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      "THE PEOPLE OF THE STATE OF ILLINOIS, Appellant, v. JAMES ZIOBRO et al., Appellees."
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        "text": "JUSTICE GARMAN\ndelivered the judgment of the court, with opinion.\nChief Justice Kilbride and Justices Thomas, Karmeier, Burke, and Theis concurred in the judgment and opinion.\nJustice Freeman specially concurred, with opinion.\nOPINION\nThis case comes to us as a consolidated appeal. Defendants James Ziobro, Michael Lemoine, and Todd Wambsganss were each issued a citation for driving under the influence (625 ILCS 5/11 \u2014 501(a) (West 2006)), among other traffic violations. In each instance, the first appearance date listed on the citation was beyond the period prescribed by Supreme Court Rule 504 (Ill. S. Ct. R. 504 (eff. Jan. 1, 1996)). The defendants\u2019 attorneys filed appearances with the court and each demanded a trial in accordance with the procedure laid out by Supreme Court Rule 505 (Ill. S. Ct. R. 505 (eff. Jan. 1, 1996)). No defendant was given a new appearance date or a trial date before his original first appearance date arrived, and each appeared in the circuit court of Will County and filed a motion to dismiss the charges at that time due to the violation of Rule 504. In each case, the charges were dismissed and the State was barred from refiling.\nThe appellate court upheld the dismissals on the basis that the defendants announced ready for trial when they appeared on the initial appearance date, but were not tried at that time because the State was not ready. 397 Ill. App. 3d 831, 838-39. The State filed a petition for leave to appeal pursuant to Supreme Court Rule 315 (Ill. S. Ct. R. 315 (eff. Feb. 26, 2010)), which we allowed.\nFor the reasons that follow, we reverse the judgment of the appellate court and remand to the circuit court for further proceedings consistent with this opinion.\nBackground\nRules 504 and 505 govern the procedures to be used in setting and rescheduling first appearance dates for traffic violations. Rule 504 states, in pertinent part:\n\u201cThe date set by the arresting officer or the clerk of the circuit court for an accused\u2019s first appearance in court shall not be less than 14 days but within 60 days after the date of the arrest, whenever practicable.\u201d Ill. S. Ct. R. 504 (eff. Jan. 1, 1996).\nRule 505 directs an officer to issue a written notice to the accused when issuing a traffic citation that provides:\n\u201cIf you intend to plead \u2018not guilty\u2019 to this charge, or if, in addition, you intend to demand a trial by jury, so notify the clerk of the court at least 10 days (excluding Saturdays, Sundays or holidays) before the day set for your appearance. A new appearance date will be set, and arrangements will be made to have the arresting officer present on that new date. Failure to notify the clerk of either your intention to plead \u2018not guilty\u2019 or your intention to demand a jury trial may result in your having to return to court, if you plead \u2018not guilty\u2019 on the date originally set for your court appearance.\u201d Ill. S. Ct. R. 505 (eff. Jan. 1, 1996).\nWhen the accused complies with this time frame and timely submits notice of an intent to plead \u201cnot guilty,\u201d the rule directs the clerk to \u201cset a new appearance date not less than 7 days nor more than 60 days after the original appearance date set by the arresting officer or the clerk of the circuit court, and notify all parties of the new date and the time for appearance.\u201d Id. Rule 505 further provides that \u201c[i]f the accused demands a trial by jury, the trial shall be scheduled within a reasonable period.\u201d\nIn each of the consolidated cases, an error was committed by both the arresting officer in failing to schedule the first appearance within the 14- to 60-day time frame and the clerk of the court in failing to set the new appearance date before the original appearance date arrived.\nZiobro\nOn June 6, 2008, following a traffic accident, defendant James Ziobro was issued citations for driving under the influence (625 ILCS 5/11 \u2014 501(a)(1), (a)(2) (West 2006)), failure to reduce speed to avoid an accident (625 ILCS 5/11 \u2014 601(a) (West 2006)), and operating an uninsured vehicle (625 ILCS 5/3 \u2014 707 (West 2006)). The arresting officer set the initial court appearance date for August 7, 2008 \u2014 62 days after the arrest. Defendant filed an appearance, along with a demand for jury trial and a speedy-trial demand, on July 23, 2008. Because the case had not yet been set for trial and a new appearance date had not yet been set, defendant appeared on August 7 (the original appearance date set on the ticket), announced \u201cready for trial,\u201d and filed a motion to dismiss the charges based on the violation of Rule 504, which requires that a defendant\u2019s first appearance be set no later than 60 days after the date of arrest. The motion to dismiss was granted on August 28, and the cause was dismissed with prejudice. The record reflects that the trial court found \u201cthat Section 504 was violated and, therefore, [granted] the motion to dismiss by the defendant,\u201d citing People v. Walter, 335 Ill. App. 3d 171 (2002), and People v. Alfonso, 191 Ill. App. 3d 963 (1989). The court then concluded that, because the State had not moved to nol-pros during the 60-day window, which would have allowed it to refile the action, there was no reason to allow a refiling in this case. The court therefore dismissed the cause with prejudice.\nLemoine\nDefendant Michael Lemoine was issued citations for driving under the influence (625 ILCS 5/11 \u2014 501(a)(2) (West 2006)) and improper lane usage (625 ILCS 5/11\u2014 709 (West 2006)) on April 26, 2008. His initial court appearance was set for June 26, 2008 \u2014 61 days after arrest. Defendant entered an appearance on June 11, 2008, along with demands for a speedy trial and a jury trial. As no new appearance date or trial date had been set, defendant appeared in court with his attorney on June 26, 2008. He announced ready for trial and filed a motion to dismiss for violation of Rule 504 when the State did not also announce ready for trial. The circuit court granted the motion and dismissed with prejudice, noting that there was no showing of impracticability. The State filed a motion to reconsider, which the court denied, finding that Rule 504 requires dismissal when a first appearance date is more than 60 days after arrest.\nWambsganss\nDefendant Todd Wambsganss was issued citations for driving under the influence (625 ILCS 5/11 \u2014 501(a)(2) (West 2006)) and speeding (625 ILCS 5/11 \u2014 601(b) (West 2006)) on September 18, 2008. The first court appearance was set by the arresting officer for November 20, 2008 \u2014 63 days after arrest. Defendant\u2019s attorney entered his appearance on November 5, along with speedy-trial and jury-trial demands. Defendant was not provided with a new appearance date or a trial date before November 20, when he appeared and announced ready for trial. When the State was unable to announce ready for trial, defendant filed a motion to dismiss. The circuit court granted the motion, stating:\n\u201c[T]he plain language of Rule 504 provides that the setting of a first appearance date outside of the prescribed period of Rule 504, which is over 60 days, is excusable only upon evidence of the impracticality of setting the date within the prescribed period.\nI heard no evidence of any impracticality of setting that date within the prescribed period. So by case law I think it\u2019s necessary that I, I order the dismissal of this case.\u201d\nWhen the State moved to clarify this order, the circuit court specified that the dismissal was with prejudice.\nAppellate Court\nThe appellate court affirmed the dismissals, concluding that the circuit courts did not abuse their discretion in dismissing the charges, as \u201cthe State did not present any evidence that it was impracticable to comply with Supreme Rule Court 504\u2019s time limitations.\u201d 397 Ill.App. 3d at 838. The court upheld the \u201cwith prejudice\u201d aspect of the dismissals because each of the three defendants announced \u201cready for trial\u201d on his respective appearance date and, the court concluded, the State\u2019s failure to proceed to trial at that time constituted a failure to prosecute, which is a disposition on the merits and bars further proceedings. Id. at 838-39.\nAnalysis\nThe parties focus on the circuit courts\u2019 discretion to dismiss the charges against the defendants and their authority to dismiss with prejudice. We find the first issue dispositive and, therefore, limit our analysis to the propriety of the dismissals in these cases for violations of Rule 504.\nSupreme Court Rule 504 requires an arresting officer or the clerk of the court to set the first appearance in court \u201cnot less than 14 days but within 60 days after the date of the arrest, whenever practicable.\u201d Ill. S. Ct. R. 504 (eff. Jan. 1, 1996). In each of the cases before this court, the arresting officer set the date of appearance beyond this 60-day time frame and the State presented no evidence that complying with this time frame would have been impracticable. The State first argues that the circuit courts did not have the authority, under Rule 504, to dismiss the charges against the defendants unless the defendants were able to demonstrate that they were prejudiced by the Rule 504 violation. The defendants argue in response that if the circuit court finds that it was not impracticable to set the appearance date within Rule 504\u2019s time limitations, its dismissal of charges should be disturbed only upon a finding that it abused its discretion.\nEven if we agreed that, when these cases were decided, the circuit court had authority to dismiss charges for a Rule 504 violation, we find that the courts in these cases abused their discretion by automatically dismissing without requiring a showing that the defendant\u2019s due process rights were violated, for the reasons set forth below.\nIn Village of Park Forest v. Fagan, 64 Ill. 2d 264, 266, 268 (1976), we held that \u201cthe time limitations in Rule 504 are directory,\u201d and reversed a dismissal in which the circuit court determined that it would have been practicable to set an appearance date within the prescribed period. We noted, however, that notwithstanding the rule\u2019s directory construction, \u201can arresting officer should schedule early appearance dates \u2018whenever practicable,\u2019 \u201d in order to comply with the rule. Id. at 268.\nIn the consolidated cases, the State concedes that there was a clear violation of Rule 504, as the first appearance dates were set outside of the 14- to 60-day window and there was no evidence that it would have been impracticable to schedule the appearances within that time frame. The record in each case suggests that the circuit court dismissed the charges automatically upon a finding that the time restriction was violated and that the State had failed to show that it was impracticable to comply with the time restriction set forth in the rule. In each case, the circuit court required nothing more than a showing that Rule 504 had been violated (the time limit had not been respected by the arresting officer and the State could not show impracticality) before granting the defendant\u2019s motion to dismiss. The appellate court approved, finding that because \u201cthe State did not present any evidence that it was impracticable to comply with Supreme Court Rule 504\u2019s time limitations^] *** the trial court\u2019s orders of dismissal were not an abuse of discretion.\u201d 397 Ill. App. 3d at 838.\nThis approach is consistent with other appellate court cases. For example, in People v. Alfonso, 191 Ill. App. 3d 963, 966-67 (1989), a divided appellate court found that the pertinent question on review of a dismissal for violation of Rule 504 was whether the trial court abused its discretion in its determination of practicability, rejecting the argument that dismissal should only be upheld if the violation caused \u201cinjury to [the] public interest or [to] private rights.\u201d See also People v. Walter, 335 Ill. App. 3d 171, 173-74 (2002) (\u201cIf the trial court determines that it was not impracticable to set the date within the rule\u2019s time limitation, the court\u2019s dismissal of charges will not be disturbed on review absent an abuse of discretion.\u201d (citing Alfonso, 191 Ill. App. 3d 963)).\nThe question of whether the State proved impracticability, however, only aids in establishing that the rule was violated. Under the clear terms of Rule 504, there is a violation of the rule\u2019s timing requirements only when there is no showing that it would have been impracticable to comply with them. If the circuit court were to find that the first appearance was scheduled outside of the 14- to 60-day window, but that it would have been impracticable to schedule it within that time frame, there would be no violation of the rule. Instead, it is only when the time limitations have not been complied with and there has been no showing of impracticability that Rule 504 is violated.\nOnce a violation has been established, the court must determine the consequence of such violation. It is at this point that the directory nature of the time limitations is instructive. In People v. Robinson, 217 Ill. 2d 43, 47 (2005), this court addressed the mandatory-directory dichotomy when a statute directing the clerk of the court to serve an order of dismissal on a petitioner within 10 days of entry was violated by 2 days. The mandatory-directory dichotomy, we noted, \u201cconcerns the consequences of a failure to fulfill an obligation.\u201d Id. at 52. The obligation at issue in the present cases is the arresting officer\u2019s obligation, when setting an initial appearance date, to schedule it within the prescribed time frame, whenever practicable.\nThe directory reading we have given to the Rule 504 time limits acknowledges \u201cthat no specific consequence is triggered by the failure to comply with the [rule].\u201d People v. Delvillar, 235 Ill. 2d 507, 515 (2009). Dismissal is, therefore, not automatic in such cases. This conclusion is underscored by the facts of Fagan. There, defendant Holley Fagan was arrested and cited for driving under the influence and her appearance date was set beyond the 45-day window then in force. Fagan, 64 Ill. 2d at 265-66. She filed a motion to dismiss, which was granted by the circuit court upon a determination that \u201cit would have been practicable for the officer to have set an appearance date [within the appropriate time frame].\u201d Id. at 266. After establishing that Rule 504 is directory, not mandatory, this court concluded that the circuit court was \u201cacting under a misconception regarding the manner in which Rule 504 is to be applied,\u201d and therefore reversed the dismissal. Id. at 268.\nThis conclusion is similarly supported by our holding in People v. Norris, 214 Ill. 2d 92 (2005). In that case, we noted that \u201cnowhere in either Rule 504 or Rule 505 is a trial on the merits absolutely guaranteed on the first appearance date,\u201d and \u201cwhat is being set in Rules 504 and 505 is the mere \u2018policy\u2019 of this court and not an inexorable command.\u201d Norris, 214 Ill. 2d at 102, 103. Accordingly, we found that \u201c[b]oth rules allow for the trial judge to have complete discretion over what should occur in a particular case.\u201d Id. at 103.\nAs in Fagan, it appears that the circuit courts in these cases wrongly concluded that dismissal was necessary upon a finding that the arresting officers had failed to comply with Rule 504. None of the circuit courts required a showing of any form of prejudice resulting from the Rule 504 violations before dismissing the charges. For the following reasons, we hold that this was an abuse of the courts\u2019 discretion. In section 114 \u2014 1 of the Code of Criminal Procedure, the legislature has set forth 11 grounds for dismissal of an indictment, information, or complaint. 725 ILCS 5/114 \u2014 1(a) (West 2006). A Rule 504 violation is not Usted among these grounds. Id. In addition, this court has previously acknowledged that circuit courts have inherent authority to dismiss cases, stemming from \u201cthe obligation to insure a fair trial.\u201d People v. Lawson, 67 Ill. 2d 449, 456 (1977). Therefore, while section 114 \u2014 1 is not exclusive, we have recognized a circuit court\u2019s right to exercise its authority to dismiss outside of the situations listed in section 114 \u2014 1 only \u201cwhen failure to do so will effect a deprivation of due process or result in a miscarriage of justice.\u201d (Internal quotation marks omitted.) People v. Newberry, 166 Ill. 2d 310, 314 (1995) (quoting People v. Fassler, 153 Ill. 2d 49, 58 (1992), quoting People v. Sears, 49 Ill. 2d 14, 31 (1971)); see also Norris, 214 Ill. 2d at 103-04, 105 (noting that, to the extent that continuance motions were denied in that case \u201csolely because the judges felt they did not have the discretion to do anything else,\u201d the denials were in error, as \u201cRule 505 in no way so limits a trial judge\u2019s discretion,\u201d and remanding for further proceedings, as \u201cthe defendants may be able to show harassment, bad faith, or fundamental unfairness,\u201d which would be grounds for dismissal).\nWhile a supreme court rule may give a circuit court authority to dismiss for a violation thereof (see People v. Sullivan, 201 Ill. App. 3d 1011, 1012-13 (1990)), directory rules such as Rule 504, by definition, carry no particular consequence (Delvillar, 235 Ill. 2d at 515). A mere violation of Rule 504 is not sufficient grounds, standing alone, to dismiss charges, as \u201cviolation of the rule would [not] ordinarily cause any injury to public interest or private rights.\u201d Fagan, 64 Ill. 2d at 268. As such, we find that it was an abuse of the circuit courts\u2019 discretion in these consolidated cases to dismiss the charges without requiring a showing of prejudice to the defendant. We therefore reverse the dismissals of the charges in each of the cases and remand for proceedings consistent with this opinion.\nIn light of the foregoing analysis, we conclude that the analytical framework employed by the appellate court in Alfonso, 191 Ill. App. 3d 963, and Walter, 335 Ill. App. 3d 171, was erroneous. These cases are, therefore, overruled.\nBecause we find that the circuit courts abused their discretion in granting the motions to dismiss, we need not address their authority to dismiss with prejudice. However, we find it appropriate to offer some guidance in these cases to the circuit courts on remand. Public Act 96 \u2014 694, effective January 1, 2010, affirmatively prohibits the circuit courts from dismissing the DUI charges for a violation of either Rule 504 or 505. Pub. Act 96 \u2014 694 (eff. Jan. 1, 2010) (adding 625 ILCS 5/16 \u2014 106.3). When, as here, a provision does not directly address the temporal reach of the new statute, section 4 of the Statute on Statutes governs, prohibiting the retroactive application of substantive provisions, but providing that procedural law changes will apply to ongoing proceedings. 5 ILCS 70/4 (West 2006); see also Allegis Realty Investors v. Novak, 223 Ill. 2d 318, 331 (2006). This new provision affects the possible consequences of a procedural violation. Because Rule 504 is directory and a violation of the rule does not otherwise guarantee dismissal of the case (as has been discussed above), the statute does not affect a vested right. Thus, we conclude that it is procedural in nature and, therefore, can be applied \u201cretroactively\u201d to ongoing cases. On remand, the circuit courts are therefore bound by the current law and do not have the discretion to dismiss the charges for a violation of Rule 504 or 505, subject to the right of speedy trial provided under section 103 \u2014 5 of the Code of Criminal Procedure of 1963.\nConclusion\nWe hold that, even if the circuit courts had discretion to dismiss these consolidated cases due to Rule 504 violations at the time they were decided, they abused their discretion in failing to require a showing of prejudice to the defendants. The judgments of the appellate court and of the circuit courts are therefore reversed and the causes remanded to the circuit courts for further proceedings consistent with this opinion.\nReversed and remanded.\nAn additional case, People v. Shanahan, was consolidated with these cases before the appellate court. The court upheld the dismissal in that case based on the Rule 504 violation, but reversed the \u201cwith prejudice\u201d portion of the judgment because the defendant in that case did not announce \u201cready for trial\u201d before moving to dismiss. 397 Ill. App. 3d at 840. The State did not appeal this portion of the appellate court\u2019s ruling, so defendant Shanahan\u2019s case is not before the court.\nWe note that, since these cases were before the circuit courts, the legislature has prohibited-the dismissal of misdemeanor charges for violations of Rule 504. Pub. Act 96 \u2014 694 (eff. Jan. 1, 2010) (adding 625 ILCS 5/16 \u2014 106.3). This new provision provides, in its entirety:\n\u201cIn any case alleging a violation of this Code or similar local ordinance which would be chargeable as a misdemeanor, a case shall not be dismissed due to an error by the arresting officer or the clerk of the court, or both, in setting a person\u2019s first appearance date, subject to the right of speedy trial provided under Section 103 \u2014 5 of the Code of Criminal Procedure of 1963.\u201d Pub. Act 96 \u2014 694 (eff. Jan. 1, 2010).\nTherefore, our analysis is limited to the law as it existed before the enactment of Public Act 96 \u2014 694.",
        "type": "majority",
        "author": "JUSTICE GARMAN"
      },
      {
        "text": "JUSTICE FREEMAN,\nspecially concurring:\nAlthough I agree that dismissal is unwarranted in these cases, I do so for reasons other than those expressed in the court\u2019s opinion.\nAs an initial matter, today\u2019s opinion decides an issue not before the court, i.e., whether Public Act 96 \u2014 694 applies retroactively to these defendants, who were ticketed before its effective date of January 1, 2010. The retroactivity of the new legislation is not an issue before the court, and by deciding it without the benefit of briefing, the court has prevented the parties from any opportunity to speak to it substantively. In fact, the State cites to the legislation in a footnote, stating only that the problem \u201cwill not arise in the future\u201d because dismissal is now legislatively prohibited under the circumstances presented here.\nThe legislation does play a role in today\u2019s decision, but it is not the one that the court envisions. The need for such legislation, one might argue, was occasioned because the General Assembly was aware that courts had the discretion to dismiss charges for a Rule 504 violation. There are several reasons why such an argument might be persuasive. Initially, there was judicial authority for such dismissals. See People v. Walter, 335 Ill. App. 3d 171 (2002); People v. Alfonso, 191 Ill. App. 3d 963 (1989). Second, cases such as Village of Park Forest v. Fagan, 64 Ill. 2d 264 (1976), and People v. Norris, 214 Ill. 2d 92 (2005), stand for the proposition that dismissal may be appropriate if Rule 504 is violated, which, of course, contradicts today\u2019s pronouncement that these cases state that no such discretion existed.\nTo support its conclusion, the court must overrule Walter and Alfonso, but this is entirely unnecessary in this case, because each of the three defendants not only received the benefit of Rule 504, they forfeited the opportunity to assert any violation of it. All three actually appeared within the 14- to 60-day window provided by Rule 504. They did so to file speedy-trial and jury demands and, in some cases, to seek discovery. This fulfilled the purpose of the rule to grant the opportunity for a \u201ctrial on the merits\u201d within \u201ca reasonable time\u201d after the appearance date. As this court recently explained about Rule 504 in Norris, the \u201cpolicy\u201d announced there, i.e., to grant trials on the first appearance date, operates for fine-only offense cases, not for misdemeanor traffic offenses, including DUI offenses. Therefore, this \u201cpolicy\u201d simply has nothing to offer with respect to the analysis of this case. Further, DUI trials are far more involved than trials in fine-only cases. DUI trials are often complicated, involving multiple witnesses, chemical testing, toxicology reports, and the like. Defendants are entitled to invoke their speedy-trial rights to force the State to move the case expeditiously, but that right is entirely separate from the \u201cpolicy\u201d announced in the rule. Norris, 214 Ill. 2d at 102.\nThus, by failing to raise the Rule 504 violation until after jury-trial and speedy-trial demands were filed, defendants waived any right to dismissal they may have had under Rule 504. It is for this reason and this reason alone that I join in the court\u2019s disposition of these cases.",
        "type": "concurrence",
        "author": "JUSTICE FREEMAN,"
      }
    ],
    "attorneys": [
      "Lisa Madigan, Attorney General, of Springfield, and James W Glasgow, State\u2019s Attorney, of Joliet (Michael A. Scodro, Solicitor General, and Michael M. Glick and Erin M. O\u2019Connell, Assistant Attorneys General, of Chicago, and Patrick Delfino, Terry A. Mertel and Thomas D. Arado, of the Office of the State\u2019s Attorneys Appellate Prosecutor, of Ottawa, of counsel), for the People.",
      "Ted P. Hammel, Sarah M. Vahey, Frank P. Andreano and David E Smith, of Brumund, Jacobs, Hammel, Davidson & Andreano, LLC, of Joliet, for appellees."
    ],
    "corrections": "",
    "head_matter": "(No. 110085.\nTHE PEOPLE OF THE STATE OF ILLINOIS, Appellant, v. JAMES ZIOBRO et al., Appellees.\nOpinion filed April 21, 2011.\nLisa Madigan, Attorney General, of Springfield, and James W Glasgow, State\u2019s Attorney, of Joliet (Michael A. Scodro, Solicitor General, and Michael M. Glick and Erin M. O\u2019Connell, Assistant Attorneys General, of Chicago, and Patrick Delfino, Terry A. Mertel and Thomas D. Arado, of the Office of the State\u2019s Attorneys Appellate Prosecutor, of Ottawa, of counsel), for the People.\nTed P. Hammel, Sarah M. Vahey, Frank P. Andreano and David E Smith, of Brumund, Jacobs, Hammel, Davidson & Andreano, LLC, of Joliet, for appellees."
  },
  "file_name": "0034-01",
  "first_page_order": 44,
  "last_page_order": 58
}
