{ "id": 1578963, "name": "People of the State of Illinois, Plaintiff-Appellee, v. Andrew M. Bauta, Defendant-Appellant", "name_abbreviation": "People v. Bauta", "decision_date": "1970-04-27", "docket_number": "Gen. No. 53,645", "first_page": "132", "last_page": "141", "citations": [ { "type": "official", "cite": "124 Ill. App. 2d 132" } ], "court": { "name_abbreviation": "Ill. App. Ct.", "id": 8837, "name": "Illinois Appellate Court" }, "jurisdiction": { "id": 29, "name_long": "Illinois", "name": "Ill." }, "cites_to": [ { "cite": "368 US 487", "category": "reporters:federal", "reporter": "U.S.", "case_ids": [ 6173883 ], "weight": 3, "opinion_index": 0, "case_paths": [ "/us/368/0487-01" ] }, { "cite": "239 NE2d 433", "category": "reporters:state_regional", "reporter": "N.E.2d", "weight": 2, "pin_cites": [ { "page": "438" } ], "opinion_index": 0 }, { "cite": "40 Ill2d 116", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 2855147 ], "opinion_index": 0, "case_paths": [ "/ill-2d/40/0116-01" ] }, { "cite": "395 US 238", "category": "reporters:federal", "reporter": "U.S.", "case_ids": [ 1771759 ], "weight": 4, "pin_cites": [ { "page": "240" }, { "page": "1710" } ], "opinion_index": 0, "case_paths": [ "/us/395/0238-01" ] }, { "cite": "230 NE2d 843", "category": "reporters:state_regional", "reporter": "N.E.2d", "pin_cites": [ { "page": "845" } ], "opinion_index": 0 }, { "cite": "38 Ill2d 255", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 2861845 ], "pin_cites": [ { "page": "258" } ], "opinion_index": 0, "case_paths": [ "/ill-2d/38/0255-01" ] }, { "cite": "237 NE2d 697", "category": "reporters:state_regional", "reporter": "N.E.2d", "pin_cites": [ { "page": "701" } ], "opinion_index": 0 }, { "cite": "40 Ill2d 4", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 2857846 ], "pin_cites": [ { "page": "11" } ], "opinion_index": 0, "case_paths": [ "/ill-2d/40/0004-01" ] }, { "cite": "237 NE2d 720", "category": "reporters:state_regional", "reporter": "N.E.2d", "opinion_index": 0 }, { "cite": "95 Ill App2d 396", "category": "reporters:state", "reporter": "Ill. App. 2d", "case_ids": [ 2539202 ], "opinion_index": 0, "case_paths": [ "/ill-app-2d/95/0396-01" ] } ], "analysis": { "cardinality": 642, "char_count": 13000, "ocr_confidence": 0.583, "pagerank": { "raw": 4.7341154411221204e-08, "percentile": 0.2971462815013539 }, "sha256": "99253650e6daecad65e17d4fcf55d8390996c604aab3f69473c136d31c51a12b", "simhash": "1:62a9eb063449a437", "word_count": 2283 }, "last_updated": "2023-07-14T21:19:07.974938+00:00", "provenance": { "date_added": "2019-08-29", "source": "Harvard", "batch": "2018" }, "casebody": { "judges": [], "parties": [ "People of the State of Illinois, Plaintiff-Appellee, v. Andrew M. Bauta, Defendant-Appellant." ], "opinions": [ { "text": "MR. PRESIDING JUSTICE BURMAN\ndelivered the opinion of the court.\nThe defendant, Andrew M. Bauta, pleaded guilty and was convicted of unlawful possession of narcotics. He was sentenced to the penitentiary for a minimum of five years and a maximum of five years and one month.\nOn appeal, the defendant contends that (1) the information was legally insufficient because it failed to show the place of the offense or the chapter and section number of the statute purportedly violated; (2) his plea of guilty was not voluntarily made since it was induced by the suggestion of the court that a failure to enter a plea could result in his receiving a more substantial prison sentence and (3) the trial court accepted his plea without a showing that it was voluntarily and understandingly made by him.\nThe record reveals that on August 19, 1968, the defendant, Andrew M. Bauta, appeared before Judge Kenneth R. Wendt of the First Municipal District of the Circuit Court for a hearing to determine probable cause on a narcotic charge. At the hearing, Richard McKelvey of the vice control division of the narcotic unit of the Chicago Police Department testified, that on April 24, 1968, a special employee came to his office and advised that he could make a controlled purchase of heroin from a person known to him as Andrez. The informer was given $25 of prerecorded money and taken to the vicinity of 2742 West Adams Street. The informer was to honk his horn as a prearranged signal for the defendant to come to the car and sell him the narcotics. After the informer honked the horn, the defendant emerged from the apartment building and entered the informer\u2019s car. Officer McKelvey testified that he was about four feet from the defendant when the defendant entered the car. When the officer observed a prearranged signal that the informer had purchased the narcotics, he and another officer came to the car and the special employee gave them a container holding an unknown quantity of white powder. The officer arrested the defendant and observed him placing between his legs the $25 in prerecorded currency. The white powder was submitted to the crime laboratory and was found to be heroin. The court then stated that the case was going to the grand jury.\nOfficer Paul Louis then testified that on May 23, 1968, a police informer stated that he could purchase a $25 bag of heroin from a person called Andrez. The informer was searched, found to be free of all narcotics and money and then given $25 of prerecorded money. Officer Louis drove the man on that day to Washtenaw and Division and then observed him enter a green Ford. He was about twenty to twenty-five feet away when he saw the informer hand the defendant $25 and the defendant in turn give the informer a packet. The informer then returned to the squad car and gave the officer the packet which was field tested. A letter from the crime laboratory stated that the packet was found to contain heroin. The defendant was arrested on the evening of May 24, 1968, and $20 of the prerecorded money was found in his pocket.\nThe court commented that there were two sales and that the defendant had previously been placed on probation by him and had served one year in the House of Correction. \u201cI imagine the State wants a bunch of years. I have him on three years\u2019 probation ... I will imagine they want to start with at least five years.\u201d The trial judge then asked the public defender if he wanted to talk to the defendant. \u201cThey have got two sales here. There is corroboration. They recovered the money . . . .\u201d\nThe public defender then asked if something couldn\u2019t be done for this man. The prosecutor said that since this would be the second conviction, he couldn\u2019t go under five years. The judge gave the public defender a few minutes to discuss it with the defendant. Afterwards the public defender informed the court that he had told the defendant that if he could plead guilty at this stage of the proceedings his sentence would be around five years, while if the case went to the grand jury there was a possible sentence of from ten years to life. The public defender then requested one or two weeks for the defendant to think it over. When the court questioned whether the defendant had a language barrier, the public defender stated, \u201cNo, he knows . . . more about it than I do, your Honor.\u201d The hearing was continued until August 23rd.\nWhen the case was called on August 23rd, the public defender informed the court that the defendant would plead guilty. The prosecutor said that the State would recommend five years to five years and one month. It was agreed that the defendant would plead guilty to only one count of possession. The public defender then stated:\nYour Honor, I have completely admonished my client of his constitutional rights. I have told him in a case like that he has a right to go in front of a grand jury .... I told him he has a right to a trial by jury which in this case he chooses to waive. I told him in a case like this and by throwing himself on the mercy of the court he faces the possible sentence of two to ten years on the possession of heroin charge, ... or if he goes upstairs he faces a possible mandatory life sentence on . . . two sales.\nThe public defender had his client sign a jury waiver form and then entered a plea of guilty. He also informed the court that he had advised his client that in a case like this if he wanted to plead guilty he had a right of appeal. The court told the defendant that he was charged with two sales of heroin and, if found guilty, he could get ten years to life. He told the defendant that he had been given considerable time to think it over and asked \u201cdo you recall that?\u201d and the defendant answered \u201cyes, sir.\u201d The following colloquy then took place:\nTHE COURT: \u201cSo for four days you have had a chance to think about this and take this plea for five years, is that right?\u201d\nMR. BAUTA: \u201cYes, sir.\u201d\nTHE COURT: \u201cAnd do you still wish to do that, is that right ?\u201d\nMR. BAUTA: \u201cYes, sir, your Honor.\u201d\nTHE COURT: \u201cAll right. You have a right to have this cause submitted to the grand jury for possible indictment. Do you wish to waive that right? What is that ?\u201d\nMR. BAUTA: \u201cYes, sir.\u201d\nTHE COURT: \u201cYou just signed a piece of paper that says \u2018jury waiver\u2019; that means you are waiving your right to trial by jury. Do you wish to waive that right ?\u201d\nMR. BAUTA: \u201cYes, sir.\u201d\nTHE COURT: \u201cIf you plead guilty in this matter, this court may sentence you to the state penitentiary from two to ten years. Knowing that do you still wish to'plead guilty?\u201d\nMR. BAUTA: \u201cYes, sir.\u201d\nTHE COURT: \u201cAnd, of course, you always have a right of appeal, even on a plea of guilty . . . .\u201d\nThe court then found the defendant guilty. The State recommended five years to five years and one month which sentence was ordered by the court.\nIt is contended that the defendant was found guilty on an information which neither stated the place of the offense nor the statutory provision alleged to have been violated and was therefore fatally defective. We have examined the information and find that there is no merit to this contention. The information and the arrest report which was attached to it sufficiently charged the defendant with violation of chapter 38, section 22-3 of the Ill Rev Stats by unlawfully, knowingly and feloniously possessing heroin, a narcotic drug, on April 24, 1968, and the place of the crime was Chicago, Illinois. People v. Gregory, 95 Ill App2d 396, 237 NE2d 720. The tests respecting the sufficiency of a charge, repeatedly enunciated in the case law, as defense counsel has argued, are whether it would enable the defendant to prepare his defense and whether it would sustain a plea of acquittal or conviction in bar of any further prosecution for the same offense. People v. Mills, 40 Ill2d 4, 11, 237 NE2d 697, 701; People v. Patrick, 38 Ill2d 255, 258, 230 NE2d 843, 845. We are satisfied that these tests were met.\nIt is principally contended that the defendant\u2019s plea of guilty was not voluntarily made because the trial judge suggested to the defendant that a failure to enter a guilty plea would result in a more substantial prison sentence. In support of this argument, the defendant relies on the recent case of Boykin v. Alabama, 395 US 238, 89 S Ct 1709. In Boykin, three days after counsel was appointed for the indigent defendant, the defendant pleaded guilty to all five robbery indictments against him. So far as the record showed, the judge asked no questions of the defendant who did not address the court.\nTrial strategy may of course make a plea of guilty seem the desirable course. But the record is wholly silent on that point and throws no light on it. . . . There was nothing to indicate that he had a prior criminal record. 395 US at 240, 89 S Ct at 1710.\nThe Supreme Court held that it was error to accept the defendant\u2019s guilty plea without an affirmative showing that it was intelligently and voluntarily made. The judge must canvass the matter with the accused to make certain that he has a full understanding of what the plea connotes and of its consequence.\nIn the case at bar, the judge did so canvass the defendant. We do not agree that the record reflects that the defendant did not have a full understanding of what the plea of guilty connotes and of its consequence, nor do we find any language barrier. In addition to the defendant\u2019s responses to the judge\u2019s questions which indicate that his plea was voluntarily made, other facts must be remembered. The defendant was not a novice of criminal court proceedings. He had been previously convicted of a narcotics offense, had served a year in jail and was still on probation from the same judge. He was confronted by strong testimony against him of two controlled sales of narcotics, and he knew that if convicted on these charges he faced a mandatory sentence of ten years to life imprisonment. The defendant also knew that if he did not plead guilty all the judge could do would be to find probable cause and hold the defendant over for the grand jury. If the grand jury voted an indictment, the defendant could then have a jury trial. The record establishes that this had clearly been explained to him by his appointed counsel and the court.\nWe also reject the claim that by advising the defendant that he had a right to appeal even on a plea of guilty, the trial judge illustrated the inducement and coercion which he \u201cmay not have intended, but inadvertently created.\u201d It is the plain duty of the judge to so inform the defendant of his right to appeal even after a plea of guilty. Nor are we impressed that the fact that the defendant filed a pro se notice of appeal twelve days after he entered a plea of guilty was an affirmative showing that his plea was not voluntarily and understandingly entered.\nIt is our conclusion that the trial judge conscientiously attempted to assist the defendant in view of the testimony he had heard and in view of the fact that the defendant could also be held to have violated his probation. The court did not accept a plea of guilty on the day of the first hearing, but continued the matter for several days so that the defendant could have time to consider it. At the second hearing, the defendant who was represented by appointed counsel did not request another continuance, but voluntarily entered a guilty plea.\nA mere offer to recommend a reduced sentence does not constitute duress. People v. Bowman, 40 Ill2d 116, 239 NE2d 433. As stated in Bowman:\nA guilty plea induced by promises and threats which deprive it of its voluntary character is of course void. (Machibroda v. United States, 368 US 487, 82 S Ct 510, 7 L Ed2d 473.) All persons knowledgeable in the area of criminal trial practice recognize, however, that many guilty pleas are the result of some form of \u201cbargaining,\u201d and that fact alone is not fatal to a conviction based upon such a negotiated plea. (Citing authority.) . . . The crux of the matter is that a defendant who has entered a plea of guilty after understandingly engaging in plea negotiations must be able to show that his plea was coerced by threats or promises of illegitimate action by law enforcement officials. (Citing authorities.) 40 Ill2d at 125, 239 NE2d at 438.\nThe record demonstrates that the defendant\u2019s guilty plea was voluntarily and understandingly entered and was not induced by promises of illegitimate action by law enforcement officials. The judgment is therefore affirmed.\nAffirmed.\nMURPHY and ADESKO, JJ., concur.", "type": "majority", "author": "MR. PRESIDING JUSTICE BURMAN" } ], "attorneys": [ "Gerald W. Getty, Public Defender of Cook County, of Chicago (James N. Gramenos, James J. Doherty, Assistant Public Defenders, of counsel), for appellant.", "Edward V. Hanrahan, State\u2019s Attorney of Cook County, of Chicago (Elmer C. Kissane and John R. McClory, Assistant State\u2019s Attorneys, of counsel), for appellee." ], "corrections": "", "head_matter": "People of the State of Illinois, Plaintiff-Appellee, v. Andrew M. Bauta, Defendant-Appellant.\nGen. No. 53,645.\nFirst District, First Division.\nApril 27, 1970.\nGerald W. Getty, Public Defender of Cook County, of Chicago (James N. Gramenos, James J. Doherty, Assistant Public Defenders, of counsel), for appellant.\nEdward V. Hanrahan, State\u2019s Attorney of Cook County, of Chicago (Elmer C. Kissane and John R. McClory, Assistant State\u2019s Attorneys, of counsel), for appellee." }, "file_name": "0132-01", "first_page_order": 138, "last_page_order": 147 }