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  "name": "CHRISTIE ARRINGTON as Administrator of the Estate of Nyles Arrington and CHRISTIE ARRINGTON, individually, Plaintiffs v. ROSALINDA MARTINEZ, as owner of La Rosa Linda's Mexican Restaurant, MICHELLE PEELE, individually, in her official capacity as an officer of the Raleigh Police Department, and in her capacity as a security guard with La Rosa Linda's Mexican Restaurant, CITY OF RALEIGH, and RALEIGH POLICE DEPARTMENT, Defendants",
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      "Judges HUNTER, JR., Robert N. and THIGPEN concur."
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    "parties": [
      "CHRISTIE ARRINGTON as Administrator of the Estate of Nyles Arrington and CHRISTIE ARRINGTON, individually, Plaintiffs v. ROSALINDA MARTINEZ, as owner of La Rosa Linda\u2019s Mexican Restaurant, MICHELLE PEELE, individually, in her official capacity as an officer of the Raleigh Police Department, and in her capacity as a security guard with La Rosa Linda\u2019s Mexican Restaurant, CITY OF RALEIGH, and RALEIGH POLICE DEPARTMENT, Defendants"
    ],
    "opinions": [
      {
        "text": "STROUD, Judge.\nThe City of Raleigh (\u201cdefendant\u201d) appeals from a trial court\u2019s order granting in part its motion for summary judgment but denying its \u201cmotion for summary judgment. . . based on immunity[.]\u201d For the following reasons, we reverse and remand the trial court\u2019s order.\nI. Background\nPlaintiff, individually and as an administrator of Nyles Arrington\u2019s estate, filed a complaint against Rosalinda Martinez, the owner of La Rosa Linda\u2019s Mexican Restaurant; Michelle Peele, in her capacity as an officer for the Raleigh Police Department and as security for La Rosa Linda\u2019s Mexican Restaurant; the City of Raleigh; and the Raleigh Police Department (collectively referred to herein as \u201cdefendants\u201d) on 11 December 2006, alleging several claims arising out of the fatal shooting of plaintiff\u2019s decedent, Nyles Arrington, by Officer Michele Peele on 28 August 2005. Peele was a full-time law enforcement officer with the Raleigh Police Department working on a part time basis as a \u201cuniformed armed security guard\u201d at La Rosa Linda\u2019s Mexican Restaurant. Plaintiff\u2019s complaint alleged claims of (1) respondeant superior against La Rosa Linda\u2019s; (2) premises liability against La Rosa Linda\u2019s; (3) a civil rights violation under 42 U.S.C. \u00a7 1983 against all defendants; (4) violations of the North Carolina Constitution, Art. I, Sections 19, 20, 21, 35 and 36 against Peele, the Raleigh Police Department (\u201cthe Police Department\u201d) and the City of Raleigh (\u201cthe City\u201d); (5) wrongful death against Peele, the Police Department, and the City; (6) negligence in \u201chiring, retaining, and/or supervising\u201d Peele against the City and Police Department; and (7) punitive damages against all defendants. On 9 January 2007, the City and Police Department gave notice of removal of plaintiff\u2019s claim to the United States District Court for the Eastern District of North Carolina pursuant to 28 U.S.C. \u00a7 1441(b) based upon plaintiff\u2019s claim under 42 U.S.C. \u00a7 1983. Thereafter, on 22 January 2007, plaintiff filed in federal court an amended complaint which did not include the 42 U.S.C. \u00a7 1983 claim. The other claims were the same as in the original complaint, although the amended complaint made additional allegations as to the third claim under the North Carolina Constitution. Plaintiff did not seek remand to the state court, so the case proceeded in federal court.\nThe City filed its answer to the amended complaint on 12 February 2007. The City denied plaintiff\u2019s substantive factual allegations and alleged 19 separate affirmative defenses. We will not list each affirmative defense raised, as most are not relevant to the arguments in this appeal. The affirmative defense which is pertinent to this appeal is as follows:\nTWELFTH DEFENSE\nThe City of Raleigh is a municipal corporation. Providing police service is a governmental function. The City of Raleigh and its officers, in their official capacity, possess sovereign immunity. The City has not waived its sovereign immunity and this immunity bars Plaintiffs\u2019 [sic] claims.\nOn 10 April 2007, plaintiff voluntarily dismissed all claims against the Raleigh Police Department with prejudice. On 25 March 2008, the District Court granted defendant Peele\u2019s motion for judgment on the pleadings, dismissing plaintiff\u2019s North Carolina Constitutional claims against her and granted the City\u2019s motion for judgment on the pleadings, dismissing plaintiff\u2019s North Carolina Constitutional and punitive damages claims against it. The parties conducted discovery in the federal action and two defendants, the City and Peele, moved for summary judgment on 14 July 2008. On 26 January 2009, the United States District Court partially granted the City\u2019s motion but denied summary judgment on the City\u2019s sovereign immunity defense and denied Peele\u2019s motion for summary judgment. Both the City and Peele filed interlocutory appeals as to the denial of sovereign immunity, and on 5 March 2010, the United States Court of Appeals for the Fourth Circuit issued an opinion which vacated the District Court\u2019s summary judgment order and remanded the action to Wake County Superior Court, holding that \u201cthe district court should not have maintained jurisdiction over this action upon the early dismissal by the plaintiff of the federal claims],]\u201d as the case calls for the \u201cresolution of the important and potentially far-reaching issues of state law].]\u201d Arrington v. City of Raleigh, 369 Fed. Appx. 420, 424 (4th Cir. 2010) (unpublished) (per curiam).\nUpon remand to Superior Court, Wake County, on 1 April 2010, the City filed a motion for summary judgment. On 3 May 2010, the City filed an amended motion for summary judgment. On 20 May 2010, the Superior Court entered an order recognizing and adopting the \u201cpleadings filed, discovery conducted, and certain orders entered while this action was pending\u201d before the federal court. The trial court adopted\nthe U.S. District Court\u2019s order on the motions for judgment on the pleadings filed by Defendants Peele and City of Raleigh [thus ordering that] Plaintiffs\u2019 claims against Defendant Peele arising under the North Carolina Constitution are DISMISSED with prejudice, Plaintiffs\u2019 claims against Defendant City of Raleigh arising under the North Carolina constitution are DISMISSED with prejudice, and Plaintiffs\u2019 claims for punitive damages against the City of Raleigh are DISMISSED with prejudice].]\n(Emphasis in original.)\nThe City\u2019s motion for summary judgment was heard on 17 May 2010; by order entered on 11 June 2010, the Superior Court granted summary judgment allowing the City\u2019s motion in part, dismissing \u201call claims asserted by Christi Arrington in her individual capacity against all Defendants];]\u201d \u201call claims of negligent hiring, training, supervision, or retention of an incompetent employee\u201d against the City; denying the City\u2019s motion \u201cbased on a lack of agency and based on immunity];]\u201d and denying \u201cDefendant Martinez\u2019s verbal motion to dismiss].]\u201d The City timely filed notice of appeal from the 11 June 2010 order which \u201cdenied the City\u2019s motion seeking summary judgment on grounds of sovereign or governmental immunity.\u201d\nII. Interlocutory appeal\nWe first address the interlocutory nature of the City\u2019s appeal. We have stated that\n[a]n order is interlocutory if it is made during the pendency of an action and does not dispose of the case but requires further action by the trial court in order to finally determine the entire controversy. There is generally no right to appeal an interlocutory order.\nAn interlocutory order is subject to immediate appeal only if (1) the order is final as to some but not all of the claims or parties, and the trial court certifies the case for appeal pursuant to Rule 54(b) of the Rules of Civil Procedure, or (2) the trial court\u2019s decision deprives the appellant of a substantial right that will be lost absent immediate review.\nGregory v. Penland, 179 N.C. App. 505, 509, 634 S.E.2d 625, 628 (2006) (citations and quotation marks omitted). As plaintiff\u2019s wrongful death claim, as administrator of Nyles Arrington\u2019s estate, against the City, as well as various other claims against defendants Peele and Rosalinda Martinez, have not been resolved, the Superior Court\u2019s 11 June 2010 ruling on summary judgment was not a final order and the City\u2019s appeal is interlocutory. However, a defendant\u2019s appeal from denial of summary judgment on grounds of sovereign immunity is immediately appealable, as \u201cit represents a substantial right[.]\u201d Craig v. New Hanover County Bd. of Educ., 363 N.C. 334, 338, 678 S.E.2d 351, 354 (2009). Accordingly, the City\u2019s appeal is properly before us.\nIII. Standard of review\nWe have noted that\nThe entry of summary judgment is appropriate when \u201cthe pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that any party is entitled to a judgment as a matter of law.\u201d N.C. Gen. Stat. \u00a7 1A-1, Rule 56(c); see also Johnson v. Beverly-Hanks & Assoc., 328 N.C. 202, 207, 400 S.E.2d 38, 41 (1991) (stating that \u201c[i]t is well settled that a party moving for summary judgment is entitled to such judgment if the party can show, through pleadings, depositions, and affidavits, that there is no genuine issue of material fact requiring a trial and that the party is entitled to judgment as a matter of law\u201d) (citations omitted). \u201cThe party who moves for summary judgment has the initial burden to prove that there are no disputed factual issuesf;]\u201d however, \u201cfo]nce the moving party has met this initial burden, the nonmoving party must produce a forecast of evidence demonstrating that he or she will be able to make out a prima facie case at trial.\u201d Johnson, 328 N.C. at 207, 400 S.E.2d at 41 (citations omitted).\nWe review a trial court order granting or denying a summary judgment motion on a de novo basis, with our examination of the trial court\u2019s order focused on \u201cdetermin[ing] whether there is a \u2018genuine issue of material fact\u2019 and whether either party is \u2018entitled to judgment as a matter of law.\u2019 \u201d Stone v. State, 191 N.C. App. 402, 407, 664 S.E.2d 32, 36 (2008) (quoting Robins v. Town of Hillsborough, 361 N.C. 193, 196, 639 S.E.2d 421, 423 (2007)), disc. review denied and app. dismissed, 363 N.C. 381, 680 S.E.2d 712 (2009). As part of that process, we view the evidence \u201c \u2018in the light most favorable to the nonmoving party.\u2019 \u201d Brown v. City of Winston-Salem, 171 N.C. App. 266, 270, 614 S.E.2d 599, 602 (quoting Moore v. Coachmen Industries, 129 N.C. App. 389, 394, 499 S.E.2d 772, 775 (1998)), cert. denied, 360 N.C. 60 (2005).\nKirkpatrick v. Town of Nags Head,_N.C. App._,_S.E.2d_, 2011 N.C. App. LEXIS 1375, at *8-10 (N.C. App. July 5, 2011). The City claims that it is entitled to summary judgment because plaintiff\u2019s claims are barred by governmental immunity. The City argues that providing police service is a governmental function for which is immune from suit. Although the facts surrounding Officer Peele\u2019s shooting of decedent are certainly in dispute, there is no genuine issue of material fact as to the facts which are relevant to a determination of governmental immunity. We will thus review the trial court\u2019s order de novo to determine whether the city is \u201centitled to judgment as a matter of law[,]\u201d see id, on the grounds of governmental immunity.\nIV. Analysis\nThe provision of police services is a governmental function which is protected by governmental immunity, although this immunity can be waived in whole or in part.\n\u201cAs a general rule, the doctrine of governmental, or sovereign immunity bars action against, inter alia, the state, its counties, and its public officials sued in their official capacity.\u201d Herring v. Winston-Salem/Forsyth County Bd. of Educ., 137 N.C. App. 680, 683, 529 S.E.2d 458, 461 (2000) (citation omitted). The doctrine applies when the entity is being sued for the performance of a governmental function. Id. \u201c \u2018[S]uits against public officials are barred by the doctrine of governmental immunity where the official is performing a governmental function, such as providing police services.\u2019 \u201d Parker v. Hyatt, 196 N.C. App. 489, 493, 675 S.E.2d 109, 111 (2009) (citation omitted). A town or municipality may waive sovereign immunity through the purchase of liability insurance. Satorre v. New Hanover Cty. Bd. of Comm\u2019rs, 165 N.C. App. 173, 176, 598 S.E.2d 142, 144 (2004). However, \u201c \u2018[i]mmunity is waived only to the extent that the [municipality] is indemnified by the insurance contract from liability for acts alleged.\u2019 \u201d Id. (quoting Combs v. Town of Belhaven, 106 N.C. App. 71, 73, 415 S.E.2d 91, 92 (1992)). \u201cA governmental entity does not waive sovereign immunity if the action brought against them is excluded from coverage under their insurance policy.\u201d Patrick v. Wake Cty. Dep\u2019t of Human Servs., 188 N.C. App. 592, 596, 655 S.E.2d 920, 923 (2008).\nLunsford v. Lori Renn,_N.C. App. __,_, 700 S.E.2d 94, 100 (2010), disc. review denied,_N.C._, 707 S.E.2d 244 (2011).\nBy statute, a City may, but is not required to, waive governmental immunity. North Carolina General Statutes \u00a7 160A-485 sets forth how a City may waive immunity:\n(a) Any city is authorized to waive its immunity from civil liability in tort by the act of purchasing liability insurance. Participation in a local government risk pool pursuant to Article 23 of General Statute Chapter 58 shall be deemed to be the purchase of insurance for the purposes of this section. Immunity shall be waived only to the extent that the city is indemnified by the insurance contract from tort liability. No formal action other than the purchase of liability insurance shall be required to waive tort immunity, and no city shall be deemed to have waived its tort immunity by any action other than the purchase of liability insurance. If a city uses a funded reserve instead of purchasing insurance against liability for wrongful death, negligence, or intentional damage to personal property, or absolute liability for damage to person or property caused by an act or omission of the city or any of its officers, agents, or employees acting within the scope of their authority and the course of their employment, the city council may adopt a resolution that deems the creation of a funded reserve to be the same as the purchase of insurance under this section. Adoption of such a resolution waives the city\u2019s governmental immunity only to the extent specified in the council\u2019s resolution, but in no event greater than funds available in the funded reserve for the payment of claims.\n(b) An insurance contract purchased pursuant to this section may cover such torts and such officials, employees, and agents of the city as the governing board may determine. The city may purchase one or more insurance contracts, each covering different torts or different officials, employees, or agents of the city. . . .\nN.C. Gen. Stat. \u00a7 160A-485 (2009) (emphasis added). Here, the Raleigh City Council adopted a resolution waiving governmental immunity to a limited extent, established a self-funded reserve (\u201cSFR\u201d) for claims up to $1 million, and obtained insurance for claims above this amount, up to $11 Million (\u201cthe resolution\u201d). Specifically, the resolution provides in pertinent part as follows:\nAUTOMOBILE DAMAGE CLAIMS WAIVER OF SOVEREIGN IMMUNITY GUIDELINES ADOPTED\nChairperson Shanahan reported the Law and Public Safety Committee recommends that the Council adopt the following interim policy guidelines on the waiver of sovereign immunity only for those claims or judgments in the range of one cent to one million dollars.\nWAIVER OF IMMUNITY INTERIM GUIDELINES\nPrior to enactment of final guidelines, the City adopts the following interim policy on the waiver of immunity for claims or judgments in the range of $.01 to $1,000,000.00:\n1. The City will waive sovereign immunity and waive immunity for public officials acting in their official capacity only and only to the extent set forth herein.\n2. This policy applies only to claims that arose on or after January 1 1998.\n3. This policy is intended only to waive the City\u2019s immunity in the limited circumstances described herein. This policy is not intended to alter or expand the City\u2019s liability, to limit available defenses, to waive immunity from certain types of damages, or to affect any principle of law other than waiver of sovereign immunity and immunity for public officials acting in their official capacities.\n4. The City will waive immunity only for those claims proximately caused by the wrongdoing or negligence of the City or its employee. The City will not waive immunity in any instance in which an affirmative defense exists that would preclude recovery.\n5. If a claimant or plaintiff agrees to execute a release of all claims against all persons, firms, and corporations on account of the incident giving rise to the claim, the City will pay for the following damages if proven to be proximately caused by the incident:\nA. All property damage;\nB. Medical expenses;\nC. Chiropractic expenses or physical therapy expenses for no more than three consecutive months during any calendar year;\nD. Lost wages for time authorized out of work by physicians licensed to practice medicine in North Carolina;\nE. Out of pocket expenses, but no attorney\u2019s fees.\nThe City -will not waive immunity for claims or damages for pain and suffering or for any other element of damage not listed above.\nThe resolution above provided for waiver of immunity as to claims covered by the SFR up to $1,000,000.00. The City had no insurance to cover claims under $1,000,000.00 or in excess of $11,000,000.00. The City had two policies of excess insurance. The policy issued by Genesis Insurance Company covered claims from $1,000,000.00 to $2,000,000.00; the policy issued by the Insurance Company of the State of Pennsylvania provided coverage from claims above $2,000,000.00 up to $11,000,000.00. However, these policies do not provide coverage until and unless the SFR has been exhausted.\nOur courts have consistently held that a waiver of sovereign immunity extends only as far as the municipality has determined. In addition, statutes as to waiver of governmental immunity are strictly construed against waiver. See Hallman v. Charlotte-Mecklenburg Bd. of Educ., 124 N.C. App. 435, 438-39 477 S.E.2d 179, 181 (1996); Overcash v. Statesville City Bd. of Educ., 83 N.C. App. 21, 25-26, 348 S.E.2d 524, 527 (1986) (noting that \u201c \u2018[w]aiver of sovereign immunity may not be lightly inferred and State statutes waiving this immunity, being in derogation of the right to sovereign immunity, must be strictly construed.\u2019 Guthrie v. State Ports Authority, 307 N.C. 522, 537-38, 299 S.E.2d 618, 627 (1983). See also Floyd v. Highway Commission, 241 N.C. 461, 85 S.E.2d 703 (1955); Construction Co. v. Dept. of Administration, 3 N.C. App. 551, 165 S.E.2d 338 (1969).\u201d). The terms of N.C. Gen. Stat. \u00a7 160A-485 make it clear that immunity is waived \u201conly to the extent that the city is indemnified by the insurance contract from tort liability.\u201d A City is permitted to determine the extent of its waiver of immunity, as the statutes states that \u201c [adoption of such a resolution waives the city\u2019s governmental immunity only to the extent specified in the council\u2019s resolution, but in no event greater than funds available in the funded reserve for the payment of claims.\u201d Id.\nThe City argues that it has not waived immunity as to plaintiff\u2019s claims because those claims do not fall within the conditions of its limited waiver resolution for several reasons. First, the resolution provides that immunity will be waived and certain types of damages paid only if a plaintiff or claimant agrees to certain conditions, including execution of a release. Even then, the City has agreed to pay only specified types of damages. Section 5 of the resolution states that \u201c [i]f a claimant or plaintiff agrees to execute a release of-all claims against all persons, firms, and corporations on account of the incident giving rise to.the claim, the City will pay for\u201d certain specific types of damages proximately caused by the incident. Thus, the plaintiff has to agree to accept only the specific damages which the City has agreed to pay, and to waive recovery of any additional damages from any other party, in order to receive the benefit of the waiver. The City argues that plaintiff has not executed such a release and has not agreed to limit damages recovered to those specified by the resolution. Instead, plaintiff has itemized the damages sought in discovery responses filed just 13 days prior to the summary judgment hearing as follows:\nLos[t] Wages: $620,000.00\nFuneral Expenses: $3[,]210.00\nMedical Expenses: $15,115.68\nOut of Pocket Expenses: $34,242.00\nLoss of Consortium: $500,000.00\nPunitive Damages: $1,512,120.00\nPain and Suffering: $1,000,000.00\nIt is undisputed that plaintiff has not executed any sort of release of her claims arising out of this incident as to any party. On 5 October 2007, plaintiff answered requests for admissions regarding this issue as follows:\n25. You have not executed a release of all claims against all persons, firms, and corporations on account of the August 28, 2005 incident.\nRESPONSE: Admitted.\n26. You have not agreed to execute a release of all claims against all persons, firms, and corporations on account of the August 28, 2005 incident.\nRESPONSE: Admitted.\nPlaintiff filed an affidavit on 13 April 2010 in which she alleges that \u201cOn this date I agree to execute release of all persons, firms and corporations on account of the incident which is the subject of this litigation for the damages enumerated in the waiver of immunity and to the extent required by the waiver.\u201d She claims that her affidavit does not contradict her prior answer to the request of admissions quoted above because \u201c[t]he plain language of the waiver resolution does not require that a claimant agrees [sic] to execute a release during a certain period of time. It does not preclude a person from agreeing to execute a release at the conclusion, in the middle or in the beginning of litigation.\u201d She further claims that \u201cI have never refused to agree to execute a release of all claims against all persons, firms, and corporations on account of the August 28, 2005 [sic].\u201d In addition, plaintiff states that she will not execute a release in compliance with the terms required by the resolution, as she states that \u201c[t]his affidavit is not intended to limit any damages in excess of $1,000,000.00 which are covered by any insurance policies in effect at time of this incident.\u201d Based upon this affidavit, plaintiff argues before this Court that \u201c[t]he resolution requires that claimants or plaintiff agree to execute a release. It does not require the plaintiff to execute a release.\u201d (emphasis added.)\nPlaintiffs argument as to the interpretation of the resolution has no basis in law or logic. Essentially, she claims that she agrees to execute a release, but she has not done so and will not actually execute a release until she decides to do so \u2014 even as late as the conclusion of this litigation which has already been pending for over four years. Even then, she agrees to execute a release which is not in accord with the terms required by the resolution. Plaintiffs argument overlooks the basic nature of governmental immunity as a defense. Governmental immunity is an immunity from suit \u2014 not just immunity from having to pay damages at the conclusion of years of litigation. See Craig, 363 N.C. at 337-38, 678 S.E.2d at 354 (stating that \u201c[a]s noted by the United States Supreme Court, such immunity is more than a mere affirmative defense, as it shields a defendant entirely from having to answer for its conduct at all in a civil suit for damages. See Mitchell v. Forsyth, 472 U.S. 511, 525, 86 L. Ed. 2d 411, 424 (1985). Thus, unlike affirmative defenses explicitly listed in our Rules of Civil Procedure, see N.C.G.S. \u00a7 1A-1, Rule 8(c) (2007), the denial of summary judgment on grounds of sovereign immunity is immediately appealable, though interlocutory, because it represents a substantial right, as \u2018[t]he entitlement is an immunity from suit rather than a mere defense to liability; and ... it is effectively lost if a case is erroneously permitted to go to trial.\u2019 Mitchell, 472 U.S. at 526, 86 L. Ed. 2d at 425.\u201d). Waiver of immunity must be established at the outset of a lawsuit. In fact, our courts have held that immunity raises a jurisdictional issue, although it is unsettled as to whether it is personal or subject matter jurisdiction. See Zimmer v. North Carolina Dept. of Transp., 87 N.C. App. 132, 133-34, 360 S.E.2d 115, 116-17 (1987). However, for purposes of this case, it is irrelevant whether immunity implicates personal or subject matter jurisdiction. Because it is a jurisdictional matter, a plaintiff\u2019s complaint must affirmatively demonstrate the basis for the waiver of immunity when suing a governmental entity which has immunity. See Eaker v. Gower, 189 N.C. App. 770, 774, 659 S.E.2d 29, 32 (2008) (noting that \u201c[w]hen jurisdiction is challenged, plaintiff has the burden of proving prima facie that a statutory basis for jurisdiction exists. The failure to plead the particulars of personal jurisdiction is not necessarily fatal, so long as the facts alleged permit the reasonable inference that jurisdiction may be acquired.\u201d (citation omitted)). Plaintiff made the required allegations in her complaint that the City had purchased a policy of general liability insurance and had thereby \u201cwaived any applicable immunity defenses in tort[.]\u201d The City, in its answer, denied waiver of immunity and raised immunity as an affirmative defense. Upon discovery, it appeared that the City had not made a wholesale waiver of immunity by purchase of liability insurance, but instead had made a limited waiver as described above, which is specifically permitted by North Carolina General Statutes \u00a7 160A-485. We need not set forth a bright line rule that a plaintiff would need to execute a release as required by the resolution prior to filing suit or even within a particular time after filing suit, as here plaintiff has taken the position that she will not ever execute a release in accord with the terms of the resolution. This lawsuit has been pending for over four years and plaintiff has been aware of the resolution\u2019s requirements since last 5 October 2007, when in her responses to defendant City\u2019s requests for admission she admits that she had not executed a release as required by the resolution. Under these circumstances, there is no question that plaintiff has not triggered the waiver of immunity as defined by the City\u2019s resolution.\nPlaintiff also argues that the City\u2019s purchase of insurance to cover damages in excess of the limited waiver resolution has waived its immunity. Apparently, plaintiff takes the position that she can skip over the first million, which is self-insured by the City by the SFR, and recover only upon the policies which provide excess coverage for damages in excess of $1 million. Although the City has insurance policies which cover claims in excess of $1,000,000.00, the City argues that it has no coverage for plaintiff\u2019s claim because the terms of the policies require that the City first pay its entire SFR on a claim before the insurance will provide any indemnification. The Genesis policy reads:\nSECTION I \u2014 COVERAGE\nA. Insuring Agreement\n1. Subject to the applicable Limit(s) of Insurance of this Coverage Part, we agree to indemnify the Insured, for ultimate net loss in excess of the retained limit which the Insured becomes legally obligated to pay because of bodily injury, personal injury, advertising injury, or property damage which occurs during this policy period and to which this insurance applies. Our indemnification obligation shall not arise until the Insured itself has paid in full the entire amount of its retained limit. The retained limit must be paid by the Insured, and may not be paid or satisfied, in whole or in part, by any other source of payment, including but not limited to other insurance, or negated, in whole or in part, by any form of immunity to judgment or liability. No other obligation or liability to pay sums or performmance acts or services is covered. . . .\n(Bold in original.) The \u201cretained limit\u201d as noted in the agreement, is the City\u2019s $1,000,000.00 SFR and is specifically listed on the agreement\u2019s \u201cDeclarations Page[.]\u201d The definition of \u201cretained limit\u201d contained in the Genesis policy reiterates that\nPayment of the retained limit may not be satisfied by any other insurance or negated in whole or part by any form of immunity to judgment or liability.\n(Bold in original.) Likewise the Pennsylvania policy states the following:\nOur duty to pay any sums that you become legally obligated to pay arises only after there has been a complete expenditure of your retained limit by means of payments for judgments, settlements, or defense costs. Your retained limit shall not be exhausted by your office expenses, employees\u2019 salaries, or expenses of any claims servicing organization that you have engaged. We will then be liable only for that portion of damages in excess of your retained limit up to our Limits of Insurance.\nThe Pennsylvania policy required an \u201cexpenditure\u201d of the City\u2019s $2,000,000.00 retained limit \u201cby means of payments for judgments, settlements, or defense costs before providing indemnification.\nPlaintiffs position is that she should be able to benefit from the City\u2019s SFR and insurance for all types of damages she claims and also to preserve her rights to recover against other potentially liable parties. Plaintiff argues that the City \u201ccannot arbitrarily and capriciously prohibit parties from recovering under its laws.\u201d Yet plaintiff has not presented any legal basis for claiming that the City\u2019s SFR and insurance coverage are arbitrary or capricious. North Carolina General Statutes \u00a7 160A-485(a) provides that a municipality may purchase insurance coverage and may waive its immunity to whatever extent it determines appropriate. It may also elect not to waive its immunity at all, in which case plaintiff would have no possibility of any recovery from the City. Based on the City\u2019s limited waiver, the City has acknowledged that plaintiff would be entitled to recover $18,325.68 for medical and funeral expenses from the SFR, for damages permitted by the resolution as documented by bills provided by plaintiff in discovery. In fact, the City tendered a check in this amount to plaintiff on or about 3 May 2010, in conjunction with a Release and Settlement Agreement, but she declined to execute the release or accept the check. There is thus no genuine issue of material fact as to plaintiff\u2019s failure to trigger the City\u2019s waiver of immunity, and the trial court erred in denying the City\u2019s motion for summary judgment as to governmental immunity.\nWe recognize that not all claims against the sovereign are barred by governmental immunity. In particular, our Courts have determined that some types of claims under the North Carolina constitution are not barred by governmental immunity. See Craig, 363 N.C. at 338, 678 S.E.2d at 354 (stating that \u201c[i]n the absence of an adequate state remedy, one whose state constitutional rights have been abridged has a direct claim against the State under our Constitution.\u201d (quoting Corum v. University of North Carolina Through Bd. of Governors, 330 N.C. 761, 782, 413 S.E.2d 276, 289, cert. denied, 506 U.S. 985, 121 L. Ed. 2d 431 (1992)). Plaintiff\u2019s complaint did include a claim under the North Carolina Constitution against Peele and the City. However, we will not address this potential constitutional issue for two reasons. First, the superior court entered an order dismissing plaintiff\u2019s constitutional claims on 20 May 2010, so at this point these claims are not before the court. See Little v. Wachovia Bank & Trust Co., 252 N.C. 229, 243, 113 S.E.2d 689, 700 (1960) (stating that \u201c[t]he courts have no jurisdiction to determine matters purely speculative, enter anticipatory judgments, declare social status, deal with theoretical problems, give advisory opinions, answer moot questions, adjudicate academic matters, provide for contingencies which may hereafter arise, or give abstract opinions.\u201d (citation omitted)). In addition, plaintiff has not argued or even mentioned in the record or her brief as an alternative basis for the trial court\u2019s denial of summary judgment the theory that the City\u2019s governmental immunity may not be applicable to her constitutional claims. North Carolina Rule of Appellate Procedure 28(c) states that \u201c[w]ithout taking an appeal, an appellee may present issues on appeal based on any action or omission of the trial court that deprived the appellee of an alternative basis in law for supporting the judgment, order, or other determination from which appeal has been taken . . . .\u201d N.C.R. App. P. 28(c); See also N.C.R. App. P. 10(c) (stating that \u201c[without taking an appeal, an appellee may list proposed issues on appeal in the record on appeal based on any action or omission of the trial court that was properly preserved for appellate review and that deprived the appellee of an alternative basis in law for supporting the judgment, order, or other determination from which appeal has been taken.....\u201d). We believe that in the absence of argument by either party on the issue of the applicability of governmental immunity to plaintiff\u2019s constitutional claims, it is not appropriate for us to address it. Our Supreme Court noted in Viar v. N. C. DOT that we are not to review issues \u201cnot raised or argued by\u201d the appellant. 359 N.C. 400, 402, 610 S.E.2d 360, 361 (2005) (per curiam). Although Viar addresses violations of the appellate rules, here we are not confronted by a rule violation, and we believe that in the absence of a rule violation, it is even less appropriate for us to presume to create arguments for the parties. In Kirkpatrick v. Town of Nags Head,-N.C. App.-,-S.E.2d-, 2011 N.C. App. LEXIS 1375 (N.C. App. July 5, 2011), this Court recently considered a similar issue regarding the existence of sovereign immunity upon the municipality\u2019s appeal of an order denying summary judgment. Yet, there the plaintiff did argue an alternative basis for the trial court\u2019s order: \u201cOn the other hand, Plaintiffs argue that their challenge to Judge Tillett\u2019s implicit determination is properly before this Court as an alternate ground for sustaining the trial court\u2019s order as authorized by N.C.R. App. P. 10(c) and N.C.R. App. P. 28(c)\u201d. Kirkpatrick, 2011 N.C. App. LEXIS 1375, at *11. As noted by the Fourth Circuit Court of Appeals, this issue is an \u201cimportant and potentially far-reaching issue[] of state law[,]\u201d see Arrington, 369 Fed. Appx. at 424, and we decline to address it where neither party has so much as mentioned it.\nWe thus conclude \u201cthat there is no genuine issue of material fact concerning the extent to which Defendant is entitled to rely on a defense of governmental immunity in opposition to Plaintiff[\u2019s] claim, that Defendant is entitled to judgment as a matter of law with respect to that defense, and that the trial court erred by reaching a contrary conclusion. As a result, the trial court\u2019s order should be, and hereby is, reversed and this case should be, and hereby is, remanded to the [Wake] County Superior Court with instructions that judgment be entered in favor of Defendant.\u201d Kirkpatrick, 2011 N.C. App. LEXIS 1375, at *31.\nREVERSED AND REMANDED.\nJudges HUNTER, JR., Robert N. and THIGPEN concur.\n. Neither party argues that the resolution\u2019s title which refers to \u201cAutomobile Damage Claims\u201d has any relevance to this case, although it does not involve \u201cAutomobile Damage\u201d in any way. In fact, the City has acknowledged that plaintiff had a potential claim within the terms of the resolution, although limited in amount to $18,325.26.\n. It is apparent that the trial court did not base its denial of summary judgment upon the existence of plaintiff\u2019s constitutional claim, as it had previously dismissed this claim.",
        "type": "majority",
        "author": "STROUD, Judge."
      }
    ],
    "attorneys": [
      "The Key Law Firm, by Mark A. Key, for plaintiff-appellees.",
      "City of Raleigh Attorney Thomas A. McCormick, by Deputy City Attorney Dorothy K. Leapley and Hunt K. Choi, for defendant-appellant, City of Raleigh."
    ],
    "corrections": "",
    "head_matter": "CHRISTIE ARRINGTON as Administrator of the Estate of Nyles Arrington and CHRISTIE ARRINGTON, individually, Plaintiffs v. ROSALINDA MARTINEZ, as owner of La Rosa Linda\u2019s Mexican Restaurant, MICHELLE PEELE, individually, in her official capacity as an officer of the Raleigh Police Department, and in her capacity as a security guard with La Rosa Linda\u2019s Mexican Restaurant, CITY OF RALEIGH, and RALEIGH POLICE DEPARTMENT, Defendants\nNo. COA10-1204\n(Filed 6 September 2011)\n1. Appeal and Error \u2014 appealability\u2014partial summary judgment \u2014 denial of summary judgment on sovereign immunity\nA City\u2019s appeal from the denial of summary judgment on the grounds of sovereign immunity was properly before the appellate court, but the City\u2019s appeal of a partial summary judgment on a wrongful death claim was not.\n2. Appeal and Error \u2014 standard of review \u2014 summary judgment \u2014 governmental immunity\nThe City\u2019s appeal from the denial of summary judgment on a wrongful death claim was reviewed de novo to determine whether the City was entitled to judgment as a matter of law based on governmental immunity.\n3. Immunity \u2014 governmental\u2014limited waiver \u2014 execution of release required\nA plaintiff with a wrongful death claim did not trigger a waiver of governmental immunity by agreeing to sign releases. The City\u2019s limited waiver resolution required that the release be executed.\n4. Immunity \u2014 governmental\u2014initial self-insurance with limited waiver \u2014 subsequent excess policies\nDespite the existence of insurance policies for damages in excess of the first one million dollars, which defendant city self-insured, there was no genuine issue of fact as to plaintiff\u2019s failure to trigger the City's waiver of immunity for the first one million dollars.\n5. Appeal and Error \u2014 preservation of issues \u2014 sovereign immunity \u2014 North Carolina constitutional claims \u2014 dismissed below \u2014 not raised in brief\nWhether claims against a city under the North Carolina Constitution were barred by sovereign immunity was not considered where those claims had been dismissed below and were not before the court, and plaintiff did not include the argument in her brief.\nAppeal by defendant City of Raleigh from order entered 11 June 2010 by Judge Donald W. Stephens in Superior Court, Wake County. Heard in the Court of Appeals 10 March 2011.\nThe Key Law Firm, by Mark A. Key, for plaintiff-appellees.\nCity of Raleigh Attorney Thomas A. McCormick, by Deputy City Attorney Dorothy K. Leapley and Hunt K. Choi, for defendant-appellant, City of Raleigh."
  },
  "file_name": "0252-01",
  "first_page_order": 262,
  "last_page_order": 277
}
