{
  "id": 8524555,
  "name": "STATE OF NORTH CAROLINA v. DONALD EUGENE BAUCOM",
  "name_abbreviation": "State v. Baucom",
  "decision_date": "1984-02-07",
  "docket_number": "No. 8326SC618",
  "first_page": "298",
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  "provenance": {
    "date_added": "2019-08-29",
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  "casebody": {
    "judges": [
      "Judges Johnson and Phillips concur."
    ],
    "parties": [
      "STATE OF NORTH CAROLINA v. DONALD EUGENE BAUCOM"
    ],
    "opinions": [
      {
        "text": "ARNOLD, Judge.\nDuring the guilt adjudication phase of the proceedings, the State presented evidence that on 17 June 1982 the defendant, age 21, was living at home with his parents and younger brother, age 10. His mother discovered that defendant and his brother, the victim, were in the bathroom with the door locked, and she informed her husband. Defendant\u2019s father later asked the victim if anything had happened between him and defendant. The victim told his father that for the past three months defendant had victimized him. He indicated that on one occasion defendant had forced him to perform oral sex; and that defendant had attempted to sodomize him in the bathroom.\nDuring the sentencing hearing, both the State and defendant presented evidence. At the conclusion of the hearing, the judge found the following non-statutory factors:\n1. That as a result of plea agreement, defendant was allowed to plea to this offense after having been charged with First Degree Sexual Offense which was fully supported by the evidence.\n2. That factors indicated by the pre-sentence diagnostic study as to the threat to the community and defendant\u2019s immediate family.\n3. That this offense was committed against the brother of the defendant.\nThe sole mitigating factor found by the judge was that defendant had no criminal record.\nAfter finding the factors in aggravation outweighed the factor in mitigation, the judge sentenced defendant to 10 years and recommended that he be given an immediate psychiatric evaluation and treatment.\nDefendant now argues that the sentencing judge committed prejudicial error in finding aggravating factors Nos. 1 and 3. He assigns error to aggravating factor No. 1 for the reason that the judge failed to set out the specific facts which supported the initial charge of first degree sexual offense. The judge found that defendant was allowed to plead guilty to taking indecent liberties with a child \u201cafter having been charged with First Degree Sexual Offense which was fully supported by the evidence.\u201d Defendant argues that this finding does not meet the requirements of the Fair Sentencing Act.\nG.S. 15A-1340.4(b) of this Act provides: \u201cIf the judge imposes a prison term for a felony that differs from the presumptive term . . ., the judge must specifically list in the record each matter in aggravation or mitigation that he finds proved by a preponderance of the evidence.\u201d The State argues, and we agree, that this statutory language does not require the sentencing judge to include in his finding of an aggravating factor the specific evidence on which he relies. The record need only contain sufficient evidence to support the aggravating factor. We find support for this position in State v. Ahearn, 307 N.C. 584, 300 S.E. 2d 689 (1983). There the Supreme Court emphasized:\nThe sentencing judge\u2019s discretion to impose a sentence within the statutory limits, but greater or lesser than the presumptive term, is carefully guarded by the requirement that he make written findings in aggravation and mitigation, which findings must be proved by a preponderance of the evidence; that is, by the greater weight of the evidence.\nId. at 596, 300 S.E. 2d at 696-697.\nIn the case now before us, all the evidence showed that the 21-year-old defendant had forced his 10-year-old brother to perform oral sex upon him. This evidence supports the charge of first degree sexual offense as defined in G.S. 14-27.4(a), and therefore supports aggravating factor No. 1.\nDefendant next assigns error to the finding of factor in aggravation that the offense was committed against defendant\u2019s brother. During the sentencing hearing the State argued that the judge should consider that defendant took advantage of a position of trust or confidence when he victimized his brother. The judge did not cite this statutory aggravating factor set out in G.S. 15A-1340.4(a)(l)(n), but instead, found that defendant committed the sexual offense against his \u201cbrother.\u201d\nDefendant argues that a \u201cbrother relationship is not one of trust and confidence envisioned in the Fair Sentencing Act, because it lacks legal duties and obligations which characterize legally ordained relationships such as parent-child and husband-wife.\u201d Under the circumstances here, we may find this argument to be flawed. There was sufficient evidence for the sentencing judge to find that the 21-year-old defendant took advantage of a position of trust or confidence by sodomizing his 10-year-old brother during the time the two were residing in their parents\u2019 home. While the record strongly suggests that the judge was referring to this statutory aggravating factor when he found that defendant committed the sexual offense against his brother, the matter must, nevertheless, be remanded for resentencing.\nThe sole fact that the defendant and the victim were brothers is not a factor \u201creasonably related to the purposes of sentencing.\u201d G.S. 15A-1340.4(a). This relationship, without more, does not constitute a factor that may diminish or increase defendant\u2019s culpability. See G.S. 15A-1340.3.\nIn light of the increasing number of cases that have been remanded because of erroneous findings of non-statutory factors in aggravation, this Court deems it appropriate to remind trial judges that only one factor in aggravation is necessary to support a sentence greater than the presumptive term. The trial judge must determine that this factor is proved by a preponderance of the evidence and outweighs any mitigating factors. G.S. 15A-1340.4(b). \u201cThe balance struck by the trial judge will not be disturbed if there is support in the record for his determination. [Citations omitted.]\u201d State v. Davis, 58 N.C. App. 330, 333-34, 293 S.E. 2d 658, 661, disc. rev. denied, 306 N.C. 745, 295 S.E. 2d 482 (1982). With these rules in mind the trial judge may wish to exercise restraint when considering non-statutory aggravating factors after having found statutory factors. This prudent course of conduct would lessen the chance of having the case remanded for resentencing.\nBecause we find error in the non-statutory aggravating factor listed by the trial judge, the case is\nRemanded for resentencing.\nJudges Johnson and Phillips concur.",
        "type": "majority",
        "author": "ARNOLD, Judge."
      }
    ],
    "attorneys": [
      "Attorney General Edmisten, by Associate Attorney General David R. Minges, for the State.",
      "Assistant Public Defender Grant Smithson, for defendant-appellant."
    ],
    "corrections": "",
    "head_matter": "STATE OF NORTH CAROLINA v. DONALD EUGENE BAUCOM\nNo. 8326SC618\n(Filed 7 February 1984)\n1. Criminal Law 8 138\u2014 aggravating factor that evidence supported initial, more severe, charge \u2014 no need to set out specific facts\nThere was no error in the trial judge finding that defendant was allowed to plead guilty to taking indecent liberties with a child \u201cafter having been charged with First Degree Sexual Offense which was fully supported by the evidence,\u201d without setting forth the specific evidence upon which he relied. The record need only contain sufficient evidence to support the aggravating factor. G.S. 15A-1340.4(b).\n2. Criminal Law \u00a7 138\u2014 aggravating factor that offense committed against defendant\u2019s brother \u2014 no reasonable relationship to purpose of sentencing\nAlthough an aggravating factor that defendant committed the sexual offense against his brother indicates that the trial judge was relying upon the aggravating factors set forth in G.S. 15A-1340.4(a)(l)(n), that defendant took advantage of a position of trust or confidence when he victimized his brother, the matter must, nevertheless, be remanded for resentencing since the sole fact that the defendant and the victim were brothers was not a factor \u201creasonably related to the purposes of sentencing.\u201d G.S. 15A-1340.4(a).\nAppeal by defendant from Snepp, Judge. Judgment entered 12 January 1983 in Superior Court, MECKLENBURG County. Heard in the Court of Appeals 12 January 1984.\nDefendant was indicted for committing a first degree sexual offense against his younger brother. The indictment was subsequently waived, and defendant agreed to be tried on an information charging him with taking indecent liberties with a child. Pursuant to a plea bargain agreement, defendant pleaded guilty to this latter charge in return for dismissal of the first degree sexual offense charge. He was sentenced to ten years.\nDefendant appeals from the judgment and assigns error to two aggravating factors found by the sentencing judge.\nAttorney General Edmisten, by Associate Attorney General David R. Minges, for the State.\nAssistant Public Defender Grant Smithson, for defendant-appellant."
  },
  "file_name": "0298-01",
  "first_page_order": 330,
  "last_page_order": 334
}
