{
  "id": 4347954,
  "name": "STATE OF NORTH CAROLINA v. THOMAS JAY ALLEN SURRETT",
  "name_abbreviation": "State v. Surrett",
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    "parties": [
      "STATE OF NORTH CAROLINA v. THOMAS JAY ALLEN SURRETT"
    ],
    "opinions": [
      {
        "text": "McCullough, Judge.\nThomas Jay Allen Lewis Surrett (\u201cdefendant\u201d) appeals his convictions of second-degree burglary, conspiracy to commit second-degree burglary, accessory after the fact to second-degree burglary, felonious possession of stolen property, and two counts of possession of stolen firearms. For the following reasons, we find no error as to the convictions of second-degree burglary, conspiracy to commit second-degree burglary, felonious possession of stolen property, and one count of possession of stolen firearms, but must arrest judgment on the conviction of accessory after the fact and one count of possession of stolen firearms. As a result, we remand for resentencing.\nI. Background\nOn 16 September 2009, David Forney (\u201cForney\u201d) received news that his grandfather had died. At the time, Forney, along with his fianc\u00e9 and children, resided in a two-bedroom trailer behind the Meadowlark Motel in Maggie Valley, North Carolina. After receiving the news about his grandfather, Forney took his family to visit relatives in Franklin, North Carolina. During their return to the Meadowlark Motel, Forney and his family stopped by his mother\u2019s place near Lake Junaluska.\nDefendant and his wife, April, also resided in the Meadowlark Motel with April\u2019s three children. They lived in an apartment less than one hundred yards from Forney\u2019s trailer. On 16 September 2009, defendant was in his apartment drinking beer, smoking crack cocaine, and using methamphetamine with Andre Logan, Tabitha Jones, Dustin Surrett, and Nathan Hayes. At some point they ran out of crack cocaine and decided to meet with Fomey to replenish their supply. The group got into April\u2019s car and met Forney near Lake Junaluska. They proceeded to buy crack cocaine from Forney and then returned to the apartment at the Meadowlark Motel. Defendant knew Forney would not be returning to his trailer until later, as he was attending a party near the lake; so defendant directed Dustin and Nathan to break into Forney\u2019s trailer and steal any guns or valuable items. Dustin and Nathan agreed.\nAround 9:00 p.m., Dustin broke through a back window of Forney\u2019s trailer. He then opened the sliding glass door to let in Nathan and Tabitha. Tabitha left soon after entering without removing anything. Dustin and Nathan, however, stole a flat screen television, laptop computer, Playstation 3, cameras, and a gun case containing a .17 caliber and a .22 caliber rifle. They took the items to defendant\u2019s apartment where he took possession and decided to move the items to his mother\u2019s house in Waynesville, North Carolina. Dustin and Nathan helped load the items into April\u2019s truck and April then drove the three men to defendant\u2019s mother\u2019s house. At his mother\u2019s house, the three transferred the items to the trunk of his mother\u2019s gold Chrysler, and continued to move the items throughout the night, stopping at various places on occasion to smoke crack.\nSometime between 11:00 p.m. and 1:00 a.m., Forney returned to his apartment to find that it had been burglarized. He immediately called the sheriff\u2019s department to report the break-in and theft. Tabitha notified defendant of the police presence at Forney\u2019s trailer. Defendant, Dustin, and Nathan proceeded to take the stolen items to the Whispering Pine Motel in Asheville, North Carolina, where defendant rented a room. April returned to the Meadowlark Motel to look after the children.\nAround 7:00 a.m., the three went to a friend\u2019s apartment in Waynesville where they unloaded the stolen items. Defendant then left with some other acquaintances, taking all the items except for the Playstation 3, which he let Dustin and Nathan keep. Nine days later, on 25 September 2009, law enforcement personnel stopped defendant near the Haywood and Buncombe County line. Defendant was driving his black Dodge Charger, with Kevin Keeny in the passenger seat. Law enforcement officers immediately arrested defendant and took him into custody. Keeny informed Buncombe County Anticrime Unit Officer Scott Hawkins that there were rifles in April\u2019s blue Dodge pickup truck outside of a hotel in Haywood County. The information was conveyed to drug agent Mark Mease with the Haywood County Sheriff\u2019s office. Mease went to the Days Inn Hotel, where he met April in the parking lot. April granted Mease permission to search her truck and the two rooms she and defendant were renting. The search of the rooms produced a gun case containing the two guns stolen from Forney\u2019s trailer. Defendant was charged with second-degree burglary, conspiracy to commit second-degree burglary, accessory after the fact to second-degree burglary, two counts of possession of a stolen firearm, and felonious possession of stolen property. He was also charged with being an habitual felon to which he pled guilty. At trial, a jury convicted defendant on all counts. The trial court orally consolidated the charges into one count based on defendant\u2019s habitual felon status, with a sentence of 168 to 211 months in prison. Defendant appeals.\nII. Analysis\nA. Disjunctive Jury Instructions\nDefendant first argues the trial court committed reversible error by instructing the jury on conflicting theories in regard to the burglary charge, which he argues could lead to a non-unanimous jury verdict. Specifically, defendant contends the trial court erred by instructing the jury in a disjunctive form that it could find defendant guilty of second-degree burglary under a theory of accessory before the fact, aiding and abetting, or acting in concert.\n\u201cNo person shall be convicted of any crime but by the unanimous verdict of a jury in open court.\u201d N.C. Const, art. I, \u00a7 24; see also N.C. Gen. Stat. \u00a7 15A-1237(b) (2009). We review the existence of a unanimous jury verdict de novo on appeal and in doing so \u201cwe must examine the verdict, the charge, the jury instructions, and the evidence to determine whether any ambiguity as to unanimity has been removed.\u201d State v. Petty, 132 N.C. App. 453, 461-62, 512 S.E.2d 428, 434 (1999). \u201cBurglary is a common law offense. To warrant a conviction thereof it must be made to appear that there was a breaking and entering during the nighttime of a dwelling or sleeping apartment with intent to commit a felony therein. That the building was or was not occupied at the time affects the degree.\u201d State v. Mumford, 227 N.C. 132, 133, 41 S.E.2d 201, 202 (1947); see also N.C. Gen. Stat. \u00a7 14-51 (2009).\nAt trial, the court instructed the jury on three legal theories under any of which the jury could find defendant guilty of the crime of second-degree burglary even though defendant did not actually break into Forney\u2019s trailer. The trial court first instructed the jury on the theory of acting in concert, explaining that\nfor a person to be guilty of a crime, it\u2019s not necessary that they do all of the []acts necessary to constitute the crime. If two or more persons join in a common purpose to commit second-degree burglary . . . , each of them, if actively or constructively present, is not only guilty of that crime, if the other person commits it, but is also guilty of any other crime committed by the other person in the furtherance or pursuance of the common purpose to commit second-degree burglary[.]\n.The trial court went on to instruct the jury concerning the theory of aiding and abetting that \u201c[a] person may be guilty of a crime although he personally does not do any of the acts necessary to constitute that crime.\u201d The elements for aiding and abetting as given by the trial court are that (1) the second-degree burglary must have been committed by someone else; (2) the defendant reasonably advised, instigated, encouraged, procured and/or aided the other person to commit the crime; and (3) the defendant\u2019s actions or his statements caused or contributed to the commission of the crime by that other person or persons. Finally, the trial court instructed the jury on the theory of accessory before the fact explaining that \u201c[a] person who, although . not present at the time the crime is committed, nevertheless counsels, procures, commands or knowingly aids another to commit second-degree burglary, ... is guilty . . . just as if he had been present and personally done all the acts necessary to constitute that crime.\u201d\nDefendant contends instructing the jury on the three separate theories was fatally ambiguous and could confuse the jury because two of the theories require the presence of defendant during the crime, while accessory before the fact requires defendant not be present during the crime. Defendant argues that the trial court\u2019s instructions were disjunctive and created a risk of ambiguity in the jury\u2019s verdict because some jurors might have convicted defendant on the theory that he was present during the crime on the basis of acting in concert, while others might have convicted him on the theory that he was not present as an accessory before the fact.\nOur Supreme Court has addressed disjunctive instructions under two lines of cases. See State v. Diaz, 317 N.C. 545, 346 S.E.2d 488 (1986); State v. Hartness, 326 N.C. 561, 391 S.E.2d 177 (1990).\nThere is a critical difference between the lines of cases represented by Diaz and Hartness. The former line establishes that a disjunctive instruction, which allows the jury to find a defendant guilty if he commits either of two underlying acts, either of which is in itself a separate offense, is fatally ambiguous because it is impossible to determine whether the jury unanimously found that the defendant committed one particular offense. The latter line establishes that if the trial court merely instructs the jury disjunctively as to various alternative acts which will establish an element of the offense, the requirement of unanimity is satisfied.\nState v. Lyons, 330 N.C. 298, 302-03, 412 S.E.2d 308, 312 (1991). The juiy instructions in the case at hand follow the Hartness line of cases in which a disjunctive instruction does not lead to an ambiguous verdict.\nIn Diaz, the trial court instructed the jury to return a guilty verdict if it determined the defendant \u201cknowingly possessed or knowingly transported marijuana.\u201d Diaz, 317 N.C. at 553, 346 S.E.2d at 494. Our Supreme Court has\nnoted that transportation and possession of marijuana \u201care separate trafficking offenses for which a defendant may be separately convicted and punished\u201d and that by instructing the jury as he did, the trial judge \u201csubmitted two possible crimes to the jury.\u201d This Court found the instruction to be fatally ambiguous because it was impossible to determine whether all of the jurors found possession, all found transportation, or some found one and some the other.\nHartness, 326 N.C. at 564, 391 S.E.2d at 179 (citation omitted).\nAlternatively, in Hartness the Supreme Court held that\n[e]ven if we assume that some jurors found that one type of sexual conduct occurred and others found that another transpired, the fact remains that the jury as a whole would unanimously find that there occurred sexual conduct within the ambit of \u201cany immoral, improper, or indecent liberties.\u201d Such a finding would be sufficient to establish the first element of the crime charged.\nId. at 565, 391 S.E.2d at 179 (quoting N.C. Gen. Stat. \u00a7 14-202.1 (1981)). Therefore, \u201cA single wrong [may be] established by a finding of various alternative elements.\u201d Id. at 566, 391 S.E.2d at 180.\nIn the case sub judice, the trial court instructed the jury as to three alternative theories of guilt under which defendant could be found guilty of second-degree burglary. The separate theories of guilt were not separate offenses, but were merely different methods under which the jury could find defendant guilty of second-degree burglary. All the theories require that defendant have had a common mindset to burglarize the Forneys\u2019 residence and also acted in furtherance of the crime. The evidence shows that defendant had the similar intent and desire for the burglary to occur. He ordered and encouraged Nathan and Dustin to commit the burglary. Even if some of the jurors found defendant to be constructively present for the crime under acting in concert or aiding and abetting, while others found him to not be present under accessory before the fact, the fact remains that the jury as a whole would unanimously find that defendant had the same intent needed to warrant a conviction of second-degree burglary.\nAlso, whether or not defendant was present during the crime is not \u201cin itself a separate offense.\u201d See Lyons, 330 N.C. at 302, 412 S.E.2d at 312. Even further, defendant cannot be separately convicted and punished under the three theories because defendant cannot be guilty as a principal and an accessory to the same crime. See State v. Rowe, 81 N.C. App. 469, 471-72, 344 S.E.2d 574, 576, appeal dismissed, disc. review granted in part, decision vacated in part, 318 N.C. 419, 349 S.E.2d 604 (1986). Therefore, we find no error in the jury instructions on the three separate theories, two requiring defendant\u2019s presence and one requiring him to not be present, as they were merely different methods for the State to prove the underlying offense of second-degree burglary.\nB. Failure to Instruct on Defense of Voluntary Intoxication\nIn defendant\u2019s second argument he contends the trial court committed plain error in failing to instruct the jury on the defense of voluntary intoxication. Defendant did not object to the trial court\u2019s failure to give the instruction on the defense of voluntary intoxication. Defendant argues each crime he was charged with has an element of specific intent and his voluntary intoxication would negate this element in each charge. We disagree.\nOur Supreme Court \u201chas elected to review unpreserved issues for plain error when they involve either (1) errors in the judge\u2019s instructions to the jury, or (2) rulings on the admissibility of evidence.\u201d State v. Gregory, 342 N.C. 580, 584, 467 S.E.2d 28, 31 (1996). Plain error arises when the error is \u201cso basic, so prejudicial, so lacking in its elements that justice cannot have been done[.]\u201d State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1984) (internal quotation marks and citation omitted). \u201cUnder the plain error rule, defendant must convince this Court not only that there was error, but that absent the error, the jury probably would have reached a different result.\u201d State v. Jordan, 333 N.C. 431, 440, 426 S.E.2d 692, 697 (1993).\n\u201cAlthough voluntary intoxication is no excuse for crime, where a specific intent is an essential element of the offense charged, the fact of intoxication may negate the existence of that intent.\u201d State v. Bunn, 283 N.C. 444, 458, 196 S.E.2d 777, 786 (1973). However, to warrant an instruction on voluntary intoxication,\n[t]he evidence must show that at the time of the [crime] the defendant\u2019s mind and reason were so completely intoxicated and overthrown as to render him utterly incapable of forming a deliberate and premeditated purpose .... In the absence of such evidence of intoxication to such degree, the court is not required to charge the jury thereon.\nState v. Medley, 295 N.C. 75, 79, 243 S.E.2d 374, 377 (1978) (citation omitted).\nDefendant argues second-degree burglary, possession of stolen goods and firearms, and conspiracy to commit second-degree burglary all involve an element of specific intent which can be negated by the defense of voluntary intoxication. Defendant further contends that generally the burden is on defendant to raise an affirmative defense, but where the defense arises from the State\u2019s own evidence, it is not an affirmative defense and the burden is on the State to disprove it. See State v. Caddell, 287 N.C. 266, 290, 215 S.E.2d 348, 363 (1975). At trial, the State did present evidence that defendant had been smoking crack cocaine throughout the night of 16 September 2009. Nonetheless, the State did not present any evidence regarding the effect smoking crack cocaine had on defendant, specifically his inability to formulate the intent to perform the crimes with which he was charged. \u201cEvidence of mere intoxication ... is not enough to meet defendant\u2019s burden of production.\u201d State v. Mash, 323 N.C. 339, 346, 372 S.E.2d 532, 536 (1988) (Defendant was awarded a new trial because the trial court failed to give instruction on voluntary intoxication, but there the defendant had been found to be \u201cdefinitely drunk\u201d and \u201cpretty high.\u201d The defendant had returned to the party \u201cdrunker, wilder and out of control\u201d and was having trouble walking and speaking.).\nIn the case at hand, the evidence presented by the State of defendant having smoked crack cocaine does not amount to the level of intoxication involved in Mash. Neither party presented evidence regarding crack cocaine\u2019s effect on defendant\u2019s mental state. The evidence shows defendant was fully functional through the night and the next morning as he helped transport the stolen items around Western North Carolina. Based on the lack of evidence showing the effects of smoking crack cocaine on defendant, we find the trial court did not commit plain error in failing to instruct the jury on the defense of voluntary intoxication.\nC. Jury Instruction on Theory of Accessory Before the Fact\nDefendant next argues the trial court committed plain error by instructing the jury on the theory of accessory before the fact. This is an extension of defendant\u2019s first argument contesting the use of the accessory before the fact instruction because it could lead to jury confusion. Defendant maintains that the North Carolina legislature fully abolished the theory of accessory before the fact through the enactment of N.C. Gen. Stat. \u00a7 14-5.2 in 1994. We disagree.\nAs stated above, we review jury instructions not objected to at the trial level for plain error. See Gregory, 342 N.C. at 584, 467 S.E.2d at 31. Defendant contends the State used a shotgun strategy to convict him of second-degree burglary by charging him with six distinct offenses arising out of the same burglary. He argues that his conviction of accessory before the fact should be vacated based on N.C. Gen. Stat. \u00a7 14-5.2 (2009), which he contends abolished the theory. Defendant, however, misconstrues the statute. The statute in relevant part states: \u201cAll distinctions between accessories before the fact and principals to the commission of a felony are abolished. Every person who heretofore would have been guilty as an accessory before the fact to any felony shall be guilty and punishable as a principal to that felony.\u201d N.C.G.S. \u00a7 14-5.2. The statute did not abolish the theory of accessory before the fact, but merely abolished the distinction between an accessory before the fact and a principal, meaning that a person who is found guilty as an accessory before the fact should be convicted as a principal to the crime. As a result, a defendant may not be convicted as both an accessory before the fact to a crime and as a principal to the crime. See Rowe, 81 N.C. App. at 471-72, 344 S.E.2d at 576. Here, defendant was not convicted of a separate offense of accessory before the fact; instead the jury merely had the opportunity to find defendant guilty of burglary in the second-degree using the theory of accessory before the fact. Therefore, the trial court did not err in its instruction to the jury on the theory of accessory before the fact.\nD. Conviction of Accessory After the Fact\nDefendant\u2019s final argument is that the trial court erred in failing to arrest judgment on his accessory after the fact conviction because defendant cannot be both a principal and an accessory to the same crime. We agree.\nWe review questions of law under the de novo standard of review. In re Appeal of the Greens of Pine Glen Ltd. P\u2019ship, 356 N.C. 642, 647, 576 S.E.2d 316, 319 (2003). When we apply the de novo standard of review, we consider the matter anew and freely substitute our own judgment for that of the lower court. Sutton v. N.C. Dep\u2019t of Labor, 132 N.C. App. 387, 389, 511 S.E.2d 340, 341 (1999). It is fundamental that accessories and principals to a crime are two distinct categories of participants and therefore one cannot be guilty of the crime under both theories. See Rowe, 81 N.C. App. at 471, 344 S.E.2d at 576.\nA principal is one who either alone or in concert with others commits or accomplishes a forbidden criminal act or acts, State v. Small, 301 N.C. 407, 272 S.E.2d 128 (1980) ; while an accessory is one who either before the fact counsels, encourages, instigates or procures another to commit a felony \u2014State v. Sauls, 291 N.C. 253, 230 S.E.2d 390 (1976), cert. denied, 431 U.S. 916, 53 L. Ed. 2d 226, 97 S. Ct. 2178 (1977)\u2014or after a felony is committed knowingly renders assistance to the felon. State v. Potter, 221 N.C. 153, 19 S.E.2d 257 (1942).\nId. As a result, defendant cannot be a principal and an accessory after the fact to second-degree burglary. Therefore, the trial court erred in failing to arrest judgment for defendant\u2019s conviction of accessory after the fact to second-degree burglary.\nWe also note the trial court erred in convicting defendant of two counts of possession of a stolen firearm. While defendant did possess the two separate stolen firearms, we hold that defendant may not be convicted on separate counts for each firearm possessed. See State v. Boykin, 78 N.C. App. 572, 575-76, 337 S.E.2d 678, 681 (1985) (\u201c[T]he Legislature . . . did not intend ... to create a separate unit of prosecution for each firearm stolen nor to allow multiple punishment for the theft of multiple firearms ....\u201d). Although Boykin construes N.C. Gen. Stat. \u00a7 14-72(b)(4), we believe its interpretation of the Legislature\u2019s intent applies to charges of possession of stolen firearms under N.C. Gen. Stat. \u00a7 71.1. See N.C. Gen. Stat. \u00a7\u00a7 14-72(b)(4),-71.1 (2009). Consequently, we arrest judgment on one of defendant\u2019s convictions of possession of a stolen firearm. We must also remand the judgment for resentencing because the trial court consolidated it with the accessory after the fact and possession of a stolen firearm convictions, which we have now vacated. See State v. Brown, 350 N.C. 193, 213, 513 S.E.2d 57, 70 (1999). \u201c[W]e cannot assume that the trial court\u2019s consideration of two offenses, as opposed to one, had no affect [sic] on the sentence imposed.\u201d Id.\nIII. Conclusion\nBased on the foregoing, we find no error on behalf of the trial court in connection with defendant\u2019s convictions of second-degree burglary, conspiracy to commit second-degree burglary, possession of stolen goods, and one count of possession of a stolen firearm\u2014 Nos. 10CRS000686, 10CRS05060I and 10CRS050603. But, we arrest judgment on defendant\u2019s conviction for accessory after the fact and one count of possession of a stolen firearm \u2014 Nos. 10CRS000575 and 10CRS050602. Furthermore, we remand for resentencing.\nAs to Nos. 10CRS000686, 10CRS050601 and 10CRS050603, no error.\nAs to Nos. 10CRS000575 and 10CRS050602, arrest judgment.\nRemand for resentencing.\nJudges STEELMAN and ERVIN concur.",
        "type": "majority",
        "author": "McCullough, Judge."
      }
    ],
    "attorneys": [
      "Attorney General Roy Cooper, by Assistant Attorney General Charles G. Whitehead, for the State.",
      "Michael E. Casterline for defendant appellant."
    ],
    "corrections": "",
    "head_matter": "STATE OF NORTH CAROLINA v. THOMAS JAY ALLEN SURRETT\nNo. COA11-428\n(Filed 15 November 2011)\n1. Burglary and Unlawful Breaking or Entering \u2014 instructions \u2014 disjunctive\u2014theories of underlying offense\nThe trial court did not err by giving disjunctive instructions in a prosecution for second-degree burglary allowing a conviction under the theories of accessory before the fact, aiding and abetting, or acting in concert. Two of the instructions required defendant\u2019s presence for conviction and one required that he not be present, but all were merely different methods for the State to prove the underlying offense of second-degree burglary.\n2. Criminal Law \u2014 defenses\u2014voluntary intoxication \u2014 evidence not sufficient\nThere was no plain error in the trial court\u2019s failure to instruct the jury on voluntary intoxication in a prosecution for second-degree burglary where neither party presented evidence regarding crack cocaine\u2019s effect on defendant\u2019s mental state.\n3. Accomplices and Accessories \u2014 instructions\u2014accessory before the fact \u2014 not a separate offense\nThe trial court did not err in a second-degree burglary prosecution in its instruction on accessory before the fact. Although defendant argued that the legislature fully abolished the theory of accessory before the fact through the enactment of N.C.G.S. \u00a7 14-5.2, that statute merely abolished the distinction between an accessory before the fact and a principal, so that a defendant may not be convicted as both an accessory before the fact and as a principal. In this case, the jury merely had the opportunity to find defendant guilty of second-degree burglary using the theory of accessory before the fact; he was not convicted of a separate offense of accessory before the fact.\n4. Accomplices and Accessories \u2014 accessory after the fact\u2014 arrest of judgment\nThe trial court erred in a second-degree murder prosecution by not arresting judgment for defendant's conviction of accessory after the fact because he could not be both an accessory and a principal.\n5. Firearms and Other Weapons \u2014 possession of two stolen firearms \u2014 one count\nThe trial court erred by convicting defendant of two counts of possession of a stolen firearm where defendant possessed two separate firearms. State v. Boykin, 78 N.C. App. 572, was distinguished.\nAppeal by defendant from judgment entered 3 November 2010 by Judge James U. Downs in Haywood County Superior Court. Heard in the Court of Appeals 12 October 2010.\nAttorney General Roy Cooper, by Assistant Attorney General Charles G. Whitehead, for the State.\nMichael E. Casterline for defendant appellant."
  },
  "file_name": "0089-01",
  "first_page_order": 99,
  "last_page_order": 110
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