{ "id": 4162659, "name": "KIMBERLY SISK, Individually and as Guardian ad Litem of SLADE AXEL SISK, a minor, Plaintiff v. TRANSYLVANIA COMMUNITY HOSPITAL, INC.; ABBOTT LABORATORIES; and ABBOTT LABORATORIES, INC., Defendants", "name_abbreviation": "Sisk v. Transylvania Community Hospital, Inc.", "decision_date": "2009-01-06", "docket_number": "No. COA08-471", "first_page": "811", "last_page": "816", "citations": [ { "type": "official", "cite": "194 N.C. App. 811" } ], "court": { "name_abbreviation": "N.C. Ct. App.", "id": 14983, "name": "North Carolina Court of Appeals" }, "jurisdiction": { "id": 5, "name_long": "North Carolina", "name": "N.C." }, "cites_to": [ { "cite": "477 S.E.2d 211", "category": "reporters:state_regional", "reporter": "S.E.2d", "weight": 3, "year": 1996, "pin_cites": [ { "page": "214" } ], "opinion_index": 0 }, { "cite": "124 N.C. App. 332", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 11889393 ], "year": 1996, "pin_cites": [ { "page": "335" } ], "opinion_index": 0, "case_paths": [ "/nc-app/124/0332-01" ] }, { "cite": "324 S.E.2d 829", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1985, "pin_cites": [ { "page": "833" } ], "opinion_index": 0 }, { "cite": "312 N.C. 770", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 4755941 ], "year": 1985, "pin_cites": [ { "page": "777" } ], "opinion_index": 0, "case_paths": [ "/nc/312/0770-01" ] }, { "cite": "554 S.E.2d 356", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 2001, "pin_cites": [ { "page": "361" } ], "opinion_index": 0 }, { "cite": "146 N.C. App. 658", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 11362776 ], "year": 2001, "pin_cites": [ { "page": "663" } ], "opinion_index": 0, "case_paths": [ "/nc-app/146/0658-01" ] }, { "cite": "392 S.E.2d 735", "category": "reporters:state_regional", "reporter": "S.E.2d", "weight": 2, "year": 1990, "pin_cites": [ { "page": "737" } ], "opinion_index": 0 }, { "cite": "326 N.C. 723", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 5307026 ], "year": 1990, "pin_cites": [ { "page": "727" } ], "opinion_index": 0, "case_paths": [ "/nc/326/0723-01" ] }, { "cite": "540 S.E.2d 775", "category": "reporters:state_regional", "reporter": "S.E.2d", "weight": 6, "year": 2000, "pin_cites": [ { "page": "778", "parenthetical": "quoting Goldston v. American Motors Corp., 326 N.C. 723, 727, 392 S.E.2d 735, 737 (1990)" }, { "page": "780" }, { "page": "780" }, { "page": "783" }, { "page": "782" } ], "opinion_index": 0 }, { "cite": "141 N.C. App. 203", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 9440648 ], "weight": 4, "year": 2000, "pin_cites": [ { "page": "207", "parenthetical": "quoting Goldston v. American Motors Corp., 326 N.C. 723, 727, 392 S.E.2d 735, 737 (1990)" }, { "page": "210" }, { "page": "210" }, { "page": "214" } ], "opinion_index": 0, "case_paths": [ "/nc-app/141/0203-01" ] }, { "cite": "N.C. Gen. Stat. \u00a7 84-4.1", "category": "laws:leg_statute", "reporter": "N.C. Gen. Stat.", "opinion_index": 0 } ], "analysis": { "cardinality": 480, "char_count": 10953, "ocr_confidence": 0.745, "pagerank": { "raw": 5.8591662004228935e-08, "percentile": 0.3659392883523325 }, "sha256": "58dd3715a64704adcec6173637c85a5b7b6fe203dc130a21e795a89d419048ab", "simhash": "1:8fafd4f96fea9cd7", "word_count": 1753 }, "last_updated": "2023-07-14T16:50:43.594733+00:00", "provenance": { "date_added": "2019-08-29", "source": "Harvard", "batch": "2018" }, "casebody": { "judges": [ "Judge ARROWOOD concurs.", "Judge WYNN concurs in the result only.", "Judge ARROWOOD concurred in this opinion prior to 31 December 2008." ], "parties": [ "KIMBERLY SISK, Individually and as Guardian ad Litem of SLADE AXEL SISK, a minor, Plaintiff v. TRANSYLVANIA COMMUNITY HOSPITAL, INC.; ABBOTT LABORATORIES; and ABBOTT LABORATORIES, INC., Defendants" ], "opinions": [ { "text": "BRYANT, Judge.\nKimberly Sisk, individually and as Guardian ad litem of Slade Axel Sisk (plaintiff) appeals from an order entered 4 December 2007 disqualifying plaintiffs counsel, Nicholas F. Stein and Stephen H. Meyer. We reverse.\nOn 15 February 2007, Ms. Sisk filed a complaint against Abbott Industries (Abbott) alleging product liability claims on behalf of Slade, her son, who ingested powdered infant formula and contracted a rare bacteria known as Enterobacter sakazakii (E. Sak). The complaint alleged that Slade, a newborn, was fed tainted infant formula manufactured by Abbott shortly after his birth at Transylvania Community Hospital (the Hospital). Subsequently, Slade was diagnosed with E. Sak meningitis and sustained brain damage as a result.\nOn-9 May 2007, plaintiffs counsel Stephen H. Meyer (Mr. Meyer) and Nicholas F. Stein (Mr. Stein) were admitted pro hac vice for the limited purpose of representing plaintiff in her action against Abbott and the Hospital. Abbott moved to disqualify Mr. Meyer and Mr. Stein pursuant to a motion dated 17 October 2007. Abbott alleged Mr. Meyer and Mr. Stein should have been disqualified for their improper contact with one of Abbott\u2019s consulting experts. On 4 December 2007, the trial court granted Abbott\u2019s motion and disqualified Mr. Meyer and Mr. Stein. Plaintiff\u2019s appeals.\nOn appeal, plaintiff argues: (I) the trial court erred by concluding that Mr. Meyer\u2019s and Mr. Stein\u2019s conduct violated the North Carolina Rules of Professional Conduct; and (II) the trial court\u2019s findings of fact and conclusions of law were not supported by competent evidence in the record.\nI\nPlaintiff argues the trial court erred by revoking Mr. Meyer\u2019s and Mr. Stein\u2019s pro hac vice status because their conduct occurred in Kentucky and did not violate the Kentucky Rules of Professional Conduct and thus should not be violative of the North Carolina Rules of Professional Conduct. Defendants argue the analysis should begin with the standard of review, abuse of discretion, and that the trial court \u201csummarily revoked\u201d Mr. Meyer\u2019s and Mr. Stein\u2019s pro\u25a0 hac vice admissions.\nAt the outset, we note plaintiff\u2019s appeal, although interlocutory, is properly before this Court. An out-of-state attorney may be admitted pro hac vice pursuant to N.C. Gen. Stat. \u00a7 84-4.1. Once an attorney is admitted under N.C.G.S. \u00a7 84-4.1, a plaintiff acquires a substantial right to the continuation of representation by that attorney. Smith v. Beaufort County Hosp. Ass\u2019n, 141 N.C. App. 203, 207, 540 S.E.2d 775, 778 (2000) (quoting Goldston v. American Motors Corp., 326 N.C. 723, 727, 392 S.E.2d 735, 737 (1990)). Thus \u201can order removing said counsel affects a substantial right of the plaintiff and is immediately appealable.\u201d Id.\nA trial court may summarily revoke an appointment of counsel pro hac vice and is not required to make findings of fact to support its order. Smith, 141 N.C. App. at 210, 540 S.E.2d at 780. The decision to revoke an attorney\u2019s admission pro hac vice is reviewed under an abuse of discretion standard, Couch v. Private Diagnostic Clinic, 146 N.C. App. 658, 663, 554 S.E.2d 356, 361 (2001), and may be reversed \u201conly upon a showing that [the court\u2019s] actions are manifestly unsupported by reason,\u201d White v. White, 312 N.C. 770, 777, 324 S.E.2d 829, 833 (1985). The trial court\u2019s ruling \u201cis to be accorded great deference and will be upset only upon a showing that it was so arbitrary that it could not have been the result of a reasoned decision.\u201d Smith, 141 N.C. App. at 210, 540 S.E.2d at 780.\nIn Smith, the trial court revoked the pro hac vice status of plaintiff\u2019s counsel. Although findings of fact were not required in revoking the counsel\u2019s pro hac. vice status, the trial court made several findings. This Court reviewed the trial court\u2019s findings to determine whether the findings were supported by competent evidence and whether its conclusions were supported by the findings. Id. This Court determined that although some of the trial court\u2019s findings were based on a misapprehension of the law, or unsupported by the evidence, the findings were not material and prejudicial and did not change the outcome and affirmed the trial court\u2019s decision. Id. at 215, 540 S.E.2d at 783.\nIn the present case, defendants correctly argue the standard of review is an abuse of discretion. However, as in Smith, the trial court in the present case did not summarily revoke Mr. Meyer\u2019s and Mr. Stein\u2019s pro hac vice status, but made findings of fact and conclusions of law supporting its order. As in Smith, we must review the trial court\u2019s findings of fact and conclusions of law. As discussed below in section II, a review of the trial court\u2019s findings in the present case indicates the findings were based on misapprehensions of the law and such findings were material and prejudicial and changed the outcome.\nII\nPlaintiff argues the trial court\u2019s findings and conclusions of law were not supported by the evidence. Specifically, plaintiff argues the trial court erred by determining Mr. Meyer\u2019s and Mr. Stein\u2019s prior conduct violated the North Carolina Rules of Professional Conduct because the conduct occurred in Kentucky and was thus subject to the Kentucky Rules of Professional Conduct. We agree.\n\u201c[A]ppellate review of findings of fact and conclusions of law made by a trial judge ... is limited to a determination of whether there is competent evidence to support his findings of fact and whether, in light of such findings, [the judge\u2019s] conclusions of law were proper.\u201d Starco, Inc. v. AMG Bonding & Ins. Servs., 124 N.C. App. 332, 335, 477 S.E.2d 211, 214 (1996). \u201c[I]f the evidence tends to support the trial court\u2019s findings, these findings are binding on appeal, even though there may be some evidence to support findings to the contrary.\u201d Id. Moreover, \u201cto obtain relief on appeal, an appellant must not only show error, but that appellant must also show that the error was material and prejudicial, amounting to denial of a substantial right that will likely affect the outcome of an action.\u201d Id.\nNorth Carolina Revised Rules of Professional Conduct, Rule 8.5 provides in pertinent part:\n(a) Disciplinary Authority. ... A lawyer not admitted in North Carolina is also subject to the disciplinary authority of North Carolina if the lawyer renders or offers to render any legal services in North Carolina. . . .\n(b) Choice of Law. In any exercise of the disciplinary authority of North Carolina, the rules of professional conduct to be applied shall be as follows:\n(2) for any other conduct [not connected to a matter pending before a tribunal], the rules of the jurisdiction in which the lawyer\u2019s conduct occurred, or, if the predominant effect of the conduct is in a different jurisdiction, the rules of that jurisdiction shall be applied to the conduct. A lawyer is not subject to discipline if the lawyer\u2019s conduct conforms to the rules of a jurisdiction in which the lawyer reasonably believes the predominant effect of the lawyer\u2019s conduct will occur.\nN.C. Rev. R. Prof. Conduct 8.5 (a)-(b) (2007) (emphasis supplied). Based on a plain reading of Rule 8.5, Mr. Meyer\u2019s and Mr. Stein\u2019s conduct in Kentucky was subject to Kentucky\u2019s Rules of Professional Conduct. Therefore, whether their actions were a violation of the rules of professional conduct must be determined under Kentucky law. If their conduct is determined not to be violative of the Kentucky rules, our Rule 8.5 does not allow the conduct to be subject to discipline under our rules.\nIn the present case, the trial court concluded Mr. Meyer\u2019s and Mr. Stein\u2019s conduct was \u201cinappropriate and constitutes the appearance of an impropriety\u201d and was \u201cinconsistent with fair dealings as reflected in Rule 4.3 of the North Carolina Revised Rules of Professional Conduct.\u201d Assuming arguendo that the conduct of Mr. Meyer and Mr. Stein was inappropriate and constituted the appearance of impropriety thereby violating Rule 4.3 of the North Carolina Rules of Professional Conduct, because the conduct occurred in Kentucky and did not violate the Kentucky Rules of Professional conduct, the trial court erred by revoking Mr. Meyer\u2019s and Mr. Stein\u2019s pro hac vice status on that basis.\nBecause a Kentucky court had already determined that Mr. Meyer\u2019s and Mr. Stein\u2019s actions in a prior Kentucky case did not violate its ethical rules, Rule 8.5 prohibits their actions from now being determined to be subject to disciplinary action pursuant to the North Carolina Rules of Professional Conduct. The trial court\u2019s conclusions were based upon a misapprehension of law and such misapprehension was material and changed the outcome. See Smith, 141 N.C. App. at 214, 540 S.E.2d at 782. Therefore, the trial court\u2019s subsequent disqualification of counsel was manifestly unsupported by reason and constituted an abuse of discretion. The trial court\u2019s order is reversed.\nREVERSED.\nJudge ARROWOOD concurs.\nJudge WYNN concurs in the result only.\nJudge ARROWOOD concurred in this opinion prior to 31 December 2008.", "type": "majority", "author": "BRYANT, Judge." } ], "attorneys": [ "Law Office of Michael W. Patrick, by Michael W. Patrick, for plaintiff-appellant.", "Roberts & Stevens, RA., by James W. Williams and Ann-Patton Nelson, for defendant-appellees Abbott Laboratories and Abbott Laboratories, Inc.", "Van Winkle Law Firm, by Michelle Rippon and Rachel Fuerst, for defendant-appellee Transylvania Community Hospital, Inc." ], "corrections": "", "head_matter": "KIMBERLY SISK, Individually and as Guardian ad Litem of SLADE AXEL SISK, a minor, Plaintiff v. TRANSYLVANIA COMMUNITY HOSPITAL, INC.; ABBOTT LABORATORIES; and ABBOTT LABORATORIES, INC., Defendants\nNo. COA08-471\n(Filed 6 January 2009)\n1. Appeal and Error\u2014 appealability \u2014 revocation of attorneys\u2019 pro hac vice status\nAlthough plaintiffs appeal from the revocation of her attorneys\u2019 pro hac vice status was an appeal from an interlocutory order, the order was immediately appealable because once an attorney is admitted under N.C.G.S. \u00a7 84-4.1, a plaintiff acquires a substantial right to the continuation of representation by that attorney.\n2. Attorneys\u2014 pro hac vice \u2014 North Carolina Rules of Professional Conduct \u2014 conduct occurring in another state\nThe trial court abused its discretion by revoking the pro hac vice status of plaintiff\u2019s attorneys based on its conclusion that the conduct of plaintiff\u2019s attorneys violated the North Carolina Rules of Professional Conduct because: (1) the conduct occurred in Kentucky and did not violate the Kentucky Rules of Professional Conduct; and (2) North Carolina Revised Rules of Professional Conduct, Rule 8.5 prohibits the attorneys\u2019 actions from now being .determined to be subject to disciplinary action under the North Carolina Rules of Professional Conduct since a Kentucky court already determined their actions in a prior Kentucky case did not violate its ethical rules.\nAppeal by plaintiff from order entered 4 December 2007 by Judge Richard L. Doughton in Transylvania County Superior Court. Heard in the Court of Appeals 21 October 2008.\nLaw Office of Michael W. Patrick, by Michael W. Patrick, for plaintiff-appellant.\nRoberts & Stevens, RA., by James W. Williams and Ann-Patton Nelson, for defendant-appellees Abbott Laboratories and Abbott Laboratories, Inc.\nVan Winkle Law Firm, by Michelle Rippon and Rachel Fuerst, for defendant-appellee Transylvania Community Hospital, Inc." }, "file_name": "0811-01", "first_page_order": 843, "last_page_order": 848 }