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  "name": "IN THE MATTER OF THE FORECLOSURE OF A DEED OF TRUST EXECUTED BY HERCULES COLE AND ELSIE CELESTINE COLE, husband and wife, H. TERRY HUTCHENS, PA, Substitute Trustee, HERCULES COLE and CELESTINE COLE, Plaintiffs v. BRANCH BANKING AND TRUST COMPANY, THOMAS M. NEVILLE, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, PATRICIA DAVIS, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, and H. TERRY HUTCHENS, P.A., Substitute Trustee, Defendants; HERCULES COLE and CELESTINE COLE, Plaintiffs v. VESTAL E. YARBROUGH, SHIRLEY YARBROUGH, EDWARD WINSLOW QUALITY BUILDERS, INC., BRANCH BANKING AND TRUST COMPANY, THOMAS M. NEVILLE, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, PATRICIA DAVIS, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, and H. TERRY HUTCHENS, P.A., Substitute Trustee, Defendants",
  "name_abbreviation": "Cole v. Branch Banking & Trust Co.",
  "decision_date": "2006-02-07",
  "docket_number": "No. COA05-7",
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      "IN THE MATTER OF THE FORECLOSURE OF A DEED OF TRUST EXECUTED BY HERCULES COLE AND ELSIE CELESTINE COLE, husband and wife, H. TERRY HUTCHENS, PA, Substitute Trustee, HERCULES COLE and CELESTINE COLE, Plaintiffs v. BRANCH BANKING AND TRUST COMPANY, THOMAS M. NEVILLE, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, PATRICIA DAVIS, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, and H. TERRY HUTCHENS, P.A., Substitute Trustee, Defendants HERCULES COLE and CELESTINE COLE, Plaintiffs v. VESTAL E. YARBROUGH, SHIRLEY YARBROUGH, EDWARD WINSLOW QUALITY BUILDERS, INC., BRANCH BANKING AND TRUST COMPANY, THOMAS M. NEVILLE, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, PATRICIA DAVIS, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, and H. TERRY HUTCHENS, P.A., Substitute Trustee, Defendants"
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        "text": "HUNTER, Judge.\nHercules Cole and Celestine Cole (\u201cplaintiffs\u201d) appeal from an order entered 14 April 2004 denying plaintiffs\u2019 counsel\u2019s Motion for Admission to Practice Pro Hac Vice and granting defendants\u2019 motion for sanctions and attorneys\u2019 fees. For the reasons stated herein, we affirm the judgment of the trial court.\nPlaintiffs hired Waverly W. Jones (\u201cJones\u201d) in October 2003 to represent them in an action related to the foreclosure on their house located in Elizabeth City. Jones was licensed to practice in the state of Virginia, but did not have a North Carolina law license.\nJones first appeared on behalf of plaintiffs on 13 November 2003 before the Clerk of Superior Court of Pasquotank County at the scheduled foreclosure hearing. Jones advised the clerk he had been unable to associate with North Carolina counsel and requested a continuance, which was granted. A complaint against Branch Banking and Trust Company (\u201cBB&T\u201d), Thomas M. Neville, Patricia Davis, and H. Terry Hutchens (collectively \u201cdefendants-BB&T\u201d) and Jones\u2019s Motion for Admission to Practice Pro Hac Vice were filed with the trial court on 18 December 2003. The motion for limited admission was signed by Katherine Parker-Lowe (\u201cParker-Lowe\u201d), an attorney admitted to practice in North Carolina. A hearing on the filed motions was scheduled on the first available date, 8 March 2004. The foreclosure hearing was rescheduled for 21 January 2004, however, due to the ill health of one of the opposing parties. Jones filed a motion for a preliminary injunction against defendants-BB&T on 17 January 2004, and moved at the foreclosure hearing on 21 January 2004 to allow all motions scheduled for 8 March 2004 to be heard. The clerk denied the motion to continue and proceeded with the foreclosure hearing, ordering that the trustee could proceed to foreclose on the property. Jones filed an appeal of the order of foreclosure on behalf of plaintiffs.\nJones also filed an action on behalf of plaintiffs alleging fraud and other wrongful acts against defendants-BB&T, Vestal E. Yarbrough and Shirley Yarbrough (\u201cdefendants-Yarbrough\u201d), and Edward Winslow Quality Builders, Inc. (\u201cdefendant-Quality Builders)\u201d on 1 March 2004. This complaint sought specific amounts of damages in excess of $10,000.00. Defendant-Quality Builders filed a motion to dismiss the complaint on 5 March 2004.\nThe motions originally scheduled to be heard on 8 March 2004 were cancelled on 2 March 2004 by the trial court and moved to 12 April 2004. Notices of deposition for plaintiffs were received by Jones on 11 March 2004, and scheduled for 23 March 2004. However, on 18 March 2004, Jones requested the deposition be rescheduled, as the hearing had not yet occurred on the motion for admission to practice. Defendants-Yarbrough\u2019s attorney advised Jones on 22 March that they were unable to continue the depositions due to their clients\u2019 poor health. Plaintiffs did not appear for the scheduled deposition.\nOn 23 March 2004, Parker-Lowe, the associated North Carolina counsel, filed a notice of withdrawal of association by local counsel. On 26 March 2004, defendants-Yarbrough filed a motion for sanctions for failure to make discovery and motion to dismiss. On the same day, defendants-BB&T filed a motion to dismiss, motion for sanctions, and motion for attorneys\u2019 fees, and defendant-Quality Builders ialso filed a motion for sanctions and attorneys\u2019 fees.\nOn 31 March 2004, plaintiffs filed pro se an amended complaint against defendants, amending the amount demanded in judgment to \u201can amount in excess of Ten Thousand Dollars ($10,000.00)[.]\u201d Defendant-Quality Builders filed a motion for sanctions and attorneys\u2019 fees, and defendants-Yarbrough and BB&T filed motions to dismiss and motions for sanctions and attorneys\u2019 fees. Jones again filed a motion for admission to practice pro hac vice which was joined by James R. Streeter (\u201cStreeter\u201d), a North Carolina licensed attorney, on 12 April 2004.\nIn a hearing on 12 April 2004, the trial court denied Jones\u2019s motion for admission to practice. The trial court also denied plaintiffs\u2019 motion for continuance made by Streeter. Plaintiffs then elected to take a voluntary dismissal on all claims. The trial court heard the remaining motions for sanctions and attorneys\u2019 fees and found Jones to have been engaged in the unauthorized practice of law. The trial court fined Jones $5,000.00, and ordered plaintiffs and Jones to pay the attorneys\u2019 fees of opposing counsel as sanctions. Plaintiffs appeal.\nI.\nPlaintiffs first contend that the trial court\u2019s delay of nearly four months before hearing the motion for admission to practice pro hac vice deprived them of their fundamental right to select counsel to represent them. We disagree.\nN.C. Gen. Stat. \u00a7 84-4.1 (2005) governs the limited practice of out-of-state attorneys in our North Carolina state courts. \u201c[P]arties do not have a right to be represented in the courts of North Carolina by counsel who are not duly licensed to practice in this state. Admission of counsel in North Carolina pro hac vice is not a right but a discretionary privilege.\u201d Leonard v. Johns-Manville Sales Corp., 57 N.C. App. 553, 555, 291 S.E.2d 828, 829 (1982). \u201cThe right to appear pro hac vice in the courts of another state is not a right protected by the Due Process Clause of the Fourteenth Amendment.\u201d In re Smith, 301 N.C. 621, 630, 272 S.E.2d 834, 840 (1981). \u201cThe Federal Constitution does not obligate state courts to grant out-of-state attorneys procedural due process in the grant or denial of their petition for admission to practice pro hac vice in the courts of the state.\u201d Id.\nAs plaintiffs have no fundamental right to select out-of-state counsel to represent them in our state courts, we find this assignment of error to be without merit.\nII.\nPlaintiffs next contend that the trial court abused its discretion by denying Jones\u2019s motion for admission to practice pro hac vice. We disagree.\nN.C. Gen. Stat. \u00a7 84-4.1 states that the power to allow or reject an application for limited practice by an out-of-state attorney lies within the discretion of the trial court. Id. \u201c \u2018[A] trial court may be reversed for abuse of discretion only upon a showing that its actions are manifestly unsupported by reason.\u2019 \u201d Smith v. Beaufort County Hosp. Ass\u2019n., 141 N.C. App. 203, 210, 540 S.E.2d 775, 780 (2000) (citation omitted). \u201c \u2018A ruling committed to a trial court\u2019s discretion is to be accorded great deference and will be upset only upon a showing that it was so arbitrary that it could not have been the result of a reasoned decision.\u2019 \u201d Id. (citation omitted).\nA review of the trial court\u2019s order fails to reveal a decision so arbitrary that it could not have been the result of a reasoned decision. Rather, the trial court noted that Jones had filed two motions for admission to practice pro hac vice in the various actions involved in the suit, and that North Carolina attorneys had signed statements of intent in connection with both motions. However, the trial court further found that the North Carolina attorneys had not signed other papers filed with the court regarding the related matters, and that Jones had been participating in the unauthorized practice of law \u201cfrom the outset of his representation of the plaintiff.\u201d The trial court then, in its discretion, denied Jones\u2019s motion for admission to practice. As the trial court clearly set out reasons for its denial of Jones\u2019s motion, we find no abuse of. discretion.\nPlaintiffs contend, however, that the case of Holley v. Burroughs Wellcome Co., 56 N.C. App. 337, 289 S.E.2d 393 (1982), controls. In Holley, the trial court found that the attorney\u2019s required affidavit under section 84-4.1 did not meet the requirements of the statute, but denied the attorney\u2019s application in the exercise of its discretion. Id. at 344, 289 S.E.2d at 397. This Court found that the trial court\u2019s discretionary power was not invoked until all of the requirements of the statute were met, and remanded the case for further proceedings. Id. at 344-45, 289 S.E.2d at 397.\nHolley is distinguishable from the instant case, however. Here the trial court did not find that Jones had failed to meet the requirements in his motion for admission to practice. Plaintiffs\u2019, own brief to this Court concedes that Jones\u2019s motion was filed in accordance with N.C. Gen. Stat. \u00a7 84-4.1. Rather, the trial court considered Jones\u2019s properly submitted motion, but denied it in its discretion, based on Jones\u2019s unauthorized practice of law. Plaintiffs\u2019 assignment of error is overruled.\nIII.\nPlaintiffs next contend that the trial court abused its discretion in denying plaintiffs the opportunity to present at trial evidence as to fraud and the statute of limitations. We disagree.\nThe North Carolina Rules of Civil Procedure permit a plaintiff to take one voluntary dismissal on an action \u201cby filing a notice of dismissal at any time before the plaintiff rests his case[.]\u201d N.C. Gen. Stat. \u00a7 1A-1, Rule 41(a)(1) (2005). When the \u201cparties confront each other face-to-face in a properly convened session of court where a written record is kept of all proceedings, there is no necessity to file a paper writing in order to take notice of a voluntary dismissal.\u201d Danielson v. Cummings, 300 N.C. 175, 179, 265 S.E.2d 161, 163 (1980). \u201cIn such a cas\u00e9, oral notice of dismissal is clearly adequate, and fully satisfies the \u2018filing\u2019 requirements of Rule 41(a)(i).\u201d Id.\nSuch a voluntary dismissal is without prejudice, and \u201ca new action based on the same claim may be commenced within one year after such dismissal^]\u201d N.C. Gen. Stat. \u00a7 1A-1, Rule 41(a)(1). \u201cThe effect of this provision is to extend the statute of limitations by one year after a voluntary dismissal.\u201d Staley v. Lingerfelt, 134 N.C. App. 294, 298, 517 S.E.2d 392, 395 (1999). \u201cHowever, the rule may not be used to avoid the statute of limitations by taking a dismissal in situations where the initial action was already barred by the statute of limitations.\u201d Id.\nHere, the record reveals that plaintiffs requested a voluntary dismissal immediately after the trial court, in its discretion, denied plaintiffs\u2019 motion for a continuance. After some discussion by defendants, plaintiffs asked the trial court for clarification as to the issue of voluntary dismissal. The trial court stated: \u201cYour options are you can take voluntary dismissal that was suggested by Mr. Streeter of all the cases involved or we can proceed with the Motions to Dismiss. It doesn\u2019t make one bit of difference to me, not one bit of difference. Do you understand that?\u201d Plaintiffs then conferred with their attorney and affirmed that they wished to take his advice and take a voluntary dismissal without prejudice. We find no merit to plaintiffs\u2019 contention that the trial court abused its discretion in denying plaintiffs the opportunity to present evidence as to fraud and the statute of limitations, as the record reflects that plaintiffs voluntarily chose to dismiss all of their claims pursuant to Rule 41(a). Plaintiffs\u2019 assignment of error is therefore overruled.\nIV.\nPlaintiffs next allege that the trial court erred in imposing sanctions against plaintiffs and counsel for refusing to attend a deposition. We disagree.\nPlaintiffs contend that the trial court was not authorized to award attorney\u2019s fees under N.C. Gen. Stat. \u00a7 1A-1, Rule 37(d) (2005) for plaintiffs\u2019 failure to appear for a properly noticed deposition because defendants did not obtain an order compelling discovery. N.C. Gen. Stat. \u00a7 1A-1, Rule 37(d) states:\n(d) Failure of party to attend at own deposition or serve answers to interrogatories or respond to request for inspection. \u2014 If a party... fails (i) to appear before the person who is to take his deposition, after being served with a proper notice, . . . the court in which the action is pending on motion may make such orders in regard to the failure as are just, and among others it may take any action authorized under subdivisions a, b, and c of subsection (b)(2) of this rule. In lieu of any order or in addition thereto, the court shall require the party failing to act to pay the reasonable expenses, including attorney\u2019s fees, caused by the failure, unless the court finds that the failure was substantially justified or that other circumstances make an award of expenses unjust.\nId. (emphasis added). In interpreting this statute, this Court has noted that \u201c[a]n order directing compliance with discovery requests, however, is not a prerequisite to the entry of sanctions for failure to respond to discovery requests.\u201d Cheek v. Poole, 121 N.C. App. 370, 373, 465 S.E.2d 561, 563 (1996). \u201cRule 37 of the North Carolina Rules of Civil Procedure grants the court discretionary power to impose sanctions for failure to comply with discovery requests.\u201d Rose v. Isenhour Brick & Tile Co., 120 N.C. App. 235, 240, 461 S.E.2d 782, 786 (1995). \u201cIt is well-settled that \u2018Rule 37 allowing the trial court to impose sanctions is flexible, and a \u201cbroad discretion must be given to the trial judge with regard to sanctions.\u201d \u2019 \u201d Id. (citations omitted).\nHere, plaintiffs do not contest that they failed to appear for the scheduled depositions, which were properly noticed twelve days before the scheduled depositions. We note that the record contains no evidence that plaintiffs moved for a protective order. As an order directing compliance with discovery is not a prerequisite to sanctions under Rule 37(d), we find no abuse of discretion in the trial court\u2019s imposition of sanctions for plaintiffs\u2019 failure to appear for scheduled depositions.\nV.\nIn related assignments of error, plaintiffs contend that the complaints signed and filed by an out-of-state attorney are not a nullity and further contend that the filing of a notice of appeal by an out-of-state attorney in an order of foreclosure was not error.\nRule 28(b)(6) of the North Carolina Rules of Appellate Procedure states:\n(6) An argument, to contain the contentions of the appellant with respect to each question presented. Each question shall be separately stated. Immediately following each question shall be a reference to the assignments of error pertinent to the question, identified by their numbers and by the pages at which they appear in the printed record on appeal. Assignments of error not set out in the appellant\u2019s brief, or in support of which no reason or argument is stated or authority cited, will be taken as abandoned.\nN.C.R. App. P. 28(b)(6) (emphasis added). In the recent case of Viar v. N.C. Dep\u2019t of Transp., 359 N.C. 400, 610 S.E.2d 360, rehearing denied, 359 N.C. 643, 617 S.E.2d 662 (2005), our Supreme Court held that when arguments in a party\u2019s brief failed to address the issue challenged in the referenced assignment of error, as required by Rule 28(b)(6), the party\u2019s appeal should be dismissed for violation of the appellate rules. Id. at 401-02, 610 S.E.2d at 361.\nHere, plaintiffs contend in the third question in their brief that: \u201cHI. Complaints signed and filed by attorney not authorized to practice law in North Carolina, to prevent the running of the statute of limitations period, and alleging fraud, are not a nullity.\u201d In their fourth question, plaintiffs contend: \u201cIV. Filing notice of appeal from order of clerk allowing foreclosure on plaintiffs-appellants\u2019 home by attorney licensed in state of Virginia, was not error, where no showing of prejudice- was made.\u201d For both questions presented to the Court, plaintiffs reference assignments of error 4, 5, and 6 as pertinent to the questions. Plaintiffs\u2019 questions and the legal issues they address do not correspond to assignments of error 4, 5, and 6, which allege as error the trial court\u2019s denial of the Admission to Practice Pro Hac Vice. As our Supreme Court has directed that \u201cthe Rules of Appellate Procedure must be consistently applied; otherwise, the Rules become meaningless, and an appellee is left without notice of the basis upon which an appellate court might rule[,]\u201d Viar, 359 N.C. at 402, 610 S.E.2d at 361, we dismiss these assignments of error.\nVI.\nIn their remaining assignments of error, plaintiffs contend, respectively, that the trial court abused its discretion in denying the motion for continuance made by an attorney licensed in North Carolina, in forcing plaintiffs to sign a voluntary dismissal order, and in imposing sanctions against plaintiffs for defendants\u2019 attorneys\u2019 fees and sanctions against counsel for unauthorized practice of law. We also dismiss these assignments of error for failure to comply with the Rules of Appellate Procedure.\nRule 28(b)(6) of our Rules of Appellate Procedure further requires that \u201c[t]he body of the argument and the statement of applicable standard(s) of review shall contain citations of the authorities upon which the appellant relies.\u201d N.C.R. App. P. 28(b)(6). \u201cThe appellate courts of this state have long and consistently held that the rules of appellate practice, now designated the Rules of Appellate Procedure, are mandatory and that failure to follow these rules will subject an appeal to dismissal.\u201d Steingress v. Steingress, 350 N.C. 64, 65, 511 S.E.2d 298, 299 (1999).\nPlaintiffs have failed to cite any legal authority whatsoever in support of these arguments. Accordingly, we conclude these issues do not warrant appellate review and dismiss these assignments of error. See Pritchett & Burch, PLLC v. Boyd, 169 N.C. App. 118, 123, 609 S.E.2d 439, 443 (holding assignment of error abandoned for failure to cite authority in support of argument), disc. review dismissed, 359 N.C. 635, 616 S.E.2d 543 (2005); Hatcher v. Harrah\u2019s N.C. Casino Co., LLC, 169 N.C. App. 151, 159, 610 S.E.2d 210, 214-15 (2005).\nIn .sum, we find plaintiffs were not deprived of their fundamental right to select counsel, and the trial court did not abuse its discretion in denying plaintiffs\u2019, counsel\u2019s motion for limited admission or in imposing sanctions for failure to comply with properly requested discovery. We do not address plaintiffs\u2019 remaining assignments of error as they fail to comply with the Rules of Appellate Procedure. We, therefore, affirm the trial court\u2019s order.\nAffirmed.\nChief Judge MARTIN and Judge STEELMAN concur.",
        "type": "majority",
        "author": "HUNTER, Judge."
      }
    ],
    "attorneys": [
      "Moore & Moore, by Milton E. Moore; James R. Streeter, for plaintiff-appellants.",
      "Hall and Home, L.L.P., by John F. Green, II, for defendant-appellees Vestal E. Yarbrough and Shirley Yarbrough.",
      "C. Everett Thompson, II for defendant-appellee Edward Winslow Quality Builders, Inc.",
      "Mary Jane Eisenbeis for defendant-appellee H. Terry Hutchens, P.\u00c1.",
      "G. Wendell Spivey for defendant-appellee Branch Banking and Trust Company.",
      "Homthal, Riley, Ellis & Maland, L.L.P., by M.H. Hood Ellis and",
      "L. Phillip Homthal, III, for defendant-appellees Branch",
      "Banking and Tmst Company, Thomas M. Neville, Patricia",
      "Davis and H. Terry Hutchens, PA."
    ],
    "corrections": "",
    "head_matter": "IN THE MATTER OF THE FORECLOSURE OF A DEED OF TRUST EXECUTED BY HERCULES COLE AND ELSIE CELESTINE COLE, husband and wife, H. TERRY HUTCHENS, PA, Substitute Trustee, HERCULES COLE and CELESTINE COLE, Plaintiffs v. BRANCH BANKING AND TRUST COMPANY, THOMAS M. NEVILLE, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, PATRICIA DAVIS, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, and H. TERRY HUTCHENS, P.A., Substitute Trustee, Defendants HERCULES COLE and CELESTINE COLE, Plaintiffs v. VESTAL E. YARBROUGH, SHIRLEY YARBROUGH, EDWARD WINSLOW QUALITY BUILDERS, INC., BRANCH BANKING AND TRUST COMPANY, THOMAS M. NEVILLE, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, PATRICIA DAVIS, Individually and as agent of BRANCH BANKING AND TRUST COMPANY, and H. TERRY HUTCHENS, P.A., Substitute Trustee, Defendants\nNo. COA05-7\n(Filed 7 February 2006)\n1. Attorneys\u2014 admission pro hac vice \u2014 delayed ruling\nA delay of four months before hearing a motion for admission to practice pro hac vice did not deprive plaintiffs of their fundamental right to select counsel to represent them. Admission to practice pro hac vice in North Carolina is not a right but a discretionary privilege.\n2. Attorneys\u2014 admission pro hac vice \u2014 denied\u2014no abuse of discretion\nThe trial court did not abuse its discretion by denying admission to practice pro hac vice by the attorney chosen by plaintiffs. North Carolina attorneys had not signed all of the papers filed, so that the attorney was participating in the unauthorized practice of law, and the denial was not so arbitrary that it could not be the result of a reasoned decision.\n3. Civil Procedure\u2014 voluntary dismissal \u2014 evidence not presented\nThe trial court did not abuse its discretion by denying plaintiffs the opportunity to present evidence as to fraud and the statute of limitations where the record indicates that plaintiffs voluntarily dismissed their claims.\n4. Discovery\u2014 sanctions \u2014 order directing compliance \u2014 not a prerequisite\nAn order directing compliance with discovery is not a prerequisite to sanctions, and the trial court here did not err by imposing sanctions against plaintiffs and their counsel for refusing to attend a deposition.\n5. Appeal and Error\u2014 assignments of error \u2014 legal issues not corresponding\nAssignments of error were dismissed where plaintiffs\u2019 questions and legal issues did not correspond to the assignments of error.\n6. Appeal and Error\u2014 assignments of error \u2014 failure to cite legal authority\nAssignments of error which did not cite legal authority were dismissed.\nAppeal by plaintiffs from an order entered 14 April 2004 by Judge J. Richard Parker in Pasquotank County Superior Court. Heard in the Court of Appeals 10 October 2005.\nMoore & Moore, by Milton E. Moore; James R. Streeter, for plaintiff-appellants.\nHall and Home, L.L.P., by John F. Green, II, for defendant-appellees Vestal E. Yarbrough and Shirley Yarbrough.\nC. Everett Thompson, II for defendant-appellee Edward Winslow Quality Builders, Inc.\nMary Jane Eisenbeis for defendant-appellee H. Terry Hutchens, P.\u00c1.\nG. Wendell Spivey for defendant-appellee Branch Banking and Trust Company.\nHomthal, Riley, Ellis & Maland, L.L.P., by M.H. Hood Ellis and\nL. Phillip Homthal, III, for defendant-appellees Branch\nBanking and Tmst Company, Thomas M. Neville, Patricia\nDavis and H. Terry Hutchens, PA."
  },
  "file_name": "0653-01",
  "first_page_order": 687,
  "last_page_order": 696
}
