/5 \u2014 4 (West 1996)), requesting that defendant be tried as an adult. The circuit court granted the State\u2019s motion on January 22, 1997, and transferred this matter to adult criminal court. On January 24, 1997, defendant was charged by information with the involuntary manslaughter of Curtis Hurlbut. Defendant was charged for this same offense by indictment on February 6, 1997. On March 9, 1998, the State filed an amended information, which, in addition to involuntary manslaughter, charged defendant with the offense of aggravated battery. Specifically, count II of the amended information alleged that defendant committed aggravated battery in that he committed a battery on a public way, being a public sidewalk, by striking Hurlbut in the face, in violation of section 12 \u2014 4(b)(8) of the Criminal Code of 1961 (720 ILCS 5/12 \u2014 4(b)(8) (West 1996)).\nOn March 10, 1998, defendant\u2019s jury trial commenced. The State presented the testimony of two eyewitnesses who stated that defendant, on a dare, struck Hurlbut in the face with a closed fist. The witnesses farther testified that at the time he was hit, Hurlbut was standing on a grassy lawn. However, as a result of the impact, Hurlbut fell backwards and struck his head on a concrete sidewalk. The State also presented the testimony of a law enforcement officer who arrived at the scene shortly after the incident. The officer found Hurlbut, still alive, lying faceup, bleeding from the back of his head and his mouth. According to the officer, the lower part of Hurlbut\u2019s body was located on the grassy lawn, while the upper part of Hurlbut\u2019s body was on the sidewalk. Hurlbut was taken by ambulance to a hospital, where he later died.\nDefendant testified on his own behalf. According to defendant, Hurlbut had previously made comments that made defendant uneasy. According to defendant, on the date of Hurlbut\u2019s death, Hurlbut approached defendant and defendant became nervous. Defendant admitted striking Hurlbut and that Hurlbut thereafter fell to the ground and hit his head on the sidewalk. Defendant stated that Hurlbut\u2019s upper body \u2014 his shoulders and head \u2014 were on the sidewalk, while the lower portion of Hurlbut\u2019s body remained on the grassy lawn.\nAt the close of evidence, defense counsel moved for a directed verdict on both charged counts. With respect to the charge of aggravated battery in count II, defense counsel argued that the State had failed to prove that the victim was \u201con or about a public way,\u201d as required by section 12 \u2014 4(b)(8) of the Criminal Code of 1961 (720 ILCS 5/12 \u2014 4(b)(8) (West 1996)), in that the State adduced no testimony that the battery was committed on the sidewalk. Defense counsel argued that the evidence showed that the victim was standing on the grass when he was hit, and that when he landed he was lying partially on the sidewalk and partially on the grass.\nThe circuit court denied defendant\u2019s motion for directed verdict as to the charge of involuntary manslaughter contained in count I. However, as to the aggravated battery charge contained in count II, the following colloquy occurred between the circuit court judge, the prosecutor, and defense counsel:\n\u201cTHE COURT: [C]learly, based on the evidence of the two eyewitnesses, even taking into account some distinction that [one witness] made as to [Hurlbut\u2019s] location being a little closer to the sidewalk, I don\u2019t believe we have any evidence that [Hurlbut] was on or about a public sidewalk, in that he was just simply up in the yard when this happened. So I\u2019m going to grant the directed verdict as to Count II. Anything else while we are still on the record?\nTHE PROSECUTOR: Judge, I would ask for leave to appeal that ruling and let it go up.\nDEFENSE COUNSEL: Does that mean a mistrial here or\u2014\nTHE PROSECUTOR: That\u2019s your option at this point in time whether you want to go on the other count or not, but I intend to appeal it and would notify the Court that I intend to appeal that.\nDEFENSE COUNSEL: Well, you can appeal Count II and we\u2019ll just go ahead and \u2014 well\u2014\nTHE PROSECUTOR: Are you willing to sever them at this time?\nDEFENSE COUNSEL: No, I\u2019m not willing to sever them at this time. This puts us in a precarious position. I would ask for a moment or two recess to talk to my client.\nTHE COURT: Sure.\n(A recess was held)\nDEFENSE COUNSEL: For the record, Your Honor, first of all, it would appear to me that, and the Court will correct me if I\u2019m wrong, but there is some good question whether or not the granting of a directed verdict is an appealable order. It certainly seems to me that it\u2019s a finding by the court that the defendant is not guilty. It\u2019s not a ruling on the \u2014 not a procedural ruling on the form of the indictment or the sufficiency of the information, it\u2019s a ruling that as a matter of law that the man is not guilty. So the last time I checked not guilty\u2019s are not appealable. So I don\u2019t think that, unless there is some case law that [the prosecutor] has that says he can appeal it, he can\u2019t appeal it.\nIf the court is going to make a finding, however, that it is appealable and allow the State to appeal that, then I think that we have to ask for a mistrial because I don\u2019t think its proper to have one jury hear part of this case and the other jury hear part of this case when it\u2019s a case of mandatory joinder of these charges. So we either got all or nothing here, folks.\nTHE PROSECUTOR: I would ask that you reserve your ruling on the Motion for Directed Verdict until I can get in the library over the lunch hour.\nTHE COURT: Yes, reconsidering the arguments of counsel, the Court will vacate its previous order. The court will reserve the ruling on the Motion for Directed Verdict relative to Count II.\u201d\nAfter a recess, the circuit court held a jury instruction conference. At the request of defense counsel, the jury was instructed not only on involuntary manslaughter and aggravated battery, but also on the lesser-included offense of misdemeanor battery. Upon conclusion of the jury instruction conference, the circuit court judge informed defense counsel that \u201cin the interim,\u201d and in support of his argument that defendant\u2019s motion for a directed verdict on the charge of aggravated battery should not be granted, the prosecutor had provided the judge with a copy of a decision of the appellate court in People v. Lowe, 202 Ill. App. 3d 648 (4th Dist. 1990). The Lowe court broadly defined the term \u201cabout a public way,\u201d as used in the aggravated battery statute, to mean \u201c \u2018in the immediate neighborhood of; *** near\u2019 \u201d a public way. Lowe, 202 Ill. App. 3d at 653, quoting 1 C.J.S. About, at 329 (1985). The circuit court judge concluded that the facts of the matter at bar fell within the definition of \u201cabout a public way\u201d as set forth in Lowe. Accordingly, the circuit court judge denied defendant\u2019s motion for directed verdict on count II. In response, defense counsel stated, \u201c[v]ery well, Your Honor.\u201d\nThereafter, the jury was called into the courtroom, the prosecutor and defense counsel delivered closing arguments, and the circuit court judge instructed the jury. The jury then retired for deliberations at 2:24 p.m. At 7:20 p.m., the jury informed the circuit court that the jurors were \u201chung.\u201d The circuit court denied defense counsel\u2019s request for a mistrial and instead ruled that the jury would be provided with additional instructions. The jury was then brought into the courtroom. The jury foreperson indicated that verdict forms were signed by all the jurors with respect to two counts, and that the jury was only hung on a third count. The specific counts were not identified for the record at that time. The circuit court instructed the jurors to continue deliberations in an effort to reach a verdict on the third count. Soon thereafter, the jury sent a note to the judge stating that \u201cwe are still stuck on the third proposition of the involuntary manslaughter charge. We are having particular problems with what \u2018likely\u2019 and great bodily harm means. Any light you may shed would be greatly appreciated.\u201d The circuit court denied the request of defense counsel to declare a hung jury and questioned the jury foreperson in an attempt to discern the problem. Thereafter, the circuit court sent additional instructions to the jurors, and the jury continued deliberations.\nFinally, the jury returned to the courtroom and the foreperson indicated that the jury remained unable to reach a verdict on the involuntary manslaughter charge. The jury, however, returned signed verdict forms finding defendant guilty of aggravated battery and battery. At the request of defense counsel, the jury was polled and then discharged. On March 20, 1998, eight days after the jury returned its verdicts, the circuit court judge filed a docketing statement in which he declared a mistrial on the involuntary manslaughter charge on the basis that the jurors \u201cindicated they could not reach a verdict.\u201d The circuit court judge then entered judgment on the verdict of guilty as to the charge of aggravated battery. On May 28, 1998, after denying defendant\u2019s posttrial motion and conducting a sentencing hearing, the circuit court judge sentenced defendant on the aggravated battery conviction to five years\u2019 imprisonment in the Department of Corrections. The circuit court thereafter entered a written order, dated July 2, 1998, directing the circuit clerk to prepare and file a written notice of appeal on behalf of defendant. On July 9, 1998, the clerk filed a written notice of appeal with the appellate court. In addition, the Office of the State Appellate Defender was appointed to represent defendant during the appeal.\nWhile defendant\u2019s appeal was pending in the appellate court, defendant appeared with his retained counsel in the circuit court on January 4, 1999. Defense counsel informed the court that defendant had entered into a negotiated plea agreement with the State on charges in a separate case, number 97 \u2014 CF\u2014229, as well as on the charges that had already been adjudicated in the instant cause. Cause number 97 \u2014 CF\u2014229 arose on September 3, 1996, the same day that defendant had been arrested in the matter at bar. Upon a search incident to his arrest, defendant was discovered in the unlawful possession of cannabis and the unlawful possession of a controlled substance. Pursuant to the negotiated plea agreement, the State dismissed the charge of unlawful possession of cannabis. In exchange, defendant agreed to plead guilty to the unlawful possession of a controlled substance and a sentence of three years\u2019 incarceration in the Department of Corrections, to run concurrently with the sentences imposed in the instant matter. As to the charges involved in the instant cause, defendant agreed to plead guilty to both involuntary manslaughter and aggravated battery for a sentence of imprisonment of four years on each offense, to run concurrently. In addition, defendant agreed to withdraw his appeal in the instant matter. As part of this agreement, defendant was given credit for time already served. As defendant had already served 553 days, defendant was left with 82 days to serve on the negotiated pleas. After conducting a hearing, the circuit court entered a written order confirming the plea agreement.\nThereafter, the State filed in the appellate court a motion to supplement the record on appeal with the January 4, 1999, order entered by the circuit court confirming the plea agreement. In addition, the State filed a motion to dismiss defendant\u2019s appeal in accordance with the plea agreement. Defendant filed objections. The appellate court ruled that the State\u2019s motions and defendant\u2019s objections would be taken with the case. In addition, the appellate court ordered the State to file a report of the January 4, 1999, hearing on the plea agreement.\nThe appellate court vacated defendant\u2019s conviction and sentence for aggravated battery. The appellate court also entered judgments of acquittal on the aggravated battery charge, in addition to the charges of battery, and involuntary manslaughter. 329 Ill. App. 3d 397. In its opinion, the appellate court first considered the State\u2019s motion to dismiss defendant\u2019s appeal under the plea agreement. The appellate court held that with respect to the charges at issue in the case at bar, the plea agreement proceedings and the order entered thereupon were void ab initio because the trial court lacked subject matter jurisdiction. The appellate court reasoned that once the notice of appeal had been filed, the lower court had no jurisdiction over this matter, and, therefore, any actions taken by it were null and void. In addition, the appellate court held that the parties to an appeal cannot, by agreement or otherwise, revest jurisdiction in the trial court when jurisdiction lies in the appellate court.\nThe appellate court also rejected the argument advanced by the State that because the trial court had declared a mistrial on the charge of involuntary manslaughter, and because defendant could have been retried on that charge, the trial court retained jurisdiction over at least that one charge. Thus, the State asserted, the plea agreement with respect to the involuntary manslaughter charge was not without circuit court jurisdiction and, therefore, was not null and void. The appellate court held that defendant could not have been retried on the charge of involuntary manslaughter, for to have done so would have violated defendant\u2019s constitutional protection against double jeopardy on two grounds. First, defendant was convicted and sentenced by the circuit court for aggravated battery, and the rule of \u201cone-act, one-crime\u201d would prevent a conviction and sentence on the involuntary manslaughter charge. For the single act of striking the victim in the face with his hand, defendant was charged with two separate and distinct offenses: aggravated battery on a public way and involuntary manslaughter. The appellate court observed that although a defendant may be prosecuted simultaneously for more than one crime carved from a single physical act, a defendant cannot be convicted and sentenced for more than one crime carved from a single physical act. Accordingly, if multiple convictions are entered for those crimes, judgment and sentence may only be entered on the most serious, offense. The appellate court concluded that \u201c[bjecause defendant was convicted of aggravated battery and was sentenced for that offense, he could not thereafter be reprosecuted for the offense of involuntary manslaughter, an offense based on the same physical act as the aggravated battery.\u201d 329 Ill. App. 3d at 404. Second, the appellate court held that where the jury found defendant guilty of aggravated battery but \u201cremained silent\u201d on the charge of involuntary manslaughter and the trial court accepted the guilty verdict and discharged the jury, the \u201csilence\u201d of the jury on the charge of involuntary manslaughter is deemed to be an acquittal of that charge for the purposes of double jeopardy. 329 Ill. App. 3d at 404.\nThe appellate court then addressed the merits of defendant\u2019s appeal. The appellate court held that the circuit court judge unequivocally acquitted defendant of aggravated battery when the judge granted a directed verdict on this charge in favor of defendant, based upon the insufficiency of the State\u2019s evidence. The appellate court further held that defendant\u2019s right not to be put twice in jeopardy for the same offense was violated when the judge reconsidered his grant of a directed finding in favor of defendant, vacated that ruling, and subsequently sent the aggravated battery charge to the jury. Although the appellate court acknowledged that defendant had waived this issue in the lower court, the court reviewed this contention under the plain error rule on the basis that the alleged error affected defendant\u2019s substantial right to be free from double jeopardy. The appellate court also factually distinguished the matter at bar from this court\u2019s opinion in People v. Williams, 188 Ill. 2d 293 (1999), on the basis that in Williams the trial court did not actually grant the defendant\u2019s motion for directed verdict but, rather, reserved ruling on the motion until the State could present legal authority. The appellate court observed that, in Williams, \u201c[i]n the same breath with which the trial court indicated that it would grant the defendant\u2019s motion for directed verdict, and without interruption by counsel or by recess, the trial judge also indicated that she was not ready to rule on the motion and indicated that she would accept the submission of legal authority. The parties at no time understood or proceeded as if the trial court had, in fact, granted the defendant\u2019s motion for directed verdict. When it ultimately denied the motion, the trial court did not indicate that it was reconsidering or vacating the grant of a directed verdict.\u201d 329 Ill. App. 3d at 406-07.\nIn contrast, in the instant matter, the appellate court held that the trial court clearly granted defendant\u2019s motion for a directed verdict based upon the insufficiency of the evidence to prove that the battery occurred on or about a public way. \u201cThe prosecutor immediately understood that the trial court had granted a directed verdict in favor of defendant and indicated that he was going to appeal the ruling. Had the trial court\u2019s ruling been equivocal, the prosecutor would have continued his argument on the motion; instead, the prosecutor indicated his intention to appeal. Both attorneys then proceeded to argue about whether the appeal would result in a mistrial of the other charges. A recess was taken, after which the trial court \u2018vacated\u2019 the directed verdict and reserved its ruling on defendant\u2019s motion. Both parties, as well as the trial judge, understood that the court had, in fact, granted a directed verdict of acquittal. Once granted, that verdict could not be reconsidered or vacated, and defendant could not be prosecuted further on the charge.\u201d 329 Ill. App. 3d at 407. The appellate court concluded that the actions of the circuit court violated defendant\u2019s right not to be twice put in jeopardy for the same offense. Accordingly, the appellate court vacated defendant\u2019s conviction and sentence for aggravated battery and entered a judgment of acquittal on that charge.\nThe appellate court also vacated defendant\u2019s conviction for battery. The court reasoned that the acquittal of defendant by the circuit court of the greater offense of aggravated battery constitutes, for double jeopardy purposes, the acquittal of any lesser-included offenses that could have been charged but were not. Battery is a lesser-included offense of aggravated battery, and the State did not charge defendant with battery, but it could have. The appellate court concluded that \u201c[i]n light of the trier of fact\u2019s acquittal of defendant on the greater offense of aggravated battery, a trial on the lesser-included, but uncharged, offense of battery was barred.\u201d 329 111. App. 3d at 408. The appellate court thus entered a judgment of acquittal on that charge.\nFinally, the appellate court vacated the conviction of involuntary manslaughter. The appellate court concluded that the jury\u2019s silence on that charge, coupled with the trial court\u2019s acceptance of the guilty verdict on the charge of aggravated battery and its discharge of the jury, amounted to an acquittal of the involuntary manslaughter charge.\nThis court granted the State\u2019s petition for leave to appeal. 177 111. 2d R. 315(a).\nANALYSIS\nAt the outset, we note that the State does not contest the appellate court\u2019s holding that the January 4, 1999, plea agreement was void for want of subject matter jurisdiction. Instead, the State argues only that the appellate court erred in holding that defendant\u2019s right to be free from double jeopardy was violated in this case.\nInitially, the State maintains that the appellate court erred in addressing defendant\u2019s assertion that the actions of the circuit court judge had resulted in an acquittal of the aggravated battery charge, and that defendant\u2019s subsequent conviction for aggravated battery violated the prohibition against double jeopardy. The State correctly observes that this argument was procedurally defaulted below. The record discloses that at the time the circuit court judge ultimately decided to deny defendant\u2019s motion for directed verdict on count II, defense counsel did not object. Rather, defense counsel appeared to acquiesce in the ruling, stating, \u201c[v]ery well, Your Honor.\u201d In addition, defendant did not raise the double jeopardy issue in his posttrial motion. See People v. Enoch, 122 Ill. 2d 176, 186 (1988). Pursuant to Supreme Court Rule 615(a) (134 Ill. 2d R. 615(a)), however, this court may review an argument not properly preserved in the circuit court if we conclude that plain error affecting a substantial right has occurred. People v. Shaw, 186 Ill. 2d 301, 326-27 (1998). For the reasons that follow, we agree with the appellate court that defendant\u2019s substantial right to be free from double jeopardy was violated in the case at bar. We therefore excuse the procedural default.\nThe State contends that the appellate court erred when it held that the circuit court judge had unequivocally acquitted defendant when the judge originally indicated that he would grant defendant\u2019s motion for a directed verdict on the charge of aggravated battery. According to the State, an examination of the entire colloquy between the judge, the prosecutor, and defense counsel reveals that \u201cthe trial judge invited further discussion on the issue and did not make an unequivocal finding of not guilty.\u201d The State focuses upon the fact that the judge never actually stated that defendant was not guilty or was acquitted, and instead told the parties that he was \u201cgoing to grant the directed verdict\u201d with respect to the charge of aggravated battery. The State interprets the judge\u2019s pronouncement as equivocal, indicating that the judge was open to further argument on the aggravated battery issue. In support of its position, the State attempts to analogize the facts in the matter at bar to those present in our previous decision in People v. Williams, 188 Ill. 2d 293 (1999), where we concluded that because a defendant\u2019s motion for a directed finding of not guilty was not unequivocally granted, his subsequent conviction on that same charge did not place him in double jeopardy.\nDefendant counters that the appellate court correctly held that the circuit court, without equivocation, granted a directed verdict of acquittal in defendant\u2019s favor on the charge of aggravated battery. Defendant therefore asserts that the facts in the matter at bar are distinguishable from those present in Williams, and, accordingly, a contrary result is warranted. Defendant further contends that because the circuit court judge unequivocally acquitted defendant of aggravated battery, the appellate court correctly held that defendant\u2019s subsequent prosecution and conviction on the aggravated battery charge violated the constitutional prohibition against double jeopardy. We agree.\nThe double jeopardy clause of the fifth amendment to the United States Constitution provides that no person shall \u201cbe subject for the same offence to be twice put in jeopardy of life or limb.\u201d U.S. Const., amend. V Similarly, article I, section 10, of the Illinois Constitution of 1970 provides that no person shall \u201cbe twice put in jeopardy for the same offense.\u201d Ill. Const. 1970, art. I, \u00a7 10. The prohibition against double jeopardy is animated by the principle that \u201c \u2018the State with all its resources and power should not be allowed to make repeated attempts to convict an individual for an alleged offense, thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity, as well as enhancing the possibility that even though innocent he may be found guilty.\u2019 \u201d People v. Williams, 188 Ill. 2d 293, 307 (1999), quoting Green v. United States, 355 U.S. 184, 187-88, 2 L. Ed. 2d 199, 204, 78 S. Ct. 221, 223 (1957). The prohibition against double jeopardy \u201cprotects against three distinct abuses: (1) a second prosecution for the same offense after acquittal; (2) a second prosecution for the same offense after conviction; and (3) multiple punishments for the same offense.\u201d People v. Placek, 184 Ill. 2d 370, 376-77 (1998); see also United States v. Wilson, 420 U.S. 332, 343, 43 L. Ed. 2d 232, 241, 95 S. Ct. 1013, 1021 (1975).\nJeopardy attaches when the jury is empaneled and sworn. See United States v. Martin Linen Supply Co., 430 U.S. 564, 569, 51 L. Ed. 2d 642, 650, 97 S. Ct. 1349, 1353 (1977). Jeopardy terminates when the jury arrives at a verdict, or when the trial judge enters a final judgment of acquittal. See Fong Foo v. United States, 369 U.S. 141, 143, 7 L. Ed. 2d 629, 631, 82 S. Ct. 671, 672 (1962). An acquittal triggers the bar against double jeopardy only if the acquittal \u201cactually represents a resolution, correct or not, of some or all of the factual elements of the offense charged.\u201d Martin Linen Supply Co., 430 U.S. at 571, 51 L. Ed. 2d at 651, 97 S. Ct. at 1355; People ex rel. Daley v. Crilly, 108 Ill. 2d 301, 311 (1985). The entry of a directed verdict in favor of a defendant is an acquittal for purposes of double jeopardy when there was insufficient evidence to establish, as a matter of law, some or all of the essential elements of the crime. Crilly, 108 Ill. 2d at 311-12.\nThe question presented in the cause at bar is whether the circuit court\u2019s oral granting of defendant\u2019s motion for directed verdict on the charge of aggravated battery was an unequivocal judgment of acquittal. If so, then we must determine if the acquittal represented a \u201cresolution\u201d of some or all of the factual elements of the aggravated battery offense. If so, then jeopardy was terminated, and it was error for the circuit court to allow the aggravated battery charge to be presented to the jury.\nBoth parties at bar contend that our decision in People v. Williams, 188 Ill. 2d 293 (1999), controls the outcome of the matter before us. In Williams, the defendant was charged with first degree murder and armed robbery. At the close of the State\u2019s case in chief, defendant moved for a directed finding of not guilty on all charges. Following argument from both parties, the circuit court judge found that the State did not present sufficient evidence to establish a prima facie case for the charges. Accordingly, the judge stated, \u201cI\u2019m going to grant the motion for a directed finding and a finding of not guilty\u201d on both charges. After giving a further explanation of the reasons for her ruling, the judge stated that if the parties wished to provide her with additional authority, that she would hold the ruling \u201cin abeyance.\u201d Williams, 188 Ill. 2d at 298. The prosecutor requested that the judge hold in abeyance that portion of the ruling which dealt with the armed robbery charge. The circuit judge responded: \u201c \u2018All right. There\u2019s a finding of not guilty as to the charges of murder. As to the armed robbery charge, I am more than willing to look at any authority.\u2019 \u201d Williams, 188 Ill. 2d at 299. The parties agreed with the circuit judge that the matter would be held until the next day.\nThe following day, the circuit court judge stated:\n\u201c \u2018We were at the end of the trial yesterday, the [c]ourt had ruled with respect to the [mlurder counts. There was a question as to the armed robbery count. The [c]ourt expressed its belief that, based upon the [cjourt\u2019s findings of the facts, the armed robbery charge would be inappropriate, but we put it over to today\u2019s date for the parties to supply any authority.\u2019 \u201d Williams, 188 Ill. 2d at 299.\nThe State presented the court with authority, and both parties presented argument. The circuit court then denied the defendant\u2019s motion for a finding of not guilty as to the armed robbery charge. No further evidence was presented. Following closing arguments, the circuit court found the defendant guilty of armed robbery, and sentenced the defendant to a term of 17 years\u2019 imprisonment.\nOn appeal, the defendant asserted that the circuit court unequivocally granted his motion for a finding of not guilty on the armed robbery charge. This court rejected the defendant\u2019s argument, and held that, under the specific facts presented, the circuit court did not unequivocally grant defendant\u2019s motion for a directed finding of not guilty as to the armed robbery charge. We stressed that a review of the \u201centire response\u201d of the trial judge was warranted. Williams, 188 Ill. 2d at 301-02. We observed that shortly after informing the parties that she would grant the defendant\u2019s motion, the circuit court judge indicated that she was not yet prepared to rule by stating that she would hold the ruling \u201cin abeyance\u201d if the parties wished to provide her with legal authority. Upon the State\u2019s request to hold the portion of the ruling relating to the armed robbery charge in abeyance, the circuit court judge remarked that she needed to review legal authority on this issue, that she welcomed submissions of authority by the parties, and that she was unsure at that point whether a finding of not guilty on the armed robbery charge would be legally supportable. Upon these specific facts, we concluded that \u201cthe record as a whole\u201d disclosed that the circuit court judge had expressed to the parties that she would postpone ruling on the defendant\u2019s motion for a finding of not guilty on the armed robbery charge until she had an opportunity to review pertinent legal authorities. Williams, 188 Ill. 2d at 301-02.\nWe agree with the appellate court below that our decision in Williams is factually distinguishable from the matter at bar. Our careful review of the entire record in the cause before us reveals that, unlike in Williams, the circuit court judge here unequivocally acquitted defendant of aggravated battery. In the instant matter, the circuit court judge stated that because the prosecution failed to present evidence that the victim was \u201con or about a public sidewalk\u201d as required under the aggravated battery statute, \u201cI\u2019m going to grant the directed verdict as to count II.\u201d Unlike in Williams, where the trial judge stated that she would grant the defendant\u2019s motion, but also invited the parties to submit legal authority and stated that she would be \u201chappy to look at [the legal authority] if you want me to hold [the ruling] in abeyance,\u201d the circuit court judge in the matter at bar neither indicated willingness to examine authority with respect to the aggravated battery charge, nor offered to postpone the ruling until the parties had an opportunity to present legal authority. Rather, after directing the verdict on the aggravated battery charge in favor of defendant, the circuit court judge asked the parties the general question if there was \u201c[a]nything else while we are still on the record?\u201d In answer to this query, the prosecutor requested that he be given \u201cleave to appeal that ruling.\u201d Thereafter, the prosecutor and defense counsel debated whether the court\u2019s ruling directing a verdict in defendant\u2019s favor was appealable. Defense counsel requested a recess to speak to his client, and, when the parties returned on the record, they continued to debate the propriety of appealing the court\u2019s ruling. The record reveals that the circuit court judge, as well as the parties, acted in accordance with the belief that the circuit judge had granted defendant\u2019s motion for a directed verdict as to the charge of aggravated battery. The discussions held after the ruling was made focused solely upon the propriety and the procedure of appealing the court\u2019s ruling. Unlike in Williams, where the parties and the court debated the elements of the charge and the sufficiency of the evidence, neither the parties nor the court in the matter before us discussed any issues with respect to the elements of aggravated battery nor the sufficiency of the evidence supporting the aggravated battery charge.\nTowards the end of the debate on the appealability of the court\u2019s ruling, the prosecutor requested that the circuit court judge \u201creserve ruling\u201d on defendant\u2019s motion until the prosecutor could \u201cget in the library over the lunch hour.\u201d At this point, the circuit court judge stated that, \u201creconsidering the arguments of counsel, the court will vacate its previous order.\u201d The circuit judge further stated that he would \u201creserve the ruling on the motion for directed verdict relative to count II.\u201d Our conclusion that the circuit court judge unequivocally granted defendant\u2019s motion for a not-guilty finding is strengthened by the above-quoted statements of the circuit court judge. Indeed, the judge\u2019s statements provide clear indication that defendant\u2019s motion was granted: the judge states that upon \u201creconsidering the arguments of counsel\u201d he will \u201cvacate\u201d his \u201cprevious order.\u201d It was only after another recess, and after conducting the jury instruction conference, that the circuit court judge stated that \u201cin the interim\u201d the State had provided him with a case defining the term \u201cabout a public way\u201d as used in the aggravated battery statute, and that, based upon that definition, he was denying defendant\u2019s motion for a directed verdict on count II.\nWe conclude that, under the specific facts presented in the matter at bar, the circuit court judge unequivocally granted defendant\u2019s motion for a directed finding on the aggravated battery charge. In turn, we conclude that the acquittal represented a resolution of \u201csome or all of the factual elements of the offense charged.\u201d Martin Linen Supply Co., 430 U.S. at 571, 51 L. Ed. 2d at 651, 97 S. Ct. at 1355; Crilly, 108 Ill. 2d at 311. Therefore, it was improper for the circuit court judge to reconsider and vacate his ruling acquitting defendant of aggravated battery. As we observed in Williams, \u201creconsideration and vacation of an order directing a verdict of not guilty exposes a criminal defendant to further proceedings for resolving the factual elements of the offense in violation of double jeopardy principles.\u201d Williams, 188 Ill. 2d at 301, citing People v. Mink, 141 Ill. 2d 163, 179 (1990). Accordingly, the principles of double jeopardy barred the aggravated battery charge from being presented to the jury. Therefore, defendant\u2019s subsequent conviction for armed robbery violates double jeopardy.\n\u201cThe double jeopardy clause precludes the State from retrying a defendant once a reviewing court has determined that the evidence introduced at trial was legally insufficient to convict.\u201d People v. Mink, 141 Ill. 2d 163, 173-74 (1990); see also Tibbs v. Florida, 457 U.S. 31, 72 L. Ed. 2d 652, 102 S. Ct. 2211 (1982). Accordingly, we affirm the judgment of the appellate court on this issue. Defendant\u2019s conviction and sentence for aggravated battery was properly vacated and a judgment of acquittal was properly entered on the aggravated battery charge.\nWe further agree with the appellate court that, as a result of defendant\u2019s acquittal on the charge of aggravated battery, defendant\u2019s conviction for the lesser-included offense of misdemeanor battery cannot stand. \u201c \u2018[T]he acquittal of a defendant on an indictment for an offense which includes lesser offenses, operates also as an acquittal, and as a bar to any subsequent prosecution, of all included lesser offenses of which he might have been convicted on the indictment charging the higher offense.\u2019 \u201d People v. Knaff, 196 Ill. 2d 460, 471 (2001), quoting People v. Harrison, 395 Ill. 463, 466 (1946). Accordingly, defendant\u2019s conviction for misdemeanor battery was properly vacated and a judgment of acquittal was properly entered by the appellate court.\nThe State next contends that the appellate court erred when it entered an acquittal for the charge of involuntary manslaughter. Before addressing this issue, it is important to define the relationship between the charges of involuntary manslaughter and aggravated battery lodged against the defendant in this case.\nAs noted, defendant struck the victim with a single blow to the face, causing the victim to fall backwards and strike his head on the sidewalk. The victim then died as a result of the head injury he sustained. Accordingly, the charges of involuntary manslaughter and aggravated battery were both carved from the defendant\u2019s single act of striking the victim in the face. As a consequence, these two charges were subject to compulsory joinder under section 3 \u2014 3(b) of the Criminal Code of 1961 (720 ILCS 5/3 \u2014 3(b) (West 2000)). Moreover, based on \u201cone-act, one-crime\u201d principles first recognized by this court in People v. King, 66 Ill. 2d 551 (1977), because precisely the same physical act formed the basis for the two separate offenses charged, defendant could be prosecuted for each offense, but only one conviction and sentence could be imposed. People v. Segara, 126 Ill. 2d 70, 77 (1988); H. Eisenberg, Multiple Punishments for the \u201cSame Offense\u201d in Illinois, 11 S. Ill. U. L.J. 217, 236-37 (1987). Thus, had this court reinstated defendant\u2019s conviction for aggravated battery, there would be no need to consider the correctness of the appellate court\u2019s judgment of acquittal entered on the charge of involuntary manslaughter. Based on \u201cone-act, one-crime\u201d principles, the State would have no need to prosecute defendant again on the charge of involuntary manslaughter because the conviction and sentence for aggravated battery would have acted as a bar to any conviction and sentence for involuntary manslaughter.\nIt may be noted, however, that the \u201cone-act[,] one-crime rule has never been viewed as a rule of constitutional dimension.\u201d People v. Britt, 265 Ill. App. 3d 129, 155 (1994) (Cook, J., specially concurring), citing Blockburger v. United States, 284 U.S. 299, 304, 76 L. Ed. 306, 309, 52 S. Ct. 180, 182 (1932). As stated, the prohibition against double jeopardy protects a defendant against a second prosecution for the same offense after acquittal, a second prosecution for the same offense after conviction, and multiple punishments for the same offense. Placek, 184 Ill. 2d at 376-77. Thus, where, as here, the same act constitutes a violation of two distinct statutory provisions, but each offense requires proof of an additional fact not required to prove the other offense, the two offenses are not the same for double jeopardy purposes. People v. Totten, 118 Ill. 2d 124, 138 (1987). Accordingly, neither conviction nor acquittal for the offense of aggravated battery would preclude defendant\u2019s subsequent prosecution for the offense of involuntary manslaughter based on double jeopardy principles.\nWe now turn to the merits of the State\u2019s appeal on the question of whether the trial court erred when it entered a judgment of acquittal on the charge of involuntary manslaughter. The appellate court, adopting the defendant\u2019s reasoning, held that an acquittal on the charge of involuntary manslaughter was implied by the jury\u2019s \u201csilence\u201d on that charge. Citing People v. Conley, 187 Ill. App. 3d 234 (1989), the appellate court ruled that the trial court\u2019s acceptance of the jury\u2019s verdicts on aggravated battery and battery and its discharge of the jury must be interpreted as an implied acquittal on the charge of involuntary manslaughter.\nWe disagree with the appellate court\u2019s representation of the facts and, therefore, must reject its conclusion. Simply stated, the jury was not \u201csilent\u201d as to the charge of involuntary manslaughter. Rather, the jury explicitly informed the court that it was unable to reach a unanimous decision with regard to the charge of involuntary manslaughter. As a result, the trial court declared a mistrial as to that charge.\nIt is well settled that a trial court may declare a mistrial if a jury is unable to reach a verdict and that principles of double jeopardy will not bar subsequent prosecution by the State on the same charges. See, e.g., People v. Daniels, 187 Ill. 2d 301, 310 (1999), citing People v. Cole, 91 Ill. 2d 172, 175 (1982). We find, therefore, that the jury\u2019s failure to render a, verdict on the charge of involuntary manslaughter in this case did not constitute an implied acquittal. The appellate court erred when it so held.\nCONCLUSION\nFor the foregoing reasons, we affirm the appellate court\u2019s judgment vacating defendant\u2019s conviction and sentence for aggravated battery and entering a judgment of acquittal on that charge. We also affirm the appellate court\u2019s judgment vacating defendant\u2019s conviction for misdemeanor battery. We reverse the appellate court\u2019s entry of a judgment of acquittal on the charge of involuntary manslaughter. The judgment of the circuit court is reversed, and the cause is remanded to the circuit court for further proceedings consistent with this opinion.\nAppellate court judgment affirmed in part and reversed in part; circuit court judgment reversed;\ncause remanded.\nThe statutory form of this rule is set forth in section 3 \u2014 4(a)(1) of the Criminal Code of 1961 (720 ILCS 5/3 \u2014 4(a)(1) (West 1996)), which provides that\n\u201c(a) A prosecution is barred if the defendant was formerly prosecuted for the same offense, based upon the same facts, if the former prosecution:\n(1) Resulted in either a conviction or an acquittal or in a determination that the evidence was insufficient to warrant a conviction[.]\u201d\nIn contrast, if a conviction is reversed because of trial error, rather than for evidentiary insufficiency, the double jeopardy clause does not preclude a defendant\u2019s retrial. Burks v. United, States, 437 U.S. 1, 57 L. Ed. 2d 1, 98 S. Ct. 2141 (1978); Mink, 141 Ill. 2d at 173.",
        "type": "majority",
        "author": "CHIEF JUSTICE McMORROW"
      },
      {
        "text": "JUSTICE FREEMAN,\nspecially concurring: Although I join in today\u2019s opinion, I write separately in order to make several observations.\nIn People v. Mink, 141 Ill. 2d 163, 179 (1990), this court, relying on both state and federal case law, noted that the reconsideration and vacation of an oral grant of a motion to direct a verdict violated the double jeopardy clauses of both the state and federal constitutions. More recently, we iterated this rule in People v. Williams, 188 Ill. 2d 293, 301 (1999), stating that \u201creconsideration and vacation of an order directing a verdict of not guilty exposes a criminal defendant to further proceedings for resolving the factual elements of the offense in violation of double jeopardy principles.\u201d We reaffirm this rule in today\u2019s opinion. 204 Ill. 2d at 288.\nI note, however, that our conclusion that \u201creconsideration and vacation of an order directing a verdict of not guilty exposes a criminal defendant to further proceedings for resolving the factual elements of the offense in violation of double jeopardy principles\u201d appears to be in conflict with decisions from federal courts which have addressed similar factual circumstances. For example, in United States v. Washington, 48 F.3d 73 (2d Cir. 1995), the district court orally granted the defendant\u2019s motion for acquittal at the close of the government\u2019s case in chief. The judge did not enter judgment, however, and the trial continued with the defense calling its first witness. The court then adjourned the proceedings for a lunch break, during which time the judge reconsidered the oral grant of acquittal. After lunch, the judge reversed the order outside the presence of the jury. The Second Circuit affirmed the district court\u2019s reversal, stating that \u201c[a]n oral grant of a motion for acquittal is \u2018no more than an interlocutory order,\u2019 which the court has \u2018inherent power to reconsider and modify ... prior to the entry of judgment.\u2019 \u201d Washington, 48 F.3d at 79, quoting United States v. LoRusso, 695 E2d 45, 52-53 (2d Cir. 1982). See also United States v. Byrne, 203 F.3d 671 (9th Cir. 2000) (same); United States v. Baggett, 251 F.3d 1087, 1095 (6th Cir. 2001) (noting that an oral grant of a directed finding does not terminate jeopardy inasmuch as a court is free to change its mind prior to the entry of judgment).\nMy review of these federal authorities reveals that the federal courts have grounded their decisions on the same case law from the United States Supreme Court that this court relied upon in both Mink and Williams. Nevertheless, the federal courts do not appear to bar reconsideration of an oral grant of a motion for a directed finding as strictly as our court. In Washington, for example, it is clear that the district court did not \u201callow[ j but then denfy] the motion for a directed verdict \u2018virtually with the same breath,\u2019 \u201d such that it could be said that the defendant was never actually acquitted (People v. Williams, 188 Ill. 2d 293, 303 (1999), quoting with approval People v. Vilt, 119 Ill. App. 3d 832, 835 (1983)) because after the oral motion had been granted, the trial continued with the defendant\u2019s case in chief. The reconsideration came later when the district court had adjourned the proceedings for lunch. Thus, federal case law seems to suggest that the reconsideration of an oral grant of a motion for a directed finding may not be repugnant to the double jeopardy clause of the fifth amendment to the United States Constitution.\nThat the federal courts appear to reach a conclusion different from ours on a given issue is of no moment in most cases. See, e.g., People v. Kokoraleis, 132 Ill. 2d 235, 293-94 (1989) (explaining that decisions of lower federal courts on questions of constitutional law are not binding on state courts). In this case, however, I believe the difference in outcomes is noteworthy because we have repeatedly stressed that our own state constitutional double jeopardy clause is to be considered in the same manner as the double jeopardy clause of the federal constitution. See In re P.S., 175 Ill. 2d 79, 91 (1997); People v. Levin, 157 Ill. 2d 138 (1993). I note that there is nothing in our opinions in Williams and Mink that suggests that the analyses employed in those cases were the result of a decision to view the double jeopardy clause contained in the Illinois Constitution more comprehensively than that contained in the fifth amendment.\nThe result we reach in today\u2019s decision is predicated on the analysis contained in our opinion in Williams. This is in accordance with the views of the parties, both of whom have maintained throughout this appeal that the outcome in this case is controlled solely by Williams. The parties have not cited to this court any federal cases nor do they argue that the analysis in Williams is flawed and should be revisited. Accordingly, the question of whether this court has interpreted the double jeopardy clause properly in light of the clause\u2019s construction by the federal courts is not before us. I believe that the difference between our case law and that of the federal courts, along with the reasons for it, is deserving of this court\u2019s future consideration. Because the parties have not raised this issue in the present case, I limit my discussion here to noting the divergence of opinion that appears to exist on this double jeopardy question. In so doing, I offer no opinion as to what impact, if any, federal double jeopardy decisions would have on the outcome in the case at bar.",
        "type": "concurrence",
        "author": "JUSTICE FREEMAN,"
      }
    ],
    "attorneys": [
      "James E. Ryan and Lisa Madigan, Attorneys General, of Springfield, and William Haine, State\u2019s Attorney, of Edwardsville (Joel D. Bertocchi, Solicitor General, William L. Browers, Jay Paul Hoffmann and Lisa Anne Hoffman, Assistant Attorneys General, of Chicago, and Norbert J. Goetten, Stephen E. Norris and Gerry R. Arnold, of the Office of the State\u2019s Attorneys Appellate Prosecutor, of Mt. Vernon, of counsel), for the People.",
      "Daniel M. Kirwan, Deputy Defender, and Robert S. Burke, Assistant Defender, of the Office of the State Appellate Defender, of Mt. Vernon, for appellee."
    ],
    "corrections": "",
    "head_matter": "(No. 93602.\nTHE PEOPLE OF THE STATE OF ILLINOIS, Appellant, v. JASON HENRY, Appellee.\nOpinion filed April 17, 2003.\nFREEMAN, J., specially concurring.\nJames E. Ryan and Lisa Madigan, Attorneys General, of Springfield, and William Haine, State\u2019s Attorney, of Edwardsville (Joel D. Bertocchi, Solicitor General, William L. Browers, Jay Paul Hoffmann and Lisa Anne Hoffman, Assistant Attorneys General, of Chicago, and Norbert J. Goetten, Stephen E. Norris and Gerry R. Arnold, of the Office of the State\u2019s Attorneys Appellate Prosecutor, of Mt. Vernon, of counsel), for the People.\nDaniel M. Kirwan, Deputy Defender, and Robert S. Burke, Assistant Defender, of the Office of the State Appellate Defender, of Mt. Vernon, for appellee."
  },
  "file_name": "0267-01",
  "first_page_order": 279,
  "last_page_order": 306
}
