{
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    "judges": [
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      "STATE OF NORTH CAROLINA v. WILLIAM WESLEY POINDEXTER"
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      {
        "text": "JOHNSON, Judge.\nOn 16 February 1983, defendant filed a pro se motion to discharge the public defender appointed to represent him. In support of his motion, defendant stated that: (1) he was dissatisfied with the appointed counsel; (2) the appointed counsel had neglected defendant\u2019s case; (3) the appointed counsel had repeatedly refused to handle the case in defendant\u2019s best interest; and (4) the appointed counsel acted in concert with the State\u2019s interest. When defendant\u2019s case was called for trial on 23 February 1983, the trial judge conducted a hearing on defendant\u2019s pro se motion to discharge his court appointed counsel. After the trial court had made a thorough inquiry and was satisfied that defendant (1) had been clearly advised of his right to the assistance of counsel, (2) understood and could appreciate the consequences of his decision to represent himself, and (3) was able to comprehend the nature of the charge and the proceedings and range of permissible punishment. Accordingly, the trial court granted defendant\u2019s motion to dismiss appointed counsel. Defendant was allowed to proceed to trial pro se. However, the court appointed the discharged counsel to remain as standby counsel.\nAt trial, the evidence tended to show that defendant had known the victim for several months and they had been involved in various drug deals together. Defendant, after learning that the victim was a police informant, discontinued his drug dealings with the victim. In the meantime, several incidents occurred wherein the victim pistol whipped defendant\u2019s roommate and threatened another of defendant\u2019s friends. On the afternoon of 22 December 1978, the victim went to defendant\u2019s apartment where he insisted that defendant leave town. They argued and the victim shot a hole in the roof of the defendant\u2019s apartment. A few hours later, defendant went to the victim\u2019s home where they again argued. The victim and a friend visiting with him fled from the home into the street. Defendant pursued the victim into the street where the killing occurred. Defendant admitted the killing but testified that he acted in self-defense.\nThe jury returned a verdict of guilty and defendant was given an active prison sentence.\nThe defendant brings forward four assignments of error relating to pro se representation. We have reviewed each of these assignments and find no reversible error.\nDefendant in his first assignment of error contends that the trial court erred in failing to advise him of his right not to testify. He argues that the court should have informed him that he had a right not to testify and that his decision not to testify could not be used as an inference of guilt. The record discloses that the trial court did not specifically inform defendant of his fifth amendment privilege against self-incrimination. The record does indicate, however, that defendant was not coerced or pressured to testify.\nThe fifth amendment privilege, belatedly claimed by defendant, says no more than a person shall not be compelled to speak. It does not place upon the trial court the duty of informing a pro se defendant of his rights and privileges. In fact, the courts in this State have held that a defendant who knowingly and intelligently elects to proceed pro se, \u201ccannot expect the trial judge to relinquish his role as impartial arbiter in exchange for the dual capacity of judge and guardian angel of defendant.\u201d State v. Lashley, 21 N.C. App. 83, 85, 203 S.E. 2d 71, 72 (1974); State v. McDougald, 18 N.C. App. 407, 410, 197 S.E. 2d 11, 13, cert. denied, 283 N.C. 756, 198 S.E. 2d 726 (1973). Moreover, our courts have ruled that a defendant who chooses to proceed pro se \u201cdoes so at his peril and acquires as a matter of right no greater privilege or latitude than would an attorney acting for him.\u201d State v. Cronin, 299 N.C. 229, 244-245, 262 S.E. 2d 277, 287 (1980); State v. Lashley, supra, at 85, 203 S.E. 2d at 72. See also Note, Right to Defend Pro Se, 48 N.C. Law Rev. 678, 683-684 (1970).\nAssuming, arguendo, that the court had a duty to inform the pro se defendant of his fifth amendment privilege against self-incrimination, we find no evidence that the court\u2019s failure to so advise defendant affected the outcome of the trial. Therefore, any error was harmless beyond a reasonable doubt. Chapman v. California, 386 U.S. 18, 24, 87 S.Ct. 824, 828, 17 L.Ed. 2d 705, 710-711, reh. denied, 386 U.S. 987, 87 S.Ct. 1283, 18 L.Ed. 2d 241 (1967). Several witnesses for the State identified defendant as the assailant. One witness identified defendant as the individual who chased the victim with a shotgun. Another witness observed defendant and the victim at the scene of the shooting. Still another witness testified that the victim\u2019s fatal wounds were caused by shotgun blasts. Other State\u2019s witnesses observed circumstances corroborative of the shooting.\nFurthermore, there is every reason to believe that defendant would not have availed himself of the privilege against self-incrimination. In response to the trial court\u2019s statement that he would be subjected to cross-examination if he should testify, defendant stated:\nYour honor, that doesn\u2019t matter. What I\u2019m saying is I will have a chance to tell my story. . . .\nThroughout the pretrial inquiry and the trial itself, defendant repeatedly expressed his intent to tell his \u201cstory.\u201d\nWe conclude that although clearly the better practice in such cases would be for the trial judge to inform a pro se defendant of his fifth amendment privilege, failure to specifically inform the defendant in the present case was, if error, harmless.\nIn his next assignment of error, defendant contends that the court erred \u201cby making the defendant give up assistance of counsel as the cost for presenting evidence in his defense.\u201d He argues that he was compelled by the trial judge to choose between representation by appointed counsel and presenting evidence on his claim of self-defense. The record belies this contention.\nThe record is replete with evidence of defendant\u2019s insistence that the appointed counsel be removed from the case. Several days prior to trial, defendant filed two documents in which he asserted his desire to discharge his appointed attorney. At the pretrial inquiry, defendant repeatedly and unequivocally demanded that the appointed attorney be relieved and that he be allowed to proceed pro se. Portions of the colloquy between defendant and the court are as follows:\nThe Court: We have certain rules of evidence that are very technical. It takes somebody with training to know how to object to certain evidence to protect a defendant\u2019s rights. Mr. Lind is very capable of doing that.\nMr. Poindexter: I don\u2019t want him.\nThe Court: And you have the right to have Mr. Lind represent you if you want. And, of course, you have the right to represent yourself.\nMr. Poindexter: I don\u2019t want Mr. Lind.\nThroughout the pretrial inquiry, defendant remained adamant in his determination to discharge the appointed counsel and to proceed pro se. He never wavered from this position. Since counsel cannot be imposed on a defendant, the trial court had no alternative but to grant defendant\u2019s motion to dismiss his counsel. Faretta v. California, 422 U.S. 806, 820, 95 S.Ct. 2525, 2533, 45 L.Ed. 2d 562, 573 (1975); State v. Gerald, 304 N.C. 511, 516, 284 S.E. 2d 312, 316 (1981); State v. McNeil, 263 N.C. 260, 267-268, 139 S.E. 2d 667, 672 (1965).\nDefendant\u2019s insistence on presenting evidence which he believed would establish the defense of self-defense was contrary to the trial strategy proposed by appointed counsel. The trial counsel had decided to proceed by challenging the sufficiency of the State\u2019s identification evidence. Proffering a defense of self-defense, which necessarily requires defendant to admit the crime, would have removed this option. Although the evidence adduced at trial tended to show that the victim was a violent man and had threatened defendant on the day of the killing, there was uncon-troverted evidence that defendant voluntarily went to the victim\u2019s home where the affray ensued. The defendant\u2019s own evidence revealed that at no time during the incident did defendant attempt to retreat. In fact, when the victim fled from his home, defendant was in hot pursuit and the killing took place several blocks away from the place where the incident began.\nSelf-defense requires, in part, a showing that the defendant did not use excessive force and that the defendant was not the aggressor. State v. Norris, 303 N.C. 526, 530, 279 S.E. 2d 570, 572 (1981). In the case at bar, the evidence tended to show that: the victim was unarmed; defendant carried a sawed-off shotgun; and defendant chased the fleeing victim several blocks hefore shooting him twice. Based on these facts, counsel\u2019s reluctance to pursue the line of defense demanded by the defendant was not unreasonable. In sum, the record shows that defendant\u2019s decision to dismiss the appointed counsel unless he pursued defendant\u2019s claim of self-defense was made by defendant without coercion or pressure from the trial court.\nDefendant also contends that the trial court should have either appointed substitute counsel or instructed appointed counsel to prepare to try the case to call the witnesses as requested by defendant. The principles applicable to criminal prosecutions are well settled. An indigent defendant is entitled to appointed counsel. Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed. 2d 799 (1963). He is not, however, entitled to substitute counsel unless representation by counsel originally appointed would amount to a denial of defendant\u2019s right to effective assistance of counsel. State v. Thacker, 301 N.C. 348, 352, 271 S.E. 2d 252, 255 (1980); United States v. Young, 482 F. 2d 993 (5th Cir. 1973).\nThe court\u2019s lengthy inquiry into defendant\u2019s complaints against appointed counsel disclosed that defendant\u2019s dissatisfaction centered around counsel\u2019s decision to pursue a line of defense contrary to defendant\u2019s wishes. It is well recognized that trial counsel\u2019s decision to pursue a particular defense is a tactical one based on his professional judgment. A disagreement over tactics generally does not render the assistance of the original counsel ineffective. State v. Hutchins, 303 N.C. 321, 355, 279 S.E. 2d 788, 797 (1981); State v. Robinson, 290 N.C. 56, 66, 224 S.E. 2d 174, 179 (1976).\nDefendant also argues that the court should have required appointed counsel to try the case and allow the defendant to present the witnesses that defendant wished to have testify on his behalf.\nWhile counsel, whether retained or appointed, should be solicitous of defendant\u2019s concerns and willing to accommodate defendant in doing such things as defendant feels are in defendant\u2019s best interest, counsel is not the \u201cmere lackey or \u2018mouthpiece\u2019 of his client.\u201d State v. Robinson, supra, at 66, 224 S.E. 2d at 179. Counsel is in charge of and has the responsibility for the conduct of the trial, including the selection of the witnesses to be called. Id. As counsel, he is required to present evidence which in his professional judgment will effectuate his client\u2019s interest. Clearly, counsel should not be required to conduct a trial in a manner in which he believes, based on the facts and circumstances of the case, to be harmful and unreasonable. Defendant, by his argument, also implies that he should have been allowed to act as co-counsel with appointed counsel. While defendant had a right to counsel and a right to appear pro se, he had no right to appear pro se and by counsel, simultaneously. G.S. 1-11; G.S. 15A-1242; State v. Parton, 303 N.C. 55, 61, 277 S.E. 2d 410, 415 (1981); State v. Phillip, 261 N.C. 263, 268, 134 S.E. 2d 386, 391, cert. denied, 377 U.S. 1003, 84 S.Ct. 1939, 12 L.Ed. 2d 1052, reh\u2019g denied, 379 U.S. 874, 85 S.Ct. 28, 13 L.Ed. 2d 83 (1964). Therefore, we hold that this assignment of error is without merit.\nDefendant, by his final assignments of error, contends that the court erred in denying his request for a publicly paid investigator and in failing to assist him in having his witnesses subpoenaed. He argues, first, that the information that would have been collected by the investigator was relevant to his claim of self-defense. G.S. 7A-450(b), in pertinent part, provides:\nWhenever a person, under the standards and procedures set out in this Subchapter, is determined to be an indigent person entitled to counsel, it is the responsibility of the State to provide him with counsel and other necessary expenses of representations. (Emphasis added.)\nIn conformity with this statute, our courts have consistently held that an indigent is entitled to a state paid expert or investigator when it is necessary to insure effective preparation of a defense. See, e.g., State v. Watson, 310 N.C. 384, 390, 312 S.E. 2d 448, 453 (1984); State v. Tatum, 291 N.C. 73, 82, 229 S.E. 2d 562, 566-567 (1976). However, such assistance is not constitutionally mandated. State v. Watson, supra, at 390, 312 S.E. 2d at 453. Whether the assistance is necessary depends upon the facts and circumstances of each case and is a question properly left within the sound discretion of the trial judge. State v. Tatum, supra, at 82, 229 S.E. 2d at 567-568.\nIn Watson, our Supreme Court has stated that \u201c[t]he applicable rule is that expert assistance need only be provided by the state when the defendant can show it is probable that he will not receive a fair trial without the requested assistance, or upon a showing by defendant that there is a reasonable likelihood that it will materially assist the defendant in the preparation of his defense.\u201d 310 N.C. at 390, 312 S.E. 2d at 453.\nApplying this rule to the case at bar, the record reveals that defendant wanted an investigator for the sole purpose of obtaining hospital documents. According to defendant, the hospital records would show that due to his fear of the victim, defendant was admitted to the emergency room of a local hospital for \u201cnerves.\u201d Records of the emergency room visit, which occurred approximately two weeks prior to the killing, would not have, in our view, added materially to defendant\u2019s claim of self-defense. Nor is there any evidence that the hospital records were necessary for defendant to receive a fair trial. Thus, we find that the court did not abuse its discretion in denying defendant\u2019s request for a state paid investigator. Hence, this assignment of error is without merit.\nDefendant next argues that the court failed to assist him in locating and subpoenaing his witnesses. In pursuit of this contention, defendant argues that the court should have insured the presence of his witnesses. He argues, further, that G.S. 15A-803 and G.S. 15A-823 give the court the authority to secure the presence of his witnesses who are unwilling or who are confined.\nProceedings to secure the attendance of unwilling witnesses are governed by G.S. 15A-803, which provides in pertinent part:\n(a) Material Witness Order Authorized \u2014 A judge may issue an order assuring the attendance of a material witness at a criminal proceeding. This material witness order may be issued when there are reasonable grounds to believe that the person whom the State or a defendant desires to call as a witness in a pending criminal proceeding possesses information material to the determination of the proceeding. . . .\n(d) Procedure \u2014 A material witness order may be obtained upon motion supported by affidavit showing cause for its issuance. . . .\nThe presence of a witness confined in a federal institution can be secured under G.S. 15A-823, which provides in part:\n(a) When\n(2) There is a reasonable cause to believe that a person confined in a federal prison or other federal custody, . . . possesses information material to such criminal proceeding;\n(b) The certificate may be issued upon application of either the State or a defendant ....\nOur review of the record discloses that defendant did not avail himself of any of these means to secure the attendance of his witnesses. The record clearly shows that defendant had ample opportunity prior to trial to subpoena his witnesses or to make the necessary motions and applications to secure the presence of any unwilling or confined witnesses. The record reveals that defendant came on for trial approximately six months after counsel was appointed. At no time during this period did he inform the court or his appointed counsel of the names and location of his prospective witnesses. In fact, defendant did not request assistance in obtaining subpoenas for his witnesses until after the close of the State\u2019s case in-chief.\nEven if we were to construe this request as a motion and application under G.S. 15A-803 and G.S. 15A-823, we find that the requirements of these statutes were not met. To obtain a material witness order or certificate known as a writ of habeas corpus ad testificandum, a party must show to the court that the prospective witness has information material to the determination of the proceeding. Although the evidence tended to show that the prospective witnesses were aware of the previous altercations between defendant and the victim, there is no evidence in the record that these witnesses had knowledge of the events immediately surrounding the killing. Therefore, we believe that the testimony of the prospective witnesses was not material to these proceedings. Moreover, we believe that defendant\u2019s own lack of diligence is responsible for the absence of his witnesses. State v. Wells, 290 N.C. 485, 491-492, 226 S.E. 2d 325, 330 (1976) Under circumstances such as these, our Supreme Court has ruled that an accused \u201cmay not place the burden on officers of the law and the court to see that he procures the attendance of witnesses and makes preparation for his defense.\u201d State v. Tindall, 294 N.C. 689, 700, 242 S.E. 2d 806, 813 (1978). Notwithstanding defendant\u2019s eleventh hour request, the trial court, by directing police officers to locate defendant\u2019s witnesses, made every reasonable effort to assist defendant. Accordingly, this assignment of error is without merit.\nIn defendant\u2019s trial we find\nNo error.\nChief Judge VAUGHN and Judge WEBB concur.",
        "type": "majority",
        "author": "JOHNSON, Judge."
      }
    ],
    "attorneys": [
      "Attorney General Rufus L. Edmisten, by Assistant Attorney General Daniel F. McLawhom, for the State.",
      "Appellate Defender Adam Stein, by Assistant Appellate Defender, Malcolm R. Hunter, Jr., for the defendant appellant."
    ],
    "corrections": "",
    "head_matter": "STATE OF NORTH CAROLINA v. WILLIAM WESLEY POINDEXTER\nNo. 8318SC832\n(Filed 7 August 1984)\n1. Constitutional Law \u00a7 45\u2014 right not to testify \u2014 failure to inform pro se defendant\nAlthough the better practice is for the trial judge to inform a pro se defendant of his right not to testify, failure to inform defendant in this case, if error, was harmless, since defendant was specifically identified as the assailant of the murder victim, and defendant repeatedly expressed his intent to tell his \u201cstory\u201d and therefore most likely would not have availed himself of the privilege against self-incrimination.\n2. Constitutional Law \u00a7 46\u2014 appointed counsel \u2014 reluctance to pursue self-defense \u2014 counsel discharged by defendant\nThere was no merit to defendant\u2019s contention that he was compelled by the trial judge to choose between representation by appointed counsel and presenting evidence on his claim of self-defense, since, throughout the pretrial inquiry, defendant remained adamant in his determination to discharge the appointed counsel and to proceed pro se; counsel\u2019s reluctance to pursue the line of defense demanded by defendant was not unreasonable in light of the evidence that the victim was unarmed, defendant carried a sawed-off shotgun, and defendant chased the fleeing victim several blocks before shooting him twice; and defendant\u2019s decision to dismiss appointed counsel unless he pursued defendant\u2019s claim of self-defense was made by defendant without coercion or pressure from the trial court.\n3. Constitutional Law \u00a7 48\u2014 no substitute counsel \u2014 appearance pro se and by counsel simultaneously not permitted\nThere was no merit to defendant\u2019s contention that the trial court should either have appointed substitute counsel or instructed appointed counsel to prepare to try the case and to call witnesses as requested by defendant, since defendant was not entitled to substitute counsel unless representation by counsel originally appointed would amount to a denial of defendant\u2019s right to effective assistance of counsel; defendant and appointed counsel in this case disagreed over tactics, but such disagreement generally does not render the assistance of the original counsel ineffective; counsel is in charge of and has the responsibility for the conduct of the trial, including the selection of the witnesses to be called; and defendant, in claiming the right to select witnesses, implied that he should have been allowed to act as co-counsel, but he had no right to appear pro se and by counsel simultaneously.\n4. Constitutional Law \u00a7 31\u2014 indigent defendant \u2014 no right to state paid investigator\nThe trial court in a second-degree murder case did not err in denying defendant\u2019s request for a state paid investigator, since defendant wanted an investigator for the sole purpose of obtaining hospital documents; records of defendant\u2019s emergency room visit which occurred two weeks prior to the killing would not have added materially to defendant\u2019s claim of self-defense; and there was no evidence that the records were necessary for defendant to receive a fair trial.\n5. Constitutional Law \u00a7 68\u2014 presence of witnesses \u2014no obligation of court to subpoena\nThere was no merit to defendant\u2019s contention that the trial court failed to assist him in locating and subpoenaing his witnesses, since defendant had ample opportunity prior to trial to subpoena his witnesses or make the necessary motions and applications to secure the presence of any unwilling or confined witnesses and he failed to do so.\nAppeal by defendant from Rousseau, Judge. Judgment entered 24 February 1983 in Superior Court, GUILFORD County. Heard in the Court of Appeals 8 February 1984.\nDefendant was tried and found guilty of murder in the second degree of Larry Richmond. From his conviction and sentence, defendant appeals.\nAttorney General Rufus L. Edmisten, by Assistant Attorney General Daniel F. McLawhom, for the State.\nAppellate Defender Adam Stein, by Assistant Appellate Defender, Malcolm R. Hunter, Jr., for the defendant appellant."
  },
  "file_name": "0691-01",
  "first_page_order": 719,
  "last_page_order": 729
}
