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      "STATE OF NORTH CAROLINA v. SAMUEL KRIS HUNT"
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      {
        "text": "STEPHENS, Judge.\nProcedural History and Evidence\nIn State v. Hunt, _N.C. App. _, _, 710 S.E.2d 339, 340 (2011), this Court vacated Defendant Samuel Kris Hunt\u2019s convictions for second-degree sexual offense and crime against nature after concluding that the State failed to present sufficient evidence of the victim\u2019s mental disability to survive Defendant\u2019s motions to dismiss. Our Supreme Court reversed, holding that the State presented sufficient evidence to survive Defendant\u2019s motions to dismiss the charges of second-degree sexual offense and crime against nature, and remanded for this Court to consider Defendant\u2019s issues on appeal not addressed by our original opinion. State v. Hunt, _N.C. _, _, 722 S.E.2d 484, 492 (2012).\nOn 6 October 2009, Defendant was tried on charges of second-degree sexual offense and crime against nature during the criminal session of the Randolph County Superior Court. The State\u2019s evidence tended to show that on 25 May 2008 Defendant\u2019s daughter Madison had a sixteenth birthday party followed by a sleepover at Defendant\u2019s home, which her friends Clara, then age seventeen, and Ashley attended. Defendant and his wife went out drinking with another couple around 9:00 p.m., returning at about 3:00 a.m. the next morning.\nClara testified that, when Defendant returned home, she was watching a movie with Madison, Ashley, and Defendant\u2019s four younger children. Defendant came and tapped Clara on the arm, motioning for her to follow him into the kitchen. Once in the kitchen, Defendant began touching Clara on her breasts, vagina, and \u201cbutt\u201d and asked if she \u201clike[d] it[.]\u201d Defendant then pulled his penis out of his sweatpants and forced Clara\u2019s head down. Clara was scared, but put Defendant\u2019s penis in her mouth. When Clara tried to raise her head, Defendant pushed her head back down and forced his penis into her mouth again. Defendant told her, \u201cDon\u2019t tell nobody. I can get in serious trouble.\u201d Eventually Clara pulled her head away. Defendant then told Clara to go to a bedroom and take off her clothes, but instead she returned to the living room.\nClara told Ashley what Defendant had done, and later told Madison, asking for protection from Defendant. The next morning, Madison told her mother what had happened. The mother confronted Defendant, who eventually admitted what had occurred. When Clara returned home that morning and told her father what had happened, he took her to the police station to give a statement. Defendant was subsequently detained by police. The State presented testimony from Clara\u2019s special education teacher, school resource officer, and social workers regarding Clara\u2019s mental disability, to wit, that Clara was \u201cclassified as intellectually disabled in the mild category[,]\u201d had an IQ lower than 70, and was enrolled in classes for children with learning disabilities.\nDefendant testified that, when he returned home from a night of drinking, he believed Clara was interested in a sexual encounter. Defendant admitted that Clara performed oral sex on him, but claimed that this contact was consensual. Defendant stated that Clara had called boyfriends from his home. He said Clara\u2019s father had told Defendant he was proud of Clara being a \u201cstraight A student.\u201d Defendant denied knowing that Clara had any mental disability until the police informed him of this fact. Defendant also testified that while he was in school, he took \u201cSlow Learning Disability\u201d classes, had failed the second and eighth grades, and failed in his first attempt to obtain his GED.\nOn 8 October 2009, a jury found Defendant guilty of second-degree sexual offense and crime against nature. The trial court consolidated the convictions and sentenced Defendant to 73-97 months in prison. Defendant gave notice of appeal in open court.\nDiscussion\nOn remand, we address Defendant\u2019s two remaining arguments on appeal: (1) that Defendant received ineffective assistance of counsel at trial; and (2) that the trial court erred by not granting Defendant\u2019s motion for a mistrial based on defense counsel\u2019s purported conflict of interest. As discussed below, we vacate Defendant\u2019s conviction for crime against nature as a violation of constitutional prohibitions on double jeopardy. We find no error concerning Defendant\u2019s conviction for second-degree sexual offense.\nIneffective Assistance of Counsel Claims\nA. \u201cOpening the Door\u201d to Evidence of Defendant\u2019s Other Sexual Offense Charges\nDefendant argues that his trial counsel provided ineffective assistance when he asked Defendant on direct examination if he had \u201cever done such a thing before,\u201d despite knowing of other sexual offense charges pending against Defendant. We disagree.\nA criminal defendant has a constitutional right to the effective assistance of counsel. State v. Braswell, 312 N.C. 553, 561, 324 S.E.2d 241, 247 (1985) (citation omitted).\nTo successfully assert an ineffective assistance of counsel claim, defendant must satisfy a two-prong test. First, he must show that counsel\u2019s performance fell below an objective standard of reasonableness. Second, once defendant satisfies the first prong, he must show that the error committed was so serious that a reasonable probability exists that the trial result would have been different absent the error. However, the fact that counsel made an error, even an unreasonable error, does not warrant reversal of a conviction unless there is a reasonable probability that, but for counsel\u2019s errors, there would have been a different result in the proceedings. This determination must be based on the totality of the evidence before the finder of fact.\nState v. Batchelor, 202 N.C. App. 733, 739, 690 S.E.2d 53, 57 (2010) (citations, quotation marks, and brackets omitted). \u201cA reasonable probability is a probability sufficient to undermine confidence in the outcome.\u201d Strickland v. Washington, 466 U.S. 668, 694, 80 L. Ed. 2d 674, 698 (1984). Our appellate courts \u201cengage[] in a presumption that trial counsel\u2019s representation is within the boundaries of acceptable professional conduct\u201d when reviewing ineffective assistance of counsel claims. State v. Roache, 358 N.C. 243, 280, 595 S.E.2d 381, 406 (2004) (citation omitted).\nHere, at the time of trial, Defendant faced sexual offense charges based on allegations by his daughter Madison that Defendant had sexually abused her when she was between the ages of eleven and fifteen. When trial counsel asked Defendant if he had \u201cever done such a thing before,\u201d Defendant replied, \u201cNo.\u201d As a result, the State was allowed to call Madison to testify about Defendant\u2019s alleged sexual abuse of her. Defendant contends that his trial counsel\u2019s performance fell below an objective standard of reasonableness because there was no strategic benefit in opening the door to Madison\u2019s testimony on this point. We agree. However, because we conclude that the evidence about the other pending sexual offense charges did not likely affect the jury\u2019s verdicts, Defendant was not prejudiced by his trial counsel\u2019s error and, accordingly, has failed to successfully assert an ineffective assistance of counsel claim.\nA defendant commits second-degree sexual offense when he engages in a sexual act with a victim who is mentally disabled and who the defendant knew or reasonably should have known was mentally disabled. N.C. Gen. Stat. \u00a7 14-27.5(a)(2) (2011). Defendant admitted to engaging in a sex act with Clara, and substantial evidence of Clara\u2019s mental disability was presented. Thus, the main factual question for the jury was whether Defendant knew or should have known about Clara\u2019s mental disability.\nThe evidence that came in when Defendant\u2019s trial counsel opened the door concerned Defendant\u2019s alleged sexual offenses against his own daughter while she was a minor and the resulting criminal charges Defendant faced at the time of trial. This evidence suggested that Defendant was inclined to (1) commit incestuous acts and (2) have sexual encounters with a girl he knew to be underage. Thus, this evidence was irrelevant to the main issue before the jury in deciding the second-degree sexual offense charge: Defendant\u2019s awareness of Clara\u2019s mental disability.\nWe recognize that evidence of Defendant\u2019s alleged sexual offenses against his daughter reflected poorly on Defendant\u2019s character, to say the least, and may have suggested to the jury that Defendant was a thoroughly unpleasant person who showed an appalling lack of judgment when it came to his roles as a father and an adult man. However, Defendant had already revealed this distasteful aspect of himself to the jury by admitting that he had a sexual encounter with his daughter\u2019s seventeen-year-old friend in the family kitchen during his daughter\u2019s sixteenth birthday sleepover while his daughter and other children were present in the next room. As such, we cannot conclude that the evidence in question likely altered the jury\u2019s verdict. Accordingly, we overrule Defendant\u2019s Ineffective assistance of counsel challenge to his conviction for second-degree sexual offense.\nB, Double Jeopardy\nDefendant also argues that he received ineffective assistance of counsel to the extent his trial counsel failed to argue double jeopardy regarding the second-degree sexual offense and crime against nature charges against him, and in the alternative, that if trial counsel did adequately raise the issue, the court erred in failing to arrest judgment upon one of his subsequent convictions. We agree.\nDouble jeopardy bars additional punishment where the offenses have the same elements or when one offense is a lesser included offense of the other. On the other hand, where each offense requires proof of an additional element not included in the other, the offenses are distinct and the defendant may be prosecuted and punished for each offense. If ... a single act constitutes an offense against two statutes and each statute requires proof of an additional fact which the other does not, the offenses are not the same in law and in fact and a defendant may be convicted and punished for both.\nState v. McAllister, 138 N.C. App. 252, 255-56, 530 S.E.2d 859, 862 (2000) (citations omitted).\nAs noted by our Supreme Court in the case at bar, following the United States Supreme Court decision in Lawrence v. Texas, 539 U.S. 558, 156 L. Ed. 2d 508 (2003), a defendant challenged the constitutionality of our State\u2019s crime against nature statute, N.C. Gen. Stat. \u00a7 14-177, asserting that there was no legitimate state interest in regulating many types of sexual acts traditionally charged under the statute. See State v. Whiteley, 172 N.C. App. 772, 616 S.E.2d 576 (2005). This Court held the crime against nature statute was constitutional, but also held that it can only \u201cproperly be used to prosecute conduct in which a minor is involved, conduct involving non-consensual or coercive sexual acts, conduct occurring in a public place, or conduct involving prostitution or solicitation].]\u201d Id. at 779, 616 S.E.2d at 581. Thus, following Lawrence and Whiteley, a conviction under section 14-177 requires proof not only of commission of an unnatural sexual act (as pre-Lawrence~), but also proof of one of the additional four circumstances listed in Whiteley.\nAs discussed supra, second-degree sexual offense, as charged in Defendant\u2019s indictment, required proof of (1) a sexual act with a victim who was (2) mentally disabled such that she could not consent to the sexual act, and (3) who Defendant knew or should have known could not consent. N.C. Gen. Stat. \u00a7 14-27.5(a); see also State v. Washington, 131 N.C. App. 156, 167, 506 S.E.2d 283, 290 (1998) (holding that a person who is mentally disabled is \u201cstatutorily deemed incapable of consenting\u201d to sexual acts). Also, as discussed above, the crime against nature charge here required proof of (1) a sex act. (2) that was nonconsensual based on the victim\u2019s mental disability. Whiteley, 172 N.C. App. at 779, 616 S.E.2d at 581; Hunt, _ N.C. at _., 722 S.E.2d at 490-91. The specific sex act committed by Defendant was fellatio, which is a \u201csexual act\u201d for purposes of both statutes. N.C. Gen. Stat. \u00a7 14-27.1(4) (2011); see also State v. Jacobs, 128 N.C. App. 559, 495 S.E.2d 757 (holding that fellatio is a sexual act for purposes of second-degree sexual offense), cert. denied, 348 N.C. 506, 510 S.E.2d 665 (1998); State v. Poe, 40 N.C. App. 385, 252 S.E.2d 843, cert. denied and appeal dismissed, 298 N.C. 303, 259 S.E.2d 304 (1979) (holding that fellatio is a crime against nature), appeal dismissed, 445 U.S. 947, 63 L. Ed. 2d 782 (1980).\nHere, the trial court instructed the jury that to find Defendant guilty of second-degree sexual offense, it must find beyond a reasonable doubt that Defendant (1) committed the sex act of fellatio with Clara who was (2) mentally disabled such that she could not consent and that Defendant (3) knew or should reasonably have known of Clara\u2019s mental disability. As to the crime against nature charge, the trial court instructed the jury that to return a guilty verdict, it must find beyond a reasonable doubt that Defendant (1) committed the unnatural sex act of fellatio with Clara, (2) \u201can adult who was mentally disabled or incapacitated or physically helpless so as to be incapable of properly consenting.\u201d Thus, on the particular facts of Defendant\u2019s case, crime against nature was a lesser-included offense of second-degree sexual offense, and entry of judgment on both convictions subjected Defendant to unconstitutional double jeopardy. See McAllister, 138 N.C. App. at 255, 530 S.E.2d at 862.\nWe recognize that in discussing the sufficiency of the evidence to withstand Defendant\u2019s motions to dismiss the crime against nature charge, our Supreme Court also referred to the presence of other Whiteley circumstances in this case, specifically that Clara was coerced and was a minor. Hunt, _N.C. at _, 722 S.E.2d at 490-91 (\u201cHere, the record contains sufficient evidence that [Defendant engaged in nonconsensual or coercive sexual acts with a minor. As [Defendant concededly knew, Clara was seventeen at the time of her encounter with him.\u201d). Either of these Whiteley circumstances would have been sufficient to support the crime against nature charge and would have required proof of an additional fact not part of the second-degree sexual offense charge, avoiding double jeopardy. However, as noted supra, as to the crime against nature charge, the trial court only instructed the jury on lack of consent based upon Clara\u2019s mental disability. Accordingly, we must vacate Defendant\u2019s conviction for crime against nature and remand to the trial court for resentencing.\nMotion for Mistrial\nDefendant also argues that the trial court erred in refusing to grant his motion for a mistrial. We disagree.\n\u201cWhether to grant a motion for mistrial is within the sound discretion of the trial court and its ruling will not be disturbed on appeal unless it is so clearly erroneous as to amount to a manifest abuse of discretion.\u201d State v. McCarver, 341 N.C. 364, 383, 462 S.E.2d 25, 36 (1995), cert. denied, 517 U.S. 1110, 134 L. Ed. 2d 482 (1996). A trial court abuses its discretion only where \u201cits ruling was so arbitrary that it could not have been the result of a reasoned decision.\u201d State v. Hayes, 314 N.C. 460, 471, 334 S.E.2d 741, 747 (1985) (citation omitted). A mistrial should be declared only \u201cwhen there are such serious improprieties as would make it impossible to attain a fair and impartial verdict under the law.\u201d State v. Norwood, 344 N.C. 511, 537, 476 S.E.2d 349, 361 (1996) (citation and quotation marks omitted), cert. denied, 520 U.S. 1158, 137 L. Ed. 2d 500 (1997).\nHere, near the end of the State\u2019s case-in-chief, the prosecutor raised a concern about possible perjury by the Defendant\u2019s teenage son. Out of the presence of the jury, the trial court called to the stand a therapeutic counselor who had custody of Defendant\u2019s son at the time of trial. The counselor testified on voir dire that, following a phone conversation with defense counsel the night before, the son had asked what would happen to someone who lied in court. The counselor also testified that he had not actually heard defense counsel telling the son what to say in court. Defendant did not move for a mistrial. At the close of the State\u2019s evidence, Defendant moved to dismiss on various grounds, all of which were denied by the trial court. The trial court also addressed the counselor\u2019s voir dire testimony, remarking that while an attorney cannot offer evidence he knows to be false, a good trial lawyer would certainly prepare a witness and go over the witness\u2019 testimony. Neither side raised any objection to the trial court\u2019s remarks, and subsequently, defense counsel indicated that he would not call the son as doing so would not \u201chelp either side.\u201d\nLater, midway through Defendant\u2019s case, defense counsel did move for a mistrial, stating that he might now want to call the son, but feared that he (defense counsel) would be called as a witness if the son testified. Following a discussion with defense counsel, the trial court denied the motion, stating that until the son was called and testified, there were no grounds for a mistrial. The trial court also assured defense counsel that if the son were called and anything occurred requiring a mistrial, it would reconsider the motion. However, the defense never called the son to testify.\nThe dissent suggests that the trial court was required to conduct an evidentiary hearing into the matter. However, our Supreme Court has specifically rejected the argument that a trial court is required to hold an evidentiary hearing into a possible conflict of interest, stating that \u201ctrial courts can determine in their discretion whether such a full-blown proceeding [an evidentiary hearing] is necessary or whether some other form of inquiry is adequate and sufficient.\u201d State v. Choudhry, 365 N.C. 215, 223, 717 S.E.2d 348, 354 (2011).\nHere, regarding the possible conflict of interest, the trial court held a voir dire of the therapeutic counselor, discussed the latitude and limits of an attorney\u2019s responsibility to prepare witnesses for trial, discussed the possible grounds for a mistrial with defense counsel extensively, and assured defense counsel that a mistrial would be declared if grounds arose as the trial proceeded. These actions reflect the trial court\u2019s consideration of defense counsel\u2019s potential conflict of interest to the extent it believed was \u201cadequate and sufficient.\u201d Id. In light of this consideration, we cannot characterize the court\u2019s subsequent denial of Defendant\u2019s motion for a mistrial as \u201cso arbitrary that it could not have been the result of a reasoned decision.\u201d Hayes, 314 N.C. at 471, 334 S.E.2d at 747. As such, we see no abuse of discretion in the trial court\u2019s handling of this situation. Accordingly, we overrule this argument.\nConclusion\nIn sum, we conclude that Defendant received effective assistance of counsel and a trial free from prejudicial error as to the second-degree sexual offense charge, but vacate his conviction for crime against nature and remand to the trial court for resentencing.\nNO ERROR IN PART; VACATED AND REMANDED IN PART.\nChief Judge MARTIN concurs.\nJudge STROUD concurs in part and dissents in part.\n. We refer to Defendant\u2019s minor daughter and the party guests by pseudonyms to protect their identities.\n. The phrase \u201copening the door\u201d refers to the principle that \u201c[w]here one party introduces evidence as to a particular fact or transaction, the other party is entitled to introduce evidence in explanation or rebuttal thereof, even though such latter evidence would be incompetent or irrelevant had it been offered initially.\u201d State v. Albert, 303 N.C. 173, 177, 277 S.E.2d 439, 441 (1981) (citations omitted).\n. We note that Clara was seventeen years old at the time of the offense. Thus, based upon Clara\u2019s age alone (rather than on her mental disability), Defendant\u2019s sexual relations with her, while perhaps morally reprehensible, would not be criminal under our statutes regarding indecent liberties with a child, N.C. Gen. Stat. \u00a7 14-202.1 (2011), statutory rape, N.C. Gen. Stat. \u00a7 14-27.7A (2011), or any other criminal statute, as the \u201cage of consent\u201d in this State is sixteen (in the absence of force or other additional circumstances). See also N.C. Gen. Stat. \u00a7 14-27.2 (2011) (first-degree rape); N.C. Gen. Stat. \u00a7 14-27.2A (2011) (rape of a child); N.C. Gen. Stat. \u00a7 14-27.4 (2011) (first-degree sexual offense); N.C. Gen. Stat. \u00a7 14-27.4A (2011) (sexual offense with a child). However, in light of our Supreme Court\u2019s opinion in Hunt, it appears that sexual acts committed with a consenting sixteen- or seventeen-year-old could sustain a charge under the crime against nature statute.",
        "type": "majority",
        "author": "STEPHENS, Judge."
      },
      {
        "text": "STROUD, Judge\nconcurring in part and dissenting in part.\nBecause I believe that the trial court erred by failing to conduct an evidentiary hearing to determine whether defense counsel\u2019s conflict of interest would require that the court order a mistrial, I dissent from the majority\u2019s opinion. I agree with the majority\u2019s determination that defense counsel\u2019s actions in \u201copening the door\u201d to evidence regarding defendant\u2019s sexual abuse of his daughter fell below a reasonable standard but, because defendant was not prejudiced by his trial counsel\u2019s error, this did not amount to ineffective assistance of .counsel. I also agree with the majority\u2019s determination regarding defendant\u2019s remaining arguments as to ineffective assistance of counsel and that the charge of crime against nature amounted to a violation of defendant\u2019s double jeopardy rights. I will only review the facts as necessary to address the issue upon which I dissent.\nThe majority concludes that the trial court did not abuse its discretion in denying defendant\u2019s motion for a mistrial because \u201cthe defense never called the son to testify[.]\u201d I disagree, as this analysis fails to address the heart of the motion for mistrial which was defense counsel\u2019s conflict of interest. Defendant argues that his motion for a mistrial should have been granted because his trial counsel \u201chad a direct conflict of interest between defending himself from accusations of possibly suborning perjury and coaching a minor witness,\u201d and having the witness testify on defendant\u2019s behalf or even presenting an offer of proof for preservation of the record. Defendant argues that accusations by the prosecutor and the subsequent warnings from the trial court to his trial counsel \u201cunconstitutionally chilled defense counsel\u2019s representation of [defendant]\u201d by preventing him from presenting his defense, as defendant\u2019s son was not called by defense counsel even though he \u201cclaimed to have information sufficient to make a difference in the trial[.]\u201d Defendant concludes that by giving warnings to his defense counsel regarding perjury, misrepresentation to the court, and coaching a witness and then denying defense counsel\u2019s motions for mistrial based on a conflict of interest, the trial court \u201cimproperly projected himself into this case in a manner calculated to alter counsel\u2019s trial strategy\u201d and therefore, he should have a new trial. The State counters that \u201c[t]he facts in this case show that nothing occurred that effected defendant\u2019s ability to receive a fair trial\u201d and the trial court did not abuse its discretion in denying defense counsel\u2019s motions for mistrial. The State further argues that the trial court\u2019s actions in handling the accusations that defense counsel had coached the witness were \u201cfair, just and impartial[,]\u201d.the trial court\u2019s remarks to defense counsel did not deprive defendant of due process, and defendant\u2019s argument should be overruled because it lacks merit.\nN.C. Gen. Stat. \u00a7 15A-1061 (2007) states that\n[u]pon motion of a defendant or with his concurrence the judge may declare a mistrial at any time during the trial. The judge must declare a mistrial upon the defendant\u2019s motion if there occurs during the trial an error or legal defect in the proceedings, or conduct inside or outside the courtroom, resulting in substantial and irreparable prejudice to the defendant\u2019s case... .\n\u201c[A] motion for mistrial must be granted if there occurs an incident of such a nature that it would render a fair and impartial trial impossible under the law.\u201d State v. McCraw, 300 N.C. 610, 620, 268 S.E.2d 173, 179 (1980) (citation omitted). The decision as to whether substantial and irreparable prejudice has occurred lies within the court\u2019s discretion and, absent a showing of abuse of that discretion, the decision of the trial court will not be disturbed on appeal. State v. Mills, 39 N.C. App. 47, 50, 249 S.E.2d 446, 448 (1978) (citation omitted), disc. review denied, 296 N.C. 588, 254 S.E.2d 33 (1979). As an actual conflict of interest could \u201crender a fair and impartial trial impossible under the law[,]\u201d see McCraw, 300 N.C. at 620, 268 S.E.2d at 179, a motion for a mistrial can be based on a conflict of interest. See State v. Bruton, 344 N.C. 381, 391, 474 S.E.2d 336, 343 (1996); State v. Whiteside, 325 N.C. 389, 407, 383 S.E.2d 911, 921 (1989).\nThis Court has stated that State v. Mims, 180 N.C. App. 403, 409, 637 S.E.2d 244, 247-48 (2006). In order to establish a violation of this right, \u201ca defendant who raised no objection at trial must demonstrate that an actual conflict of interest adversely affected his lawyer\u2019s performance.\u201d Cuyler v. Sullivan, 446 U.S. 335, 348, 64 L.Ed. 2d 333, 346-47 (1980). Additionally,\n[a] criminal defendant subject to imprisonment has a Sixth Amendment right to counsel. Argersinger v. Hamlin, 407 U.S. 25, 37, 32 L. Ed. 2d 530, 538 (1972). The Sixth Amendment right to counsel applies to the states through the Fourteenth Amendment of the United States Constitution. State v. James, 111 N.C. App. 785, 789, 433 S.E.2d 755, 757 (1993). Sections 19 and 23 of the North Carolina Constitution also provide criminal defendants in North Carolina with a right to counsel. Id. The right to counsel includes a right to \u201crepresentation that is free from conflicts of interests.\u201d Wood v. Georgia, 450 U.S. 261, 271, 67 L. Ed. 2d 220, 230 (1981).\nprejudice is presumed when counsel is burdened by an actual conflict of interest. In those circumstances, counsel breaches the duty of loyalty, perhaps the most basic of counsel\u2019s duties. Moreover, it is difficult to measure the precise effect on the defense of representation corrupted by conflicting interests. Given the obligation of counsel to avoid conflicts of interest and the ability of trial courts to make early inquiry in certain situations likely to give rise to conflicts . . . [prejudice is presumed only if the defendant demonstrates that counsel actively represented conflicting interests\u2019 and that \u2018an actual conflict of interest adversely affected his lawyer\u2019s performance.\u2019\nStrickland v. Washington, 466 U.S. 668, 692, 80 L.Ed. 2d 674, 696 (1984) (quoting Cuyler, 446 U.S. at 345-50, 348, 64 L.Ed.2d at 347, 346). \u201cIf the possibility of conflict is raised before the conclusion of trial\u201d or \u201c[w]hen the court becomes aware of a potential conflict of interest with regard to a defendant\u2019s retained counsel[,]\u201d the trial court must \u201ctake control of the situation\u201d by conducting a hearing\n\u201cto determine whether there exists such a conflict of interest that the defendant will be prevented from receiving advice and assistance sufficient to afford him the quality of representation guaranteed by the sixth amendment.\u201d ... In addition, the trial judge should see that the defendant is fully advised of the facts underlying the potential conflict and is given the opportunity to express his or her views.\nJames, 111 N.C. App. at 791, 433 S.E.2d at 758-59 (quoting United States v. Alberti, 470 F.2d 878, 881-82 (2d Cir. 1972), cert. denied, 411 U.S. 919, 36 L.Ed. 2d 311 (1973) and cert. denied, Depompeis v. U.S., 411 U.S. 965, 36 L.Ed. 2d 685 (1973) and United States v. Cataldo, 625 F. Supp. 1255, 1257 (S.D.N.Y. 1985)). Our Supreme Court has further stated that\n[w]hile the court is not required to act if it is aware only \u201cof a vague, unspecified possibility of conflict,\u201d Mickens v. Taylor, 535 U.S. 162, 169, 152 L. Ed. 2d 291, 302 (2002), when the court \u201cknows or reasonably should know\u201d of \u201ca particular conflict,\u201d that court must inquire \u201cinto the [that conflict of interest],\u201d Sullivan, 446 U.S. at 346-47, 64 L. Ed. 2d at 345-46.\nState v. Khuram Ashfaq Choudhry, 365 N.C. 215, 220, 717 S.E.2d 348, 352 (2011). When this Court cannot determine from the record on appeal whether defendant\u2019s counsel had a conflict of interest, this Court may remand the matter to the trial court for an evidentiary hearing to address the issue. Mims, 180 N.C. App. at 411, 637 S.E.2d at 249. See James, 111 N.C. App. at 791, 433 S.E.2d at 759 (noting that \u201c[o]rdinarily, we would remand the case to the trial court for a hearing to determine if the actual conflict adversely affected the lawyer\u2019s performance.\u201d). The James Court further stated that' \u201cthe Sixth Amendment right to conflict-free representation can be waived by a defendant, if done knowingly, intelligently and voluntarily.\u201d Id. (citations omitted).\nEven though the majority gives a brief summary of the proceedings; I believe a more thorough look at the trial is needed to address defendant\u2019s argument. From the trial transcript, it appears that the possible conflict of interest first arose during the presentation of the State\u2019s evidence. The prosecutor called Wayne Rivers as a witness, asked the trial court for a voir dire outside the present of the jury, and made the following statement:\n[The State]: Your Honor, I think I have a obligation [sic] as Assistant D.A. to prevent any crimes occurring. I have been informed this morning that one of [defense counsel\u2019s] witnesses asked yesterday could he \u2014 words to the effect, could he get in trouble for not telling the truth or committing perjury. That witness has also conveyed to me this morning that that witness, once he got off the phone with [defense counsel], said something to the effect that, I\u2019m going to say something to get my daddy out of jail. And so I want to put that on the record outside the hearing of the jury. Put Your Honor and [defense counsel] on notice what I know in an attempt to not muddy the case for the Court of Appeals and get what Mr. Rivers said on the record.\nDefendant\u2019s son Chris was brought into the court room. Wayne Rivers, the therapeutic foster parent for Chris, testified that Chris was living with him. He further testified that Chris received a phone call the night before from defendant\u2019s trial counsel. Mr. Rivers was in the same room with Chris but did not hear all of the conversation. When Chris got off the phone \u201che said something like, if I tell this, my dad can walk tomorrow\u201d but did not explain what he meant by \u201cthis[.]\u201d Mr. Rivers explained that \u201cyou know, it might have been the truth. It may not have been.\u201d Later that night, Chris asked Mr. Rivers \u201cwhat happens if somebody lies in court? And [Mr. Rivers] explained to him, you get charged with perjuryf.]\u201d After a long conversation with Chris, Mr. Rivers was concerned that Chris had been \u201ccoached\u201d by defense counsel as to what he should say in court. He felt like the conversation should not have occurred without a guardian present. The trial court told the prosecutor to proceed with his next witness and he would \u201cthink about how to deal with this issue[.]\u201d\nAfter the State rested its case and before defendant testified, the trial court, out of the presence of the jurors, stated that he did not know if Mr. Rivers or Chris would be called as a witness but if so, \u201cthe rules against perjury would apply to them, as well as anyone else.\u201d The trial court then directed toward defense counsel the following statements: \u201c[T]he rules of professional conduct, as you know, prevent certain things from being said\u201d and read to him portions of North Carolina Rule of Professional Conduct 3.3 regarding making false statements of material fact and offering evidence that a lawyer knows to be false. Also, citing State v. McCormick, 298 N.C. 788, 791-92, 259 S.E.2d 880, 882-83 (1979), the trial court stated that it was not improper for defense counsel to prepare his witness for trial and to explain the applicable law as \u201c[s]uch preparation is the mark of a good trial lawyer and is to be commended because it promotes more efficient administration of justice and saves the Court time.\u201d The trial court explained that nothing improper occurs unless \u201cthe attorney has placed in the witness\u2019s mouth or false or perjured testimony.\u201d After this statement, defense counsel informed the trial court that he had emailed the State Bar and had correspondence from them. The trial court stated that he would put the correspondence in the court file and that they should proceed with the trial but told defense counsel, \u201cwho you decide to call as a witness is up to you.\u201d Defense counsel then informed the trial court that he was not calling Chris as a witness. During defendant\u2019s testimony, defendant made an apparent attempt to bring in Chris\u2019 testimony:\n[Defense counsel:] Okay. All right. So how come you didn\u2019t see [Clara] more often?\n[Defendant:] Because I was never really home. I hate to admit it, but even, you know, if my son testified, he would tell you that I\u2014\nQ. Well, let\u2019s not talk about what your son would say.\nA. I wasn\u2019t there much at my home. I kind of stayed away after \u2014I tried to stay busy after certain things happened.\nPrior to the State\u2019s cross-examination of defendant, defense counsel moved for a mistrial:\nI think that the \u2014 this issue about regarding what I knew was coming would definitely preclude me from calling him as a witness. So it would make me a witness basically as to what I said to a witness out of court in front of his guardian. And so I\u2019d have to move for a mistrial. Basically, I think there has been a \u2014 I\u2019d have to move for a mistrial.\nAfter the trial court stated that he did not completely understand his reasoning for the motion, defense counsel explained that he had contacted Chris in order to get a suit for defendant but after talking with Chris, he \u201c[d]ecided [Chris] might be able to help his father[,]\u201d and tried to subpoena Chris. He further explained that, at some point, he talked again with Chris, when Mr. Rivers was listening to their conversation, and Mr. Rivers thought that he was asking Chris to say something that was untrue and reported this to the prosecutor. He explained that this would preclude him from calling Chris as a witness because any line of questioning regarding what was said would make him a witness in this case. The trial court stated that the only testimony relevant to the trial was what defendant\u2019s son was going to testify in the trial regarding defendant, not the conversation between defense counsel and Chris, as \u201cany conversation you [had] with him and anything subsequent might be an issue for something else, but not for this trial.\u201d Defense counsel responded that he knew defendant\u2019s son\u2019s testimony would not be perjured but the allegations against him \u201cput[] a freeze on my ability to call [Chris] as a witness[.]\u201d The trial court then denied defense counsel\u2019s motion for a mistrial, stating that there was no reason for a mistrial since defense counsel had decided not to call Chris as a witness. The prosecutor argued that Chris was not a witness to anything that occurred and it would not help defendant\u2019s case at all for him to be called as a witness. The trial court reiterated that he was not granting defense counsel\u2019s motion for a mistrial. After the verdict, defense counsel renewed his motion for a mistrial pursuant to N.C. Gen. Stat. \u00a7 15A-1061.\nThe above summary shows that there was an apparent conflict of interest between defense counsel and defendant regarding the decision to call Chris as a witness. From defense counsel\u2019s perspective, putting Chris on the stand and giving him an opportunity to testify that he had been coached by defense counsel to commit perjury could have resulted in defense counsel being subjected to discipline for violation of the North Carolina Revised Rules of Professional Conduct. Rule 3.3(a) states, in pertinent part, that\n[a] lawyer shall not knowingly:\n(1) make a false statement of material fact or law to a tribunal or fail to correct a false statement of material-fact or law previously made to the tribunal by the lawyer;\n(3) offer evidence that the lawyer knows to be false. If a lawyer, the lawyer\u2019s client, or a witness called by the lawyer, has offered material evidence and the lawyer comes to know of its falsity, the lawyer shall take reasonable remedial measures, including if necessary, disclosure to the tribunal. ...\nRule 1.16 states also that \u201ca lawyer shall not represent a client or, where representation has commenced, shall withdraw from the representation of a client if (1) the representation will result in violation of law or the Rules of Professional Conduct[.]\u201d In the case cited by the trial court, State v. McCormick, the Court addressed the point at which preparation of a trial witness can be considered \u201ccoaching\u201d a witness:\nIt is not improper for an attorney to prepare his witness for trial, to explain the applicable law in any given situation and to go over before trial the attorney\u2019s questions and the witness\u2019 answers so that the witness will be ready for his appearance in court, will be more at ease because he knows what to expect, and will give his testimony in the most effective manner that he can. Such preparation is the mark of a good trial lawyer, see, e.g., A. Morrill, Trial Diplomacy, Ch. 3, Part 8 (1973), and is to be commended because it promotes a more efficient administration of justice and saves court time.\nEven though a witness has been prepared in this manner, his testimony at trial is still his voluntary testimony. Nothing improper has occurred so long as the attorney is preparing the witness to give the witness' testimony at trial and not the testimony that the attorney has placed in the witness\u2019 mouth and not false or perjured testimony.\nWhen a witness\u2019 testimony appears to have been memorized or rehearsed or it appears that the witness has testified using the attorney\u2019s words rather than his own or has been improperly coached, then these are matters to be explored on cross-examination, and the weight to be given the witness\u2019 testimony is for the jury. The sanctions of the Code of Professional Responsibility are there for the attorney who goes beyond preparing a witness to testify to that about which the witness has knowledge and instead procures false or perjured testimony. DR7-102, Code of Professional Responsibility. .\n298 N.C. 788, 791-92, 259 S.E.2d 880, 882-83 (1979) (emphasis in original).\nFrom the defendant\u2019s perspective, the record indicates that Chris\u2019 testimony could have benefited defendant\u2019s defense. Mr. Rivers testified that Chris told him that he could testify and his \u201cdad could walk[.]\u201d Also, defendant\u2019s reference to Chris in his testimony at least shows that there was a possibility that Chris could have confirmed defendant\u2019s claim that he did not know that Clara was mentally disabled because he was never around her, casting doubt on the highly contested and essential element of the charged offense, first degree sexual offense. See N.C. Gen. Stat. \u00a7 14-27.5(a)(2). Also, defense counsel stated that when he talked with Chris he \u201c[d]ecided [Chris] might be able to help his father[,]\u201d and tried to subpoena Chris. In State v. Mackey, this Court highlighted a defendant\u2019s right to offer the testimony of witnesses in support of his defense: 58 N.C. App. 385, 388, 293 S.E.2d 617, 619 (quoting Washington v. Texas, 388 U.S. 14, 19, 18 L.Ed. 2d 1019, 1023 (1967)), appeal dismissed and disc. review denied, 306 N.C. 748, 295 S.E.2d 761 (1982). In summary, defense counsel had an apparent conflict of interest with his client, defendant, and defense counsel clearly recognized this conflict and stated it to the trial court. If defense counsel put Chris on the stand, even to make an offer of proof, there was a possibility that he could testify that he had been coached to commit perjury. However, Chris also could have testified that defendant was not around that much, confirming defendant\u2019s claims that he did not know that Clara was mentally disabled. It is also possible that Chris\u2019 truthful testimony would not have been helpful to defendant\u2019s case at all, in which case defense counsel\u2019s decision not to call him to testily was reasonable and did not prejudice defendant. Contrary to the majority\u2019s reasoning, the fact that Chris was not called as a witness did not resolve this conflict, as defense counsel may have chosen not to call Chris to testify to protect his own interests. In fact, that was essentially the choice which the trial court gave him, but this is not a choice which defense counsel should have been required to make.\n\u201c[t]he right to offer the testimony of witnesses, and to compel their attendance, if necessary, is in plain terms the right to present a defense, the right to present defendant\u2019s version of the facts as well as the prosecution\u2019s to the jury so it may decide where the truth lies. Just as an accused has the right to confront the prosecution\u2019s witnesses for the purpose of challenging their testimony, he has the right to present his own witnesses to establish a defense. This right is a fundamental element of due process of law.\u201d\nFollowing the prosecutor\u2019s accusation, Mr. Rivers\u2019 testimony, and the trial court\u2019s warnings to defense counsel regarding perjury, the trial court never addressed the extent of this conflict of interest but left defense counsel to resolve it himself, which he did by declining to call Chris to testify. Even though the trial court made no ruling following the prosecutor\u2019s allegations of subornation of perjury, defense counsel did highlight this conflict of interest in his motion for a mistrial. In his motion, defendant stated that he could not call Chris as a witness because he had been implicated by the prosecutor and Mr. Rivers as coaching Chris to commit perjury. Defense counsel also stated that the allegations against him \u201cput[] a freeze on my ability to call [Chris] as a witness[.]\u201d Further, the trial court noted that \u201cany conversation [defense counsel had] with [Chris] and anything subsequent might be an issue for something else, but not for this trial.\u201d The \u201csomething else\u201d appears to be a reference to the possibility of an accusation that defense counsel violated the Rules of Profession Conduct and potentially subsequent proceedings by the State Bar.\nThe apparent conflict of interest at issue in this case was not \u201cvague\u201d or \u201cunspecified\u201d and the trial court should have known or reasonably should have known to address this issue, see Khuram Ashfaq Choudhry, 365 N.C. at 220, 717 S.E.2d at 352, because it was raised twice during the trial, first by the prosecutor in informing the trial court and second by defense counsel in his motion for a mistrial. At no time did the trial counsel \u201ctake control of the situation\u201d by conducting a hearing \u201cto determine whether there exists such a conflict of interest that the defendant will be prevented from receiving advice and assistance sufficient to afford him the quality of representation guaranteed by the sixth amendment],]\u201d or to \u201cfully advise]] [defendant] of the facts underlying the potential conflict and . . . [giving him] the opportunity to express his ... views.\u201d See James, 111 N.C. App. at 791, 433 S.E.2d at 758-59. There is no record that defendant \u201cknowingly, intelligently and voluntarily\u201d waived this possible conflict. See id. at 791, 433 S.E.2d at 759. The trial court\u2019s error is clearly illustrated by the fact that the record fails to show whether defense counsel did in fact coach Chris to commit perjury or whether Chris would have testified truthfully that defendant was not around that much because the trial court never brought Chris to the stand to find out what Chris would say. Of course, as I have no way of knowing what Chris\u2019 testimony would be, I cannot say that the failure to grant defendant\u2019s motion for mistrial was reversible error. The trial court should have conducted an evidentiary hearing to determine the nature and extent of the conflict of interest and whether defendant would be prejudiced by the conflict of interest. Depending on the substance of Chris\u2019 testimony, the fact that he was not called to testify may have made no difference to defendant\u2019s defense or it may have been helpful to defendant. I would therefore remand for an evidentiary hearing to determine the nature and extent of the conflict of interest and whether the failure to call Chris to testify may have prejudiced defendant. See Mims, 180 N.C. App. at 411, 637 S.E.2d at 249. If the trial court were to determine that defendant\u2019s defense was impaired by the conflict of interest, I believe that the trial court should then order a new trial.\nFor the above reasons, I respectfully concur in part and dissent in part, and would remand for a hearing regarding defense counsel\u2019s conflict of interest. .\n. A pseudonym.\n. There is no correspondence from the State Bar in the record on appeal.\n. The last part of Rule 3.3(a)(3) states that, \u201cA lawyer may refuse to offer evidence, other than the testimony of a defendant in a criminal matter, that the lawyer reasonably believes is false.\u201d This portion is inapplicable because, as noted above, defense counsel told the trial court that Chris\u2019 testimony would not be perjured, showing that this was not the reason he declined to call Chris as a witness.\n. I further note that due to this possible conflict of interest, continued representation of defendant could have resulted in violation of other rules: Rule 1.7(a)(2) of the North Carolina Revised Rules of Professional Conduct states that \u201ca lawyer shall not represent a client if the representation involves a concurrent conflict of interest. A concurrent conflict of interest exists if: ... . (2) the representation of one or more clients may be materially limited ... by a personal interest of the lawyer.\u201d\n. The record indicates that Chris was at the trial.",
        "type": "concurring-in-part-and-dissenting-in-part",
        "author": "STROUD, Judge"
      }
    ],
    "attorneys": [
      "Attorney General Roy Cooper, by Assistant Attorney General Elizabeth J. Weese, for the State.",
      "M. Alexander Chams for Defendant."
    ],
    "corrections": "",
    "head_matter": "STATE OF NORTH CAROLINA v. SAMUEL KRIS HUNT\nNo. COA10-666-2\n(Filed 17 July 2012)\n1. Constitutional Law \u2014 effective assistance of counsel\u2014 counsel\u2019s performance below objective standard \u2014 opened door to testimony \u2014 no prejudice\nDefendant did not receive ineffective assistance of counsel in a trial for second-degree sexual offense and crime against nature where trial counsel opened the door to testimony about other sexual offense charges pending against defendant. Although trial counsel\u2019s performance fell below an objective standard of reasonableness because there was no strategic benefit in opening the door to this testimony, the evidence about the other pending sexual offense charges did not likely affect the jury\u2019s verdicts, and defendant was not prejudiced by his trial counsel\u2019s error.\n2. Constitutional Law \u2014 effective assistance of counsel \u2014double jeopardy \u2014 second-degree sexual offense \u2014 crime against nature \u2014 lesser-included offense\nDefendant received ineffective assistance of counsel in a trial for second-degree sexual offense and crime against nature to the extent that his trial counsel failed to argue double jeopardy. On the particular facts of defendant\u2019s case, crime against nature was a lesser-included offense of second-degree sexual offense, and entry of judgment on both convictions subjected defendant to unconstitutional double jeopardy.\n3. Attorneys \u2014 potential conflict of interest \u2014 trial court\u2019s consideration \u2014 denial of motion for mistrial \u2014 no abuse of discretion\nThe trial court did not abuse its discretion in refusing to grant defendant\u2019s motion for a mistrial in a second-degree sexual offense and crime against nature case based on defense counsel\u2019s potential conflict of interest. The trial court\u2019s actions reflected its consideration of defense counsel\u2019s potential conflict of interest to the extent it believed was adequate and sufficient, and the court\u2019s subsequent denial of defendant\u2019s motion for a mistrial cannot be characterized as so arbitrary that it could not have been the result of a reasoned decision.\nAppeal by Defendant from judgment entered 8 October 2009 by Judge Edwin G. Wilson, Jr., in Randolph County Superior Court. Heard in the Court of Appeals 26 October 2010. An opinion was filed on 3 May 2011 vacating the 8 October 2009 judgment. See State v. Hunt, _ N.C. App. _, 710 S.E.2d 339 (2011). The North Carolina Supreme Court, by opinion filed on 9 March 2012, reversed and remanded to the Court of Appeals for consideration of Defendant\u2019s remaining issues on appeal. See State v. Hunt,_N.C. _, 722 S.E.2d 484 (2012).\nAttorney General Roy Cooper, by Assistant Attorney General Elizabeth J. Weese, for the State.\nM. Alexander Chams for Defendant."
  },
  "file_name": "0489-01",
  "first_page_order": 499,
  "last_page_order": 518
}
