{ "id": 4279721, "name": "THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. LEONARD E. STUMP Defendant-Appellant", "name_abbreviation": "People v. Stump", "decision_date": "2008-10-22", "docket_number": "No. 4\u201407\u20140565", "first_page": "515", "last_page": "523", "citations": [ { "type": "official", "cite": "385 Ill. App. 3d 515" } ], "court": { "name_abbreviation": "Ill. App. Ct.", "id": 8837, "name": "Illinois Appellate Court" }, "jurisdiction": { "id": 29, "name_long": "Illinois", "name": "Ill." }, "cites_to": [ { "cite": "737 N.E.2d 626", "category": "reporters:state_regional", "reporter": "N.E.2d", "weight": 2, "year": 2000, "pin_cites": [ { "page": "629" }, { "page": "629" } ], "opinion_index": 0 }, { "cite": "193 Ill. 2d 203", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 963673 ], "weight": 2, "year": 2000, "pin_cites": [ { "page": "209" }, { "page": "209" } ], "opinion_index": 0, "case_paths": [ "/ill-2d/193/0203-01" ] }, { "cite": "230 N.E.2d 188", "category": "reporters:state_regional", "reporter": "N.E.2d", "year": 1967, "pin_cites": [ { "page": "191", "parenthetical": "harmless error is that which did not contribute to the defendant's conviction" } ], "opinion_index": 0 }, { "cite": "38 Ill. 2d 13", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 2861989 ], "year": 1967, "pin_cites": [ { "page": "17", "parenthetical": "harmless error is that which did not contribute to the defendant's conviction" } ], "opinion_index": 0, "case_paths": [ "/ill-2d/38/0013-01" ] }, { "cite": "856 N.E.2d 349", "category": "reporters:state_regional", "reporter": "N.E.2d", "year": 2006, "pin_cites": [ { "page": "365-66", "parenthetical": "in a plain-error analysis, prejudice is presumed; in a harmless-error analysis, the defendant must demonstrate prejudice" } ], "opinion_index": 0 }, { "cite": "222 Ill. 2d 340", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 3602394 ], "year": 2006, "pin_cites": [ { "page": "369", "parenthetical": "in a plain-error analysis, prejudice is presumed; in a harmless-error analysis, the defendant must demonstrate prejudice" } ], "opinion_index": 0, "case_paths": [ "/ill-2d/222/0340-01" ] }, { "cite": "466 U.S. 668", "category": "reporters:federal", "reporter": "U.S.", "case_ids": [ 6204802 ], "weight": 3, "year": 1984, "opinion_index": 0, "case_paths": [ "/us/466/0668-01" ] }, { "cite": "874 N.E.2d 23", "category": "reporters:state_regional", "reporter": "N.E.2d", "weight": 3, "year": 2007, "pin_cites": [ { "page": "32" }, { "page": "34" } ], "opinion_index": 0 }, { "cite": "226 Ill. 2d 135", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 3610464 ], "weight": 3, "year": 2007, "pin_cites": [ { "page": "148" }, { "page": "152-53" } ], "opinion_index": 0, "case_paths": [ "/ill-2d/226/0135-01" ] }, { "cite": "659 N.E.2d 1306", "category": "reporters:state_regional", "reporter": "N.E.2d", "year": 1995, "pin_cites": [ { "page": "1309" } ], "opinion_index": 0 }, { "cite": "168 Ill. 2d 367", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 307259 ], "year": 1995, "pin_cites": [ { "page": "375" } ], "opinion_index": 0, "case_paths": [ "/ill-2d/168/0367-01" ] }, { "cite": "692 N.E.2d 1150", "category": "reporters:state_regional", "reporter": "N.E.2d", "year": 1998, "pin_cites": [ { "page": "1155" } ], "opinion_index": 0 }, { "cite": "181 Ill. 2d 395", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 821394 ], "year": 1998, "pin_cites": [ { "page": "404" } ], "opinion_index": 0, "case_paths": [ "/ill-2d/181/0395-01" ] }, { "cite": "882 N.E.2d 1140", "category": "reporters:state_regional", "reporter": "N.E.2d", "year": 2008, "pin_cites": [ { "page": "1146", "parenthetical": "\"The trial court's sua sponte duty to question each potential juror regarding his understanding and acceptance of the Zehr principles applies only to voir dire conducted on or after the amended rule's effective date of May 1, 2007\"" } ], "opinion_index": 0 }, { "cite": "379 Ill. App. 3d 106", "category": "reporters:state", "reporter": "Ill. App. 3d", "case_ids": [ 4275831 ], "year": 2008, "pin_cites": [ { "page": "111", "parenthetical": "\"The trial court's sua sponte duty to question each potential juror regarding his understanding and acceptance of the Zehr principles applies only to voir dire conducted on or after the amended rule's effective date of May 1, 2007\"" } ], "opinion_index": 0, "case_paths": [ "/ill-app-3d/379/0106-01" ] }, { "cite": "469 N.E.2d 1062", "category": "reporters:state_regional", "reporter": "N.E.2d", "year": 1984, "opinion_index": 0 }, { "cite": "103 Ill. 2d 472", "category": "reporters:state", "reporter": "Ill. 2d", "case_ids": [ 3152531 ], "year": 1984, "opinion_index": 0, "case_paths": [ "/ill-2d/103/0472-01" ] }, { "cite": "384 U.S. 436", "category": "reporters:federal", "reporter": "U.S.", "case_ids": [ 12046400 ], "weight": 3, "year": 1966, "opinion_index": 0, "case_paths": [ "/us/384/0436-01" ] } ], "analysis": { "cardinality": 845, "char_count": 18501, "ocr_confidence": 0.805, "pagerank": { "raw": 1.7307092449128815e-07, "percentile": 0.7053438250647045 }, "sha256": "4c954595a256cd4cbf181fb861817a9ab64f602a1a8dfcd0635bb974b0f07c9c", "simhash": "1:ba6bf500be46b875", "word_count": 3034 }, "last_updated": "2023-07-14T18:58:06.429737+00:00", "provenance": { "date_added": "2019-08-29", "source": "Harvard", "batch": "2018" }, "casebody": { "judges": [], "parties": [ "THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. LEONARD E. STUMP Defendant-Appellant." ], "opinions": [ { "text": "PRESIDING JUSTICE APPLETON\ndelivered the opinion of the court:\nIn May 2007, a jury convicted defendant, Leonard E. Stump, of unlawful possession with intent to deliver less than one gram of heroin (720 ILCS 570/401(d) (West 2006)), a Class 2 felony. The trial court sentenced defendant to 18 years in prison. Defendant appeals, claiming the court erred in failing to question the jurors during voir dire in compliance with Illinois Supreme Court Rule 431(b) (eff. May 1, 2007) regarding the jurors\u2019 understanding of the four basic constitutional guarantees afforded criminal defendants at trial. He also appeals his sentence as being excessive. We affirm.\nI. BACKGROUND\nOn January 4, 2007, the State charged defendant with (1) unlawful possession with intent to deliver between 1 and 15 grams of heroin (720 ILCS 570/401(c)(l) (West 2006)), a Class 1 felony (count I), and (2) unlawful possession with intent to deliver less than 1 gram of heroin (720 ILCS 570/401(d) (West 2006)), a Class 2 felony (count II).\nOn May 7, 2007, defendant\u2019s jury trial began. The State informed the trial court that it was dismissing count I and proceeding against defendant only on count II. After addressing preliminary matters and conducting jury selection, the court recessed the trial for the day. Portions of voir dire are relevant to this disposition and will be discussed in the analysis below.\nOn May 8, 2007, the State presented the testimony of Matthew Quinley and Jay Loschen, Urbana police officers, who testified that on January 3, 2007, they had received \u201cinformation\u201d that a pickup truck would soon arrive at a grocery store with heroin inside. The officers spotted a truck matching the description provided by the informant and initiated a stop. Officer Loschen, a canine officer, conducted a drug sniff of the outside of the vehicle. The dog alerted. Officer Loschen asked the driver, Alfred Ferro, to exit the vehicle. Loschen found $131 in cash, a \u201cfooter straw,\u201d and four \u201ctins\u201d (foil-wrapped packets) of heroin on Ferro\u2019s person.\nOfficer Quinley approached the passenger side of the vehicle where defendant sat and asked him to exit the vehicle. After receiving defendant\u2019s consent, Quinley searched him. He found $486 in cash and a cellular telephone. The officers searched the vehicle and found 10 tins of heroin on the floorboard.\nOfficer Quinley advised defendant of his Miranda rights (see Miranda v. Arizona, 384 U.S. 436, 16 L. Ed. 2d 694, 86 S. Ct. 1602 (1966)). Initially, defendant told Quinley that the heroin was Ferro\u2019s, but he then admitted that he and Ferro purchase, sell, and use heroin together.\nDefendant did not present any evidence at trial. After considering the State\u2019s evidence, closing arguments, and jury instructions, the jury found defendant guilty of unlawful possession with intent to deliver less than one gram of heroin.\nOn May 17, 2007, defendant filed a motion for a new trial, claiming (1) the trial court erred in denying his motion for a directed verdict, and (2) the evidence was insufficient to sustain his conviction. On May 24, 2007, the court denied defendant\u2019s posttrial motion and proceeded to sentencing.\nThe trial court noted that it would be imposing a sentence on a Class 2 felony with mandatory Class X sentencing. It also noted that it had received and reviewed defendant\u2019s presentence investigation report (PSI). The court took judicial notice of defendant\u2019s Champaign County case No. 06 \u2014 CF\u2014985, which indicated that defendant was released on bond in that case when he committed the offense subject to this case. Neither party presented evidence in aggravation or mitigation; however, defendant made a statement in allocution. He admitted he had \u201cbeen a drug addict\u201d since the age of seven, but he maintained his innocence with regard to the instant offense.\nAfter considering the PSI, the relevant statutory factors, defendant\u2019s statement, and arguments of counsel, the trial court sentenced defendant to 18 years in prison. The court noted defendant\u2019s \u201csignificant prior record,\u201d which included (1) five prior drug convictions, four of which involved the manufacture or delivery of a controlled substance; (2) one conviction for violation of bail bond; and (3) one conviction for disorderly conduct.\nWith regard to defendant\u2019s rehabilitative potential, the trial court noted that defendant was convicted of one drug offense only 10 days after he was discharged from parole for a previous drug-related conviction. Defendant later violated the terms of the drug-court program by failing to complete treatment. He then served a seven-year sentence on a drug-related conviction. However, he committed another drug-related offense, posted bond, and committed this offense while released on bond. The court stated that \u201cnothing has deterred him or even slowed him down; none of the sentences imposed, no court orders, no treatment, no prospect of answering to the court on yet another conviction have dissuaded him from continuing to commit the very same offense.\u201d\nWith regard to a deterrence factor, the trial court noted that \u201cit must be clear this is not an option as a means to raise money.\u201d The court stated: \u201c[T]his court has an absolute responsibility to deliver a resounding message that it will be a costly choice as a career path, particularly for someone who chooses to do it over and over again.\u201d\nOn June 12, 2007, defendant filed a motion to reconsider his sentence, claiming it was excessive given certain factors in mitigation. On July 2, 2007, the trial court denied defendant\u2019s motion to reconsider sentence, finding that it had \u201cmade detailed findings for the record at the time [it] imposed sentence as well as noting those factors in aggravation and mitigation that apply. [The court] believe[s] those were appropriate, and *** will stand on those at this time.\u201d This appeal followed.\nII. ANALYSIS\nA. Voir Dire\nDefendant first claims the trial court failed to comply with the mandates of Illinois Supreme Court Rule 431(b) (eff. May 1, 2007). The rule was amended effective May 1, 2007 (six days prior to the start of defendant\u2019s jury trial). The amendment imposed upon the trial court a sua sponte duty to question the potential jurors during voir dire of their understanding and acceptance of the principles set forth in People v. Zehr, 103 Ill. 2d 472, 469 N.E.2d 1062 (1984), principles related to the basic constitutional guarantees of a criminal defendant during his trial.\nThe amended version of Rule 431(b) provides as follows:\n\u201c(b) The court shall ask each potential juror, individually or in a group, whether that juror understands and accepts the following principles: (1) that the defendant is presumed innocent of the charge(s) against him or her; (2) that before a defendant can be convicted the State must prove the defendant guilty beyond a reasonable doubt; (3) that the defendant is not required to offer any evidence on his or her own behalf; and (4) that the defendant\u2019s failure to testify cannot be held against him or her; however, no inquiry of a prospective juror shall be made into the defendant\u2019s failure to testify when the defendant objects.\nThe court\u2019s method of inquiry shall provide each juror an opportunity to respond to specific questions concerning the principles set out in this section.\u201d Ill. S. Ct. R. 431(b) (eff. May 1, 2007).\nThe State concedes that the trial court failed to specifically comply with this rule by failing to question the prospective jurors, either individually or in a group, as to whether the jurors understood and accepted all of the Zehr principles, as required by amended Rule 431(b). We accept the State\u2019s concession and hold that the court\u2019s failure to specifically comply with the rule was error.\nHowever, the State claims that the error was harmless, given the weight of the evidence against defendant and the fact that the trial court sufficiently complied with the gist of the amended rule, even though it did not pose the specific questions of whether the jurors understood and accepted the principles.\nThere is no doubt that the amended rule applies to defendant\u2019s trial here. See People v. Gilbert, 379 Ill. App. 3d 106, 111, 882 N.E.2d 1140, 1146 (2008) (\u201cThe trial court\u2019s sua sponte duty to question each potential juror regarding his understanding and acceptance of the Zehr principles applies only to voir dire conducted on or after the amended rule\u2019s effective date of May 1, 2007\u201d). The question is whether the court\u2019s failure to strictly comply with the amendment requires reversal.\nDefendant argues that the amended Rule 431(b) provides that the trial court \u201cshall\u201d rather than \u201cmay\u201d ask the jurors if they understand and accept the Zehr principles. Thus, he argues that the mandatory-nature of the rule precludes any discretionary or partial compliance and requires that his conviction be reversed and the case remanded for a new trial.\nOur supreme court has held that the rules of statutory construction apply with equal force to the interpretation of all Illinois Supreme Court rules. In re Estate of Rennick, 181 Ill. 2d 395, 404, 692 N.E.2d 1150, 1155 (1998). One such rule is that the plain language of the statute or rule should not be interpreted in a way that would render its terms \u201cmeaningless or superfluous.\u201d People v. Jones, 168 Ill. 2d 367, 375, 659 N.E.2d 1306, 1309 (1995). Therefore, a finding that the trial court had merely the discretion (after May 1, 2007) to question potential jurors of their understanding and acceptance of the Zehr principles would render the term \u201cshall\u201d meaningless and superfluous. Indeed, prior to the amendment, the court was obligated to question the jurors as provided only if requested by the defendant. See 177 Ill. 2d R. 431(b). The language, \u201c[i]f requested by the defendant\u201d was deleted, leaving the court with the affirmative duty to sua sponte question the jurors accordingly. Given the mandatory nature of the rule, it would appear that we are required to reverse defendant\u2019s conviction regardless of whether the court\u2019s failure to question the jurors as required by Rule 431(b) resulted in prejudice to defendant.\nHowever, we find guidance in our supreme court\u2019s decision in People v. Houston, 226 Ill. 2d 135, 874 N.E.2d 23 (2007), where the court failed to give full effect to the principle of strict compliance with the mandatory nature of the Illinois Supreme Court rules. In Houston, the defendant claimed that his trial counsel was ineffective for waiving a court reporter during voir dire. The supreme court found that counsel\u2019s waiver constituted deficient performance because it violated Supreme Court Rule 608(a)(9) (210 Ill. 2d R. 608(a)(9)), a rule that provides that voir dire \u201cshall\u201d be recorded. Houston, 226 Ill. 2d at 148, 874 N.E.2d at 32. Although the court specifically noted that the supreme court rules must be obeyed and enforced, it remanded the case with directions to conduct a hearing to reconstruct the voir dire record so that the defendant\u2019s claim of prejudice could be further examined. Houston, 226 Ill. 2d at 152-53, 874 N.E.2d at 34. The court did not find that the failure to comply with Rule 608(a)(9) resulted in automatic reversal; but rather, the court held that the prejudice prong of the Strickland analysis (see Strickland v. Washington, 466 U.S. 668, 80 L. Ed. 2d 674, 104 S. Ct. 2052 (1984)) needed to be further examined.\nSimilar to a Strickland analysis, prejudice is inherent in a harmless-error analysis. See People v. Allen, 222 Ill. 2d 340, 369, 856 N.E.2d 349, 365-66 (2006) (in a plain-error analysis, prejudice is presumed; in a harmless-error analysis, the defendant must demonstrate prejudice). Because the court in Houston sought to have the prejudice to the defendant further examined before reversing on the basis of an ineffective-assistance-of-counsel claim, this court will likewise engage in a harmless-error analysis and search the record for a demonstration that defendant was prejudiced by the trial court\u2019s failure to comply with Rule 431(b).\nAt the beginning of voir dire, when the prospective jurors as a group were gathered before the trial court, the presiding judge addressed the pool as follows:\n\u201cThe [defendant is presumed to be innocent, and that presumption remains throughout the case. And is not overcome, unless from all the evidence you are convinced beyond a reasonable doubt that the [defendant is guilty. Before the [defendant may be convicted, the State must prove him guilty beyond a reasonable doubt. The burden of proof is on the State and that burden never shifts. The [defendant is not required to present evidence, and the [defendant is not required to prove his innocence. The [defendant is not required to testify. If the [defendant does not testify, the fact that he did not testify may not be considered by you in any way.\u201d\nThe trial court addressed all four Zehr principles, albeit not in question form, to ascertain the jurors\u2019 individual understanding and acceptance of them, but as an admonition of defendant\u2019s constitutional guarantees associated with his trial.\nHowever, the trial court specifically addressed and questioned each individual juror as follows:\n\u201cTHE COURT: Do you understand and accept the principle of law, that before the [\u00bfDefendant can be convicted the State must prove him guilty beyond a reasonable doubt?\nJUROR ***: Yes.\nTHE COURT: Do you understand and are you in agreement with the presumption of innocence that applies?\nJUROR ***: Yes.\u201d\nWith this questioning, the trial court sua sponte complied with two of the four provisions of Rule 431(b). Defense counsel followed the court\u2019s inquiry with the following questions:\n\u201cMR. ORTEGA [(defense attorney)]: Thank you. And you \u2014 all of you also understand that Mr. Stump isn\u2019t required to present any evidence?\nFOUR JURORS: (Indicating in the affirmative).\nMR. ORTEGA: In other words, Mr. Stump doesn\u2019t have to testify?\nFOUR JURORS: (Indicating in the affirmative).\nMR. ORTEGA: If Mr. Stump chose not to testify, would you hold that against him?\nFOUR JURORS: (Indicating in the negative).\u201d\nDefense counsel asked 8 of the 12 impaneled jury members the above questions. For the last four jury members, counsel asked only if the jurors presumed defendant innocent, if they understood the State\u2019s burden, and if they would hold the State to that burden. The jurors, as a group, answered in the affirmative.\nPursuant to Rule 431(b), the trial court, not defense counsel, was obligated to pose the specific questions set forth in the rule to the jurors to ascertain their understanding and acceptance of the constitutional principles. The court did not fully comply with this mandate and that failure to comply does constitute error. However, we find the error was harmless because (1) all four Zehr principles were addressed to each juror at some point during voir dire, and (2) the evidence presented at trial against defendant was overwhelming. See People v. Smith, 38 Ill. 2d 13, 17, 230 N.E.2d 188, 191 (1967) (harmless error is that which did not contribute to the defendant\u2019s conviction). We cannot reasonably find that the jury\u2019s verdict was affected by the court\u2019s error.\nB. Sentencing\nDefendant next argues that the trial court abused its discretion in sentencing defendant to 18 years in prison, claiming the sentence was disproportionate to the seriousness of the offense. In this court\u2019s view, defendant claims his sentence is excessive, an argument he made in his motion to reconsider. Therefore, we disagree with the State that defendant has forfeited review of the issue for the purposes of this appeal.\nIt is a well-established principle of law that a trial court has broad discretionary powers and great deference in fashioning a sentence for a defendant. People v. Stacey, 193 Ill. 2d 203, 209, 737 N.E.2d 626, 629 (2000). This is so because the trial court is in a better position to determine the appropriate sentence given the court\u2019s \u201copportunity to weigh such factors as the defendant\u2019s credibility, demeanor, general moral character, mentality, social environment, habits, and age.\u201d Stacey, 193 Ill. 2d at 209, 737 N.E.2d at 629.\nDefendant was convicted of a Class 2 felony; however, due to his criminal record, the trial court was required to sentence him as a Class X felon. 730 ILCS 5/5 \u2014 5\u20143(c)(8) (West 2006). The sentence imposed upon a conviction of a Class X felony shall be not less than 6 nor more than 30 years in prison. 730 ILCS 5/5 \u2014 8\u20141(a)(3) (West 2006). Defendant\u2019s sentence of 18 years clearly falls within the permissible range.\nThe trial court here did an excellent job of providing this court with an accurate and thorough record of its sentencing decision. The court carefully and meticulously considered its responsibility and authority in light of the nature of the crime, the statutory factors, and the eligible range of punishment. It fashioned a sentence which, in its discretion, was appropriate. Defendant\u2019s extensive criminal history, his demonstrated failed attempts at rehabilitation, and the court\u2019s responsibility to deter future conduct of this sort all support the court\u2019s imposition of an 18-year prison sentence. The court noted that \u201cthe last time [defendant] appeared before the court for sentencing on this very same offense, but in another case, he received a sentence of 15 years\u201d in prison. The court\u2019s intent was to impose a sentence no less than the sentence defendant received for the same offense previously. Defendant committed the current offense while out on bond for the offense for which he received a 15-year sentence. Obviously, previous sentences and attempts at treatment had no effect on defendant\u2019s ability to refrain from this conduct. As such, we find the court did not abuse its discretion in sentencing defendant to 18 years in prison.\nIII. CONCLUSION\nFor the foregoing reasons, we affirm the trial court\u2019s judgment. As part of our judgment, we award the State its $50 statutory assessment against defendant as costs of this appeal.\nAffirmed.\nMYERSCOUGH and TURNER, JJ., concur.", "type": "majority", "author": "PRESIDING JUSTICE APPLETON" } ], "attorneys": [ "Gary R. Peterson and Michael Delcomyn, both of State Appellate Defender\u2019s Office, of Springfield, for appellant.", "Julia Rietz, State\u2019s Attorney, of Urbana (Norbert J. Goetten, Robert J. Biderman, and Perry L. Miller, all of State\u2019s Attorneys Appellate Prosecutor\u2019s Office, of counsel), for the People." ], "corrections": "", "head_matter": "THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. LEONARD E. STUMP Defendant-Appellant.\nFourth District\nNo. 4\u201407\u20140565\nOpinion filed October 22, 2008.\nGary R. Peterson and Michael Delcomyn, both of State Appellate Defender\u2019s Office, of Springfield, for appellant.\nJulia Rietz, State\u2019s Attorney, of Urbana (Norbert J. Goetten, Robert J. Biderman, and Perry L. Miller, all of State\u2019s Attorneys Appellate Prosecutor\u2019s Office, of counsel), for the People." }, "file_name": "0515-01", "first_page_order": 531, "last_page_order": 539 }