{ "id": 11239344, "name": "DEBRA C. CLOER, Plaintiff v. VICKIE H. SMITH, Defendant", "name_abbreviation": "Cloer v. Smith", "decision_date": "1999-03-16", "docket_number": "No. COA98-601", "first_page": "569", "last_page": "575", "citations": [ { "type": "official", "cite": "132 N.C. App. 569" } ], "court": { "name_abbreviation": "N.C. Ct. App.", "id": 14983, "name": "North Carolina Court of Appeals" }, "jurisdiction": { "id": 5, "name_long": "North Carolina", "name": "N.C." }, "cites_to": [ { "cite": "300 S.E.2d 880", "category": "reporters:state_regional", "reporter": "S.E.2d", "weight": 2, "year": 1983, "pin_cites": [ { "page": "883" }, { "page": "883", "parenthetical": "holding that a motion to dismiss due to the pendency of a prior action is to be treated as a motion under Rule 13" } ], "opinion_index": 0 }, { "cite": "61 N.C. App. 488", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8521898 ], "weight": 2, "year": 1983, "pin_cites": [ { "page": "493" }, { "page": "493" } ], "opinion_index": 0, "case_paths": [ "/nc-app/61/0488-01" ] }, { "cite": "263 S.E.2d 323", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1980, "pin_cites": [ { "page": "325", "parenthetical": "holding that the defendant's summary ejectment action was not a compulsory counterclaim to the plaintiff's prior breach of contract, unfair and deceptive trade practices, and federal section 1983 action because the actions had no logical relationship to each other" } ], "opinion_index": 0 }, { "cite": "45 N.C. App. 490", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8549535 ], "year": 1980, "pin_cites": [ { "page": "494", "parenthetical": "holding that the defendant's summary ejectment action was not a compulsory counterclaim to the plaintiff's prior breach of contract, unfair and deceptive trade practices, and federal section 1983 action because the actions had no logical relationship to each other" } ], "opinion_index": 0, "case_paths": [ "/nc-app/45/0490-01" ] }, { "cite": "346 S.E.2d 677", "category": "reporters:state_regional", "reporter": "S.E.2d", "weight": 2, "year": 1986, "pin_cites": [ { "page": "681" }, { "page": "681", "parenthetical": "noting that the purpose of Rule 13 is to promote judicial economy" } ], "opinion_index": 0 }, { "cite": "82 N.C. App. 502", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8359260 ], "weight": 2, "year": 1986, "pin_cites": [ { "page": "507-08" }, { "page": "507" } ], "opinion_index": 0, "case_paths": [ "/nc-app/82/0502-01" ] }, { "cite": "298 S.E.2d 422", "category": "reporters:state_regional", "reporter": "S.E.2d", "weight": 2, "year": 1982, "pin_cites": [ { "page": "423", "parenthetical": "holding that failure to raise compulsory counterclaims during a pending action bars a subsequent action on those claims" }, { "page": "423", "parenthetical": "discussing the applicability of the doctrine of res judicata to claims which should have been asserted as compulsory counterclaims" } ], "opinion_index": 0 }, { "cite": "60 N.C. App. 178", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8519866 ], "weight": 2, "year": 1982, "pin_cites": [ { "page": "181", "parenthetical": "holding that failure to raise compulsory counterclaims during a pending action bars a subsequent action on those claims" }, { "page": "180-81" } ], "opinion_index": 0, "case_paths": [ "/nc-app/60/0178-01" ] }, { "cite": "464 S.E.2d 504", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1995, "pin_cites": [ { "page": "505" } ], "opinion_index": 0 }, { "cite": "121 N.C. App. 175", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 11916211 ], "year": 1995, "pin_cites": [ { "page": "177" } ], "opinion_index": 0, "case_paths": [ "/nc-app/121/0175-01" ] }, { "cite": "323 S.E.2d 922", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1984, "opinion_index": 0 }, { "cite": "312 N.C. 622", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 4755493, 4755336, 4753483, 4753324, 4752111 ], "year": 1984, "opinion_index": 0, "case_paths": [ "/nc/312/0622-01", "/nc/312/0622-05", "/nc/312/0622-03", "/nc/312/0622-04", "/nc/312/0622-02" ] }, { "cite": "316 S.E.2d 917", "category": "reporters:state_regional", "reporter": "S.E.2d", "pin_cites": [ { "page": "922" } ], "opinion_index": 0 }, { "cite": "69 N.C. App. 292", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8526191 ], "pin_cites": [ { "page": "299" } ], "opinion_index": 0, "case_paths": [ "/nc-app/69/0292-01" ] } ], "analysis": { "cardinality": 618, "char_count": 14094, "ocr_confidence": 0.761, "pagerank": { "raw": 1.8539071751191003e-07, "percentile": 0.7239229005243163 }, "sha256": "700f68ad8746e4010ceb0908defe08cf2df85640477c5579a22fe420c15c82c7", "simhash": "1:09e9c9ab7f0f9576", "word_count": 2282 }, "last_updated": "2023-07-14T21:08:15.604309+00:00", "provenance": { "date_added": "2019-08-29", "source": "Harvard", "batch": "2018" }, "casebody": { "judges": [ "Judges JOHN and HUNTER concur." ], "parties": [ "DEBRA C. CLOER, Plaintiff v. VICKIE H. SMITH, Defendant" ], "opinions": [ { "text": "GREENE, Judge.\nDebra C. Cloer (Cloer) appeals from the trial court\u2019s entry of summary judgment in favor of Vickie H. Smith (Smith) and from the trial court\u2019s order sanctioning Cloer.\nSmith, who operates a tanning and hair salon, leased the adjoining business space to Cloer on 10 December 1996. The lease agreement provided that the \u201cpremises shall be used only as [a] NAIL SALON.\u201d Cloer subsequently began a tanning bed business on the premises, and Smith terminated the lease. When Cloer failed to vacate the premises, Smith instituted summary ejectment proceedings against Cloer. On 18 April 1997, a magistrate found that Smith had \u201cproved the case by the greater weight of the evidence\u201d and ordered that Cloer \u201cbe removed from and [Smith] be put in possession of the premises described in the complaint.\u201d Cloer appealed this order to District Court.\nOn 22 July 1997, while Cloer\u2019s appeal of the summary ejectment action was pending in District Court, Cloer filed a complaint for damages in Superior Court alleging that Smith had \u201cimproper[ly] exer-cisefd] . . . the remedy commonly called \u2018Summary Ejectment,\u2019 \u201d and that Smith had \u201clocked [Cloer] out of the premises which [Cloer] has the right to occupy pursuant to the Lease.\u201d\nOn 8 September 1997, pursuant to notice, counsel for Smith attempted to depose Cloer. Excerpts indicative of the deposition follow:\n[Counsel for Smith]: What is that?\n[Counsel for Cloer]: Objection. It\u2019s a piece of paper, isn\u2019t it?\n[Cloer]: Piece of paper.\n[Counsel for Smith]: All right. Did you read [the lease] before you signed it?\n[Cloer]: Yes, I did.\n[Counsel for Smith]: All right. What did [the lease] mean to you?\n[Counsel for Cloer]: Objection. Sir, it doesn\u2019t mean \u2014 it doesn\u2019t matter what it means to her. What is important is what it means with regard to the law. And what \u2014 What it means to her is irrelevant.\n[Counsel for Smith]: Ms. Cloer, would you answer the question, please.\n[Counsel for Cloer]: You\u2019re not required to answer that.\n[Cloer]: I refuse to answer that.\n[Counsel for Smith]: You refuse to answer the question?\n[Cloer]: Yes. Because I\u2019m not required to answer it.\n[Counsel for Smith]: What did you-all talk about, Ms. Cloer?\n[Counsel for Cloer]: I object to it.\n[Counsel for Smith]: Are you instructing her not to answer?\n[Counsel for Cloer]: No, no, but I\u2019m telling you that\u2014\n[Counsel for Smith]: Ms. Cloer, you may answer the question.\n(Counsel [for Cloer] conferred with [Cloer].)\n[Cloer]: Yes, we talked about it. And the discussion was that whenever I talked with her about renting the building, that I had \u2014 She asked me what I had in my shop at the time at the other \u2014 the old location. I told her we had a tanning bed and what we did.\nSmith ended the deposition and moved for sanctions against Cloer for discovery violations and for an order requiring Cloer to answer questions at a future deposition. After a hearing, the trial court found that \u201c[C]ounsel for [Cloer] substantially disrupted [the] deposition in that . . . [he] . . . refused to allow his client to answer questions; . . . [and] upon at least some . . . occasions, [counsel for Cloer] told [Cloer] what to say.\u201d Based on these and other findings, the trial court concluded:\n[T]he above . . . constitute[s] a failure of [Cloer] to answer the questions under Rule 37(a)(2); that the answers to many of the questions did not constitute the testimony of [Cloer]; and that the actions of [Cloer] and her counsel rendered the deposition unfit for use at the time of trial....\nAccordingly, the trial court ordered Cloer to pay the cost of the deposition and \u201cto give her deposition, without prompting by counsel, upon proper notice by [Smith].\u201d\nOn 23 September 1997, Smith moved in Superior Court for summary judgment on Cloer\u2019s claims. In her motion, Smith \u201crefer[red] the Court to the pleadings of this action, File No. 97-CvD-626 entitled \u2018Vickie H. Smith vs. Debbie Cloer\u2019 which is presently pending in the District Court of Caldwell County.\u201d The trial court granted summary judgment on 23 October 1997. Cloer appealed from both the order sanctioning her and from summary judgment in favor of Smith.\nThe issues are whether: (I) the trial court abused its discretion in sanctioning Cloer for discovery violations; and (II) Cloer\u2019s action is a compulsory counterclaim to Smith\u2019s prior summary ejectment action.\nI\nDeposition examination \u201cmay proceed as permitted at the trial under the provisions of Rule 43(b).\u201d N.C.G.S. \u00a7 1A-1, Rule 30(c) (Supp. 1997). \u201cAll objections . . . shall be noted upon the deposition .... Subject to any limitations imposed by orders [of the court], evidence objected to shall be taken subject to the objections.\u201d Id. If a party \u201cfails to answer a question propounded\u201d during the deposition, \u201cthe discovering party may move for an order compelling an answer.\u201d N.C.G.S. \u00a7 1A-1, Rule 37(a)(2) (1990). Rule 37 gives the trial court express authority to compel discovery and to sanction a party for abuse of the discovery process. N.C.G.S. \u00a7 1A-1, Rule 37 (providing, in subsection (a)(4), that the trial court \u201cshall . . . require the party or deponent whose conduct necessitated the motion [to compel] or the party advising such conduct or both of them to pay to the moving party the reasonable expenses incurred in obtaining the order, including attorney\u2019s fees, unless the court finds that the opposition to the motion was substantially justified or that other circumstances make an award of expenses unjust\u201d). The trial court also retains inherent authority to impose sanctions for discovery abuses beyond those enumerated in Rule 37. Green v. Maness, 69 N.C. App. 292, 299, 316 S.E.2d 917, 922 (referring to the trial court\u2019s \u201cinherent authority to regulate trial proceedings\u201d), disc. review denied, 312 N.C. 622, 323 S.E.2d 922 (1984). Sanctions imposed by the trial court will not be overturned absent a showing of abuse of discretion. Hursey v. Homes by Design, Inc., 121 N.C. App. 175, 177, 464 S.E.2d 504, 505 (1995).\nIn this case, the deposition transcript supports the trial court\u2019s findings that counsel for Cloer refused to allow Cloer to answer some questions, and, in other instances, \u201ctold [Cloer] what to say.\u201d The trial court therefore had express authority, pursuant to Rule 37, to enter an order compelling Cloer to undergo another deposition to answer Smith\u2019s questions, and likewise had inherent authority to sanction Cloer by ordering her to reimburse Smith for the cost of the first deposition. Accordingly, no abuse of discretion has been shown.\nII\nAn action must generally be brought, if at all, as a compulsory counterclaim in a pending action if \u201cit arises out of the transaction or occurrence that is the subject matter of the opposing party\u2019s claim and does not require for its adjudication the presence of third parties of whom the court cannot acquire jurisdiction.\u201d N.C.G.S. \u00a7 1A-1, Rule 13(a) (1990); see also Wood v. Wood, 60 N.C. App. 178, 181, 298 S.E.2d 422, 423 (1982) (holding that failure to raise compulsory counterclaims during a pending action bars a subsequent action on those claims). To determine whether a claim arises out of the same transaction or occurrence as a prior claim, the court must consider: \u201c(1) whether the issues of fact and law are largely the same; (2) whether substantially the same evidence is involved in each action; and (3) whether there is a logical relationship between the two actions.\u201d Brooks v. Rogers, 82 N.C. App. 502, 507-08, 346 S.E.2d 677, 681 (1986); Apartments, Inc. v. Landrum, 45 N.C. App. 490, 494, 263 S.E.2d 323, 325 (1980) (holding that the defendant\u2019s summary ejectment action was not a compulsory counterclaim to the plaintiff\u2019s prior breach of contract, unfair and deceptive trade practices, and federal section 1983 action because the actions had no logical relationship to each other).\nIn this case, Smith\u2019s action for summary ejectment is based on the assertion that Cloer breached the lease agreement. Cloer\u2019s action is based on assertions that Smith \u201cimproperly] exercise[d] . . . the remedy commonly called \u2018Summary Ejectment,\u2019 \u201d and that Smith locked Cloer out of the leased premises, which she had \u201cthe right to occupy.\u201d The issues of law and fact are therefore largely the same in both actions, both require substantially the same evidence for their determination, and the actions are logically related. Although Cloer seeks damages as a remedy and Smith seeks injunctive relief, both actions rise and fall with the determination of whether Cloer breached the lease. Cloer\u2019s action is therefore a compulsory counterclaim in the summary ejectment action filed by Smith.\nCloer\u2019s action sought damages in an amount in excess of $10,000.00, however, and therefore could not have been pleaded as a compulsory counterclaim to Smith\u2019s summary ejectment action while it was before the magistrate. See N.C.G.S. \u00a7 7A-219 (1995) (\u201cNo counterclaim ... which would make the amount in controversy exceed the jurisdictional amount established by G.S. 7A-210(1) is permissible in a small claim action assigned to a magistrate.\u201d); N.C.G.S. \u00a7 7A-210(1) (1995) (setting jurisdictional amount of a small claim action at $3,000.00). Instead, Cloer was required to file this action, if at all, with her appeal from the magistrate\u2019s decision to the district court. See N.C.G.S. \u00a7 7A-220 (1995) (\u201c[0]n appeal from the judgment of the magistrate for trial de novo before a district judge, the judge shall allow appropriate counterclaims . . . .\u201d); 1 G. Gray Wilson, North Carolina Civil Procedure \u00a7 13-1, at 256 (2d ed. 1995) (\u201cOn appeal from a magistrate for a trial de novo before a district judge, appropriate counterclaims and crossclaims may be asserted for the first time.\u201d). Where a compulsory counterclaim is filed as an independent action during the pendency of the prior action, as Cloer\u2019s action was in this case, it \u201cmust be dismissed with leave to file it as a counterclaim in the prior action or stayed until final judgment has been entered in that action.\u201d Atkins v. Nash, 61 N.C. App. 488, 493, 300 S.E.2d 880, 883 (1983). The option to stay the second action (i.e., the action which should have been brought as a compulsory counterclaim to the first action) \u201cshould be reserved for unusual circumstances.\u201d Brooks, 82 N.C. App. at 507, 346 S.E.2d at 681 (noting that the purpose of Rule 13 is to promote judicial economy).\nIn this case, Smith\u2019s motion for summary judgment informed the trial court that the summary ejectment action was \u201cpresently pending\u201d before the District Court. The trial court therefore should have treated Smith\u2019s motion as a motion pursuant to Rule 13. Atkins, 61 N.C. App. at 493, 300 S.E.2d at 883 (holding that a motion to dismiss due to the pendency of a prior action is to be treated as a motion under Rule 13). Because the trial court granted summary judgment rather than dismissing or staying the action pursuant to Rule 13, the order of the trial court must be vacated.\nOrder to Compel and for Sanctions: Affirmed.\nSummary Judgment: Vacated and Remanded.\nJudges JOHN and HUNTER concur.\n. Cloer contends that Smith waived the right to sanctions by failing to object during the deposition to the discovery violations; however, our review of the transcript reveals that Smith repeatedly noted objections to the conduct of Cloer and Cloer\u2019s attorney.\n. If Smith\u2019s summary ejectment action is no longer pending and the trial court addresses the merits of Cloer\u2019s claim, it must consider whether the disposition of Smith\u2019s action bars Cloer\u2019s claims on res judicata grounds (if Smith raises res judicata as a defense). See, e.g., Wood, 60 N.C. App. at 180-81, 298 S.E.2d at 423 (discussing the applicability of the doctrine of res judicata to claims which should have been asserted as compulsory counterclaims).", "type": "majority", "author": "GREENE, Judge." } ], "attorneys": [ "Wilson, Palmer & Lackey, P.A., by W.G. Palmer and Timothy J. Rohr, for plaintiff-appellant.", "Michael P. Baumberger, for defendant-appellee." ], "corrections": "", "head_matter": "DEBRA C. CLOER, Plaintiff v. VICKIE H. SMITH, Defendant\nNo. COA98-601\n(Filed 16 March 1999)\n1. Discovery\u2014 compelling second deposition \u2014 cost of first deposition \u2014 sanction\nThe trial court had express authority pursuant to Rule 37 to enter an order compelling defendant to undergo another deposition and had inherent authority to sanction defendant by ordering her to reimburse plaintiff for the cost of her first deposition where the deposition transcript supports a finding by the trial court that counsel for defendant refused to allow defendant to answer some questions and in other instances told defendant what to say. N.C.G.S. \u00a7 1A-1, Rule 37.\n2. Pleadings\u2014 compulsory counterclaim \u2014 independent action \u2014 amount exceeding magistrate\u2019s jurisdiction \u2014 filing with appeal to district court\nPlaintiff tenant\u2019s action to recover damages for improper exercise of the summary ejectment remedy was a compulsory counterclaim in defendant landlord\u2019s summary ejectment action. However, since plaintiff sought damages in excess of the jurisdictional amount established by N.C.G.S. \u00a7 7A-210(1), plaintiff\u2019s action could not have been pleaded as a compulsory counterclaim to defendant\u2019s summary ejectment action while it was before the magistrate but should have been filed with the appeal from the magistrate\u2019s decision to the district court.\n3. Pleadings\u2014 compulsory counterclaim \u2014 independent action \u2014 dismissal or stay\nWhere plaintiff filed a compulsory counterclaim for improper exercise of the summary ejectment remedy as an independent action in the superior court during the pendency of defendant\u2019s prior summary ejectment action in the district court, and defendant\u2019s motion for summary judgment informed the trial court that the summary ejectment action was pending in the district court, the trial court should have treated defendant\u2019s motion as being pursuant to Rule 13 and either dismissed or stayed plaintiff\u2019s action under Rule 13. N.C.G.S. \u00a7 1A-1, Rule 13.\nAppeal by plaintiff from judgment filed 23 October 1997 and from order filed 23 October 1997 by Judge Beverly T. Beal in Caldwell County Superior Court. Heard in the Court of Appeals 12 January 1999.\nWilson, Palmer & Lackey, P.A., by W.G. Palmer and Timothy J. Rohr, for plaintiff-appellant.\nMichael P. Baumberger, for defendant-appellee." }, "file_name": "0569-01", "first_page_order": 603, "last_page_order": 609 }