{ "id": 4220976, "name": "STATE OF NORTH CAROLINA v. OSMAN GAMEZ", "name_abbreviation": "State v. Gamez", "decision_date": "2013-07-16", "docket_number": "No. COA12-1488", "first_page": "329", "last_page": "335", "citations": [ { "type": "official", "cite": "228 N.C. App. 329" } ], "court": { "name_abbreviation": "N.C. Ct. App.", "id": 14983, "name": "North Carolina Court of Appeals" }, "jurisdiction": { "id": 5, "name_long": "North Carolina", "name": "N.C." }, "cites_to": [ { "cite": "431 S.E.2d 1", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1993, "pin_cites": [ { "page": "5" } ], "opinion_index": 0 }, { "cite": "334 N.C. 92", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 2529593 ], "year": 1993, "pin_cites": [ { "page": "101" } ], "opinion_index": 0, "case_paths": [ "/nc/334/0092-01" ] }, { "cite": "412 S.E.2d 883", "category": "reporters:state_regional", "reporter": "S.E.2d", "weight": 2, "year": 1992, "pin_cites": [ { "page": "891" } ], "opinion_index": 0 }, { "cite": "330 N.C. 808", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 2513076 ], "year": 1992, "pin_cites": [ { "page": "822" } ], "opinion_index": 0, "case_paths": [ "/nc/330/0808-01" ] }, { "cite": "540 S.E.2d 404", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 2000, "pin_cites": [ { "page": "413-14" } ], "opinion_index": 0 }, { "cite": "141 N.C. App. 553", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 9442290 ], "year": 2000, "pin_cites": [ { "page": "565" } ], "opinion_index": 0, "case_paths": [ "/nc-app/141/0553-01" ] }, { "cite": "675 S.E.2d 625", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 2009, "pin_cites": [ { "page": "629" } ], "opinion_index": 0 }, { "cite": "363 N.C. 140", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 4150629 ], "year": 2009, "pin_cites": [ { "page": "144" } ], "opinion_index": 0, "case_paths": [ "/nc/363/0140-01" ] }, { "cite": "694 S.E.2d 738", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 2010, "pin_cites": [ { "page": "742", "parenthetical": "quoting Crocker v. Roethling, 363 N.C. 140, 144, 675 S.E.2d 625, 629 (2009)" } ], "opinion_index": 0 }, { "cite": "364 N.C. 133", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 4152316 ], "year": 2010, "pin_cites": [ { "page": "140", "parenthetical": "quoting Crocker v. Roethling, 363 N.C. 140, 144, 675 S.E.2d 625, 629 (2009)" } ], "opinion_index": 0, "case_paths": [ "/nc/364/0133-01" ] }, { "cite": "372 S.E.2d 523", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1988, "pin_cites": [ { "page": "527" } ], "opinion_index": 0 }, { "cite": "323 N.C. 279", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 2562603 ], "year": 1988, "pin_cites": [ { "page": "285" } ], "opinion_index": 0, "case_paths": [ "/nc/323/0279-01" ] }, { "cite": "597 S.E.2d 674", "category": "reporters:state_regional", "reporter": "S.E.2d", "weight": 3, "year": 2004, "pin_cites": [ { "page": "686" }, { "page": "686", "parenthetical": "internal citations omitted" }, { "page": "687" } ], "opinion_index": 0 }, { "cite": "358 N.C. 440", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 2986682 ], "weight": 3, "year": 2004, "pin_cites": [ { "page": "458" }, { "page": "458" }, { "page": "459" } ], "opinion_index": 0, "case_paths": [ "/nc/358/0440-01" ] }, { "cite": "556 S.E.2d 339", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 2001, "pin_cites": [ { "page": "342" } ], "opinion_index": 0 }, { "cite": "147 N.C. App. 693", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 9381165 ], "year": 2001, "pin_cites": [ { "page": "695-96" } ], "opinion_index": 0, "case_paths": [ "/nc-app/147/0693-01" ] }, { "cite": "92 S.E.2d 461", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1956, "pin_cites": [ { "page": "463", "parenthetical": "\"[T]he date on which the indictment or presentment has been brought or found by the grand jury marks the beginning of the criminal proceeding and arrests the statute of limitations.\"" } ], "opinion_index": 0 }, { "cite": "244 N.C. 68", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 2219492 ], "year": 1956, "pin_cites": [ { "page": "70", "parenthetical": "\"[T]he date on which the indictment or presentment has been brought or found by the grand jury marks the beginning of the criminal proceeding and arrests the statute of limitations.\"" } ], "opinion_index": 0, "case_paths": [ "/nc/244/0068-01" ] }, { "cite": "65 S.E. 908", "category": "reporters:state_regional", "reporter": "S.E.", "year": 1909, "pin_cites": [ { "page": "909", "parenthetical": "noting that the indictment \"marks the beginning of the prosecution and arrests the running of the statute of limitations\"" } ], "opinion_index": 0 }, { "cite": "151 N.C. 660", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 8655884 ], "year": 1909, "pin_cites": [ { "page": "660", "parenthetical": "noting that the indictment \"marks the beginning of the prosecution and arrests the running of the statute of limitations\"" } ], "opinion_index": 0, "case_paths": [ "/nc/151/0660-01" ] }, { "cite": "N.C. Gen. Stat. \u00a7 1-4", "category": "laws:leg_statute", "reporter": "N.C. Gen. Stat.", "year": 2011, "opinion_index": 0 }, { "cite": "733 S.E.2d 535", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 2012, "opinion_index": 0 }, { "cite": "366 N.C. 68", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 4348490 ], "year": 2012, "opinion_index": 0, "case_paths": [ "/nc/366/0068-01" ] }, { "cite": "692 S.E.2d 129", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 2010, "pin_cites": [ { "page": "138" } ], "opinion_index": 0 }, { "cite": "203 N.C. App. 375", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 4175532 ], "year": 2010, "pin_cites": [ { "page": "387" } ], "opinion_index": 0, "case_paths": [ "/nc-app/203/0375-01" ] }, { "cite": "235 S.E.2d 844", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1977, "pin_cites": [ { "page": "850" } ], "opinion_index": 0 }, { "cite": "293 N.C. 147", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 8561692 ], "year": 1977, "pin_cites": [ { "page": "155" } ], "opinion_index": 0, "case_paths": [ "/nc/293/0147-01" ] } ], "analysis": { "cardinality": 730, "char_count": 14550, "ocr_confidence": 0.717, "pagerank": { "raw": 7.044348983065606e-08, "percentile": 0.42487573599850803 }, "sha256": "47fa7539126bec525a2705c3198a23f0c8e9f98e0bb58715b4f5f3cd39d9c439", "simhash": "1:873f1226367f09f1", "word_count": 2422 }, "last_updated": "2023-07-14T22:18:27.138557+00:00", "provenance": { "date_added": "2019-08-29", "source": "Harvard", "batch": "2018" }, "casebody": { "judges": [ "Judges CALABRIA and McCULLOUGH concur." ], "parties": [ "STATE OF NORTH CAROLINA v. OSMAN GAMEZ" ], "opinions": [ { "text": "STEELMAN, Judge.\nWhere the State\u2019s witness testified concerning statements made to the victim by the victim\u2019s brother and defendant failed to make a motion to strike that testimony, defendant did not preserve the issue for appellate review. For purposes of applying the recent amendment to Rule 702 of the North Carolina Rules of Evidence in criminal proceedings, the operative date is the date that the indictment was filed. The trial court did not abuse its discretion in admitting the expert opinion that the victim suffered from post-traumatic stress disorder when a licensed clinical social worker was tendered as an expert in social work and routinely made mental health diagnoses of sexual assault victims.\nI. Factual and Procedural Background\nOn 17 May 2010, Osman Gamez (defendant) was indicted for statutory rape, four counts of statutory sex offense, and two counts of indecent liberties with a minor. This conduct was alleged to have taken place with G.F., the daughter of defendant\u2019s girlfriend. G.F. turned thirteen in August of 2009 and at that time was living with her mother, brother, and defendant. On 12 December 2011, defendant was also indicted for the felonious restraint of G.F. The State dismissed the four counts of statutory sex offense and the remaining charges were joined for trial pursuant to N.C. Gen. Stat. \u00a7 15A-926.\nThe State\u2019s witnesses included: G.F.; Lauren Rockwell (Rockwell), who was tendered as an expert in the field of psychology; and Cindy Frye (Frye), who was tendered as an expert in licensed clinical social work. Rockwell conducted a child and family evaluation of G.F., where she interviewed G.F., her mother, and her brother. Frye conducted trauma focus cognitive behavioral therapy with G.F. and testified that G.F. had been diagnosed as having post-traumatic stress disorder (PTSD).\nAfter the close of the State\u2019s evidence, the trial court dismissed the two counts of indecent liberties with a minor. Defendant did not present any evidence. On 14 June 2012, a jury found defendant guilty of statutory rape and not guilty of felonious restraint. The trial court sentenced defendant as a Level I offender to 215 to 267 months imprisonment.\nDefendant appeals.\nII. Hearsay\nIn his first argument, defendant contends that the trial court erred in admitting Rockwell\u2019s testimony of statements made to her by G.F. about what G.F.\u2019s brother had said. We disagree.\n\u201cWhere inadmissibility of testimony is not indicated by the question, but appears only in the witness\u2019 response, the proper form of objection is a motion to strike the answer, or the objectionable part of it, made as soon as the inadmissibility is evident.\u201d State v. Goss, 293 N.C. 147, 155, 235 S.E.2d 844, 850 (1977). When counsel objects after a witness has answered the question and fails to make a motion to strike, the objection is waived. State v. Curry, 203 N.C. App. 375, 387, 692 S.E.2d 129, 138 (2010).\nIn the instant case, the transcript reflects several references to statements made by G.F.\u2019s brother in Rockwell\u2019s testimony. In response to the State\u2019s question about G.F.\u2019s therapy sessions, the following took place at trial:\n[ROCKWELL]: ... I said do you have your own room or share a room, and she said I share a room with my brother. I said does he ever hear or see anything, and she said once he saw me, my step-dad was in there touching me and my brother was in the room, my brother sat up and screamed because he was mad, he was crying, my step-dad Osman kept say [sic] why are you crying like a crazy little dude, and he said because you\u2019re touching my sister. My mom heard it and came in and said what\u2019s going on and Osman just said he\u2019s just being a crazy little dude and then they left. We told her though that he was touching me but she didn\u2019t say anything. After they left my brother -\n[DEFENDANT\u2019S COUNSEL]: Well, I\u2019m going to object to what she claimed the brother said.\nTHE COURT: Overruled.\n[ROCKWELL]: After they left my brother said why is he touching you? And I said I just don\u2019t - I just said I don\u2019t know. My brother said you should take care of yourself, but we promised we wouldn\u2019t tell anybody about it. .. .\n(emphasis added). Defense counsel made no motion to strike the testimony and therefore did not preserve this issue for appellate review. Additionally, we note that defendant failed to assert plain error in his appellate brief. See N.C.R. App. P. 10(a)(4) (stating that in order to preserve an argument pursuant to plain error defendant must \u201cspecifically and distinctly contend[]\u201d it amounted to plain error).\nThis argument is without merit.\nIII. Expert Testimony\nIn his second argument, defendant contends that the trial court erred in admitting Frye\u2019s expert opinion that G.F. had been diagnosed with PTSD. We disagree.\nA. Amendment to Rule 702\nThe North Carolina General Assembly amended Rule 702 of the North Carolina Rules of Evidence adopting language similar to the corresponding Federal Rule of Evidence. 2011 N.C. Sess. Law ch. 283, \u00a7 1.3; see also State v. King, 366 N.C. 68, 72 n.2, 733 S.E.2d 535, 538 n.2 (2012). The North Carolina General Assembly enacted Session Law 2011-283 amending Rule 702 on 17 June 2011 and the Governor signed the bill on 24 June 2011. 2011 N.C. Sess. Law ch. 283. This Session Law states that the amendments to Rule 702 became \u201ceffective October 1, 2011, and applies to actions commenced on or after that date. \u201d 2011 N. C. Sess. Law ch. 283, \u00a7 4.2. A separate Session Law enacted the same day, rewrites the effective date provision of Session Law 2011-283 stating:\nSECTION 1.1. If House Bill 542 of the 2011 Regular Session of the General Assembly becomes law, then Section 4.2 of House Bill 542 [Session Law 2011-283] reads as rewritten:\n\u2018SECTION 4.2. Section 4.1.(a) of this act is effective when it becomes law. The remainder of this act becomes effective October 1, 2011, and applies to actions arising on or after that date.\u2019\n2011 N.C. Sess. Law. ch. 317, \u00a7 1.1 (emphasis added). Session Law 2011-317 was signed by the Governor on 27 June 2011. Based upon the amendment-to Session Law 2011-283, the amendments to Rule 702 became effective 1 October 2011 and apply to actions arising on or after that date.\nUnder North Carolina law, there are two kinds of actions, civil and criminal. N.C. Gen. Stat. \u00a7 1-4 (2011). A criminal action arises when the defendant is indicted. See State v. Williams, 151 N.C. 660, 660, 65 S.E. 908, 909 (1909) (noting that the indictment \u201cmarks the beginning of the prosecution and arrests the running of the statute of limitations\u201d); State v. Underwood, 244 N.C. 68, 70, 92 S.E.2d 461, 463 (1956) (\u201c[T]he date on which the indictment or presentment has been brought or found by the grand jury marks the beginning of the criminal proceeding and arrests the statute of limitations.\u201d). The bill of indictment also gives the court jurisdiction to try a criminal defendant and gives the defendant notice as to the nature of the crime charged. State v. Burroughs, 147 N.C. App. 693, 695-96, 556 S.E.2d 339, 342 (2001). While a footnote in an unpublished opinion of this Court suggests the trigger date for applying the amended version of Rule 702(a) is the start of the trial, we hold that a criminal action arises on the date that the bill of indictment was filed.\nIn the instant case, defendant was indicted for statutory rape, four counts of statutory sex offense, and two counts of indecent liberties with a minor on 17 May 2010, before the 1 October 2011 date that the amendments to Rule 702 were effective. While there was a second bill of indictment filed on 12 December 2011 that was subsequently joined for trial, this criminal proceeding arose on the date of the filing of the first indictment. The amendments to Rule 702 do not apply in this case and we review defendant\u2019s assignment of error under the earlier version of Rule 702.\nB. Standard of Review\nWe review the ruling of a trial court concerning the admissibility of expert opinion testimony for abuse of discretion. Howerton v. Arai Helmet, Ltd., 358 N.C. 440, 458, 597 S.E.2d 674, 686 (2004). \u201cAbuse of discretion results where the court\u2019s ruling is manifestly unsupported by reason or is so arbitrary that it could not have been the result of a reasoned decision.\u201d State v. Hennis, 323 N.C. 279, 285, 372 S.E.2d 523, 527 (1988).\nC. Analysis\nDefendant contends that Frye\u2019s expert opinion that G.F. suffered from PTSD \u201cwas not based on sufficient facts or data, it was not the product of reliable principles and methods, and [Frye] did not reliably apply the criteria in the DSM-IV to the facts of the case.\u201d On appeal, this challenge to Frye\u2019s opinion is based upon the revised version of Rule 702. N.C. Gen. Stat. \u00a7 8C-1, Rule 702 (2011) (requiring that an expert may testify to their opinion if the following apply: \u201c(1) The testimony is based upon sufficient facts or data[;] (2) The testimony is the product of reliable principles and methods[;] (3) The witness has applied the principles and methods reliably to the facts of the case.\u201d).\nUnder the applicable version of Rule 702, when \u201cscientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion.\u201d N.C. Gen. Stat. \u00a7 8C-1, Rule 702(a) (2010). There is a \u201cthree-step inquiry for evaluating the admissibility of expert testimony: (1) Is the expert\u2019s proffered method of proof sufficiently reliable as an area for expert testimony? (2) Is the witness testifying at trial qualified as an expert in that area of testimony? (3) Is the expert\u2019s testimony relevant?\u201d Howerton, 358 N.C. at 458, 597 S.E.2d at 686 (internal citations omitted). The proponent of the expert witness, in this case the State, has \u201c \u2018the burden of tendering the qualifications of the expert\u2019 and demonstrating the propriety of the testimony under this three-step approach.\u201d State v. Ward, 364 N.C. 133, 140, 694 S.E.2d 738, 742 (2010) (quoting Crocker v. Roethling, 363 N.C. 140, 144, 675 S.E.2d 625, 629 (2009)).\n\u201cInitially, the trial court should look to precedent for guidance in determining whether the theoretical or technical methodology underlying an expert\u2019s opinion is reliable.\u201d Howerton, 358 N.C. at 459, 597 S.E.2d at 687. We have previously held that an expert\u2019s opinion that a prosecuting witness is suffering from PTSD is admissible for corroborative purposes and \u201cto assist the jury in understanding the behavioral patterns of sexual assault victims.\u201d State v. Chavis, 141 N.C. App. 553, 565, 540 S.E.2d 404, 413-14 (2000).\nIn the instant case, the record reveals that the State tendered Frye as an expert in licensed clinical social work without objection from defendant. Frye was \u00e1 licensed clinical social worker and made mental health diagnoses as part of her treatment model. Further, Frye testified that she began working with G.F. in July of 2010 and that G.F. suffered from flashbacks, nightmares, irritability, and difficulty concentrating at school. Defendant objected to the State\u2019s question eliciting Frye\u2019s opinion of \u201can initial diagnosis as to any sort of mental health diagnoses.\u201d On voir dire, Frye testified that she was familiar with the DSM-IV, that she provided counseling to numerous sexual assault victims, and that she routinely made mental health diagnoses using the DSM-IV. Following the voir dire hearing, the trial court admitted Frye\u2019s opinion that G.F. suffered from PTSD. Such testimony was relevant to corroborate G.F.\u2019s testimony and to help explain her actions and behavior after the assault occurred. See State v. Hall, 330 N.C. 808, 822, 412 S.E.2d 883, 891 (1992). Given Frye\u2019s education, experience, and testimony concerning the basis of her opinion, we cannot say the trial court abused its discretion in allowing Frye to give an opinion that G.F. suffered from PTSD.\nWe note that in Hall, our Supreme Court held that where an expert testifies the victim is suffering from PTSD, the testimony must be limited to corroboration of the victim and could not be \u201cadmitted substantively for the sole purpose of proving that a rape or sexual abuse has in fact occurred.\u201d Id. \u201cThe rule, however, in this State has long been that an instruction limiting admissibility of testimony to corroboration is not required unless counsel specifically requests such instruction.\u201d State v. Quarg, 334 N.C. 92, 101, 431 S.E.2d 1, 5 (1993). In the instant case, defendant did not request a limiting instruction.\nThis argument is without merit.\nNO ERROR.\nJudges CALABRIA and McCULLOUGH concur.\n. The DSM-IV is the Diagnostic Statistical Manual Revision IV. It contains a list of certain symptoms that are indicative of PTSD.", "type": "majority", "author": "STEELMAN, Judge." } ], "attorneys": [ "Attorney General Roy Cooper, by Assistant Attorney General Elizabeth J. Wee.se, for the State.", "Glenn, Mills, Fisher & Mahoney, RA., by Carlos E. Mahoney, for defendant-appellant. \u2014" ], "corrections": "", "head_matter": "STATE OF NORTH CAROLINA v. OSMAN GAMEZ\nNo. COA12-1488\nFiled 16 July 2013\n1. Appeal and Error \u2014 preservation of issues \u2014 expert testimony \u2014 hearsay\u2014failure to move to strike \u2014 failure to assert plain error\nDefendant failed to preserve for appellate review the argument that the trial court erred in a statutory rape, statutory sex offense, and indecent liberties with a minor case by admitting into evidence statements made by the alleged victim to an expert witness about what the alleged victim\u2019s brother had said. Defense counsel made no motion to strike the testimony. Additionally, defendant failed to assert plain error on appeal.\n2. Evidence \u2014 expert testimony \u2014 sexual offenses \u2014 victim suffered from post-traumatic stress disorder\nThe trial court did not err in a statutory rape, statutory sex offense, and indecent liberties with a minor case by admitting an expert\u2019s opinion that the alleged victim suffered from post-traumatic stress disorder (PTSD). Defendant\u2019s assignment of error was reviewed under the previous version of Rule 702 as the bill of indictment in this case was filed on 17 May 2010, before the 1 October 2011 date that the amendments to Rule 702 were effective. Given the expert\u2019s education, experience, and testimony concerning the basis of her opinion, the trial court did not abuse its discretion in allowing the expert to give an opinion that the alleged victim suffered from PTSD.\nAppeal by defendant from judgment entered 14 June 2012 by Judge Michael J. O\u2019Foghuldha in Wake County Superior Court. Heard in the Court of Appeals 24 April 2013.\nAttorney General Roy Cooper, by Assistant Attorney General Elizabeth J. Wee.se, for the State.\nGlenn, Mills, Fisher & Mahoney, RA., by Carlos E. Mahoney, for defendant-appellant. \u2014" }, "file_name": "0329-01", "first_page_order": 339, "last_page_order": 345 }