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    "judges": [
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      "Judge GREENE concurs in part and dissents in part."
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    "parties": [
      "J. D. ROBINETTE, Plaintiff v. WILLIAM G. BARRIGER, W. MALCOLM BLALOCK and ALEXANDER COUNTY, Defendants"
    ],
    "opinions": [
      {
        "text": "COZORT, Judge.\nIn this case plaintiff sued Alexander County and three government employees, alleging he was damaged by delays in the permitting process in connection with plaintiffs efforts to develop property in the County. The trial court granted summary judgment for the County and one employee, found no liability as to a second employee, and found the third employee liable to plaintiff for damages of $660,368.00. We reverse the award of damages as to the third employee, finding governmental immunity, and affirm the remainder of the trial court\u2019s rulings.\nIn September of 1988, plaintiff J.D. Robinette began examining tracts of land in Alexander County suitable for construction of a residential subdivision. Plaintiff obtained an option in October of 1988 on a 9.24-acre tract of land on which he intended to develop a ten-lot, lakeside subdivision called \u201cCandlewick Cove.\u201d Plaintiff, through his real estate agent, requested that the Alexander County Health Department (Health Department) conduct a site evaluation of the property to determine whether the area was suitable for the installation of septic tanks. On 4 November 1988, defendant Susan Hughes, a sanitarian employed by the Health Department, conducted a preliminary site . evaluation. She informed plaintiff both orally and in writing that the site was provisionally suitable for septic tanks. She did explain that drainfields would have to be placed in the rear of the proposed lots, because the front of the lots would need to be filled to accommodate the proposed development scheme. Plaintiff purchased the property on 21 November 1988 for $152,531.50.\nOn 3 January 1989, plaintiff sent Ms. Hughes a contour map showing the site \u201cas is\u201d and a copy of a grading plan for the proposed subdivision. The grading plan divided the property into ten lots. An attached cover letter acknowledged that plaintiff would locate the septic tanks and drainfields in the rear of the lots. On 6 January 1989, plaintiff, along with his engineer and contractor, met at the property with Ms. Hughes and her supervisor, defendant William G. Barriger, the Alexander County Environmental Health Supervisor. Plaintiff marked the areas on the plots where the septic tanks were to be located and received Mr. Barriger\u2019s approval for the installation of septic tanks if the designated areas remained undisturbed. Plaintiffs engineer drew up a plat map marking the areas Mr. Barriger and plaintiff had agreed upon, and the map was mailed to the Health Department. Both Mr. Barriger and Ms. Hughes approved the map, and Mr. Barriger assured plaintiff in a telephone conversation that so long as the areas remained undisturbed, the lots would be acceptable for development with conventional septic tank systems.\nOn 9 May 1989, plaintiff recorded a final plat of the Candlewick Cove subdivision and shortly thereafter contacted defendant Barriger to obtain a written certification that the lots were suitable for septic tanks. On 21 June 1989, plaintiff and Mr. Barriger went to the property with A1 Slagle, a soil specialist employed by the North Carolina Department of Environment, Health, and Natural Resources (DEHNR). Mr. Slagle extracted soil samples and, upon examination of the soil, concluded that most of the lots were not suitable for development with conventional septic tank systems because the suitable soils were not of sufficient depth.\nOn 23 June 1989, Mr. Barriger met with Romey Baxley, a District Sanitarian for the State. Mr. Baxley reviewed Mr. Slagle\u2019s soil figures and stated the improvement permits could be issued for nine of the ten lots if a prefabricated, permeable block panel system (PPBP) was used. Mr. Baxley reminded Mr. Barriger that, because Mr. Slagle\u2019s data showed the depth of suitable soils on many of the proposed lots was inadequate to meet state requirements for a conventional septic system, permits for the systems he recommended could be issued only in accordance with N.C. Admin. Code tit. 10, r. 10A .1950(b) and .1948(c). Subsection .1950(b) requires certain levels of fill dirt to comply with state regulations. Subsection .1948(c) requires certain \u201csubstantiating data\u201d before improvement permits are issued.\nSometime between 21 July and 27 July 1989, Mr. Barriger prepared the improvement permits without complying with the above regulation subsections. Mr. Barriger stated he believed the substantiating data and areal fill information did not need to be attached to the permits; he stated he also knew that permits were often amended. Following the issuance of the permits, defendant Malcolm Blalock, Assistant Chief of Environmental Health Services at DEHNR, reviewed the nine permits because Mr. Slagle and Mr. Baxley disagreed over whether the permits were properly issued. Mr. Slagle had rendered his opinion that the soil was inadequate under state regulations to accommodate the septic systems, while Mr. Baxley had indicated the area could be adapted to install the PPBP systems.\nMr. Blalock called a meeting on 25 September 1989 to discuss the disagreement over the permits; The meeting confirmed the dispute as to whether the permits should have been issued for Candlewick Cove. Mr. Blalock understood there was no dispute as to Mr. Slagle\u2019s figures or as to whether the permits could be issued for the lots. On 25 October 1989, without explanation, Mr. Blalock asked plaintiff for permission to enter the property to re-evaluate all of the lots. Plaintiff denied Mr. Blalock\u2019s request, explaining he had permits for nine of the lots that were valid for three years.\nA week later, on 1 November 1989, Mr. Barriger, Mr. Blalock, Mr. Baxley and others attended a meeting at the Health Department to again review the permits. The participants concluded that the permits were defective. On 29 November 1989, Mr. Blalock wrote a letter to defendant Barriger stating that the improvement permits for lots 2, 3, 4, 5, 8, 9, and 10 were to be revoked. The basis for the revocations was the failure to show adequate fill, pursuant to N.C. Admin. Code tit. 10, r. 10A. 1950(b), and the issuance of the permits for use of PPBP systems without the substantiating data required by N.C. Admin. Code tit. 10, r. 10A. 1948(c). On 30 November 1989, Mr. Barriger signed and delivered a permit revocation letter to plaintiff. In response, plaintiff filed in the Office of Administrative Hearings (OAH) a contested case challenging the validity of the permit revocations.\nOn 1 January 1990, various amendments to the State Sanitary Sewage Collection, Treatment, and Disposal Rules became effective. Plaintiff filed new improvement permit applications under the amended rules on 8 January 1990. The lots were re-examined by Mr. Slagle. The results coincided with his findings from the evaluation conducted in June of 1989. By 2 April 1990, permits had been reissued for all but one of the lots. Plaintiff later withdrew his contested case in the OAH.\nPlaintiff filed this action on or about 4 November 1991 to recover damages allegedly .resulting from the misinformation as to the suitability of the lots in the development and the prolonged process necessary to receive development permits. Plaintiff claimed the delay disrupted the progress of the development. He requested $660,368.00 in damages.\nDefendant Alexander County (County) filed a motion to dismiss and a motion for summary judgment on 9 December 1991. Defendant Susan Hughes filed a motion for summary judgment on 13 December 1991. Defendant William G. Barriger moved for summary judgment on 28 February 1992. The trial court entered an order on 17 March 1992 granting summary judgment as to defendant County and Susan Hughes, and denying summary judgment as to defendant William Barriger. (Summary judgment for Ms. Hughes is not raised in this appeal.) Defendant Malcolm Blalock moved for summary judgment on 3 April 1992; the trial court denied the motion on 16 June 1992. In a judgment entered 5 November 1992, the trial court found no liability as to defendant Blalock. As to defendant Barriger, the court found him liable to plaintiff for $660,368.00 in damages. Plaintiff and defendant Barriger appeal.\nPlaintiff brings forth two issues on appeal: (1) whether the trial court erred in granting defendant County\u2019s motion for summary judgment, and (2) whether the trial court erred in concluding that defendant Blalock\u2019s conduct was not malicious, wanton, and reckless. First, plaintiff argues the trial court erred in entering summary judgment in the County\u2019s favor. The County argued below that summary judgment was warranted because the trial court lacked subject matter jurisdiction, and the action was barred by governmental immunity. We hold the trial court indeed lacked subject matter jurisdiction and affirm summary judgment in favor of the County.\nPlaintiff argues that in granting summary judgment for the County, the trial court incorrectly concluded the County was acting as an agent of the State, holding that the action therefore should have been brought before the North Carolina Industrial Commission, which has exclusive jurisdiction for claims filed under N.C. Gen. Stat. \u00a7 143-291, the Tort Claims Act. Plaintiff asserts that the Health Department is a county agency, not a state agency, and that defendant Barriger was a county employee whose actions could be imputed to the County. We find plaintiff\u2019s argument unpersuasive.\nIn EEE-ZZZ Lay Drain Co. v. N.C. Dep\u2019t of Human Resources, 108 N.C. App. 24, 28, 422 S.E.2d 338, 341 (1992), this Court held that local health departments \u201care agents of the State,\u201d and that therefore, \u201cthe Transylvania County Health Department is, like DEHNR, immune from suit.\u201d As in EEE-ZZZ Lay Drain, the Alexander County Health Department is a state agency, rather than a county agency, and it follows that defendant Barriger was an agent of the State. Accordingly, the action should have been filed with the Industrial Commission, which has exclusive jurisdiction of negligence actions against the State. See Vaughn v. North Carolina Dep\u2019t of Human Resources, 296 N.C. 683, 252 S.E.2d 792 (1979). The trial court thus did not err in granting summary judgment for the County based on a lack of subject matter jurisdiction.\nNext, plaintiff claims the trial court erred in failing to find that defendant Blalock\u2019s conduct was malicious, wanton, and reckless. Plaintiff contends that to prove Mr. Blalock\u2019s conduct was malicious, plaintiff must only show defendant Blalock acted wrongly and with a reckless indifference to the harmful consequences of his actions. We disagree. A public official acts with malice when he or she \u201cwantonly does that which a [person] of reasonable intelligence would know to be contrary to his duty and which he intends to be prejudicial or injurious to another.\u201d Grad v. Kaasa, 312 N.C. 310, 313, 321 S.E.2d 888, 890 (1984). In the present case, the record is lacking of evidence sufficient to meet the requisite element of intent to find that Blalock acted maliciously. Accordingly, we conclude the trial court did not err when it refused to find that defendant Blalock\u2019s actions were malicious, wanton, and reckless.\nWe now turn to defendant Barriger\u2019s appeal. Defendant Barriger contends the trial court erred in denying his motion for summary judgment on the basis of sovereign immunity. We agree.\nA public officer is shielded from tort liability by sovereign or governmental immunity when the public officer is acting in his or her capacity as a public officer. See, e.g., Robinson v. Nash County, 43 N.C. App. 33, 257 S.E.2d 679 (1979). Where a public officer\u2019s negligence is related solely to his or her official duties, a suit must be brought against the officer in his or her \u201cofficial capacity,\u201d rather than in his \u201cindividual capacity.\u201d See Stancill v. City of Washington, 29 N.C. App. 707, 225 S.E.2d 834 (1976).\nIn the case below, plaintiff attempts to sue defendant Barriger in his individual capacity so that governmental immunity would not apply. A careful examination of the complaint reveals that plaintiff\u2019s allegations of negligence against defendant Barriger relate directly to his official duties as a sanitarian. Recently in Whitaker v. Clark, 109 N.C. App. 379, 427 S.E.2d 142 (1993), this Court held that the plaintiff failed to state a claim against the defendants individually where the allegations in the complaint pertained only to the defendants\u2019 actions in exercise of their official duties. In determining the defendants were entitled to governmental immunity protection, this Court explained:\nPlaintiff urges us to find that she has sued defendants as individuals, yet after careful review of the complaint, we find that she has asserted claims against defendants in an official capacity alone. Absent any allegations in the complaint separate and apart from official duties which would hold a nonofficial liable for negligence, the complaint cannot be found to sufficiently state a claim against defendants individually.\nId. at 383-84, 427 S.E.2d at 145. See also, Dickens v. Thorne, 110 N.C. App. 39, 429 S.E.2d 176 (1993).\nBecause the crux of plaintiffs action in this case is composed of allegations brought against defendant Barriger in his official capacity, rather than as an individual, the doctrine of governmental immunity applies. Defendant Barriger was the Alexander County Environmental Health Supervisor for the Health Department, and under our previous analysis of EEE-ZZZ Lay Drain, we conclude defendant Barriger was entitled to immunity as to plaintiffs tort claims. As a result, we reverse the trial court\u2019s denial of defendant Barriger\u2019s motion for summary judgment, and remand for an entry of summary judgment in Barriger\u2019s favor.\nIn summary, the trial court (1) correctly granted summary judgment for the County, (2) correctly found no liability against Mr. Blalock, and (3) erred by not granting summary judgment for Mr. Barriger.\nAffirmed in part, reversed in part, and remanded.\nJudge ORR concurs.\nJudge GREENE concurs in part and dissents in part.",
        "type": "majority",
        "author": "COZORT, Judge."
      },
      {
        "text": "Judge Greene\nconcurring in part and dissenting in part.\nI agree with the majority that the trial court correctly granted summary judgment for the County on the basis of sovereign immunity and found no liability as to defendant Blalock. I disagree, however, that the trial court erred in denying summary judgment as to defendant Barriger and would therefore affirm the trial court\u2019s decision in its entirety.\nAlthough Barriger, as a public official performing governmental duties involving the exercise of judgment and discretion, is \u201cimmune from liability for \u2018mere negligence\u2019 in the performance of those duties,\u201d he is \u201cnot shielded from liability if his alleged actions were \u2018corrupt or malicious\u2019 or if \u2018he acted outside of and beyond the scope of his duties\u2019.\u201d Wiggins v. City of Monroe, 73 N.C. App. 44, 49, 326 S.E.2d 39, 43 (1985) (citations omitted), appeal after remand, 85 N.C. App. 237, 354 S.E.2d 365, cert. denied, 320 N.C. 178, 358 S.E.2d 72 (1987). If a plaintiff alleges that a public official is corrupt, malicious, or acted beyond the scope of his duties, the plaintiff is necessarily suing the public official in his individual capacity. See Taylor v. Ashburn, 112 N.C. App. 604, 607-08, 436 S.E.2d 276, 279 (1993) (if plaintiff falls to advance any allegations in his or her complaint other than those relating to a defendant\u2019s official duties, the complaint does not state a claim against a defendant in his or her individual capacity, and instead, is treated as a claim against defendant in his official capacity\u201d), cert. denied, 336 N.C. 77, 445 S.E.2d 46 (1994); 57 Am. Jur. 2d Municipal, County, School, and State Tort Liability \u00a7 70 (1988) (State entities, agents, and employees share immunity where claim involves activities which may be attributed to the State unless there are allegations that state agent or employee acted beyond scope of authority through wrongful acts).\nIn this case, plaintiff alleged in his complaint that \u201c[i]n issuing the improvement permits as alleged above with fabricated soils data and other false statements, defendant Barriger acted wantonly and maliciously to protect his own interests in reckless disregard of the consequences to plaintiff should the permits so issued be revoked.\u201d Plaintiff supports his allegation by stating that Barriger\nout of concern that his own negligent misrepresentations . . . might subject him to damages liability. . . fabricated soils depths for the lots that, at least in his mind, allowed him to issue permits without requiring the areal fill mandated by Section .1950(b). ... In a further effort to present a facade of compliance with Section .1949(c) of the State Rules and for the express purpose of concealing his past malfeasance, defendant Barriger included among the \u201cspecifications and requirements\u201d attached to the permits issued for lots 2, 3, 5, 8, 9, and 10 (all of which required PPB systems) that such systems were being used \u201cat the request of the project engineer Mr. Wallace Davis.\u201d In fact, unbeknownst to plaintiff but well known to defendant Barriger, Mr. Davis had never made any such request since he was utterly unfamiliar with the workings of PPB systems.\nPlaintiff has alleged that Barriger fabricated soil depths and attempted to conceal \u201chis past malfeasance,\u201d actions not relating to Barriger\u2019s official duties as a sanitarian. Thus, plaintiff, by advancing allegations in his complaint other than those relating to his official duties, is suing Barriger in his individual capacity, and Barriger is \u201cnot shielded from liability if his alleged actions were \u2018corrupt or malicious\u2019 or if \u2018he acted outside of and beyond the scope of his duties\u2019.\u201d Because Barriger, by basing his summary judgment motion on sovereign immunity, has failed to meet his burden of establishing that there is no genuine issue of material fact, the trial court correctly denied Barriger\u2019s motion for summary judgment.",
        "type": "concurring-in-part-and-dissenting-in-part",
        "author": "Judge Greene"
      }
    ],
    "attorneys": [
      "Michael B. Brough & Associates, by Michael B. Brough, for plaintiff appellant-appellee.",
      "Womble Carlyle Sandridge & Rice by Allan R. Gitter and James R. Morgan, Jr., for defendant appellant Barriger and defendant appellee Alexander County.",
      "Attorney General Michael F. Easley, by Special Deputy Attorney General Mabel Y. Bullock, for defendant appellee Blalock."
    ],
    "corrections": "",
    "head_matter": "J. D. ROBINETTE, Plaintiff v. WILLIAM G. BARRIGER, W. MALCOLM BLALOCK and ALEXANDER COUNTY, Defendants\nNo. 9322SC387\n(Filed 6 September 1994)\n1. Health \u00a7 2 (NCI4th); State \u00a7 38 (NCI4th)\u2014 health department as state agency \u2014 action against health department\u2014 jurisdiction in Industrial Commission\nThe Alexander County Health Department was a state agency rather than a county agency, and defendant health department employee was an agent of the State; therefore, this action alleging damages to plaintiff because of delays in the permitting process in connection with plaintiff\u2019s efforts to develop property in the county should have been filed with the Industrial Commission which has exclusive jurisdiction of negligence actions against the State.\nAm Jur 2d, Health \u00a7\u00a7 1-18; Municipal, County, School, and State Tort Liability \u00a7\u00a7 649 et seq.\n2. State \u00a7 31 (NCI4th)\u2014 public official \u2014 conduct not shown to be malicious, wanton, and reckless\nIn an action to recover damages allegedly suffered by plaintiff by delays in the permitting process in connection with plaintiffs efforts to develop property in Alexander County, the trial court did not err in failing to find that defendant DEHNR\u2019s employee\u2019s conduct in holding meetings and revoking improvement permits was malicious, wanton, and reckless.\nAm Jur 2d, Municipal, County, School, and State Tort Liability \u00a7\u00a7 137 et seq.\n3. State \u00a7 23 (NCI4th)\u2014 allegations against government employee \u2014 sovereign immunity applicable\nWhere plaintiff\u2019s allegations of negligence against one defendant related directly to his official duties as the Alexander County Environmental Health Supervisor for the Health Department, that defendant was entitled to immunity under the doctrine of sovereign immunity.\nAm Jur 2d, Municipal, County, School, and State Tort Liability \u00a7 70; States, Territories, and Dependencies \u00a7\u00a7 104 et seq.\nJudge Greene concurring in part and dissenting in part.\nAppeal by plaintiff and by defendant Barriger from order entered 17 March 1992 by Judge Preston Cornelius and judgment entered 5 November 1992 by Judge William H. Helms in Alexander County Superior Court. Heard in the Court of Appeals 2 February 1994.\nMichael B. Brough & Associates, by Michael B. Brough, for plaintiff appellant-appellee.\nWomble Carlyle Sandridge & Rice by Allan R. Gitter and James R. Morgan, Jr., for defendant appellant Barriger and defendant appellee Alexander County.\nAttorney General Michael F. Easley, by Special Deputy Attorney General Mabel Y. Bullock, for defendant appellee Blalock."
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