{
  "id": 4181011,
  "name": "THOMAS JUNIOR JOHNSON, Plaintiff v. ESSIE BROWN JOHNSON, Defendant",
  "name_abbreviation": "Johnson v. Johnson",
  "decision_date": "2010-11-16",
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    "judges": [
      "Judge ELMORE concurs.",
      "Judge JACKSON concurs in separate opinion.",
      "JACKSON, Judge, concurring by separate opinion."
    ],
    "parties": [
      "THOMAS JUNIOR JOHNSON, Plaintiff v. ESSIE BROWN JOHNSON, Defendant"
    ],
    "opinions": [
      {
        "text": "STEPHENS, Judge.\nPlaintiff-husband initiated this action by filing a complaint for absolute divorce on 7 June 2005. In his complaint, Plaintiff alleged that he separated from Defendant-wife in June 1994. Plaintiff also alleged that the parties entered into a 10 November 2005 Separation Agreement and Property Settlement (\u201cAgreement\u201d) \u201cwherein the parties resolved all claims pursuant to N.C.G.S. \u00a7 50-20.\u201d\nIn her responsive pleading, dated 29 September 2005 and amended 23 October 2008, Defendant raised several affirmative defenses to Plaintiffs allegation of the Agreement and also brought forth counterclaims seeking divorce from bed and board, postseparation support, alimony, attorney fees, equitable distribution, and rescission \u201cof separation agreement and real property deeds.\u201d\nIn February 2007, Defendant filed a motion for summary judgment on the issues of the validity of the Agreement and the date of separation; shortly thereafter, Plaintiff filed his own motion for summary judgment. Both motions were denied.\nBetween 7 October 2008 and 29 July 2009 \u2014 which included a long break in the proceedings to allow Defendant to amend her pleadings \u2014 the court conducted a hearing on the Defendant\u2019s motion to set aside the Agreement and to establish the date of separation.\nFollowing the hearing, the trial court entered its Order Setting Aside Separation Agreement and Establishing Date of Separation (\u201cOrder\u201d). In the Order, the trial court set out the following conclusions of law, inter alia:\n10. The plaintiff has moved for certification of this order pursuant to Rule 45(b) [sic], and over the objections of counsel for defendant, the court concludes that there are sufficient grounds that this order should be certified for immediate appeal.\n11. Additionally, and again, over the objection of counsel for the defendant, plaintiff has asked that the court conclude that this order involves matters of substantial right, and the court concludes that it does.\nThe trial court thereupon ordered as follows:\n1. That Defendant\u2019s Motion to Set Aside the Parties\u2019 Separation Agreement in its entirety is hereby GRANTED.\n2. That the parties\u2019 date of separation is June 9, 2005.\n3. This Order resolves the issue of the validity of the separation agreement and the issue of the date of separation of the parties.\n4. This judgment is not interlocutory and the court finds that it effects [sic] a substantial right, because it effects [sic] a substantial amount of property, and plaintiff\u2019s motion for certification of the immediate appeal per rule 54(b) is allowed.\n5. Plaintiff\u2019s claim for an absolute divorce and Defendant\u2019s claims for post separation support, alimony, attorney fees and equitable distribution survive this order.\nPlaintiff gave his notice of appeal from the Order on 1 September 2009. In her brief, Defendant asks this Court to dismiss Plaintiff\u2019s appeal as interlocutory because the Order was not properly certified under N.C. Gen. Stat. \u00a71A-1, Rule 54(b) and because the Order does not affect a substantial right of Plaintiff. We agree with Defendant\u2019s contention and accordingly dismiss Plaintiff\u2019s appeal as interlocutory.\nIn addressing the appealability of the Order, we first note that, regardless of the trial court\u2019s determination otherwise, the trial court\u2019s Order is, in fact, interlocutory.\nA final judgment is one which disposes of the cause as to all the parties, leaving nothing to be judicially determined between them in the trial court. An interlocutory order is one made during the pendency of an action, which does not dispose of the case, but leaves it for further action by the trial court in order to settle and determine the entire controversy.\nTridyn Indus., Inc. v. Am. Mut. Ins. Co., 296 N.C. 486, 488, 251 S.E.2d 443, 445 (1979) (ellipsis omitted) (quoting Veazey v. Durham, 231 N.C. 357, 361-62, 57 S.E.2d 377, 381 (1950)).\nBased on the trial court\u2019s indication that several other claims by both parties survive the Order, there can be no doubt that the trial court\u2019s Order left the case for further action by the trial court \u201cin order to settle and determine the entire controversy.\u201d Id. Thus, the Order is clearly interlocutory.\nImmediate appeal from an interlocutory order such as this one may be pursued by either of two avenues.\nFirst, an interlocutory order can be immediately appealed!! the order is final as to some but not all of the claims or parties and the trial court certifies there is no just reason to delay the appeal. N.C.R. Civ. P. 54(b). Second, an interlocutory order can be immediately appealed under N.C. Gen. Stat. \u00a7\u00a7 l-277(a)[] and 7A-27(d)(l)[] if the trial court\u2019s decision deprives the appellant of a substantial right which would be lost absent immediate review.\nBartlett v. Jacobs, 124 N.C. App. 521, 524, 477 S.E.2d 693, 695 (1996) (citation and internal quotation marks omitted), disc. rev. denied, 345 N.C. 340, 483 S.E.2d 161 (1997).\nBecause the trial court\u2019s Order seems to implicate both Rule 54(b) and the substantial right analysis, we address each separately to determine whether the Order may be appealed under either theory.\nI. Rule 54(b)\nN.C. Gen. Stat. \u00a71A-1, Rule 54(b) provides that \u201c[w]hen more than one claim for relief is presented in an action, whether as a claim, counterclaim, crossclaim, or third-party claim, . . . the court may enter a final judgment as to one or more but fewer than all of the claims . . . only if there is no just reason for delay and it is so determined in the judgment.\u201d N.C. Gen. Stat. \u00a7 1A-1, Rule 54(b) (2009). \u201cSuch judgment shall then be subject to review by appeal or as otherwise provided by these rules or other statutes.\u201d Id.\nThe trial judge ordered that the judgment \u201ceffects [sic] a substantial right, because it effects [sic] a substantial amount of property, and plaintiff\u2019s motion for certification of the immediate appeal per rule 54(b) is allowed.\u201d This order by the trial judge is an effective certification pursuant to Rule 54(b). See Smock v. Brantley, 76 N.C. App. 73, 74-75, 331 S.E.2d 714, 716 (1985) (holding that the trial court\u2019s order \u201cthat denial of an immediate appeal would affect a substantial right of plaintiffs\u201d was \u201ctantamount to a certification that there was no just reason for delay,\u201d and concluding that \u201cthe appeal has been effectively certified and is therefore properly before [this court]\u201d), disc. rev. denied, 315 N.C. 590, 341 S.E.2d 30 (1986).\nAlong with an effective certification, Rule 54(b) also requires that the judgment be final \u201cas to one or more but fewer than all of the claims[.]\u201d N.C. Gen. Stat. \u00a7 1A-1, Rule 54(b). Although the trial judge here stated that \u201c[t]his judgment is not interlocutory\u201d \u2014 presumably indicating that the judgment is final- \u2014 a trial court cannot \u201cby denominating [its] decree a \u2018final judgment\u2019 make it immediately appealable under Rule 54(b) if it is not such a judgment.\u201d Tridyn Indus., 296 N.C. at 491, 251 S.E.2d at 447. Accordingly, appellate courts may review whether the judgment certified for appeal under Rule 54(b) is indeed a final, appealable judgment on a party\u2019s claim. Id. We conclude that, regardless of the trial court\u2019s finding and certification, the Order is not a final judgment on a claim for relief and is not appeal-able under Rule 54(b).\nThe threshold question on this issue is whether the trial court entered a final judgment as to a \u201cclaim for relief.\u201d The Order purports to be a final judgment on the issues of the date of separation and the validity of the Agreement. Because the issue of the date of separation is not a claim for relief, immediate appeal on that issue under Rule 54(b) is not available. Accordingly, we address only whether the trial court\u2019s determination of the validity of the Agreement is immediately appealable.\nIn his complaint, Plaintiff alleged that Defendant was not entitled to equitable distribution based on the Agreement. Plaintiff\u2019s allegation of the Agreement is properly characterized as a preemptive plea in bar \u2014 essentially, an anticipated response to Defendant\u2019s potential counterclaims for divorce, postseparation support, alimony, and equitable distribution. See Garris v. Garris, 92 N.C. App. 467, 468, 374 S.E.2d 638, 639 (1988) (holding that defendant\u2019s allegation that \u201ca valid separation/property settlement agreement [] waived all of plaintiff\u2019s marital rights\u201d is \u201cproperly characterized as a plea in bar to plaintiff\u2019s complaint\u201d). In her amended answer, Defendant counterclaimed for postseparation support, alimony, and equitable distribution; Defendant also raised various defenses to Plaintiff\u2019s plea in bar in which Defendant asked the court to \u201cset aside\u201d the Agreement.\nThe Order granting Defendant\u2019s motion to set aside the Agreement is properly viewed as a judgment on Plaintiff\u2019s plea in bar. As such, the Order is not immediately appealable because an order disposing of a plea in bar is not a final judgment on a claim for relief under Rule 54(b). Garris, 92 N.C. App. at 470, 374 S.E.2d at 640 (\u201cSince the court\u2019s ruling only disposed of defendant\u2019s plea in bar, the ruling did not finally adjudicate any of plaintiff\u2019s claims. The ruling was thus not certifiable as a final appealable order under Rule 54(b).\u201d).\nAlthough Defendant also set forth a counterclaim for rescission in her amended answer, the Order speaks the language of Defendant\u2019s defenses, which ask the court to set aside the Agreement, and does not mention at all Defendant\u2019s rescission claim. The Order purports to grant Defendant\u2019s \u201cMotion to Set Aside the Parties\u2019 Separation Agreement\u201d without making any ruling on the claim for rescission. Such a ruling, viewed as a judgment on Defendant\u2019s affirmative defenses, is not immediately appealable as it does not render final judgment on any claim put forth by either party. See Yordy v. N. C. Farm Bureau Mut. Ins. Co., 149 N.C. App. 230, 231, 560 S.E.2d 384, 385 (2002) (\u201cA defense raised by a defendant in answer to a plaintiff\u2019s complaint is not a \u2018claim\u2019 for purposes of Rule 54(b).\u201d).\nNevertheless, were this court to interpret the Order as rendering judgment on Defendant\u2019s rescission claim, we would again conclude that Rule 54(b) is not satisfied because the judgment on the rescission claim is not final as to that entire claim.\nIn her amended complaint, Defendant\u2019s sixth counterclaim seeks rescission of two sets of documents: \u201cthe separation agreement\u201d and \u201cany and all real property deeds executed . . . subsequent to the execution of the separation agreement^]\u201d The rescission counterclaim therefore contains two separate sub-claims.\nHowever, the Order only sets aside the Agreement and does not set aside any subsequent property deeds. Presumably that portion of Defendant\u2019s rescission counterclaim is still viable. Therefore, the Order is not a final judgment on this entire claim. Rather, it is a final judgment on only a portion of the rescission claim. Such a judgment is not a final judgment as to a claim for relief under Rule 54(b) and is, thus, not immediately appealable.\nThe above discussion notwithstanding, because Defendant\u2019s prayer for relief included a request that the court set aside the Agreement, this Court could opt to treat Defendant\u2019s defenses seeking to set aside the Agreement as counterclaims. See McCarley v. McCarley, 289 N.C. 109, 113, 221 S.E.2d 490, 493 (1976) (holding that defendant\u2019s answer admitting allegations together with his prayer for absolute divorce \u201cwas, in effect, a counterclaim\u201d); see also N.C. Gen. Stat. \u00a7 1A-1, Rule 8(c) (2009) (\u201cWhen a party has mistakenly designated a defense as a counterclaim or a counterclaim as a defense, the court, on terms, if justice so requires, shall treat the pleading as if there had been a proper designation.\u201d). Even, in that case, however, we must still conclude that Rule 54(b) is not satisfied.\nOur Supreme Court has cautioned that in a case involving only two parties, \u201cit is important in applying Rule 54(b) to distinguish the true multiple claim case from the case in which only a single claim based on a single factual occurrence is asserted but in which various kinds of remedies may be sought.\u201d Tridyn Indus., 296 N.C. at 490, 251 S.E.2d at 447. Although there certainly are multiple claims in this case, we are not convinced that this case is a \u201ctrue multiple claim case.\u201d In our view, this case is more analogous to a claim based on a single factual occurrence because Defendant\u2019s \u201cclaims\u201d to set aside the Agreement and the other claims by the parties arise out of the same series of transactions: the signing of the Agreement, the alleged separation of the parties, and their ensuing marital conduct. Accord Gardner v. Gardner, 294 N.C. 172, 176, 240 S.E.2d 399, 403 (1978) (concluding that husband\u2019s divorce claim arises out of same transaction or occurrence as wife\u2019s abandonment claim).\nAs stated in Tridyn Indus., Rule 54(b) \u201cshould be seen as a companion to other rules of procedure which permit liberal joinder of claims and parties. See particularly [N.C. Gen. Stat. \u00a7] 1A-1, Rules 13, 14, 17-24.\u201d Tridyn Indus., 296 N.C. at 490, 251 S.E.2d at 446. In response to the increased liberality of joinder rules, Rule 54(b) was promulgated to allow final decisions on some but less than all claims to be \u201ctreated as a judicial unit for purposes of appellate jurisdiction.\u201d Sears, Roebuck & Co. v. Mackey, 351 U.S. 427, 432, 100 L. Ed. 1297, 1304 (1956). However, those claims that are inherently inseparable with other pending claims should not be immediately appealed under Rule 54(b). See id. at 436, 100 L. Ed. at 1306 (suggesting that a court may abuse its discretion in certifying an order under Rule 54(b) by certifying claims that are so inherently inseparable from, are so closely related with, or cannot be decided independently of the other claims pending with the trial court); see also Ginett v. Computer Task Grp., 962 F.2d 1085, 1096 (2d Cir. 1992) (holding that \u201c[o]nly those claims \u2018inherently inseparable\u2019 from or \u2018inextricably interrelated\u2019 to each other are inappropriate for rule 54(b) certification\u201d).\nIn this case, the trial court rendered a final judgment on Defendant\u2019s \u201cclaim\u201d to set aside the Agreement. Although Defendant\u2019s \u201cclaim\u201d to set aside the Agreement can be decided independently of the other claims, none of the other claims can be decided independently of Defendant\u2019s \u201cclaim\u201d to set aside the Agreement: Plaintiff\u2019s claim for absolute divorce is subject to a year-long separation requirement, which Plaintiff argues is satisfied based on the separation date contained in the Agreement; Defendant\u2019s claim for divorce from bed and board depends on whether Plaintiff\u2019s conduct occurred during the marriage or during separation; Defendant\u2019s postseparation support claim depends on the separation date and the validity of the Agreement; and Defendant\u2019s equitable distribution and permanent alimony claims are fully dependent on the disposition of this \u201cclaim\u201d and have been continued by the trial court.\nInstead of being a separate judicial unit, the judgment on this \u201cclaim\u201d is more properly characterized as a threshold determination of the validity of the remaining claims. As the trial court stated in the Order, \u201c[tjhis Order resolves the issue of the validity of the separation agreement and the issue of the date of separation of the parties.\u201d (Emphasis added). Although determination of these issues is important in the resolution of this case, Rule 54(b) does not provide for piecemeal appeal of every determination by the trial court that purports to resolve a major issue.\nBecause the Order does not fully and finally adjudicate a claim for relief separable from the remaining claims in the case, we conclude the Order is not immediately appealable under Rule 54(b).\nII. Substantial rights\nA trial court\u2019s interlocutory order may be immediately appealed if the decision deprives the appellant of a substantial right which would be lost absent immediate review. Bartlett, 124 N.C. App. at 524, 477 S.E.2d at 695; see also N.C. Gen. Stat. \u00a7\u00a7 l-277(a), 7A-27(d) (2009). Notwithstanding the trial court\u2019s conclusion that the Order \u201ceffects [sic] a substantial right, because it effects [sic] a substantial amount of property,\u201d we conclude that the Order does not affect a substantial right such that the Order is not immediately appealable.\nThe Order setting aside the Agreement and allowing Defendant to proceed on her claims is analogous to the court\u2019s refusal to dismiss Defendant\u2019s claims for equitable distribution, postseparation support, and alimony despite Plaintiff\u2019s assertion of some affirmative defense. See Garris, 92 N.C. App. at 470, 374 S.E.2d at 640. Such a refusal would not affect a substantial right entitling Plaintiff to appeal the interlocutory ruling. Id; see also Johnson v. Pilot Life Ins. Co., 215 N.C. 120, 1 S.E.2d 381 (1939) (denial of motion to dismiss based on release and statute of limitations does not affect substantial right). \u201cNo substantial right of [Plaintiff] will be lost or prejudiced by delaying his appeal until the final judgment on [Defendant\u2019s remaining] claims.\u201d Garris, 92 N.C. App. at 470, 374 S.E.2d at 640.\nAs for the trial court\u2019s conclusion that the Order affects a substantial right because it affects a substantial amount of property, this Court has consistently held that interlocutory appeals challenging the financial repercussions of a separation or divorce do not affect a substantial right. See, e.g., Embler v. Embler, 143 N.C. App. 162, 545 S.E.2d 259 (2001) (dismissing appeal because equitable distribution order that explicitly left open the related issue of alimony did not affect substantial right); Stafford v. Stafford, 133 N.C. App. 163, 515 S.E.2d 43, (holding that date of separation used by trial court in its entry of order granting absolute divorce did not affect substantial right), aff\u2019d per curiam, 351 N.C. 94, 520 S.E.2d 785 (1999). Although the Order setting the date of the separation of the parties may have negative financial repercussions for Plaintiff, there is no evidence to indicate that a substantial right of Plaintiff will be irremediably adversely affected by delaying his appeal until the final judgment on the remaining claims in the matter.\nAccordingly, we conclude that the Order does not affect a substantial right of Plaintiff and is not immediately appealable. Therefore, Plaintiff\u2019s appeal is\nDISMISSED.\nJudge ELMORE concurs.\nJudge JACKSON concurs in separate opinion.\nJACKSON, Judge, concurring by separate opinion.\nAlthough I agree with the majority that plaintiff-husband\u2019s appeal should be dismissed, I write separately to emphasize that an appellant must argue in his brief that his appeal affects a substantial right in order to be entitled to appellate review of the matter. Because plaintiff-husband did not contend that his appeal affects a substantial right \u2014 but rather, solely relied upon the trial court\u2019s Rule 54(b) certification \u2014 I would not address whether or not a substantial right is affected by the trial court\u2019s order.\nWe previously have held that an appellant bears the burden of demonstrating that an appeal is properly before this Court. Johnson v. Lucas, 168 N.C. App. 515, 518, 608 S.E.2d 336, 338, aff\u2019d, 360 N.C. 53, 619 S.E.2d 502 (2005) (per curiam). When the appeal is based upon an interlocutory order, \u201cthe appellant must include in its statement of grounds for appellate review \u2018sufficient facts and argument to support appellate review on the ground that the challenged order affects a substantial right.\u2019 \u201d Id. (quoting N.C. R. App. P. 28(b)(4)). \u201cIt is not the duty of this Court to construct arguments for or find support for appellant\u2019s right to appeal from an interlocutory order[.]\u201d Jeffreys v. Raleigh Oaks Joint Venture, 115 N.C. App. 377, 380, 444 S.E.2d 252, 254 (1994). When the appellant fails to carry its burden, its appeal will be dismissed. Id.\nIn the case sub judice, plaintiff-husband\u2019s \u201cStatement of the Grounds for Appellate Review\u201d reads in its entirety,\nThe Order appealed from is subject to immediate appellate review as it is a final judgment of fewer than all of the claims of the parties, pursuant to Rule 54 (b) of the North Carolina Rules of Civil Procedure, and further pursuant to the granting by the trial court of Plaintiff\u2019s motion for certification for immediate appeal in accordance with said Rule 54(b) on that basis that there is no just reason for delay.\nBecause plaintiff-husband did not carry his burden of demonstrating that his appeal of an interlocutory order affects a substantial right, I would not address whether the appeal does, in fact, affect such a right. Based upon the majority\u2019s analysis that plaintiff-husband\u2019s appeal also does not satisfy the requirements of Rule 54(b), I agree with the majority that his appeal is not properly before us, and therefore, should be dismissed.\n. Although the result in Gardner was superceded by legislative amendment, Gardner v. Gardner, 48 N.C. App. 38, 42, 269 S.E.2d 630, 632-33 (1980), the analysis in Gardner is still persuasive at least.\n. \u201cThe North Carolina Rule 54(b) is substantially similar to its Federal counterpart, as that Rule was amended in 1961, and we have therefore appropriately considered Federal decisions and authorities for guidance and direction in the interpretation of our Rule.\u201d Equitable Leasing Corp. v. Myers, 46 N.C. App. 162, 165, 265 S.E.2d 240, 242-43, review allowed and appeal dismissed, 301 N.C. 92, - S.E.2d -(1980).",
        "type": "majority",
        "author": "STEPHENS, Judge."
      }
    ],
    "attorneys": [
      "Lea, Rhine & Rosbrugh, PLLC, by James W. Lea, III and Lori W. Rosbrugh, and Dennis T. Worley, for Plaintiff",
      "Schulz Stephenson Law, by Bradley N. Schulz and Sundee Stephenson, for Defendant."
    ],
    "corrections": "",
    "head_matter": "THOMAS JUNIOR JOHNSON, Plaintiff v. ESSIE BROWN JOHNSON, Defendant\nNo. COA10-276\n(Filed 16 November 2010)\nAppeal and Error\u2014 interlocutory order \u2014 no certification \u2014 no substantial right\nDefendant wife\u2019s appeal in a divorce case was dismissed as being from an interlocutory order. The order was not properly certified under N.C.G.S. \u00a7 1A-1, Rule 54(b) and it did not affect a substantial right.\nAppeal by Plaintiff from order dated 19 August 2009 by Judge Peter Mack in Carteret County District Court. Heard in the Court of Appeals 16 September 2010.\nLea, Rhine & Rosbrugh, PLLC, by James W. Lea, III and Lori W. Rosbrugh, and Dennis T. Worley, for Plaintiff\nSchulz Stephenson Law, by Bradley N. Schulz and Sundee Stephenson, for Defendant."
  },
  "file_name": "0118-01",
  "first_page_order": 142,
  "last_page_order": 151
}
