{
  "id": 6779322,
  "name": "STATE OF NORTH CAROLINA v. LOCREAIG DONNELL RUFFIN",
  "name_abbreviation": "State v. Ruffin",
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    "judges": [
      "Judges STEPHENS and DAVIS concur."
    ],
    "parties": [
      "STATE OF NORTH CAROLINA v. LOCREAIG DONNELL RUFFIN"
    ],
    "opinions": [
      {
        "text": "STEELMAN, Judge.\nWhere defense counsel informed the trial court that defendant had decided to reject a plea offer and proceed to trial on a charge of first-degree rape, the trial court\u2019s failure to inform defendant of the increased maximum sentence for second-degree rape under N.C. Gen. Stat. \u00a7 15A-1340.17(f) was not error. The trial court did not err in allowing the prosecutor to cross-examine defendant about prior out of state criminal convictions or in denying defendant\u2019s motion to dismiss the charge of second-degree rape for insufficient evidence.\nI. Factual and Procedural Background\nIn January of 2012, J.B., who lived in Plymouth, North Carolina, met defendant through a telephone dating service. After talking to defendant on the phone for several weeks, she invited him to visit in person on the weekend of 8 January 2012. On 6 January 2012, a friend of J.B.\u2019s picked up defendant in Greenville and brought him to Plymouth. When J.B. finished work, she and defendant purchased beer and food and went to a motel, where they talked, ate, drank beer, and had consensual sex. That night, defendant talked about his father, who he felt had mistreated him. The next day, J.B. went to work in the morning and afterwards she and defendant went to her trailer with more beer. J.B. slept about two hours, cooked food for defendant, and they had consensual sex.\nDefendant continued drinking during the day and during the evening he became increasingly agitated about issues that he had with his father, and threatened to harm J.B. or himself. Defendant retrieved a machete from J.B.\u2019s closet, pushed her onto the bed, punched J.B., choked her, held the machete to her neck, and forced her to have sex with him. After the forcible intercourse, defendant made her take a shower with him, after which they dressed and both took some sedative-laced pain pills. J.B. and defendant dozed briefly, but when defendant awoke he was still very agitated and \u201cproceeded to scream and holler.\u201d J.B. ran into a bathroom and called 911, at which point defendant ran out of the trailer.\nWhen Deputies Ricks and Spencer of the Washington County Sheriff\u2019s Department arrived at J.B.\u2019s trailer, Deputy Ricks noted that J.B. was \u201ccrying hysterically and shaking.\u201d The deputies took a statement from J.B., obtained a photo of defendant, photographed J.B.\u2019s bruises, and took her to the hospital.\nDefendant was arrested a few hours later, and at around 10:00 a.m. on 8 January 2012, Deputy Spencer met with defendant at the Washington County jail. Defendant waived his Miranda rights, and gave Spencer a statement about the events of the previous 36 hours. His account of the time he had spent with J.B. was similar to J.B.\u2019s statement; specifically, he admitted to Spencer that he had forced J.B. to have sex on Saturday. He told Spencer that J.B. had threatened him with the machete, and that in response \u201che got angry and went and got the machete and put it up to her neck and threatened to cut her head off and then forced her to have sex with him[.]\u201d J.B. had stated that defendant had raped her once; however, defendant told Spencer that he forced himself on her twice. After Spencer reduced defendant\u2019s statement to writing, defendant read and initialed it.\nDefendant was indicted on 23 July 2012 in an indictment whose language described second-degree rape, but whose caption and cited statute identified the charged offense as first-degree rape. Prior to trial, the trial court ruled that the indictment charged defendant with second-degree rape.\nDefendant was tried before a jury on 28 and 29 January 2013. Defendant\u2019s mother testified that defendant, who grew up in Connecticut, suffered a head injury at age two, after which \u201chis brain didn\u2019t develop like normal\u201d and that he read at a third or fourth grade level and had difficulty with long term memory. Defendant\u2019s mother also testified that after defendant moved to North Carolina about three years earlier, he lived in Greenville for two years, and had spent \u201cone year in jail.\u201d\nDefendant testified that he was 36 years old, lived in Greenville, North Carolina, and was unemployed but received disability payments for \u201cmental retardation.\u201d He recalled speaking with Spencer, but contended that he was \u201cdrunk\u201d at the time and did not remember his answers to her questions, or remember telling Spencer that he had forced J.B. to have sex. He testified that he could not read the statement that he had initialed. On cross-examination, defendant testified that he could not recall what happened during the weekend of 8 January 2012, and that he did not \u201cknow of\u2019 or recall any criminal convictions from Connecticut. Over objection, the prosecutor asked defendant about 5 prior criminal convictions in Connecticut. Defendant denied any recollection of those convictions. When asked on redirect examination, defendant testified that he remembered being arrested, but not what he was charged with.\nOn 29 January 2013 the jury found defendant guilty of second-degree rape. The trial court sentenced defendant to an active sentence of 73 to 100 months. Subsequently, the Department of Public Safety informed the trial court that the maximum sentence of 100 months did not correspond to the minimum sentence of 73 months, since defendant was convicted of a reportable sex offense as defined in N.C. Gen. Stat. \u00a7 14-208.6(4), and therefore was required to be sentenced under N.C. Gen. Stat. \u00a7 15A-1340.17(f). On 11 March 2013, the trial court amended its judgment and entered a maximum sentence of 148 months.\nDefendant appeals.\nII. Analysis\nA. Defense Counsel Places the Plea Arrangement Offered bv the State into the Record\nIn his first argument, defendant contends that the trial court committed reversible error by misstating the maximum sentence for second-degree rape. Defendant asserts that the trial court\u2019s failure to inform defertdant of the maximum sentence for a conviction of a reportable sex offense \u201cdeprived the defendant of a full understanding of the ramifications of turning down the State\u2019s plea offer.\u201d We disagree.\nN.C. Gen. Stat. \u00a7 15A-1340.17(f) states that:\n. . . [F]or offenders sentenced for a Class B1 through E felony that is a reportable conviction subject to the registration requirement of Article 27A of Chapter 14 of the General Statutes, the maximum term of imprisonment shall be equal to the sum of the minimum term of imprisonment and twenty percent (20%) of the minimum term of imprisonment, rounded to the next highest month, plus 60 additional months.\nN.C. Gen. Stat. \u00a7 14-208.6(4) defines \u201creportable offense\u201d to include a conviction for \u201ca sexually violent offense, or an attempt to commit any of those offensesf,]\u201d and N.C. Gen. Stat. \u00a7 14-208.6(5) defines a \u201csexually violent offense\u201d to include second-degree rape. Thus, upon defendant\u2019s conviction for second-degree rape, his maximum sentence is subject to the provisions of N.C. Gen. Stat. \u00a7 15A-1340.17(f).\nIn this case, after the jury was impaneled, but before the first witness was called to testify, defendant\u2019s attorney asked to \u201cplace on the record\u201d that defendant was charged with first-degree rape, a Class B1 felony, and that the State had offered to allow him to plead guilty to a Class D felony. Defendant had decided not to accept the plea offer and to proceed to trial. Defense counsel did not identify the Class D felony to which defendant could plead guilty or state the specific terms of the plea offer. After defense counsel put defendant\u2019s decision to proceed to a jury trial on the record, the trial court ruled that the indictment actually charged the offense of second-degree rape, a Class C felony. The trial court then addressed defendant:\nTHE COURT: The Court has reviewed the indictment and finds that it does properly allege second-degree rape which is a Class C felony, and you\u2019re reading from the second level, and, Mr. Ruffin, if you got convicted of this, then the Court could sentence you to a minimum sentence of anywhere between 50 months in the mitigated range to a maximum minimum sentence of 83 months. If you got 50 months, that would correspond to a maximum of 72 months. If you got 83 months, then that would correspond to a maximum of 112 months. Do you understand that?\nDEFENDANT: Yes.\nTHE COURT: Okay. Anything the State wants to say about that?\nPROSECUTOR: No, Your Honor.\nTHE COURT: Okay, [defense counsel], anything further?\nDEFENSE COUNSEL: No, Your Honor.\nTHE COURT: Okay. And, Mr. Ruffin, at this time is it your desire to proceed on with the trial of this case knowing that the .indictment charges second-degree rape, a Class C felony?\nDEFENDANT: Yes.\nOn appeal, defendant argues that \u201cthe trial court\u2019s improper statement of the maximum punishment deprived the defendant of an informed decision as to whether or not he should accept the State\u2019s plea offer[.]\u201d As set out above, after the trial court ruled that defendant was charged with a Class C offense, and not a Class B1 felony, the court informed defendant that if convicted he might receive a minimum sentence of 50 to 83 months, corresponding to a maximum sentence of 72 to 112 months. The trial court did not inform defendant that, if he were convicted of second-degree rape, his m\u00e1ximum sentence would be determined under N.C. Gen. Stat. \u00a7 15A-1340.17(f), which would result in a longer maximum sentence than under the felony sentencing grid set out in N.C. Gen. Stat. \u00a7 15A-1340.17(c). However, based upon the facts of this case, we hold that this omission did not deprive defendant of an informed decision or entitle him to appellate relief.\nAssuming that (1) defendant were convicted of either-first-degree rape, second-degree rape, or attempted second-degree rape; (2) defendant was a prior record level II offender,' which was the record level used by defense counsel and the trial court in their colloquy with defendant, and; (3) rounding the length of each sentence to the nearest month, the range of sentences to which defendant was exposed was:\nDefense counsel represented to the trial court that defendant had elected to be tried for a Class B1 offense, for which he faced a minimum sentence of 221 months, or 18 years, and that he had rejected an opportunity to plead guilty to a Class D offense, for which the minimum sentence was 59 months, or approximately 5 years. Given that defendant had decided to risk a sentence of at least 18 years rather than plead guilty, there is no basis to infer that he might have changed his mind based on the difference between the maximum presumptive sentence for a Class C offense as derived from the sentencing grid - 112 months, or about 9 years - and the increased maximum sentence for a Class C offense, which is 159 months, or about 13 years. We conclude that on the facts of this case, the trial court\u2019s omission of the increased maximum sentence under N.C. Gen. Stat. \u00a7 15A-1340.17(f) does not entitle defendant to relief.\nIn arguing for a different result, defendant urges us to apply N.C. Gen. Stat. \u00a7 15A-1022(a) to the facts of this case. This statute provides that a superior court judge may not accept a defendant\u2019s guilty plea \u201cwithout first addressing him personally\u201d and informing him of his right to remain silent, ascertaining that he understands the charge against him, his right to plead not guilty, and the range of possible sentences he might receive, and \u201c[informing him that by his plea he waives his right to trial by jury and his right to be confronted by the witnesses against him[.]\u201d N.C. Gen. Stat. \u00a7 15A-1022(a)(4).\n\u201cBecause a guilty plea waives certain fundamental constitutional rights such as the right to a trial by jury, our legislature has enacted laws to ensure guilty pleas are informed and voluntary.\u201d State v. Agnew, 361 N.C. 333, 335, 643 S.E.2d 581, 583 (2007) (citing State v. Sinclair, 301 N.C. 193, 197, 270 S.E.2d 418, 421 (1980)). However, a defendant who elects to proceed to trial is exercising, rather than waiving, his constitutional rights. A trial court is not required to make an inquiry into a defendant\u2019s decision not to plead guilty. Further, in this case defense counsel represented to the trial court that defendant had already made the decision to proceed to trial on a charge of first-degree rape. Counsel did not request the trial court\u2019s assistance in persuading defendant to change his mind, or indicate doubts as to defendant\u2019s competence to make this decision, but simply stated that he wanted to put defendant\u2019s decision \u201con the record.\u201d We conclude that N.C. Gen. Stat. \u00a7 15A-1022 is not applicable to this case and that defendant is not entitled to relief on this basis.\nB. Cross-examination of Defendant\nIn his next argument, defendant contends that the trial court erred by \u201callowing the district attorney to cross-examine the defendant about alleged prior convictions after the defendant initially indicated that he did not recall any\u201d and that the court erred in allowing the prosecutor \u201cover objection, [to] read from a list of charges on an unverified DCI printout.\u201d We disagree.\nAs a general rule, the \u201cscope of cross-examination lies within the discretion of the trial judge, and the questions must be asked in good faith.\u201d State v. Forte, 360 N.C. 427, 442-443, 629 S.E.2d 137, 147 (2006) (citing State v. Williams, 279 N.C. 663, 675, 185 S.E.2d 174, 181 (1971)). N.C. Gen. Stat. \u00a7 8C-1, Rule 609(a) provides that \u201c[f]or the purpose of attacking the credibility of a witness, evidence that the witness has been convicted of a felony, or of a Class Al, Class 1, or Class 2 misdemeanor, shall be admitted if elicited from the witness . . . during cross-examination[.j\u201d In addition, \u201cevidence which would otherwise be inadmissible may be permissible on cross-examination \u2018to correct inaccuracies or misleading omissions in the defendant\u2019s testimony or to dispel favorable inferences arising therefrom.\u2019 \u201d State v. Braxton, 352 N.C. 158, 193, 531 S.E.2d 428, 448 (2000) (quoting State v. Lynch, 334 N.C. 402, 412, 432 S.E.2d 349, 354 (1993)). However, \u201ca cross-examiner can elicit only \u2018the name of the crime and the time, place, and punishment for impeachment purposes under Rule 609(a)[.]\u2019 \u201d Id. (quoting Lynch, 334 N.C. at 410, 432 S.E.2d at 353).\nIn this case, defendant was asked on cross-examination if he had been convicted of criminal offenses while he lived in Connecticut. He responded: \u201cNot that I know of, that\u2019s a long time.\u201d The prosecutor then questioned defendant about specific criminal convictions, based on a document described at trial as \u201ca DCI printout showing the convictions.\u201d The prosecutor did not attempt to elicit details about the facts of the offenses, or pursue the matter further when defendant denied remembering his alleged prior convictions. On appeal, defendant does not dispute that the document relied upon by the prosecutor provided a good faith basis for his questions, and does not argue that the trial court abused its discretion in allowing this cross-examination or that the prosecutor exceeded the permissible scope of cross-examination. We conclude that there was no error in allowing the prosecutor to cross-examine defendant about prior convictions.\nDefendant appears to argue on appeal that the district attorney was barred from questioning him about his criminal record unless (1) his questions would also have been admissible under N.C. Gen. Stat. \u00a7 8C-1, Rule 404(b), and (2) the prosecutor was in possession of a verified copy of the Connecticut judgments meeting the requirements for determining a defendant\u2019s prior record level for purposes of Structured Sentencing under N.C. Gen. Stat. \u00a7 15A-1340.14. Defendant cites no authority for either proposition, and we reject these arguments.\nMoreover, even assuming, arguendo, that the trial court erred by allowing the cross-examination, defendant has failed to show prejudice. Under N.C. Gen. Stat. \u00a7 15A-1443(a), a \u201cdefendant is prejudiced by errors relating to rights arising other than under the Constitution of the United States when there is a reasonable possibility that, had the error in question not been committed, a different result would have been reached at the trial out of which the appeal arises. The burden of showing such prejudice under this subsection is upon the defendant.\u201d Defendant does not argue that the trial would have had a different result had the cross-examination not been permitted, and our own review does not suggest that the cross-examination had an effect on the jury\u2019s verdict. Moreover, we note that defendant\u2019s mother testified that defendant had spent \u201ca year in jail\u201d and that on redirect examination defendant testified that he remembered his arrests, just not the names of the charged offenses. Given that defendant elicited additional evidence of his criminal history, and given the substantial evidence presented by the State, we cannot hold that defendant was prejudiced by this cross-examination.\nC. Sufficiency of the Evidence\nIn his last argument, defendant contends that the trial court erred by denying his motion to dismiss for insufficiency of the evidence. We disagree.\n1. Standard of Review\n\u201cThis Court reviews the trial court\u2019s denial of a motion to dismiss de novo.\u201d State v. Smith, 186 N.C. App. 57, 62, 650 S.E.2d 29, 33 (2007) (citation omitted). \u201c \u2018Upon defendant\u2019s motion for dismissal, the question for the Court is whether there is substantial evidence (1) of each essential element of the offense charged, or of a lesser offense included therein, and (2) of defendant\u2019s being the perpetrator of such offense. If so, the motion is properly denied.\u2019 \u201d State v. Fritsch, 351 N.C. 373, 378, 526 S.E.2d 451, 455 (2000) (quoting State v. Barnes, 334 N.C. 67, 75, 430 S.E.2d 914, 918 (1993) (internal quotation omitted)).\n\u201cSubstantial evidence is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.\u201d State v. Smith, 300 N.C. 71, 78-79, 265 S.E.2d 164, 169 (1980) (citation omitted). \u201cIn making its determination, the trial court must consider all evidence admit-' ted, whether competent or incompetent, in the light most favorable to the State, giving the State the benefit of every reasonable inference and resolving any contradictions in its favor.\u201d State v. Rose, 339 N.C. 172, 192, 451 S.E.2d 211, 223 (1994). \u201cContradictions and discrepancies do not warrant dismissal of the case; rather, they are for the jury to resolve. Defendant\u2019s evidence, unless favorable to the State, is not to be taken into consideration.\u201d State v. Franklin, 327 N.C. 162, 172, 393 S.E.2d 781, 787 (1990) (citations omitted). In this case, since defendant presented evidence, we only review the sufficiency of the evidence as of the close of all of the evidence. See State v. Britt, 87 N.C. App. 152, 154, 360 S.E.2d 291, 292 (1987).\n2. Analysis\nN.C. Gen. Stat. \u00a7 14-27.3(a) states that \u201c[a] person is guilty of rape in the second-degree if the person engages in vaginal intercourse with another person: (1) By force and against the will of the other person[.]\u201d Therefore, the \u201celements of second-degree rape are that the defendant (1) engage in vaginal intercourse with the victim; (2) by force; and (3) against the victim\u2019s will. N.C. Gen. Stat. \u00a7 14-27.3.\u201d State v. Scercy, 159 N.C. App. 344, 352, 583 S.E.2d 339, 344, disc. review denied, 357 N.C. 581, 589 S.E.2d 363 (2003).\nAt trial, J.B. testified that defendant brandished a machete and beat her in order to force her to have vaginal intercourse against her will. Her testimony was corroborated by photos of her bruises and by her statements to the investigating officers. Moreover, Deputy Spencer testified that defendant made a statement in which he admitted threatening J.B. with a machete in order to force her to have sex. This evidence was sufficient to merit the submission of the charge of second-degree rape to the jury.\nOn appeal, defendant does not dispute the existence of the evidence discussed above. Rather, he directs our attention to other evidence, such as the parties\u2019 consumption of alcohol, and the fact that J.B. acknowledged engaging in several prior instances of consensual sex with defendant, that tended to weaken the State\u2019s case. However, \u201c[Contradictions and discrepancies do not warrant dismissal of the case but are for the jury to resolve.\u201d State v. Johnson, 203 N.C. App. 718, 724, 693 S.E.2d 145, 148 (2010) (citing State v. Benson, 331 N.C. 537, 544, 417 S.E.2d 756, 761 (1992). The trial court did not err in denying defendant\u2019s motion for dismissal.\nFor the reasons discussed above, we conclude that defendant had a fair trial, free of reversible error.\nNO ERROR.\nJudges STEPHENS and DAVIS concur.\n. The only potential Class D felony that is apparent on the record before us would be attempted second degree rape.\n. Defendant also argues that the trial court erred by not advising defendant of \u201cthe highest level in the aggravated range[.]\u201d However, N.C. Gen. Stat. \u00a7 15A-1340.16(a6) provides that the \u201cState must provide a defendant with written notice of its intent to prove the existence of one or more aggravating factors under subsection (d) of this section... at least 30 days before trial].]\u201d The record is devoid of any indication that the State provided defendant with the requisite pretrial notice of intent to prove the existence of any aggravating factors, or that the State expressed such an intention during the trial. We hold, based on the record before us, that the issue of aggravating factors was not pertinent to this trial.\n. This document has not been included in the record of this case.",
        "type": "majority",
        "author": "STEELMAN, Judge."
      }
    ],
    "attorneys": [
      "Attorney General Roy Cooper, by Special Deputy Attorney General Jennie Wilhelm Hauser, for the State.",
      "McCotter Ashton, P.A., by Rudolph A. Ashton, III, and Kirby H. Smith, III, for defendant-appellant."
    ],
    "corrections": "",
    "head_matter": "STATE OF NORTH CAROLINA v. LOCREAIG DONNELL RUFFIN\nNo. COA13-744\nFiled 4 March 2014\n1. Rape \u2014 second-degree\u2014rejection of plea offer \u2014 failure to state increased maximum sentence\nThe trial court did not commit reversible error by failing to state the maximum sentence for second-degree rape. Defense counsel informed the trial court that defendant had decided to reject a plea offer and proceed to trial on a charge of first-degree rape, and thus, the trial court\u2019s failure to inform defendant of the increased maximum sentence for second-degree rape under N.C.G.S. \u00a7 15A-1340.17(f) was not error.\n2. Evidence \u2014 prior crimes or bad acts \u2014 cross-examination\nThe trial court did not err by allowing the district attorney to cross-examine defendant about allegedprior convictions after defendant initially indicated that he did not recall any, nor did the court err by allowing the prosecutor over objection, to read from a list of charges on an unverified DCI printout. Even assuming, arguendo, that the trial court erred by allowing the cross-examination, defendant failed to show prejudice.\n3. Rape \u2014 second-degree\u2014motion to dismiss \u2014 sufficiency of evidence\nThe trial court did not err by denying defendant\u2019s motion to dismiss the charge of second-degree rape based on insufficiency of the evidence even though the parties consumed alcohol and the victim acknowledged engaging in several prior instances of consensual sex with defendant. Contradictions and discrepancies did not warrant dismissal of the case, but were for the jury to resolve.\nAppeal by defendant from judgment entered 29 January 2013 by Judge Benjamin G. Alford in Washington County Superior Court. Heard in the Court of Appeals 8 January 2014.\nAttorney General Roy Cooper, by Special Deputy Attorney General Jennie Wilhelm Hauser, for the State.\nMcCotter Ashton, P.A., by Rudolph A. Ashton, III, and Kirby H. Smith, III, for defendant-appellant."
  },
  "file_name": "0652-01",
  "first_page_order": 662,
  "last_page_order": 671
}
