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      "Judges ORR and MARTIN concur."
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      "IN THE MATTER OF: MICHAEL CHARLES HAYES"
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      {
        "text": "ARNOLD, Chief Judge.\nOn 5 December 1988, respondent, Michael Charles Hayes, was indicted on four counts of first degree murder, five counts of assault with a deadly weapon with intent to kill inflicting serious injury, two counts of assault with a deadly weapon on a law enforcement officer, and one count of assault with a deadly weapon on medical personnel. These widely-publicized crimes all occurred on 17 July 1988 in Forsyth County. On 14 April 1989, a Forsyth County jury tried respondent on all charges and found respondent not guilty by reason of insanity. The superior court thereafter had respondent involuntarily committed to the John Umstead State Mental Health Facility in Butner for temporary custody, examination and treatment pending a district court hearing. On 20 April 1989, the district court held an involuntary commitment proceeding pursuant to N.C. Gen. Stat. \u00a7 122C (1989) and committed respondent on the bases that respondent was mentally ill and dangerous to himself and others.\nAfter his initial commitment, respondent was moved to Dorothea Dix Hospital. Thereafter, prior to 1991, respondent had several rehearings regarding his involuntary commitment under former G.S. \u00a7 122C. Under the former procedure, recommitment of an involuntary acquittee was based upon the State\u2019s proof of continuing mental illness and dangerousness of the acquittee. The district court, at each rehearing under former G.S. \u00a7 122C, found by clear, cogent, and convincing evidence that respondent was mentally ill and dangerous to others and ordered his continued hospitalization.\nIn April 1991, however, the North Carolina legislature amended the General Statutes relating to the involuntary commitment of persons who had been found not guilty by reason of insanity, which amendments took immediate effect. Senate Bill 43 enacted as Chapter 37 of the 1991 Session Laws was codified as N.C. Gen. Stat. \u00a7 122C-276.1, which provided the following:\nThe respondent shall bear the burden to prove by a preponderance of the evidence that he is no longer dangerous to others. If the court is so satisfied, then the respondent shall bear the burden to prove by a preponderance of the evidence (i) that he does not have a mental illness, or (ii) that confinement is not necessary to ensure his own survival or safety and that confinement is not necessary to alleviate or cure his illness. If the court is so satisfied, then the court shall order the respondent discharged and released. If the court finds that the respondent has not met his burden of proof, then the court shall order inpatient commitment be continued ....\nN.C. Gen. Stat. \u00a7\u00a7 122C-268.1(c) and -276.1(c) (Cum. Supp. 1991). Whereas prior to the 1991 amendment respondent was entitled to release when no longer dangerous or mentally ill, the effect of the revised statutory provision relating to the standards for recommitment hearings was to shift the burden of proof from the State to the respondent and require the respondent to show both lack of dangerousness and lack of mental illness requiring confinement.\nOn 21 February 1992, respondent was subject to a rehearing under the amended provision of G.S. \u00a7 122C. After respondent and the State presented evidence on the issues of respondent\u2019s dangerousness and mental illness, the superior court made findings of fact and concluded that respondent failed to meet his burden of proof that he meets the criteria for release under G.S. \u00a7 122C-276.1. The court further concluded that the evidence showed that respondent was at the time presently dangerous to others and that he suffered from multiple mental illnesses which required his continued confinement. The court ordered, therefore, continued commitment of respondent for a period of one year. Respondent appealed the court\u2019s order.\nThe basis of the appeal before this Court concerns the constitutionality of the 1991 amendment to G.S. \u00a7 122C, Senate Bill 43. Respondent contends that by requiring an insanity acquittee to prove that he is no longer dangerous and that he is no longer mentally ill, Senate Bill 43 violates the Due Process and/or Equal Protection Clauses of the Fourteenth Amendment of the United States Constitution, as well as Article I, Section 19 of the North Carolina Constitution. Respondent also asserts that Senate Bill 43 violates the ex post facto clauses of the Federal Constitution and North Carolina Constitution. We disagree with both assignments of error.\nDue Process\nRespondent contends that G.S. \u00a7\u00a7 122C-268.1(i) and -276.1(c) (Supp. 1991) violate the due process clauses of our state and federal constitutions. Respondent relies on the United States Supreme Court\u2019s recent decision in Foucha v. Louisiana, 504 U.S. ---, 118 L.Ed.2d 437 (1992). In Foucha, the Court held that a Louisiana statute violated the Due Process Clause of the Fourteenth Amendment because it allowed an insanity acquittee to be committed to a mental institution until he is able to prove that he is not dangerous to himself and others, regardless of whether he suffers from any mental illness. Id. at ---, 118 L.Ed.2d at 447. \u201c[T]he acquittee may be held as long as he is both mentally ill and dangerous, but no longer.\u201d Id. at \u2014, 118 L.Ed.2d at 446. In light of Foucha, respondent likens the statutory scheme in North Carolina to that of Louisiana by requiring the insanity acquittee to prove that he is not dangerous. Only if he satisfies the court as to his lack of dangerousness will the issue of mental illness arise. Failure to prove lack of dangerousness will result in continued confinement. Thus, like the Louisiana statute, the statute at issue disregards the issue of mental illness unless the acquittee first proves he is not dangerous.\nWe agree with respondent that under Foucha the scheme under which the February 1992 rehearing took place was unconstitutional. However, since Foucha, the North Carolina General Assembly has amended the provision at issue and respondent has had an opportunity to be heard under the amended statute. Therefore, respondent\u2019s assignment of error regarding this issue is moot.\nIn response to the Supreme Court\u2019s decision in Foucha, the legislature enacted Session Laws c. 1034, House Bill 379 effective 24 July 1992 which provides:\nThe respondent shall bear the burden to prove by a preponderance of the evidence that he (i) no longer has a mental illness as defined in G.S. 122C-3(21), or (ii) is no longer dangerous to others as defined in G.S. 122C-3(ll)b.\nN.C. Gen. Stat. \u00a7\u00a7 122C-268.1(i) and -276.1(c) (Cum. Supp. 1992) (emphasis added). Although respondent questions the rehearing in February 1992 where he was recommitted for an additional year, he has since had the opportunity to be heard under the amended statute. Pursuant to G.S. \u00a7 122C-276.1(d), fifteen days before the end of any commitment period, an automatic rehearing is calendared and the parties are notified. In February 1993, fifteen days before the end of his commitment period, a rehearing was calendared and notice was given to respondent. At this time the amended statute was in effect thereby affording respondent the constitutional rights which he now complains he was deprived of in February 1992. Therefore this assignment of error, as respondent\u2019s counsel has conceded in oral argument, is moot.\nEqual Protection\nRespondent also contends that G.S. \u00a7\u00a7 122C-268.1(i) and -276.1(c) violate the equal protection clauses of the federal and state constitutions because (1) the burden of proof is now on the respondent to show by a preponderance of the evidence that he is no longer dangerous or mentally ill, (2) the commitment rehearings take place in the trial division where respondent\u2019s criminal trial was held, and (3) the rehearings are open to the public. Respondent argues that he should be afforded the same benefits as a civil committee who is attempting to gain release from the hospital. We disagree.\nFirst we note that respondent\u2019s first contention regarding his burden of proving lack of dangerousness and mental illness is moot since respondent has had the opportunity for a rehearing under the newly amended statute in response to Foucha. Moreover, respondent\u2019s complaint that he should not bear the burden of proof because he is no different from a civil committee ignores his special status as an insanity acquittee. The Supreme Court has recognized crucial differences between civil committees and insanity acquittees that justify different standards of proof. Jones v. United States, 463 U.S. 354, 77 L.Ed.2d 694 (1983). Indeed, numerous decisions exist supporting the shift in burden of proof to respondent at a release hearing due to his distinct status. See, e.g., United States v. Wallace, 845 F.2d 1471 (8th Cir.), cert. denied, 488 U.S. 845, 102 L.Ed.2d 94 (1988); Benham v. Ledbetter, 785 F.2d 1480 (11th Cir. 1986); Dorsey v. Solomon, 604 F.2d 271 (4th Cir. 1979).\nRespondent\u2019s second and third contentions under the equal protection argument are also without merit, especially in light of respondent\u2019s special status. N.C. Gen. Stat. \u00a7 122C-268.1(g) provides that an insanity acquittee\u2019s hearing shall take place in the trial division in which the original trial was held and that it shall be open to the public. In contrast, hearings involving other involuntarily committed persons are closed and confidential. N.C. Gen. Stat. \u00a7 122C-52 (1989). As we have stated above, the insanity acquittee is entitled to fewer constitutional protections than an individual who is civilly committed. The acquittee makes the tactical decision to rely on the insanity defense, therefore, the public has a right to know when and if such an individual is discharged into the community. Particularly in a case such as the one at bar, we believe that the surviving families and victims have a right to know if and when respondent will be released back into the community.\nEx Post Facto\n' Respondent\u2019s second assignment of error is that application of Senate Bill 43 to respondent\u2019s recommitment hearing when the amendment was enacted after respondent committed the acts charged, after respondent was acquitted by reason of insanity, and after respondent was involuntarily committed, violates the ex post facto provisions of the United States Constitution and the North Carolina Constitution. We disagree.\nBoth our state and federal constitutions contain provisions which may prohibit retrospective application of newly enacted laws. U.S. Const, art. I, \u00a7 10; N.C. Const, art. I, \u00a7 16. An ex post facto law has been defined by the United States Supreme Court as one which Beazell v. Ohio,.269 U.S. 167, 169-170, 70 L.Ed.2d 216, 217 (1925). Two critical elements must be present for a law to be considered ex post facto: it must apply to events occurring before its enactment and it must disadvantage the offender affected by it. Weaver v. Graham, 450 U.S. 24, 67 L.Ed.2d 17 (1981).\npunishes as a crime an act previously committed, which was innocent when done; which makes more burdensome the punishment for a crime, after its commission, or which deprives one charged with crime of any defense available according to law at the time when the act was committed.\nRespondent contends that he has been disadvantaged by retroactive application of Senate Bill 43 because he now has the burden of proof to show that he is no longer dangerous or mentally ill and because his hearing is open to the public. Respondent argues that the changes found in G.S. \u00a7\u00a7 122C-268.1 and -276.1 are \u201cfundamental, substantial, and their effects on respondent are profoundly to his detriment.\u201d A similar contention was made by the respondent in Collins v. Youngblood, 497 U.S. 37, 111 L.Ed.2d 30 (1990). In Youngblood, the respondent contested the retroactive application of a Texas statute allowing the reformation of an improper jury verdict in respondent\u2019s case. While conceding that the statute does not fall within the Beazell definition of ex post facto law, respondent maintained that even a procedural change which deprived a defendant of \u201csubstantial protections\u201d may constitute an ex post facto violation. Id. at 45, 111 L.Ed.2d at 40. Retroactive procedural changes of law in criminal cases generally have not been recognized as violations of the Ex Post Facto Clause. Id.; see, Dobbert v. Florida, 432 U.S. 282, 53 L.Ed.2d 344 (1977); In re Kivett, 309 N.C. 635, 309 S.E.2d 442 (1983). The respondent in Youngblood correctly noted, however, as does the respondent in this case, that a procedural change may constitute an ex post facto violation if it deprives defendant of or infringes upon defendant\u2019s \u201csubstantial personal rights.\u201d Beazell, 269 U.S. at 171, 70 L.Ed.2d at 218; Malloy v. South Carolina, 247 U.S. 180, 183, 59 L.Ed.2d 905, 906 (1915). Although the Youngblood Court noted that a law labeled as procedural will not necessarily immunize it from ex post facto scrutiny, the Court held that for purposes of the Ex Post Facto Clause, it is logical to presume that a change in procedure by which a criminal case is adjudicated, as opposed to substantive changes in the law, will not violate the Clause even though the change may work to the accused\u2019s disadvantage. Youngblood, 497 U.S. at 49-50, 111 L.Ed.2d at 43-44. In other words, only a procedural change that alters the definition of an offense or increases the punishment, thereby expanding the scope of a criminal prohibition after the act is done, violates the Ex Post Facto Clause. Id.\nIn the instant case, neither of the statutory amendments makes an innocent act criminal, alters the nature of the offense, or increases the punishment for a criminal act. Shifting the burden of proof to respondent and opening the hearing to the public are procedural changes that do not violate substantive rights or protections, though they may disadvantage respondent. See In the Matter of Rogers, 63 N.C. App. 705, 306 S.E.2d 510, disc. rev. denied, appeal dismissed, 309 N.C. 633, 308 S.E.2d 716 (1983), appeal dismissed, 465 U.S. 1095, 80 L.Ed.2d 117 (1984) (statute requiring hearing for insanity acquittees before release from mental institution not ex post facto law under federal, or state constitutions because procedures do not compromise punishment for crime); United States v. Mest, 789 F.2d 1069 (4th Cir.), cert. denied, 479 U.S. 846, 93 L.Ed.2d 102 (1986) (procedural change, although retroactive in application, not violative of Ex Post Facto Clause if it does not increase punishment, change ingredients of offense, or ultimate facts necessary to establish guilt). Thus, respondent\u2019s second assignment of error is without merit.\nAffirmed.\nJudges ORR and MARTIN concur.",
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    "attorneys": [
      "Attorney General Lacy H. Thornburg, by Assistant Attorney General Valerie B. Spalding, for the State-appellee.",
      "Karl E. Knudsen for respondent-appellant."
    ],
    "corrections": "",
    "head_matter": "IN THE MATTER OF: MICHAEL CHARLES HAYES\nNo. 9210SC792\n(Filed 3 August 1993)\n1. Appeal and Error \u00a7 168 (NCI4th)\u2014 insanity acquittee \u2014changed rules for recommitment hearing \u2014 statute subsequently changed \u2014new hearing \u2014 due process and equal protection issues from first hearing moot\nDefendant\u2019s contention that the 1991 amendment to N.C.G.S. \u00a7\u00a7 122C-268.1(i) and 122C-276.1(c), which required an insanity acquittee to prove that he was no longer dangerous and mentally ill, violated due process and equal protection is moot, since North Carolina amended the provision in question in response to the U. S. Supreme Court decision of Foucha v. Louisiana, 504 U.S. \u2014, to require an insanity acquittee to prove that he is no longer mentally ill or is no longer dangerous to others, and defendant has since had an opportunity to be heard under the amended statute.\nAm Jur 2d, Appeal and Error \u00a7\u00a7 760 et seq.\n2. Hospitals and Medical Facilities or Institutions \u00a7 60 (NCI4th) \u2014 insanity acquittee \u2014commitment rehearing \u2014trial court division and open hearings \u2014 equal protection\nAn insanity acquittee\u2019s equal protection rights are not violated because commitment rehearings take place in the trial division in which the criminal trial was held and the rehearings are open to the public while hearings involving other involuntarily committed persons are closed and confidential, since the insanity acquittee is entitled to fewer constitutional protections than one who is civilly committed and surviving families, victims and the public have a right to know if and when an insanity acquittee will be released back into the public.\nAm Jur 2d, Incompetent Persons \u00a7\u00a7 39-43.\n3. Constitutional Law \u00a7 165 (NCI4th); Hospitals and Medical Facilities or Institutions \u00a7 60 (NCI4th)\u2014 insanity acquittee \u2014 recommitment hearing \u2014shift of burden of proof \u2014 open hearing \u2014 no ex post facto violation\nApplication of the statutory amendments shifting the burden of proof in a recommitment hearing for an insanity acquittee and opening the hearing to the public after respondent was acquitted by reason of insanity and was involuntarily committed did not violate the Ex Post Facto Clause since the amendments did not make an innocent act criminal, alter the nature of the offense, or increase the punishment for a criminal act, and they are procedural changes that do not violate substantive rights or protections, though they may disadvantage the respondent.\nAm Jur 2d, Constitutional Law \u00a7\u00a7 634 et seq.\nAppeal by respondent from order entered 21 February 1992 by Judge Donald W. Stephens in Wake County Superior Court. Heard in the Court of Appeals 7 June 1993.\nAttorney General Lacy H. Thornburg, by Assistant Attorney General Valerie B. Spalding, for the State-appellee.\nKarl E. Knudsen for respondent-appellant."
  },
  "file_name": "0384-01",
  "first_page_order": 414,
  "last_page_order": 421
}
