{ "id": 4220798, "name": "CLARENCE JONATHAN WILLIAMS, EDDIE MACK, JOYCE GRIFFIN, and ODELL DAVIS, III, by and through his duly appointed guardian ad litem, ROBERT GRAY AUSTIN, III, Plaintiffs v. AMBER LAVONE WILLIAMS, individually, AMBER LAVONE WILLIAMS, in her representative capacity as Administrator of the Estate of Willie James INGRAM, deceased, and LAKEYSHA MEDLIN DAVIS, Defendants", "name_abbreviation": "Williams ex rel. Austin v. Williams", "decision_date": "2013-08-06", "docket_number": "No. COA13-55", "first_page": "753", "last_page": "759", "citations": [ { "type": "official", "cite": "228 N.C. App. 753" } ], "court": { "name_abbreviation": "N.C. Ct. App.", "id": 14983, "name": "North Carolina Court of Appeals" }, "jurisdiction": { "id": 5, "name_long": "North Carolina", "name": "N.C." }, "cites_to": [ { "cite": "617 S.E.2d 40", "category": "reporters:state_regional", "reporter": "S.E.2d", "case_ids": [ 12633720 ], "year": 2005, "pin_cites": [ { "page": "45", "parenthetical": "citations omitted" } ], "opinion_index": 0, "case_paths": [ "/se2d/617/0040-01" ] }, { "cite": "192 S.E.2d 33", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1972, "pin_cites": [ { "page": "35" } ], "opinion_index": 0 }, { "cite": "16 N.C. App. 272", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8550199 ], "year": 1972, "pin_cites": [ { "page": "275" } ], "opinion_index": 0, "case_paths": [ "/nc-app/16/0272-01" ] }, { "cite": "461 S.E.2d 338", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1995, "pin_cites": [ { "page": "339-40" } ], "opinion_index": 0 }, { "cite": "120 N.C. App. 172", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 11914497 ], "year": 1995, "pin_cites": [ { "page": "175" } ], "opinion_index": 0, "case_paths": [ "/nc-app/120/0172-01" ] }, { "cite": "172 N.C. App. 595", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8321099 ], "year": 2005, "pin_cites": [ { "page": "601", "parenthetical": "citations omitted" } ], "opinion_index": 0, "case_paths": [ "/nc-app/172/0595-01" ] }, { "cite": "420 S.E.2d 426", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1992, "pin_cites": [ { "page": "430" } ], "opinion_index": 0 }, { "cite": "332 N.C. 288", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 2503935 ], "year": 1992, "pin_cites": [ { "page": "295" } ], "opinion_index": 0, "case_paths": [ "/nc/332/0288-01" ] }, { "cite": "392 S.E.2d 735", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1990, "pin_cites": [ { "page": "737" } ], "opinion_index": 0 }, { "cite": "326 N.C. 723", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 5307026 ], "year": 1990, "pin_cites": [ { "page": "727" } ], "opinion_index": 0, "case_paths": [ "/nc/326/0723-01" ] } ], "analysis": { "cardinality": 670, "char_count": 15402, "ocr_confidence": 0.694, "pagerank": { "raw": 4.03580807328026e-08, "percentile": 0.1396809234824115 }, "sha256": "c13281cf80e6fe5141aaf2b07865cffa943a502959b7f42222092e133ed9d706", "simhash": "1:8c79bf66d22e1f3b", "word_count": 2345 }, "last_updated": "2023-07-14T22:18:27.138557+00:00", "provenance": { "date_added": "2019-08-29", "source": "Harvard", "batch": "2018" }, "casebody": { "judges": [ "Judges ELMORE and GEER concur." ], "parties": [ "CLARENCE JONATHAN WILLIAMS, EDDIE MACK, JOYCE GRIFFIN, and ODELL DAVIS, III, by and through his duly appointed guardian ad litem, ROBERT GRAY AUSTIN, III, Plaintiffs v. AMBER LAVONE WILLIAMS, individually, AMBER LAVONE WILLIAMS, in her representative capacity as Administrator of the Estate of Willie James INGRAM, deceased, and LAKEYSHA MEDLIN DAVIS, Defendants" ], "opinions": [ { "text": "DILLON, Judge.\nAmber Lavone Williams (Defendant) is the administratrix of the Estate of William James Ingram (the Ingram Estate). The administration of the Ingram Estate is currently pending before the Clerk of Union County Superior Court (the Estate Proceeding).\nThe case sub judice is a civil action filed in Union County Superior Court by Plaintiffs - the heirs of the Ingram Estate -against Defendant both in her individual capacity and in her capacity as administratrix of the Ingram Estate, seeking damages and declaratory relief. Following a hearing on a motion to disqualify filed by Plaintiffs, the trial court entered an order disqualifying Larry E. Harrington, James J. Harrington, and the Harrington Law Firm (collectively, Harrington) from representing Defendant in her individual capacity in the present civil action and in the Estate Proceeding. For the following reasons, we affirm the trial court\u2019s order.\nI. Factual & Procedural Background\nOn 22 March 2012, Willie James Ingram was admitted to a hospital in Salisbury, North Carolina, suffering from kidney failure, liver failure, congestive heart failure, and diabetes. According to Plaintiffs - who are Mr. Ingram\u2019s siblings - Mr. Ingram was heavily medicated and cognitively impaired from this point through the time of his death several weeks later.\nOn 14 April 2012, Defendant arrived at the hospital and declared that she was Mr. Ingram\u2019s daughter. Plaintiffs aver that they had no knowledge of Defendant\u2019s existence or of her relation to Mr. Ingram prior to, this time.\nOn 18 April 2012, Defendant visited a branch of Branch Banking and Trust Company (BB&T) and requested that her name be added to Mr. Ingram\u2019s BB&T account, which contained approximately $200,000.00, as a co-owner with rights of survivorship. BB&T initially refused Defendant\u2019s request, but acquiesced when Defendant later returned with documents purportedly signed by Mr. Ingram, authorizing Defendant to be added to the account. Around this time, Defendant also retained counsel to prepare a durable power-of-attomey instrument. Mr. Ingram purportedly signed this instrument on 23 April 2012, effectively appointing Defendant as his attorney-in-fact.\nMr. Ingram died intestate on 28 April 2012. On 10 May 2012, Defendant was appointed administratrix of the Ingram Estate after representing to the Union County Clerk of Superior Court that she was Mr. Ingram\u2019s daughter and sole heir-at-law. Upon learning of Defendant\u2019s appointment, Plaintiffs petitioned the clerk of court in the Estate Proceeding to remove Defendant from her role as administratrix. By order entered 28 June 2012, the clerk of court determined that Defendant \u201cis not [Mr. Ingram\u2019s] legitimate daughter, is not an heir of [Mr. Ingram], and is entitled to take nothing through [Mr. Ingram\u2019s] Estate\u201d and that Plaintiffs were Mr. Ingram\u2019s sole heirs. However, the clerk of court entered a separate order denying Plaintiffs\u2019 motion to remove Defendant as administratrix of the Ingram Estate. Superior Court Judge Tanya Wallace affirmed the clerk of court\u2019s decision allowing Defendant to continue serving as administratrix of the Ingram Estate and remanded the matter to the clerk of court. As discussed further infra, the record reflects that Harrington has represented Defendant both.in her individual capacity and in her role as administratrix at various times throughout the Estate Proceeding.\nOn 23 July 2012, Plaintiffs filed a complaint in Union County Superior Court asserting claims against Defendant both in her individual capacity and in her capacity as administratrix of the Ingram Estate. The complaint alleged, inter alia, that Defendant had committed fraud and breached fiduciary duties owed to Plaintiffs as heirs to the Ingram Estate \u201cby intentionally commingling the Estate\u2019s assets with her own assets and converting Estate assets to her own use.\u201d On 7 August 2012, Harrington, on behalf of Defendant as administratrix of the Ingram Estate, filed a Rule 12(b)(6) motion to dismiss Plaintiffs\u2019 complaint and moved for a protective order.\nOn 15 August 2012, Plaintiffs moved to disqualify Harrington as counsel for Defendant in her capacity as administratrix, contending that \u201c[i]t appears [Harrington] purports] to represent [Defendant] in both her individual capacity as well as in her capacity as Administrator of [the Ingram] Estate.\u201d Plaintiffs asserted that the nature of this representation created a conflict of interest between two current clients of Harrington - or between a current and former client, depending upon whether Harrington continued to represent the Ingram Estate through representation of Defendant in her capacity as administratrix.\nPlaintiffs\u2019 motion to disqualify counsel came on for hearing in Union County Superior Court on 27 August 2012. At the hearing, Larry Harrington stated that (1) Harrington was representing Defendant only in her individual capacity; (2) Harrington was no longer representing Defendant in her capacity as administratrix; and (3) John T. Bums, who was present at the hearing, was assuming representation of Defendant in her capacity as administratrix of the Ingram Estate.\nOn 25 September 2012, the trial court entered an order setting forth the following pertinent findings:\n1. ... [Harrington] presently represents] [Defendant] individually in [this] civil action.\n2. ... [Harrington] either now represents or has previously represented [Defendant] in her representative capacity as Administrator of the Estate of Willie James Ingram, deceased, and the Estate of Willie James Ingram.\n5. . . . [Defendant\u2019s] individual interests are not aligned with and are in fact adverse to the interests of the [Ingram Estate] and those of the Plaintiffs/Heirs.\n6. ... [I]t appears to the Court that Rule 1.7 of the North Carolina Rules of Professional Conduct for attorneys . . . preclude [Harrington] from representing [Defendant] in both her individual capacity or in her capacity as Administrator of the [Ingram Estate] without the express consent of the Plaintiffs/Heirs.\n7. ... [Plaintiffs] object to [Defendant\u2019s] continued service as Administrator of the [Ingram Estate] and are unwilling to consent to [Harrington\u2019s] continued representation of [Defendant] in any capacity.\nBased upon these findings, the trial court disqualified Harrington from further representation of Defendant in her individual capacity both in this action and in the Estate Proceeding. From this order, Defendant appeals.\nII. Analysis\nPreliminarily, we note the interlocutory nature of this appeal. However, our Supreme Court has held that an order granting a motion to disqualify counsel affects a substantial right and is thus immediately appealable. Goldston v. Am. Motors Corp., 326 N.C. 723, 727, 392 S.E.2d 735, 737 (1990). We further note that although Plaintiffs\u2019 motion sought to disqualify Harrington from representing Defendant in her capacity as administratrix, the trial court\u2019s order makes no determination regarding Harrington\u2019s ability to represent Defendant in her capacity as administratrix. Rather, the trial court ordered that Harrington be disqualified as counsel for Defendant in her individual capacity. Therefore, the scope of our review is limited to the issue of whether the trial court erred in disqualifying Harrington from representing Defendant in her individual capacity.\nWe review the trial court\u2019s decision to disqualify counsel for abuse of discretion. Travco Hotels, Inc. v. Piedmont Natural Gas Co., Inc., 332 N.C. 288, 295, 420 S.E.2d 426, 430 (1992). \u201cTo demonstrate an abuse of discretion, the appellant must show that the trial court\u2019s ruling was manifestly unsupported by reason, or could not be the product of a reasoned decision.\u201d Nationwide Mut. Fire Ins. Co. v. Bourlon, 172 N.C. App. 595, 601, 617 S.E.2d 40, 45 (2005) (citations omitted).\nIn the instant case, the trial court found as fact that Harrington represented Defendant both in her individual capacity and in her capacity as administratrix of the Ingram Estate. We believe that there is competent evidence in the record which supports this finding. For instance, regarding the Estate Proceeding, the record reveals that at the 21 June 2012 hearing on Plaintiffs\u2019 petition for removal, Larry Harrington admitted that Harrington had previously represented Defendant \u201cindividually and in her fiduciary capacity\u201d; that on 17 July 2012, in response to a motion filed by Plaintiffs in the Estate Proceeding, Harrington filed an objection on behalf of Defendant in her capacity as administratrix; and that in an email correspondence dated 17 July 2012, James Harrington communicated the following to Plaintiffs\u2019 counsel: \u201cUntil you receive notice from us or a court determines otherwise, you can assume that we represent [Defendant] as Administrator of the Estate of Willie Ingram.\u201d Further, regarding the present action, the record reveals that Harrington has filed motions on behalf of Defendant in her capacity as administratrix of the Ingram Estate - for example, Defendant\u2019s motion to dismiss and Defendant\u2019s motion for a protective order, both of which were filed by Harrington on 9 August 2012 - and that at the hearing on Plaintiffs\u2019 motion to disqualify, Larry Harrington represented to the court that Harrington was still representing Defendant in her individual capacity. Consequently, this Court is bound by the trial court\u2019s finding that Harrington has represented Defendant in both capacities. See Cornelius v. Helms, 120 N.C. App. 172, 175, 461 S.E.2d 338, 339-40 (1995) (providing that \u201c[wjhether an attorney-client relationship existed between plaintiffs and defendants is a question of fact for the trial court and \u2018our appellate courts are bound by the trial court\u2019s findings of facts where there is some evidence to support these findings, even though the evidence might sustain findings to the contrary\u2019 \u201d (citation omitted)).\nMoreover, the trial court determined that Defendant\u2019s interests in her individual capacity were not aligned, but were, in fact, adverse to those of the Ingram Estate. Rule 1.9(a) of the North Carolina Revised Rules of Professional Conduct provides as follows:\nA lawyer who has formerly represented a client in a matter shall not thereafter represent another person in the same or a substantially related matter in which that person\u2019s interests are materially adverse to the interests of the former client unless the former client gives informed consent, confirmed in writing.\nOur review of Plaintiffs\u2019 complaint reveals that Plaintiffs\u2019 claims against Defendant support the finding that Defendant\u2019s interests (in her individual capacity) are materially adverse to those of the Ingram Estate - which Defendant represents in her capacity as administratrix - and the heirs (Plaintiffs) and creditors of the Ingram Estate. For instance, Plaintiffs allege that Defendant removed assets from the Ingram Estate \u201cfor the purpose of depriving those parties with legitimate interests in the [Ingram] Estate ... of the beneficial use of [Mr. Ingram\u2019s] assets[,]\u201d which places Defendant, individually, squarely at odds with Defendant as administratrix, a fiduciary vested with the duty of preserving the estate and acting in the best interests of the estate beneficiaries. See generally N.C. Gen. Stat. \u00a7 28A-13-3(a) (2011). Accordingly, we discern no abuse of discretion in the trial court\u2019s decision to disqualify Harrington from representing Defendant in her individual capacity under these circumstances.\nWe note that our holding finds support in ethics opinions issued by the North Carolina State Bar, including N.C. St. B. Ethics Op. RPC 137 (Oct. 23, 1992) (providing that an attorney who has formerly represented an estate may not subsequently defend the former personal representative against a claim brought by the estate), and N.C. St. B. Ethics Op. RPC 22 (Apr. 17, 1987) (providing that in the absence of consent from the heirs, a lawyer may not represent the administratrix officially and personally where her interests in the two roles are in conflict). While we recognize that these opinions are not binding on this Court, they are nevertheless persuasive.\nDefendant has abandoned her remaining arguments for failure to comply with Rule 28 of our Appellate Rules. See N.C. R. App. P. 28(b)(6) (2013) (providing that an appellant\u2019s argument \u201cshall contain citations of the authorities upon which the appellant relies\u201d).\nIII. Conclusion\nFor the foregoing reasons, we affirm the trial court\u2019s order disqualifying counsel.\nAFFIRMED.\nJudges ELMORE and GEER concur.\n. Plaintiffs\u2019 complaint also asserted claims against a co-defendant, Lakeysha Medlin Davis, which are not relevant for purposes of this appeal.\n. The clerk of court determined that Defendant had \u201cdone a reasonably good job of administration\u201d and that although Ingram had not acknowledged paternity in the legal sense, he had acknowledged Defendant in other ways, such as naming her his attorney in fact, adding her to his BB&T savings account, and designating her as a beneficiary of his life insurance policy.\n. We note that the trial court\u2019s order proscribing Harrington\u2019s representation of Defendant in her individual capacity extends to the Estate Proceeding, which is currently pending before the clerk of court. We believe that the trial court acted within its \u201cinherent authority\u201d in so ruling. See In re Northwestern Bonding Co., 16 N.C. App. 272, 275, 192 S.E.2d 33, 35 (1972) (providing that while \u201cquestions relating to the propriety and ethics of an attorney are ordinarily for the consideration of the North Carolina State Bar[,]\u201d our courts have \u201cinherent authority to taire disciplinary action against attorneys . . . based upon the relationship of the attorney to the court and the authority which the court has over its own officers to prevent them from... acts of dishonesty or impropriety calculated to bring contempt upon the administration of justice\u201d and that this authority \"extends even to matters which are not pending in the particular court exercising the authority\" (emphasis added)).", "type": "majority", "author": "DILLON, Judge." } ], "attorneys": [ "Strauch Fitzgerald & Green, P.C., by Andrew L. Fitzgerald and Hannah K. Albertson, and Hickmon & Perrin, PC, by James E. Hickmon, for Plaintiffs.", "Harrington Law Firm, by James J. Harrington, for Defendant Amber Lavone Williams." ], "corrections": "", "head_matter": "CLARENCE JONATHAN WILLIAMS, EDDIE MACK, JOYCE GRIFFIN, and ODELL DAVIS, III, by and through his duly appointed guardian ad litem, ROBERT GRAY AUSTIN, III, Plaintiffs v. AMBER LAVONE WILLIAMS, individually, AMBER LAVONE WILLIAMS, in her representative capacity as Administrator of the Estate of Willie James INGRAM, deceased, and LAKEYSHA MEDLIN DAVIS, Defendants\nNo. COA13-55\nFiled 6 August 2013\nAttorneys \u2014 conflict of interest \u2014 individual representation \u2014 representation as administratrix\nThe trial court did not err by disqualifying defendant\u2019s attorney from representing her in her individual capacity in the present civil action and in her capacity as administratrix in an estate proceeding. There was competent evidence to support the finding that counsel represented defendant in both capacities and that defendant\u2019s interests in her individual capacity were not aligned, but were, in fact, adverse to those of the estate proceeding.\nAppeal by Defendant from order entered 25 September 2012 by Judge James W. Morgan in Union County Superior Court. Heard in the Court of Appeals 23 May 2013.\nStrauch Fitzgerald & Green, P.C., by Andrew L. Fitzgerald and Hannah K. Albertson, and Hickmon & Perrin, PC, by James E. Hickmon, for Plaintiffs.\nHarrington Law Firm, by James J. Harrington, for Defendant Amber Lavone Williams." }, "file_name": "0753-01", "first_page_order": 763, "last_page_order": 769 }