{ "id": 12170300, "name": "ELVIN O. BURTON v. NCNB NATIONAL BANK OF NORTH CAROLINA AND B. ERVIN BROWN, II", "name_abbreviation": "Burton v. NCNB National Bank", "decision_date": "1987-05-19", "docket_number": "No. 8621SC1039", "first_page": "702", "last_page": "708", "citations": [ { "type": "official", "cite": "85 N.C. App. 702" } ], "court": { "name_abbreviation": "N.C. Ct. App.", "id": 14983, "name": "North Carolina Court of Appeals" }, "jurisdiction": { "id": 5, "name_long": "North Carolina", "name": "N.C." }, "cites_to": [ { "cite": "254 S.E. 2d 611", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1979, "pin_cites": [ { "page": "622" } ], "opinion_index": 0 }, { "cite": "297 N.C. 181", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 8568312 ], "year": 1979, "pin_cites": [ { "page": "196" } ], "opinion_index": 0, "case_paths": [ "/nc/297/0181-01" ] }, { "cite": "332 S.E. 2d 479", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1985, "opinion_index": 0 }, { "cite": "314 N.C. 114", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 4690404, 4686826, 4689527, 4687736, 4688381 ], "year": 1985, "opinion_index": 0, "case_paths": [ "/nc/314/0114-05", "/nc/314/0114-02", "/nc/314/0114-04", "/nc/314/0114-03", "/nc/314/0114-01" ] }, { "cite": "327 S.E. 2d 308", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1985, "pin_cites": [ { "page": "311" } ], "opinion_index": 0 }, { "cite": "73 N.C. App. 672", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8525414 ], "year": 1985, "pin_cites": [ { "page": "676" } ], "opinion_index": 0, "case_paths": [ "/nc-app/73/0672-01" ] }, { "cite": "276 S.E. 2d 325", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1981, "pin_cites": [ { "page": "335" } ], "opinion_index": 0 }, { "cite": "302 N.C. 437", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 8567370 ], "year": 1981, "pin_cites": [ { "page": "452" } ], "opinion_index": 0, "case_paths": [ "/nc/302/0437-01" ] }, { "cite": "13 S.E. 775", "category": "reporters:state_regional", "reporter": "S.E.", "weight": 2, "year": 1891, "pin_cites": [ { "page": "775", "parenthetical": "setting out the general rule and including statements of the judge from the bench and statements of a witness on the stand" }, { "page": "775" } ], "opinion_index": 0 }, { "cite": "109 N.C. 270", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 8650166 ], "weight": 2, "year": 1891, "pin_cites": [ { "page": "273", "parenthetical": "setting out the general rule and including statements of the judge from the bench and statements of a witness on the stand" }, { "page": "273" } ], "opinion_index": 0, "case_paths": [ "/nc/109/0270-01" ] }, { "cite": "257 S.E. 2d 677", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1979, "pin_cites": [ { "parenthetical": "psychiatrist's report submitted to court" } ], "opinion_index": 0 }, { "cite": "43 N.C. App. 53", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8549744 ], "year": 1979, "pin_cites": [ { "parenthetical": "psychiatrist's report submitted to court" } ], "opinion_index": 0, "case_paths": [ "/nc-app/43/0053-01" ] }, { "cite": "81 S.E. 2d 146", "category": "reporters:state_regional", "reporter": "S.E.2d", "weight": 3, "year": 1954, "pin_cites": [ { "parenthetical": "statement made in a judicial pleading" }, { "page": "149" }, { "page": "149" } ], "opinion_index": 0 }, { "cite": "240 N.C. 73", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 8594883 ], "weight": 3, "year": 1954, "pin_cites": [ { "parenthetical": "statement made in a judicial pleading" }, { "page": "76" }, { "page": "76" } ], "opinion_index": 0, "case_paths": [ "/nc/240/0073-01" ] }, { "cite": "80 S.E. 2d 248", "category": "reporters:state_regional", "reporter": "S.E.2d", "weight": 2, "year": 1954, "pin_cites": [ { "page": "251" }, { "parenthetical": "a lunacy hearing is a judicial proceeding within the rule" } ], "opinion_index": 0 }, { "cite": "239 N.C. 468", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 8627345 ], "weight": 2, "year": 1954, "pin_cites": [ { "page": "472" }, { "parenthetical": "a lunacy hearing is a judicial proceeding within the rule" } ], "opinion_index": 0, "case_paths": [ "/nc/239/0468-01" ] }, { "cite": "248 S.E. 2d 862", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1978, "opinion_index": 0 }, { "cite": "295 N.C. 733", "category": "reporters:state", "reporter": "N.C.", "case_ids": [ 8568801, 8568681, 8568761, 8568637, 8568734 ], "year": 1978, "opinion_index": 0, "case_paths": [ "/nc/295/0733-05", "/nc/295/0733-02", "/nc/295/0733-04", "/nc/295/0733-01", "/nc/295/0733-03" ] }, { "cite": "247 S.E. 2d 252", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1978, "pin_cites": [ { "page": "255-56" } ], "opinion_index": 0 }, { "cite": "37 N.C. App. 686", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8554594 ], "year": 1978, "pin_cites": [ { "page": "692" } ], "opinion_index": 0, "case_paths": [ "/nc-app/37/0686-01" ] }, { "cite": "324 S.E. 2d 294", "category": "reporters:state_regional", "reporter": "S.E.2d", "year": 1985, "pin_cites": [ { "page": "297-98" } ], "opinion_index": 0 }, { "cite": "72 N.C. App. 306", "category": "reporters:state", "reporter": "N.C. App.", "case_ids": [ 8526633 ], "year": 1985, "pin_cites": [ { "page": "309-10" } ], "opinion_index": 0, "case_paths": [ "/nc-app/72/0306-01" ] } ], "analysis": { "cardinality": 535, "char_count": 11933, "ocr_confidence": 0.86, "pagerank": { "raw": 1.8385746411179307e-07, "percentile": 0.7217496077956669 }, "sha256": "157c9c450eadf113ad69212b843a2aa1554f8bc5a7fd21db0d3ab0d11984f173", "simhash": "1:387134ba27618d7e", "word_count": 1964 }, "last_updated": "2023-07-14T23:00:25.781259+00:00", "provenance": { "date_added": "2019-08-29", "source": "Harvard", "batch": "2018" }, "casebody": { "judges": [ "Judges Arnold and Martin concur." ], "parties": [ "ELVIN O. BURTON v. NCNB NATIONAL BANK OF NORTH CAROLINA AND B. ERVIN BROWN, II" ], "opinions": [ { "text": "GREENE, Judge.\nThis is a civil action for alleged libel, intentional infliction of emotional distress, \u201cthreat of criminal prosecution\u201d and \"false light\u201d invasion of privacy. The trial court dismissed plaintiffs cause of action for \u201cfalse light\u201d invasion of privacy and granted summary judgment for defendants on each of plaintiffs other actions. Plaintiff appeals from the summary judgment.\nThe issues are: (1) whether plaintiffs appeal should be dismissed for failure to comply with North Carolina Rules of Appellate Procedure, Rule 10(a) and (2) whether summary judgment for defendants was proper.\nI\nPlaintiff failed to set out any assignments of error in the record. Defendants contend plaintiffs appeal should be dismissed under Rule 10(a) of the Appellate Rules of Procedure.\nAn appeal from entry of summary judgment presents the question of whether the judgment is supported by the conclusions of law and therefore constitutes an exception to the general requirement of Rule 10(a) that assignments of error must appear in the record. Beaver v. Hancock, 72 N.C. App. 306, 309-10, 324 S.E. 2d 294, 297-98 (1985). Therefore, plaintiff s appeal should not be dismissed under Rule 10(a) of the Appellate Rules of Procedure.\nII\nA\nPlaintiff first argues that summary judgment should not have been entered against him because the court had earlier denied defendants\u2019 motion to dismiss the actions for failure to state a claim under Rule 12(b)(6) of the Rules of Civil Procedure. N.C.G.S. Sec. 1A-1, Rule 12(b)(6) (Nov. 1983).\nThe denial of the motion to dismiss under Rule 12(b)(6) does not prevent the trial court from granting a subsequent motion for summary judgment. Barbour v. Little, 37 N.C. App. 686, 692, 247 S.E. 2d 252, 255-56, disc. rev. denied, 295 N.C. 733, 248 S.E. 2d 862 (1978). Plaintiffs argument is without merit.\nB\nSummary judgment is appropriate when there is no genuine issue as to any material fact and any party is entitled to judgment as a matter of law. N.C.G.S. Sec. 1A-1, Rule 56(c) (Nov. 1983).\nIt is undisputed that, at the time of the alleged libel, plaintiff was the defendant in a lawsuit initiated by defendant NCNB. The suit was for collection of a debt plaintiff had allegedly guaranteed. Defendant Brown, an attorney, represented NCNB in the matter and wrote a letter to plaintiffs attorney concerning the suit. It was the opinion of Brown and NCNB that a financial statement filed by plaintiff with the bank did not accurately reflect plaintiffs financial holdings at the time of its filing. Brown\u2019s letter set forth that opinion and further contained this sentence: \u201cI write at the request of the bank to let you know that criminal prosecution under 18 U.S.C. Sec. 1014 as a result of the foregoing described discrepancies remains a viable option which is being given serious consideration.\u201d Copies of the letter were sent to two officers of defendant NCNB.\nPlaintiff contends the letter libeled him in his business and the court erred in granting defendants\u2019 summary judgment on plaintiffs cause of action for libel. We hold that defendants are protected by an absolute privilege. Therefore, the court\u2019s summary judgment regarding the cause of action for libel must be affirmed.\nThe general rule in North Carolina is that a defamatory statement is absolutely privileged if it was \u201cmade in due course of a judicial proceeding,\u201d even if it was made with express malice. Jarman v. Offutt, 239 N.C. 468, 472, 80 S.E. 2d 248, 251 (1954).\nOur courts have held that statements are \u201cmade in due course of a judicial proceeding\u201d if they are submitted to the court presiding over litigation or to the government agency presiding over an administrative hearing and are relevant or pertinent to the litigation or hearing. See Scott v. Veneer Co., 240 N.C. 73, 81 S.E. 2d 146 (1954) (statement made in a judicial pleading); Jarman v. Offutt, 239 N.C. 468, 80 S.E. 2d 248 (1954) (a lunacy hearing is a judicial proceeding within the rule); Williams v. Congdon, 43 N.C. App. 53, 257 S.E. 2d 677 (1979) (psychiatrist\u2019s report submitted to court). See also Ramsey v. Cheek, 109 N.C. 270, 273, 13 S.E. 775, 775 (1891) (setting out the general rule and including statements of the judge from the bench and statements of a witness on the stand). If the defamatory statement is \u201cso related to the subject matter of the controversy that it may become the subject of inquiry in the course of the trial,\u201d the statement is relevant to the judicial proceeding. Whether the statement is relevant is a matter of law for the courts. Scott, 240 N.C. at 76, 81 S.E. 2d at 149.\nOur courts have not addressed the question of whether out-of-court communications between parties or their attorneys during the course of a judicial proceeding are \u201cmade in due course of a judicial proceeding\u201d and, therefore, absolutely privileged.\nAbsolute privilege is restricted to cases in which the public has a strong interest in allowing the defendant to \u201cspeak out his mind fully and freely.\u201d Ramsey, 109 N.C. at 273, 13 S.E. at 775. If the privilege were extended to out-of-court communications between parties to a judicial proceeding or their attorneys, it would serve the same public interest it serves by making statements which are submitted to the court privileged. See Restatement (Second) of Torts Sec. 586, comment a at 247 (1977). To fail to extend the absolute privilege to out-of-court statements which are between parties to an action or their attorneys and which are relevant to the proceeding would hinder the disclosure of facts necessary to the disposition of the suit and, thus, discourage settlement. Therefore, if an out-of-court statement is (1) between parties to a judicial proceeding or their attorneys and (2) relevant to the proceeding, it is absolutely privileged and not actionable on grounds of defamation.\nAt the time Brown wrote the letter, NCNB and plaintiff were parties in an action brought by NCNB to recover a debt from plaintiff as its guarantor. Brown represented NCNB in the action and addressed the letter to plaintiff s counsel. Copies of the letter were sent only to NCNB officials intimately involved in the action to recover on the debt. The financial statement referred to in the allegedly defamatory letter was part of the bank\u2019s requirements in order to give a loan. Any discrepancies in it were relevant to the action on the debt. We do not find, in the words of Scott v. Veneer Co., that the letter is \u201cso palpably irrelevant to the subject matter of the controversy that no reasonable man can doubt its irrelevancy or impropriety.\u201d 240 N.C. at 76, 81 S.E. 2d at 149. The letter here was between the parties\u2019 attorneys involved in a judicial proceeding and the allegedly defamatory statements were relevant to the proceeding. Therefore, the letter, if defamatory, is protected by an absolute privilege. Summary judgment on the cause of action for libel is affirmed.\nC\nPlaintiff contends the trial court erred in granting summary judgment for defendants on the cause of action for intentional infliction of emotional distress.\nThe elements of intentional infliction of emotional distress are: (1) extreme and outrageous conduct, (2) which is intended to cause and does cause, (3) severe emotional distress. Dickens v. Puryear, 302 N.C. 437, 452, 276 S.E. 2d 325, 335 (1981). Whether the statement is extreme and outrageous is initially a question of law for the court. If the court determines that the statement may be reasonably regarded as extreme and outrageous, then it is for the jury to determine whether, under the facts of a particular case, the defendant\u2019s conduct in making the statement was in fact extreme and outrageous. Briggs v. Rosenthal, 73 N.C. App. 672, 676, 327 S.E. 2d 308, 311, cert. denied, 314 N.C. 114, 332 S.E. 2d 479 (1985). A defendant\u2019s conduct is \u201cextreme and outrageous\u201d when it \u201cexceeds all bounds usually tolerated by decent society.\u201d Stanback v. Stanback, 297 N.C. 181, 196, 254 S.E. 2d 611, 622 (1979).\nPlaintiff contends the statement by Brown that NCNB was considering criminal prosecution for the filing of an inaccurate financial statement was extreme and outrageous conduct, intending to cause and causing severe emotional distress. We find the statement does not, under the facts of this case, exceed \u201call bounds usually tolerated by decent society.\u201d We find as a matter of law that the statement was not extreme and outrageous conduct. Therefore, summary judgment on the cause of action for intentional infliction of emotional distress is affirmed.\nD\nLastly, plaintiff contends the trial court erred in granting summary judgment for defendants on the cause of action for \u201cthreat of criminal prosecution.\u201d Plaintiff suggests several bases for this cause of action in his brief but fails either to point the Court to authority which acknowledges the existence of such a tort or to support his contention with any reasoning or argument. We, therefore, hold that plaintiff has abandoned this assignment of error under Rule 28(b)(5) of the Rules of Appellate Procedure.\nIll\nThe entry of summary judgment as to all of plaintiffs claims was appropriate and that judgment is\nAffirmed.\nJudges Arnold and Martin concur.", "type": "majority", "author": "GREENE, Judge." } ], "attorneys": [ "James M. Hayes and Cahoon and Swisher, by Robert S. Cahoon, for plaintiff-appellant.", "Smith Helms Mulliss & Moore, by Benjamin F. Davis, Jr., and Robert H. Slater, for defendant NCNB National Bank of North Carolina.", "Bell, Davis & Pitt, P.A., by William Kearns Davis, for defendant B. Ervin Brown, II." ], "corrections": "", "head_matter": "ELVIN O. BURTON v. NCNB NATIONAL BANK OF NORTH CAROLINA AND B. ERVIN BROWN, II\nNo. 8621SC1039\n(Filed 19 May 1987)\n1. Appeal and Error \u00a7 24\u2014 summary judgment \u2014no assignments of error \u2014exception to requirement\nPlaintiffs appeal was not dismissed despite his failure to set out any assignments of error because an appeal from entry of summary judgment presents the question of whether the judgment is supported by the conclusions of law and therefore constitutes an exception to the general requirement of Rule 10(a) of the Appellate Rules of Procedure.\n2. Rules of Civil Procedure \u00a7 56.7\u2014 denial of Rule 12(b)(6) motion \u2014summary judgment not prohibited\nThe denial of a motion to dismiss under N.C.G.S. \u00a7 1A-1, Rule 12(b)(6) did not prevent the trial court from granting a subsequent motion for summary judgment.\n3. Libel and Slander g 11\u2014 letter between attorneys \u2014legal proceeding not formally begun \u2014absolutely privileged\nSummary judgment in a libel action arising from a debt collection letter threatening criminal prosecution was proper because the letter, if defamatory, was protected by an absolute privilege in that the letter was between the parties\u2019 attorneys, involved a judicial proceeding, and the allegedly defamatory statements were relevant to the proceeding.\n4. Trespass 8 2\u2014 intentional infliction of mental distress \u2014letter threatening criminal prosecution \u2014 not sufficient\nSummary judgment for defendants was proper on plaintiffs claim for intentional infliction of mental distress in an action arising from a debt collection letter where the statement that defendant was considering criminal prosecution for the filing of an inaccurate financial statement was not extreme and outrageous conduct.\n5. Appeal and Error 8 45.1\u2014 tort of threatening criminal prosecution \u2014no argument concerning summary judgment on \u2014abandoned\nPlaintiff was held to have abandoned a contention that the trial court erred by granting summary judgment for defendant on a cause of action for threatening criminal prosecution during a debt collection action by failing to point the court to authority which acknowledged the existence of such a tort or by supporting the contention with any reasoning or argument. Rule 28(b)(5) of the Rules of Appellate Procedure.\nAPPEAL by plaintiff from summary judgment entered by Long, James M., Judge. Judgment entered 5 May 1986 in Superi- or Court, FORSYTH County. Heard in the Court of Appeals 3 March 1987.\nJames M. Hayes and Cahoon and Swisher, by Robert S. Cahoon, for plaintiff-appellant.\nSmith Helms Mulliss & Moore, by Benjamin F. Davis, Jr., and Robert H. Slater, for defendant NCNB National Bank of North Carolina.\nBell, Davis & Pitt, P.A., by William Kearns Davis, for defendant B. Ervin Brown, II." }, "file_name": "0702-01", "first_page_order": 730, "last_page_order": 736 }