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    "parties": [
      "THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. LELAND PRICE, Defendant-Appellant."
    ],
    "opinions": [
      {
        "text": "Mr. JUSTICE GEORGE J. MORAN\ndelivered the opinion of the court;\nDefendant-appellant, 19-year-old Leland Price, entered a plea of guilty to the charge of robbery pursuant to an agreement negotiated with the State. The trial court sentenced the defendant to a term of 4 to 12 years for the robbery. Defendant contends on appeal that the State breached the plea agreement and that the trial court\u2019s sentence on the plea of guilty was excessive.\nBefore accepting defendant\u2019s guilty plea and imposing sentence, the trial court inquired into the circumstances surrounding the crime to which defendant pled guilty and determined that there was a sufficient factual basis to support tire plea. The factual basis was established by a statement of the prosecution describing the probable testimony at the trial of the victim of the robbery and of the observing officer, and by defendant\u2019s account of the incident, which was entered into the record by stipulation.\nIn substance, defendant\u2019s account of the crime was that on June 25, 1974, after having a beer with the victim, Victor Huebener, the defendant and Charles Hammonds left the Tenth Street Tavern in Alton, Illinois, with Huebener in Huebener\u2019s car. While driving on West 19th Street in Alton, Hammonds told Huebener to stop the car and get out. Hammonds then pulled a pistol from his pants and told Huebener that it was a stickup. Defendant and Hammonds then removed several articles from Huebener\u2019s pockets and Hammonds ordered Huebener to lie on the ground. When Huebener refused, Hammonds began beating him about the head \u00a1with the pistol and kicked him several times after he had fallen to the ground. Defendant stated he took no part in the beating:\nVictor Huebener\u2019s version of this incident differed from the defendant\u2019s, \u00a1 both with respect to the manner in which the defendant and Hammonds gained entry into Huebener\u2019s car and with respect to the defendant\u2019s participation in the beating of Huebener. He contends that the defendant and Hammonds entered his car forcibly and ordered him to drive to a remote spot in the city of Alton where they robbed him. He also stated in his complaint and in his testimony at the sentencing hearing that both Hammonds and the defendant had beaten him.\nThe account offered by Carl Logan, the officer who observed the crime, also differs somewhat from that of the defendant. Officer Logan stated in his report and in his testimony at the sentencing hearing that he had first observed two men, one of whom he recognized as Charles Hammonds, holding another man against the side of a parked car and beating him. After calling for assistance, he returned to the scene and saw both the defendant and Hammonds standing over Huebener, but could not tell who was beating Huebener.\nDefendant agreed to submit to a polygraph examination in order to resolve the conflict between his account of the incident and the versions related by Logan and Huebener. The results showed that defendant was telling the truth when he said he did not participate in Huebener\u2019s beating, but that his account of how he met Huebener was not truthful.\nAlthough in some conflict, each of these accounts indicates that defendant unlawfully took personal property from the possession of Victor Huebener, while Huebener was under threat of physical harm. Several articles belonging to Huebener were found in the defendant\u2019s possession at the time of the arrest. They were a small black coin purse containing $2.24, a screw, a key and a black leather billfold containing personal papers, a Central Hardware credit card and a driver\u2019s license.\nOn August 1, 1974, the grand jury of Madison County indicted the defendant for armed robbery. On October 23, 1974, the defendant pled guilty to robbery. The plea was entered as the result of a negotiated agreement pursuant to Supreme Court Rule 402 (Ill. Rev. Stat. 1973, ch. 110A, par. 402). The terms of the plea agreement, as reported by the prosecutor, were that the defendant would plead guilty if the State would reduce the charge to robbery. The defendant also would be given a polygraph examination, a psychological examination and a presentence report, and the State would \u201cstand mute and make no recommendation as to sentencing,\u201d although they would be allowed to introduce evidence in aggravation.\nThe trial court admonished the defendant pursuant to the requirements of Rule 402 and accepted the defendant\u2019s plea of guilty to the charge of robbery. The court then ordered a presentence investigation and set a date for the sentencing hearing.\nAt the sentencing hearing five witnesses testified in mitigation on behalf of the defendant, including the probation officer assigned to comp\u00edete the presentence investigation. Based on the results of his investigation and the results of a psychological examination, the probation officer recommended that defendant be granted probation. Defendant also testified on his own behalf at the sentencing hearing.\nThe victim, Victor Huebener, and the observing officer, Carl Logan, testified in aggravation on behalf of the State. In response to a question of the court, the prosecution also made the following comments regarding sentencing:\n\u201cYour Honor, the state did not make any recommendation, but I don\u2019t think it is in violation of either the word or spirit of the understanding for me to comment at this time that I think that based upon Mr. Price\u2019s record, that a period of incarceration is necessary or that he is not a suitable candidate for probation. The defendant has been given two chances before, and this is the third armed robbery charge. He testified he wanted to take care of his wife, but he wasn\u2019t taking care of her before. He had a good job making good money, working fulltime. He was under counsel, but he still went out and committed another crime. He has testified on his own to a disregard for the law, and while the People personally and again in keeping with our prior agreement, don\u2019t have any specific recommendation, I reiterate that we do recommend incarceration to that extent.\u201d\nDefendant\u2019s counsel then argued that the court should adopt the recommendations of the court psychologist and probation officer and place the defendant on probation, to which the prosecution replied:\n\u201cYour Honor, I most strongly disagree with the opinion of Mr. Riley that recommendations of the Department of Corrections # # # Department of Adult Probation and these people who compile these reports, are in the best interest of society. If the Court will read these reports, you will find there is nothing in there to consider society\u2019s interest. They are written solely to determine the best interest of the subject being examined, in this case, Leland Price, and that is all they are concerned with in those examinations. They never ever consider what\u2019s in the best interest of society, and since this is not a child custody case * * * he talks about what\u2019s in the best interest of Leland Price. That is not controlling here. We are concerned as lawyers and as a Judge with what\u2019s in the best interest of society, and the State\u2019s Attorney\u2019s Office and this particular assistant, is very much of the opinion that these recommendations from the Adult Probation Department don\u2019t take into consideration all the facts that they should. And for that reason I ask the Court to disregard the recommendations and to sentence this defendant to the Department of Corrections.\u201d\nDefense counsel did not object to these comments of the prosecution regarding the sentencing of the defendant.\nThe defendant argues on appeal that the State, violated the agreement that induced defendant\u2019s plea of guilty by arguing that the defendant was not a suitable candidate for probation and that he should be imprisoned. Defendant contends that this recommendation against probation, and in favor of incarceration was a breach of the State\u2019s promise to \u201cstand mute and make no recommendation as to sentencing.\u201d\nThe State contends that defendant waived the opportunity to raise the issue of breach, of the plea agreement-by his failure to object to the assistant State\u2019s attorney\u2019s recommendation against probation. The State further contends that even if defendant had not waived the issue of breach by his failure to object, there was no breach of the plea agreement. The State bases this contention on the fact that the prosecution did . not make any specific recommendation regarding length of sentence and on the theory that the prosecution\u2019s remarks were merely an extension of the reserved right of the State to put on witnesses and evidence in aggravation.\nFailure to object in a timely and specific manner generally constitutes a waiver of the issue on appeal. However, plain error affecting substantial rights may be considered by an appellate court even though not raised at trial or on appeal. People v. Stickler, 31 Ill. App. 3d 726, 334 N.E.2d 471.) Supreme Court Rule 615(a) (Ill. Rev. Stat. 1973, ch. 110A, par. 615(a)) provides that plain errors or defects affecting substantial rights may be noticed by a reviewing court even though they were not brought to the attention of the trial court. That rule has been interpreted by the Supreme Court as permitting a reviewing court to \u201ctake notice of errors appearing upon the record which deprive the accused of substantial means of enjoying a fair and impartial trial and in criminal cases in which the evidence is.closely balanced to consider errors that have not been properly preserved.\u201d People v. Howell, 60 Ill. 2d 117, 121, 324 N.E.2d 403, 405.\nRule 615(a) established a balancing test that comprehends the potential abuse and unfairness of the waiver rule and outlines a procedure governing the review of plain error that invests the reviewing court with .the authority to consider error not objected to at trial where such error affects the substantial rights of a'defendant. The exercise'of this authority by a reviewing court is discretionary, depending; inter alia, on the closeness of the case, , the extent to which the error may have contributed to the final disposition, and the magnitude of the alleged error. People v. Doss, 26 Ill. App. 3d 1, 324 N.E.2d 210.\nIf the prosecutions recommendations against probation affected a substantial right of the defendant or had an identifiable impact on the trial court\u2019s sentencing decision, defense counsel\u2019s failure to object does not preclude us from considering the issue of breach of the plea agreement. Reserving for the moment judgment on tire question of whether the prosecutor actually did violate the terms of the plea agreement, it is clear that if the State did not fulfill a promise that induced defendant\u2019s plea of guilty, then the defendant has thereby suffered a denial of a substantial right. A plea of guilty entered by a defendant in a criminal action, particularly where such plea may result in imprisonment and resultant loss of liberty, certainly can be said to affect the defendant\u2019s substantial rights. The United States Supreme Court in Boykin v. Alabama, 395 U.S. 238, 242, 23 L. Ed. 2d 274, 279, 89 S. Ct. 1709, concluded that \u201c[a] plea of guilty is more than a confession which admits that the accused did various acts; it is itself a conviction; nothing remains but to give judgment and determine punishment.\u201d The court held a trial court\u2019s acceptance of a guilty plea to be a violation of due process because the record did not reflect that the plea had been made voluntarily.\nThus, if the plea agreement that induced defendant\u2019s plea of guilty to the charge of robbery was in f\u00e1ct violated by the prosecution, then defendant\u2019s plea is thereby rendered involuntary and the trial court\u2019s acceptance of that plea is a violation of defendant\u2019s right to due process of law. A plea of guilty made in reliance on an unfulfilled promise is not Voluntarily made by a defendant. (Santobello v. New York, 404 U.S. 257, 30 L. Ed. 2d 427, 92 S. Ct. 495; People v. Pier, 51 Ill. 2d 96, 281 N.E.2d 289; People v. Milligan, 30 Ill. App. 3d 26, 332 N.E.2d 452.) It is constitutionally mandated that a plea of guilty be made voluntarily and a trial court\u2019s acceptance of an involuntary guilty plea is a violation of- due process. People v. Hufford, 18 Ill. App. 3d 646, 310 N.E.2d 216.\nThe remaining question is whether the prosecutor\u2019s comments at the- sentencing hearing amounted to a violation of the plea agreement and thereby rendered defendant\u2019s plea involuntary. The State contends that there was no violation of the agreement, arguing that the prosecutor did not make any specific recommendation regarding the length of sentence and that his remarks were simply an extension of the reserved right of the State to put on witnesses and evidence in aggravation. In order to induce defendant\u2019s plea of guilty, the State specifically promised to make no recommendation regarding sentencing. While no specific recommendation as to length of sentence was made, it cannot be said that the State\u2019s vigorous opposition to probation and recommendation for incarceration was not a recommendation as to sentencing.\nThe State relies on a number of cases in which the prosecution, pursuant to plea negotiations, promised to withhold all recommendations regarding sentencing and subsequently commented on sentencing. In each of these cases the prosecution\u2019s alleged violations of the plea agreements either were not as substantial as in this case or were not as damaging to the defendant\u2019s interests.\nIn People v. Martin, 19 Ill. App. 3d 631, 312 N.E.2d 24, the prosecution promised to leave sentencing to the discretion of the court with only a stipulated maximum of 1 year for the defendant. The trial court allowed the prosecution to put on witnesses in aggravation, and the defendant was questioned extensively by the State. Although the State vigorously questioned the defendant regarding the circumstances surrounding the crime and the motivations behind his acts, the State did not make1 any recommendation regarding a sentence and the Fourth District Appellate Court held that neither the letter of the plea agreement nor its spirit were violated.\nIn People v. Huff, 45 Ill. 2d 186, 258 N.E.2d 356, the Supreme Court considered a guilty plea that had been induced by a promise that the State\u2019s attorney \u201cwould not recommend either a minimum or maximum sentence, but would leave it up to the court.\u201d At the hearing in mitigation and aggravation the State\u2019s attorney stated that the court should impose a sentence \u201cboth for the act itself and as further deterrent for others who might think along the same lines.\u201d The court concluded that while the State\u2019s attorney\u2019s statement was inconsistent with the spirit of the plea agreement, it did not violate the letter of the agreement since no recommendation as to specific sentence was made. The agreement in Huff referred specifically to recommendations concerning the length of sentence and did not contemplate, as did the agreement in the present case, a broader prohibition against all recommendations regarding sentencing.\nIn People v. Smith, 28 Ill. App. 3d 908, 329 N.E.2d 896, this court was presented with a guilty plea induced by a promise that the State would make no recommendations as to sentencing, although the State reserved the right to put on witnesses in aggravation. The defendant had pled guilty to murder and to the aggravated battery of the deceased which had occurred 6 months before the murder. The trial court sentenced the defendant, to terms of 3 to 9 years for the aggravated battery and 25 to 75 years for the murder. The State\u2019s only recommendation as to sentence was to ask for maximum sentence. In applying the balancing test embodied in Supreme Court Rule 615(a) to the facts in Smith, the fundamental inquiry becomes a question of whether the prosecutor\u2019s conduct and the trial court\u2019s acceptance of the guilty plea affected a substantial right of the defendant, and whether the recommendation as to sentencing, when viewed together with the circumstances surrounding the crime and the evidence presented in mitigation and aggravation, can reasonably be said to have had an unfair impact on the court\u2019s sentencing decision. Although the prosecutor\u2019s remark did not comport with the plea agreement and therefore might arguably have rendered the guilty plea involuntary, the recommendation for the maximum sentence probably had little effect on the trial court. The defendant had pled guilty to a murder which this court described as \u201ca vicious unexplainable act of violence\u201d for which he was sentenced to 25 to 75 years\u2019 imprisonment, and it seems unlikely that the trial court\u2019s sentencing decision would have been significantly different had the prosecutor not made the single statement that \u201cwe recommend the maximum sentence.\u201d\nIn the present case, however, defendant received a presentence report that strongly recommended probation, several witnesses testified in mitigation on the defendant\u2019s behalf, and the chances for probation appeared reasonably good. The prosecution commented at length on its recommendation against probation and it can reasonably be said that given the closeness of the case, the vigorous recommendation of the State\u2019s attorney could have had an unfair impact on the sentencing decision. We therefore conclude that the promise that induced defendant\u2019s plea of guilty was breached by the prosecution and that as a result defendant\u2019s plea was involuntary.\nA guilty plea entered as a result of an unfulfilled promise must be vacated. (People v. Mahood, 15 Ill. App. 3d 398, 304 N.E.2d 504, aff\u2019d, 59 Ill. 2d 106, 319 N.E.2d 486.) Accordingly, defendant\u2019s sentence is vacated and the cause is remanded to the circuit court of Madison County for a new sentencing hearing in conformity with the views herein expressed.\nReversed and remanded.\nEBERSPACHER and CARTER, JJ., concur.",
        "type": "majority",
        "author": "Mr. JUSTICE GEORGE J. MORAN"
      }
    ],
    "attorneys": [
      "Stephen P. Hurley and Michael J. Rosborough, both of State Appellate Defender\u2019s Office, of Mi Vernon, and Ken Hartmann, Law Student, for appellant,",
      "Nicholas G. Byron, \u2018 State\u2019s Attorney, of Edwardsville (Bruce D. Irish and Myra J. Brown, both of Illinois State\u2019s Attorneys Association, of counsel), for the People."
    ],
    "corrections": "",
    "head_matter": "THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. LELAND PRICE, Defendant-Appellant.\nFifth District\nNo. 75-70\nOpinion filed March 15, 1976,\nStephen P. Hurley and Michael J. Rosborough, both of State Appellate Defender\u2019s Office, of Mi Vernon, and Ken Hartmann, Law Student, for appellant,\nNicholas G. Byron, \u2018 State\u2019s Attorney, of Edwardsville (Bruce D. Irish and Myra J. Brown, both of Illinois State\u2019s Attorneys Association, of counsel), for the People."
  },
  "file_name": "0566-01",
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  "last_page_order": 599
}
