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      "Justice BEASLEY took no part in the consideration or decision of this case.",
      "Chief Justice PARKER joins in this dissenting opinion."
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      "STATE OF NORTH CAROLINA v. MARIO EDUARDO ORTIZ-ZAPE"
    ],
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      {
        "text": "MARTIN, Justice.\nAn expert in forensic science testified as to her opinion that a substance was cocaine, based upon her independent analysis of testing performed by another analyst in her laboratory. The Court of Appeals held that this testimony violated defendant\u2019s Sixth Amendment right to confront witnesses against him. We disagree and reverse.\nOn the night of 16 May 2007, Officer Craig Vollman of the Charlotte Mecklenburg Police Department (CMPD) was on patrol duty in the University City area. Around 10:30 p.m. a car driven by defendant pulled into an Exxon gas station. Officer Vollman observed that the car\u2019s thirty-day temporary tag was \u201cratty and old\u201d and the \u201cdates looked to be tampered with.\u201d When defendant parked in front of the gas station store, Officer Vollman pulled his patrol car behind defendant\u2019s vehicle and approached him to speak about the thirty-day tag. While defendant looked through the glove compartment for the car\u2019s registration paperwork, Officer Vollman shined his flashlight around the car to check for weapons. Upon shining the light in the storage compartment of the open driver\u2019s door, he saw what he believed to be cocaine packaged in a plastic bag.\nOfficer Vollman asked defendant what was in the bag. According to Officer Vollman\u2019s testimony, defendant stated, \u201cIt\u2019s mine,\u201d and responded affirmatively that it was cocaine but that \u201cit was for personal use.\u201d Officer Vollman placed defendant under arrest. He then found \u201ceight separate plastic sandwich baggies\u201d in the same door compartment as the cocaine. He also searched defendant and found $304 in cash in his pocket. After defendant had been transported to the Mecklenburg County jail, another officer weighed the confiscated substance and recorded the result as 4.5 grams. The substance was subsequently sent to the department\u2019s crime lab for analysis. Defendant was indicted for possession with intent to sell or deliver cocaine.\nAt trial the State sought to introduce Tracey Ray of the CMPD crime lab as an expert in forensic chemistry. During voir dire proceedings on the matter, defendant sought to exclude admission of a lab report created by a non-testifying analyst and any testimony by any lab analyst who did not perform the tests or write the lab report. Defendant based this motion primarily on Sixth Amendment grounds, arguing that admission of this evidence would violate his right to confront witnesses against him. The trial court ruled that Ray could testify about the practices and procedures of the CMPD crime lab, her review of the testing in this case, and her independent opinion concerning the testing. But the trial court excluded admission of the non-testifying analyst\u2019s lab report under Rule of Evidence 403.\nBefore the jury, the State introduced Ray as an expert in forensic chemistry. Ray testified she had been a forensic chemist for approximately eleven years and had analyzed substances more than one thousand times for trial purposes. Ray explained the standard procedures for receipt and storage of substances sent to the CMPD crime lab. She testified that, based on the initials and control number on the plastic bag containing the white substance \u2014 which had been admitted into evidence as Item Number 9 \u2014 the substance had been sent to the CMPD crime lab. She stated the initials \u201cJPM\u201d on the item indicated to her that a chemist named Jennifer Mills, who formerly had worked at the crime lab, \u201cwas in receipt of this evidence and that she sealed this particular piece of evidence.\u201d\nRay then explained, based on her knowledge of the lab\u2019s standard procedures, what would happen to an item such as Item Number 9 when it arrived for testing: First, the analyst would ensure that the control numbers on the property report and the actual property matched. Then, the analyst would weigh the substance and perform what is called a \u201cpresumptive test\u201d to give an indication of what the substance might be. For substances suspected to be cocaine, the presumptive test is a cobalt thiocyanate test. If the substance turns blue, this indicates that cocaine may be present. Next, the analyst would perform a \u201cconfirmatory test\u201d to determine the identity of the substance, using a gas chromatograph mass spectrometer (GCMS) or an infrared spectrometer (FTIR). The instruments that perform these tests record the results and data within the machine, allowing for review later in time. According to Ray\u2019s testimony, it is not possible to alter this reviewable data. After completing the testing, the laboratory analyst prepares a report and puts it in the item\u2019s case file, along with all notes and data created during the testing. As part of the lab\u2019s standard operating procedure, an administrative and a technical review are performed on nearly every case file by another analyst in the lab. As part of this review, the second analyst examines all the data in the case file to ensure he or she would have come to the same conclusion as to the identity of the substance.\nRay also explained that the lab has standard procedures for ensuring that the testing instruments are in working order. CMPD lab procedure dictates that all instruments be tested weekly and monthly, with the results recorded in each instrument\u2019s maintenance log. Ray testified that she had reviewed the maintenance logs and determined that all the instruments appeared to have been in working order when Item Number 9 was tested.\nRay testified that she conducted a \u201cpeer review\u201d on the chemical analysis of Item Number 9 for defendant\u2019s trial. She reviewed all the lab notes and data from the testing instrument. She stated that the color test and the GCMS test performed on the substance are tests that \u201cexperts in the field of forensic chemistry would rely upon ... in performing [sic] the opinion as to the identity of a chemical substance.\u201d The prosecutor asked Ray whether, based on her training and experience and her review of the case file here, she had formed an independent expert opinion about the substance at issue in this case. Defense counsel objected and was overruled. Ray testified, \u201cMy conclusion was that the substance was cocaine.\u201d\nOn cross-examination defense counsel further clarified that \u201cany opinions [Ray] g[a]ve in court about the nature of this substance [were] based entirely on testing done by someone else\u201d and that Ray was not present when the tests were performed. Defense counsel also further clarified that Ray\u2019s testimony assumed the testing analyst, Mills, had followed standard lab procedures in her testing of Item Number 9.\nThe jury convicted defendant of possession of cocaine. The Court of Appeals reversed the trial court, relying on State v. Williams, 208 N.C. App. 422, 702 S.E.2d 233 (2010). State v. Ortiz-Zape,_N.C. App._, 714 S.E.2d 275, 2011 WL 2848792 (2011) (unpublished). The court observed Ray \u201cdid not conduct any tests on the substance, nor was she present when [the testing chemist] did,\u201d and concluded that Ray \u201ccould not have provided her own admissible analysis of the relevant underlying substance.\u201d Ortiz-Zape, 2011 WL 2848792 at *2 (alteration in original) (citations and quotation marks omitted). The court held \u201cit was error for Ms. Ray to testify as to [the testing chemist\u2019s] findings.\u201d Id. (citation omitted). We allowed the State\u2019s petition for discretionary review.\n\u201cConclusions of law are reviewed de novo and are subject to full review.\u201d State v. Biber, 365 N.C. 162, 168, 712 S.E.2d 874, 878 (2011) (citations omitted). Defendant argues that, because Ray did not test the substance at issue herself or personally observe any testing, she could form no independent opinion regarding the identity of the substance, and thus admission of her opinion identifying the substance as cocaine violated defendant\u2019s rights under the Confrontation Clause. The State argues that there was no Confrontation Clause violation because the expert testified to her own opinion about the identity of the substance. We find no error in the trial court\u2019s decision to allow the expert to state her opinion, and we reverse the decision of the Court of Appeals.\nTo resolve the issue raised in this case, we must examine the North Carolina Rules of Evidence in light of recent Confrontation Clause jurisprudence. The North Carolina Rules of Evidence allow for expert testimony \u201cin the form of an opinion, or otherwise,\u201d if the expert\u2019s \u201cscientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue,\u201d provided: \u201c(1) The testimony is based upon sufficient facts or data[;] (2) The testimony is the product of reliable principles and methods [and] (3) The witness has applied the principles and methods reliably to the facts of the case.\u201d N.C. R. Evid. 702(a). The expert may base the opinion on facts or data \u201cmade known to him at or before the hearing.\u201d Id. R. 703. \u201cIf of a type reasonably relied upon by experts in the particular field in forming opinions or inferences upon the subject, the facts or data need not be admissible in evidence.\u201d Id.\nWhile the North Carolina Rules of Evidence permit an expert to present an opinion based on substantively inadmissible information, this evidentiary rule must comport with constitutional requirements. The Sixth Amendment to the United States Constitution provides that \u201c[i]n all criminal prosecutions the accused shall enjoy the right... to be confronted with the witnesses against him.\u201d U.S. Const, amend. VI. The jurisprudence interpreting this clause has undergone significant changes in recent years.\nIn 2004 the Supreme Court of the United States concluded that testimonial statements of a witness who is absent from trial may be admitted only if the declarant is unavailable and the defendant had a prior opportunity to cross-examine the declarant. Crawford v. Washington, 541 U.S. 36, 59, 124 S. Ct. 1354, 1369 (2004). Crawford overturned the former rule from Ohio v. Roberts, which \u201ccondition[ed] the admissibility of all hearsay evidence on whether it falls under a \u2018firmly rooted hearsay exception\u2019 or bears \u2018particularized guarantees of trustworthiness.\u2019 \u201d Id. at 60,124 S. Ct. at 1369 (quoting Roberts, 448 U.S. 56, 66, 100 S. Ct. 2531, 2539 (1980)). While application of the Crawford rule depends on which statements qualify as testimonial hearsay, the Court declined to \u201cspell out a comprehensive definition of \u2018testimonial.\u2019 \u201d Id. at 68, 124 S. Ct. at 1374. The Court noted, however, \u201cWhatever else the term covers, it applies at a minimum to prior testimony at a preliminary hearing, before a grand jury, or at a former trial; and to police interrogations.\u201d Id. The Court further noted, \u201cThe Clause also does not bar the use of testimonial statements for purposes other than establishing the truth of the matter asserted.\u201d 541 U.S. at 60 n.9, 124 S. Ct. at 1369 n.9.\nSince 2004 the Court has considered the application of Crawford in several cases involving forensic reports. In Melendez-Diaz v. Massachusetts, 557 U.S. 305, 129 S. Ct. 2527 (2009), the trial court admitted into evidence three \u201c \u2018certificates of analysis\u2019 \u2019\u2019 \u201cshowing the results of the forensic analysis\u201d \u2014 that the substance in the seized bags was cocaine of a certain weight. Id. at 308, 129 S. Ct. at 2530-31. These certificates were sworn to before a notary public and admitted pursuant to state law as \u201c \u2018prima facie evidence of the composition, quality, and the net weight of the narcotic.\u2019 \u201d Id. at 308-09, 129 S. Ct. at 2531 (quoting Mass. Gen. Laws ch. Ill, \u00a7 13). The defendant was not given the opportunity to cross-examine the analysts who performed the tests and certified the results. Id. at 309, 129 S. Ct. at 2531. Citing Crawford, the Court concluded that \u201cthe analysts\u2019 affidavits were testimonial statements, and the analysts were \u2018witnesses\u2019 for purposes of the Sixth Amendment. Absent a showing that the analysts were unavailable to testify at trial and that [the defendant] had a prior opportunity to cross-examine them, [the defendant] was entitled to \u2018be confronted with\u2019 the analysts at trial.\u201d Id. at 311, 129 S. Ct. at 2532 (quoting Crawford, 541 U.S. at 54, 124 S. Ct. at 1365).\nIn 2011 the Court considered \u201cwhether the Confrontation Clause permits the prosecution to introduce a forensic laboratory report containing a testimonial certification \u2014 made for the purpose of proving a particular fact \u2014 through the in-court testimony of a scientist who did not sign the certification or perform or observe the test reported in the certification.\u201d Bullcoming v. New Mexico,_U.S. _,_,, 131 S. Ct. 2705, 2710 (2011). At trial the State called an analyst who had not done the testing to introduce a lab report certifying the defendant\u2019s blood-alcohol concentration. Id. at_, 131 S. Ct. at 2710. The Court held that \u201csurrogate testimony of that order does not meet the constitutional requirement.\u201d Id. at_, 131 S. Ct. at 2710.\nIn her concurring opinion in Bullcoming, Justice Sotomayor highlighted some of the scenarios not presented in that case: (1) The State presents an alternate purpose for the report; (2) The in-court witness \u201cis a supervisor, reviewer, or someone else with a personal, albeit limited, connection to the scientific test at issue\u201d; (3) \u201c[A]n expert witness was asked for his independent opinion about underlying testimonial reports that were not themselves admitted into evidence\u201d; and (4) The State \u201cintroduced only machine-generated results, such as a printout from a gas chromatograph.\u201d Id. at_, 131 S. Ct. at 2722 (Sotomayor, J., concurring in part).\nMost recently, the Supreme Court considered Crawford\u2019s application in Williams v. Illinois,_U.S._,_, 132 S. Ct. 2221, 2227 (2012). At trial an expert testified that \u201ca DNA profile produced by an outside laboratory, Cellmark, matched a profile produced by the state police lab using a sample of [the defendant\u2019s] blood.\u201d Id. at_, 132 S. Ct. at 2227 (Alito, J., Roberts, C.J., Kennedy, & Breyer, JJ., plurality). The expert- did not perform or witness the testing that produced the DNA profile. Id. at_, 132 S. Ct. at 2245 (Breyer, J., concurring). The Court\u2019s \u201cfractured decision,\u201d id. at_, 132 S. Ct. at 2265 (Kagan, Scalia, Ginsburg, & Sotomayor, JJ., dissenting), produced a plurality opinion of four Justices, a dissenting opinion of four Justices, and two concurring opinions (with one Justice concurring in the plurality\u2019s judgment only). See Marks v. United States, 430 U.S. 188, 193, 97 S. Ct. 990, 993 (1977) (\u201cWhen a fragmented Court decides a case and no single rationale explaining the result enjoys the assent of five Justices, \u2018the holding of the Court may be viewed as that position taken by those Members who concurred in the judgments on the narrowest grounds . . . .\u201d (citation and internal quotation marks omitted)).\nThe four-Justice plurality concluded that (1) as the basis of the expert\u2019s opinion, the statement was not admitted for the truth of the matter asserted, and (2) the Cellmark report \u201cplainly was not prepared for the primary purpose of accusing a targeted individual.\u201d Id. at_,_, 132 S. Ct. at 2240, 2243 (plurality). In other words, the plurality determined that the statement was neither hearsay nor testimonial and therefore did not violate the Confrontation Clause. Justice Thomas concurred in the result reached by the plurality because \u201cCellmark\u2019s statements lacked the requisite formality and solemnity to be considered testimonial for purposes of the Confrontation Clause.\u201d Id. at_, 132 S. Ct. at 2255 (Thomas, J., concurring in the judgment) (citation and internal quotation marks omitted). But he would have held the expert presented an out-of-court statement for the truth of the matter. Id. at_, 132 S. Ct. at 2256. The four-Justice dissent agreed with Justice Thomas on that point, arguing that the expert\u2019s statement constituted an out-of-court statement for the truth of the matter asserted. Id. at_, 132 S. Ct. at 2268-72 (dissenting opinion). But the dissent disagreed with the plurality\u2019s and Justice Thomas\u2019s separate conclusions that the statements were not testimonial. As testimonial hearsay, the dissent argued, the statement was subject to the demands of the Confrontation Clause. Id. at _, 132 S. Ct. at 2272-77. Justice Kagan closed the dissent by predicting that the Court\u2019s fractured decision would cause \u201csignificant confusion\u201d for lawyers and judges. Id. at_, 132 S. Ct. at 2277.\nDespite the lack of definitive guidance on the issue before us, a close examination of Williams v. Illinois seems to indicate that a qualified expert may provide an independent opinion based on otherwise inadmissible out-of-court statements in certain contexts. Both the plurality and dissent agreed that an expert\u2019s opinion may ultimately be admissible, but they disagreed as to the foundational information required. See id. at _, _, 132 S. Ct. at 2228, 2236 (plurality) (\u201cUnder settled evidence law, an expert may express an opinion that is based on facts that the expert assumes, but does not know, to be true.\u201d); id. at_, 132 S. Ct. at 2270 (dissenting opinion) (\u201c[The witness] could have added that if the Cellmark report resulted from scientifically sound testing of [the victim\u2019s] vaginal swab, then it would link Williams to the assault.\u201d). We note the dissent\u2019s concern in Williams was the use of out-of-court statements by a declarant whom the criminal defendant had no opportunity to cross-examine. Id. at _,_, 132 S. Ct. at 2265, 2268. But when an expert states her own opinion, without merely repeating out-of-court statements, the expert is the person whom the defendant has the right to cross-examine.\nWe believe our prior holding on this issue is consistent with this conclusion. In 2001 we stated that when an expert gives an opinion, \u201c[i]t is the expert opinion itself, not its underlying factual basis, that constitutes substantive evidence.\u201d State v. Fair, 354 N.C. 131, 162, 557 S.E.2d 500, 522 (2001) (citation omitted), cert. denied, 535 U.S. 1114, 122 S. Ct. 2332 (2002). Therefore, when an expert gives an opinion, the expert is the witness whom the defendant has the right to confront. In such cases, the Confrontation Clause is satisfied if the defendant has the opportunity \u201c \u2018to fully cross-examine the expert witness who testifies against him,\u2019 \u201d allowing the factfinder \u201c \u2018to understand the basis for the expert\u2019s opinion \u25a0 and to determine whether that opinion should be found credible.\u2019 \u201d Id. (citations omitted). Accordingly, admission of an expert\u2019s independent opinion based on otherwise inadmissible facts or data \u201cof a type reasonably relied upon by experts in the particular field\u201d does not violate the Confrontation Clause so long as the defendant has the opportunity to cross-examine the expert. N.C. R. Evid. 703; see Fair, 354 N.C. at 162-63, 557 S.E.2d at 522; see also United States v. Turner, 709 F.3d 1187, 1190 (7th Cir. 2013). We emphasize that the expert must present an independent opinion obtained through his or her own analysis and not merely \u201csurrogate testimony\u201d parroting otherwise inadmissible statements. See Bullcoming,_U.S. at_, 131S. Ct. at 2710 (majority).\nA related issue is whether an expert who bases an opinion on otherwise inadmissible facts and data may, consistent with the Confrontation Clause, disclose those facts and data to the factfinder. Machine-generated raw data, typically produced in testing of illegal drugs, present a unique subgroup of this type of information. Justice Sotomayor has noted there is a difference between a lab report certifying a defendant\u2019s blood-alcohol level and \u201cmachine-generated results, such as a printout from a gas chromatograph.\u201d Bullcoming, _U.S. at_, 131 S. Ct. at 2722 (Sotomayor, J., concurring in part). The former is the testimonial statement of a person, see id. at_, 131 S. Ct. at 2717 (majority), and the latter is the product of a machine. A number of courts have concluded that machine-generated raw data are not testimonial hearsay under the Confrontation Clause. One court wrote: \u201cNor is a machine a \u2018witness against\u2019 anyone. If the readings are \u2018statements\u2019 by a \u2018witness against\u2019 the defendants, then the machine must be the declarant. Yet how could one cross-examine [a machine]?\u201d United States v. Moon, 512 F.3d 359, 362 (7th Cir.), cert. denied, 555 U.S. 812, 129 S. Ct. 40 (2008); see also United States v. Washington, 498 F.3d 225, 231 (4th Cir. 2007), cert. denied, 557 U.S. 934, 129 S. Ct. 2856 (2009); David H. Kaye et al., The New Wigmore: A Treatise on Evidence \u00a7 4.12.5 (Richard D. Friedman ed., Supp. 2013) [hereinafter Wigmore on Evidence]. Because machine-generated raw data, \u201cif truly machine-generated,\u201d are not statements by a person, they are \u201cneither hearsay nor testimonial.\u201d Wigmore on Evidence \u00a7 4.12.5, at 44; see also Williams,_U.S. at_, 132 S. Ct. at 2259 (Thomas, J., concurring in the judgment) (\u201c[T]he Confrontation Clause regulates only the use of statements bearing indicia of solemnity.\u201d (citation and internal quotation marks omitted)). We note that \u201crepresentations [ ] relating to past events and human actions not revealed in raw, machine-produced data\u201d may not be admitted through \u201csurrogate testimony.\u201d Bullcoming, _ U.S. at _, 131 S. Ct. at 2714. Accordingly, consistent with the Confrontation Clause, if \u201cof a type reasonably relied upon by experts in the particular field,\u201d N.C. R. Evid. 703, raw data generated by a machine may be admitted for the purpose of showing the basis of an expert\u2019s opinion.\nWe turn now to the instant case. Before reaching the dispositive legal issue, we must address matters of procedure. Defendant alleges that several portions of Ray\u2019s testimony were erroneously admitted, yet defendant objected only once during the course of Ray\u2019s testimony. \u201cIn order to preserve an issue for appellate review, a party must have presented to the trial court a timely request, objection, or motion, stating the specific grounds for the ruling the party desired the court to make if the specific grounds were not apparent from the cont\u00e9xt.\u201d N.C. R. App. P 10(a)(1). While unpreserved evidentiary error in criminal cases may be reviewed for plain error, \u201cthe defendant must \u2018specifically and distinctly\u2019 contend that the alleged error constitutes plain error.\u201d State v. Lawrence, 365 N.C. 506, 516, 723 S.E.2d 326, 333 (2012) (quoting N.C. R. App. P. 10(a)(4)). Defendant did not allege plain error; therefore, we review only the single alleged error to which he objected at trial and thereby preserved for appellate review: Agent Ray\u2019s statement that in her expert opinion the substance was cocaine. We review this alleged constitutional error de novo.\nDuring voir dire defense counsel moved to exclude admission of the lab report, the lab tests, and any testimony by any lab analyst who did not personally perform the tests or write the reports, based on Confrontation Clause grounds. The court ruled that Ray could testify about her background, experience, education, and training; the practices and procedures of the CMPD crime lab; and her review of the testing done and her independent opinion. The court also ruled that the State could not admit the non-testifying analyst\u2019s report into evidence because of considerations under Rule of Evidence 403. Thus, unlike in Melendez-Diaz and Bullcoming, the reports produced by the non-testifying analyst were not admitted into evidence.\nBefore the jury Ray was certified as an expert in forensic chemistry and testified regarding the CMPD crime lab\u2019s standard procedures and her review of the tests associated with the substance at issue. The prosecutor then asked:\nQ. Based on your training and experience in the field of forensic chemistry and your employment at the CMPD crime lab as well as other labs prior to that and your review of the file in this case, did you have a chance to form your own independent expert opinion as to the identity of the substance in control number 16826?\nA. Yes, I did.\nQ. What is your independent expert opinion?\n[DEFENSE COUNSEL]: Objection, your Honor. I don\u2019t need to be heard further.\nTHE COURT: Yes, ma\u2019am. Objection overruled, you may answer.\nA. My conclusion was that the substance was cocaine.\nQ. Is that still your opinion currently?\nA. Yes, it is.\nBased on defendant\u2019s arguments at the earlier voir dire hearing, it is clear that this objection was based on the Confrontation Clause.\nDefendant argues that this rendering of Ray\u2019s expert opinion on a substance she did not personally test or observe being tested violated his right to confront witnesses against him. We disagree. As we stated above, when an expert gives an opinion, the opinion is the substantive evidence and the expert is the witness whom the defendant has the right to confront. In accordance with Rule of Evidence 703, Ray gave her expert opinion that was based upon facts or data \u201cof a type reasonably relied upon by experts in the particular field in forming opinions or inferences upon the subject.\u201d N.C. R. Evid. 703. The prosecutor laid the foundation for the Rule 703 testimony:\nQ. And are these tests [color test, melting point, and GCMS] standards such that other experts in the field of forensic chemistry would rely upon them in performing [sic] the opinion as to the identity of a chemical substance?\nA. Yes, they are.\nFurther, the prosecutor established that Ray\u2019s opinion was her own, independently reasoned opinion \u2014 not \u201csurrogate testimony\u201d parroting the testing analyst\u2019s opinion. See Bullcoming,_U.S. at__., 131 S. Ct. at 2710.\nQ. And for trial today were you asked to review the chemical analysis that was performed on Item Number 9, control number 16826?\nA. Yes, I did.\nQ. And did you do that review?\nA. Yes.\nQ. And what complaint number is associated with that, this case and that control number?\nA. The complaint number is 20070516223000.\nQ. And what control number is that?\nA. 200716826.\nQ. When you conducted this peer review, specifically what documents did you review?\nA. I reviewed the drug chemistry worksheet or the lab notes that the analyst wrote her notes on and the data that came from the instrument that was in the case file and then I also reviewed the data that was still on the instrument and made sure that was all there too.\nAs part of her review, Ray analyzed the \u201creviewable data\u201d generated by the GCMS machine. Ray testified that the machine internally records the data and there is no way to make alterations to what is recorded. As she stated on cross-examination, the GCMS machine produces a graph based on its testing, from which Ray was able to determine \u201cthe molecular weight of the substance and how it breaks down and relate that back to the chemical structure.\u201d Ray compared the machine-produced graph to the data from the lab\u2019s sample library and concluded that the substance was cocaine.\nThis expert opinion, from Ray\u2019s own analysis of the data, constituted the substantive evidence being presented against defendant. See Fair, 354 N.C. at 162, 557 S.E.2d at 522. Therefore, the testifying expert was the witness whom defendant had the right to confront. Id. Defendant was able to cross-examine Ray fully concerning all aspects of her testimony. See id. Indeed, the cross-examination made abundantly clear for the jury that Ray \u201cdidn\u2019t personally observe any of these tests being done\u201d and that she \u201cha[d] to assume [the testing analyst] followed the standard operating procedures.\u201d Accordingly, the admission of Ray\u2019s expert opinion did not violate defendant\u2019s right to confront witnesses against him.\nEven assuming admission of Ray\u2019s expert opinion violated defendant\u2019s rights under the Confrontation Clause, the alleged error was harmless, providing a separate, adequate, and independent state law ground for the judgment of the Court. \u201cWhen violations of a defendant\u2019s rights under the United States Constitution are alleged, harmless error review functions the same way in both federal and state courts.\u201d Lawrence, 365 N.C. at 513, 723 S.E.2d at 331. \u201cA violation of the defendant\u2019s rights under the Constitution of the United States is prejudicial unless the appellate court finds that it was harmless beyond a reasonable doubt. The burden is upon the State to demonstrate, beyond a reasonable doubt, that the error was harmless.\u201d N.C.G.S. \u00a7 15A-1443(b) (2011).\nThe arresting officer testified that when he found the plastic baggy containing a white substance, he picked it up and asked defendant, \u201cWhat\u2019s this?\u201d The officer further testified that defendant acknowledged it was his cocaine \u2014 and asserted it was for personal use and he was not dealing drugs. In the same compartment as the plastic baggy containing the white substance, the officer also found \u201ceight separate plastic sandwich baggies, similar to the plastic baggy that was wrapped around the [white substance] [he] found.\u201d The officer testified that cocaine is typically packaged for sale in sandwich baggies. Defendant\u2019s explanation at trial for his possession of the substance was that he had stopped at a gas station to buy some milk and three men \u201cknocked on the [car] door and they handed me [the substance and baggies] and told me give us money for this.\u201d He stated he was afraid he was being robbed, so he handed the men a portion of the $500 in cash from his pockets but \u201cnever imagined that it was drugs or something like that.\u201d Defense counsel elicited a statement from the arresting officer that the substance \u201cappears to be powder cocaine.\u201d Under these facts, in which defendant told a law enforcement officer that the substance was cocaine and defense counsel elicited testimony that the substance appeared to be cocaine, any possible error in allowing the expert opinion was harmless. See State v. Nabors, 365 N.C. 306, 312-13, 718 S.E.2d 623, 627 (2011).\nThe Sixth Amendment guarantees that \u201c \u2018[i]n all criminal prosecutions, the accused shall enjoy the right... to be confronted with the witnesses against him.\u2019 \u201d Crawford, 541 U.S. at 38, 124 S. Ct. at 1357 (quoting U.S. Const, amend. VI). CMPD forensic chemist Tracey Ray analyzed the data pertaining to the seized substance and gave her independent expert opinion that the substance was cocaine. Defendant had the opportunity to cross-examine the witness against him: Tracey Ray. The admission of an independent expert opinion based on the expert\u2019s own scientific analysis is not the type of evil the Confrontation Clause was designed to prevent. We find no error and reverse the Court of Appeals.\nREVERSED.\nJustice BEASLEY took no part in the consideration or decision of this case.\n. The dissenting opinion would adopt the four-part analysis set out in State v. Brewington, 204 N.C. App. 68, 78, 693 S.E.2d 182, 189 (2010). We decline to adopt this test, as it is not generally applicable to cases such as the one before us. For example, under the dissent\u2019s proposed test, the first step is to \u201cdetermine whether the underlying lab report is testimonial.\u201d But the Confrontation Clause is concerned with testimonial hearsay. See, e.g., Crawford, 541 U.S. at 68,124 S. Ct. at 1374. If the challenged testimony is not hearsay \u2014 in other words, if the witness does not repeat out-of-court statements \u2014 then it is not necessary to determine whether a lab report is testimonial.\n. The dissenting opinion argues Agent Ray \u201ctestified to some of [the] contents\u201d of the report written by the non-testifying analyst. As an example, the dissent writes: \u201c[The analyst] was later asked, \u2018[C]an you tell us what [the original analyst\u2019s] result appears to have been?\u2019 She answered, \u2018[0]n the color test, it has a positive sign with a circle around it and then says blue underneath that.\u2019 \u201d The dissenting opinion fails to note, however, that this testimony was elicited by defendant\u2019s attorney on cross-examination \u2014 not by the State. Further, defendant objected only when the prosecution asked Ray, \u201cWhat is your independent expert opinion?\u201d \u201cGenerally speaking, the appellate courts of this state will not review a trial court\u2019s decision to admit evidence unless there has been a timely objection. . . . [, which] must be contemporaneous with the time such testimony is offered into evidence.\u201d State v. Ray, 364 N.C. 272, 277, 697 S.E.2d 319, 322 (2010) (internal citations and quotation marks omitted). Therefore, we review only the testimony to which defendant objected.\n. Viewing the separate opinions in Williams v. Illinois in their totality, we suggest that prosecutors err on the side of laying a foundation that establishes compliance with Rule of Evidence 703, as well as the lab\u2019s standard procedures, whether the testifying analyst observed or participated in the initial laboratory testing, what independent analysis the testifying analyst conducted to reach her opinion, and any assumptions upon which the testifying analyst\u2019s testimony relies.",
        "type": "majority",
        "author": "MARTIN, Justice."
      },
      {
        "text": "Justice HUDSON\ndissenting.\nThe majority opinion here begins by declaring that the expert gave her opinion \u201cbased upon her independent analysis of testing performed by another,\u201d without a clear explanation of why this matters in the context of Confrontation Clause analysis. The majority goes on to cite Williams v. Illinois for the proposition that \u201ca qualified expert may provide an independent opinion based on otherwise inadmissible out-of-court statements.\u201d The Court in Williams did not hold \u2014 nor do any other cases \u2014 that expert testimony like that here, based entirely on testing done by an absent analyst for the sole purpose of prosecuting this defendant, would be free of a Sixth Amendment Confrontation Clause violation if the expert claimed her opinion was \u201cindependent,\u201d when the record shows manifestly that it was not. Nor did the Court in Williams hold, as the majority here does, that \u201cwhen an expert states her own opinion, without merely repeating out-of-court statements, the expert is the person whom the defendant has the right to cross-examine.\u201d In my view, the Supreme Court cases mean instead that the testimony Agent Ray gave here that the substance was cocaine \u2014 based on testing done by an absent analyst (Agent Mills) who was not cross-examined by defendant \u2014 violated defendant\u2019s right to confront Mills, as protected by the Sixth Amendment and explained in Supreme Court decisions from Crawford to Williams. Because I also conclude that this constitutional error is not harmless beyond a reasonable doubt, I would grant defendant a new trial. I respectfully dissent.\nBefore engaging the substantive issue here, I believe a review of recent Confrontation Clause jurisprudence is in order, if only to highlight how fax afield the majority has gone. In Crawford v. Washington the United States Supreme Court rejected as unsound its own earlier decision in Ohio v. Roberts, 448 U.S. 56, 65-66, 100 S. Ct. 2531, 2538-39 (1980). Instead, the Court concluded in Crawford that a defendant\u2019s Confrontation Clause rights are violated when out-of-court testimonial statements are admitted without a showing that the declarant is unavailable to testify and that the defendant had a prior opportunity to cross-examine that person. Crawford, 541 U.S. 36, 53-54, 124 S. Ct. 1354, 1365 (2004). In Roberts the Court allowed hearsay testimony if it possessed \u201cadequate \u2018indicia of reliability,\u2019 \u201d 448 U.S. at 66, 100 S. Ct. at 2539; however, in Crawford the Court stated that the Confrontation Clause \u201ccommands, not that evidence be reliable, but that reliability be assessed in a particular manner: by testing in the crucible of cross-examination,\u201d 541 U.S. at 61,124 S. Ct. at 1370. In rejecting the reliability standard the lower courts had applied in the case, the Supreme Court wrote in Crawford that \u201c[e]ach of the courts also made assumptions that cross-examination might well have undermined.\u201d Id. at 66, 124 S. Ct. at 1372.\nThe Supreme Court declined to announce a complete definition of \u201ctestimonial\u201d in Crawford. Id. at 68, 124 S. Ct. at 1374. Relevant here, however, the Supreme Court subsequently addressed the meaning of \u201ctestimonial\u201d when discussing certified lab reports identifying a substance as cocaine in Melendez-Diaz v. Massachusetts, 557 U.S. 305, 307-08, 129 S. Ct. 2527, 2530-31 (2009). There the Court concluded that \u201c[lab] analysts\u2019 affidavits were testimonial statements, and the analysts were \u2018witnesses\u2019 for purposes of the Sixth Amendment.\u201d Id. at 311, 129 S. Ct. at 2532. Again, the Court placed heavy emphasis on the power of cross-examination to expose weaknesses in such testimony: \u201cLike the eyewitness who has fabricated his account to the police, the analyst who provides false results may, under oath in open court, reconsider his false testimony.\u201d Id. at 319, 129 S. Ct. at 2537. \u201cLike expert witnesses generally, an analyst\u2019s lack of proper training or deficiency in judgment may be disclosed in cross-examination.\u201d Id. at 320, 129 S. Ct. at 2537. Melendez-Diaz establishes that absent a stipulation or a statutory notice-and-demand waiver, a lab report of this type may not be admitted \u201cwithout offering a live witness competent to testify to the truth of the statements made in the report.\u201d Bullcoming v. New Mexico, _ U.S. _, _, 131 S. Ct. 2705, 2709 (2011).\nIn Bullcoming, the Supreme Court then addressed the next logical question flowing out of Melendez-Diaz, specifically\nwhether the Confrontation Clause permits the prosecution to introduce a forensic laboratory report containing a testimonial certification \u2014 made for the purpose of proving a particular fact \u2014 through the in-court testimony of a scientist who did not sign the certification or perform or observe the test reported in the certification.\nId. at_, 131 S. Ct. at 2710. Although the expert in Bullcoming was competent to testify to the lab processes, the Court held that such \u201csurrogate testimony\u201d did not satisfy the requirements of the Confrontation Clause. Id. at_, 131 S. Ct. at 2710. The lower appellate court had held that such testimony was permissible because the analyst had \u201c \u2018simply transcribed the resul[t] generated by the gas chromatograph machine\u2019 \u201d and the real-witness against the defendant was the actual machine. Id. at__, 131 S. Ct. at 2714 (alteration in original). The Supreme Court rejected this argument, reasoning that the testing analyst\u2019s report was \u201cmore than a machine-generated number.\u201d Id. at_, 131 S. Ct. at 2714. The Court noted that the testing analyst\u2019s affidavit certified facts such as an unbroken chain of custody, the particular test performed, and the analyst\u2019s adherence to protocol in performing that test. Id. at_, 131 S. Ct. at 2714. \u201cThese representations, relating to past events and human actions not revealed in raw, machine-produced data, are meet for cross-examination.\u201d Id. at__, 131 S. Ct. at 2714. The State also argued that its proposed testifying expert could properly testify because he was an expert with respect to the gas chromatograph machine and the laboratory\u2019s procedures. Id. at_, .131 S. Ct. at 2715. The Court disagreed, recognizing that cross-examination of a surrogate analyst would be ineffective to expose any weaknesses in the lab reports, thus failing to satisfy the Confrontation Clause:\nBut surrogate testimony of the kind [the testifying expert] was equipped to give could not convey what [the testing analyst] knew or observed about the events his certification concerned, i.e., the particular test and testing process he employed. Nor could such surrogate testimony expose any lapses or lies on the certifying analyst\u2019s part.\nId. at _., 131 S. Ct. at 2715 (footnote omitted). Ultimately, the Supreme Court concluded that a defendant\u2019s right \u201cis to be confronted with the analyst who made the certification, unless that analyst is unavailable at trial, and the accused had an opportunity, pretrial, to cross-examine that particular scientist.\u201d Id. at__,, 131 S. Ct. at 2710.\nMost recently, in Williams v. Illinois the Supreme Court granted certiorari to address whether Crawford prohibits \u201can expert from expressing an opinion based on facts about a case that have been made known to the expert but about which the expert is not competent to testify,\u201d_U.S._,__, 132 S. Ct. 2221, 2227 (2012) (plurality), or, as articulated by Justice Sotomayor in her concurrence in Bullcoming, to address the situation in which \u201can expert -witness [is] asked for his independent opinion about underlying testimonial reports that were not themselves admitted into evidence,\u201d Bullcoming, __U.S. at_, 131 S. Ct. at 2722 (Sotomayor, J., concurring in part). In Williams an expert witness offered her opinion regarding a DNA match between samples analyzed in two separate reports, one of which was not entered into evidence._U.S. at_, 132 S. Ct. at 2229-30. The opinion in Williams revealed a fractured court, but a majority \u2014 the four Justice plurality and Justice Thomas \u2014 found that the underlying report was not testimonial, meaning there was no Confrontation Clause violation. Id. at_, 132 S. Ct. at 2242-44 (plurality); id. at_, 132 S. Ct. at 2255 (Thomas, J., concurring in the judgment). Importantly, the plurality distinguished the earlier cases from the Williams testimony, in which the expert testified that the two DNA profiles were from the same person, not that either or both were accurate or true: \u201cThe Cellmark report is very different. It plainly was not prepared for the primary purpose of accusing a targeted individual.\u201d Id. at_, 132 S. Ct. at 2243 (plurality). \u201cIn Hammon and every other post-Crawford case in which the Court has found a violation of confrontation right, the statement at issue had the primary purpose of accusing a targeted individual.\u201d Id. at_, 132 S. Ct. at 2243 (plurality).\nIn the Williams plurality opinion, Justice Alito noted that the Court\u2019s conclusion to allow the testimony of the DNA expert\nis entirely consistent with Bullcoming and Melendez-Diaz. In those cases, the forensic reports were introduced into evidence, and there is no question that this was done for the purpose of proving the truth of what they asserted: in Bullcoming that the defendant\u2019s blood alcohol level exceeded the legal limit and in Melendez-Diaz that the substance in question contained cocaine. Nothing comparable happened here.\nId. at_, 132 S. Ct. at 2240 (plurality). But in the case before us, something quite comparable happened \u2014 though the report itself was not admitted, its essential contents were delivered via surrogate testimony that depended entirely upon review of the reports and involved no independent analysis. Further, it cannot be questioned that the primary purpose of the lab report here was to accuse a targeted individual. As such, the result should be the same in that the testimony here violated the Sixth Amendment Confrontation Clause, as in Bullcoming and Melendez-Diaz.\nWere there any indication in the record that Agent Ray did \u201cindependent analysis,\u201d I could perhaps agree with the majority. There is none. She testified on direct examination, based entirely on her review of tests and notes by Agent Mills:\nQ. And for trial today were you asked to review the chemical analysis that was performed on Item Number 9, control number 16826?\nA. Yes, I did.\nQ. When you conducted this peer review, specifically what documents did you review?\nA. I reviewed the drug chemistry worksheet or the lab notes that the analyst wrote her notes on and the data that came from the instrument that was in the case file and then I also reviewed the data that was still on the instrument and made sure that was all there too.\nShe then responded that, based upon this review, her \u201cindependent opinion\u201d was that the substance \u201cwas cocaine.\u201d But, on cross-examination she testified, among other things, to the following:\nQ. All right. Now just to go back to the beginning, you have done no testing of your own on Item Number 9; correct?\nA.. No, I have not.\nQ. And so any opinions you give in court about the nature of this substance are based entirely on testing done by someone else?\nA. Correct.\nQ. And you were not present when those tests were performed, were you?\nA. No, I was not.\nQ. And you didn\u2019t even work there until approximately two years later; correct?\nA. Correct.\nShe acknowledged repeatedly that she could not personally verify anything about the way the tests were done and said, \u201cI only know of what\u2019s on the drug worksheet,\u201d and \u201cI can only say according to the worksheet.\u201d \u201c[T]he [Confrontation] Clause does not tolerate dispensing with confrontation simply because the court believes that questioning one witness about another\u2019s testimonial statements provides a fair enough opportunity for cross-examination.\u201d Bullcoming,_ U.S. at_, 131 S. Ct. at 2716 (majority). Because the expert here (Agent Ray) simply viewed and agreed with the test results of another (Agent Mills), while she performed no testing and was not present for those tests, I must conclude her testimony violates the Confrontation Clause when analyzed according to the jurisprudence of Crawford, Melendez-Diaz, Bullcoming, and Williams. The defendant here had the right under the Sixth Amendment Confrontation Clause to cross-examine Mills, not just Ray.\nAs stated above, having implicitly acknowledged that the report was testimonial and knowing the testing analyst was absent, the majority asserts that Agent Ray offered an independent opinion on the identity of the substance tested based on the lab reports. As I understand the opinion, the only \u201cevidence\u201d the majority points to in support of this holding is the questioning by the State at trial. Agent Ray was asked, \u201cWhat is your independent expert opinion?\u201d She answered that \u201cthe substance was cocaine.\u201d However, careful review of the testimony, both on direct and cross-examination, demonstrates that her opinion was in no way independent \u2014 all her knowledge and opinions about the testing process and the substance were based entirely on the review and analysis by Agent Mills, who had left the lab two years before Ray\u2019s employment even began. Ray testified that she conducted an \u201cadministrative\u201d and a \u201ctechnical\u201d review of Mills\u2019s file (which the prosecutor characterized in his questions as a \u201cpeer review\u201d of the testing analyst\u2019s work), including reading the report notes and results off the machine. Agent Ray was not asked about and did not explain any \u201canalysis\u201d that she performed; instead, she explained that her administrative and technical reviews were \u201cto make sure there is [sic] no mistakes,\u201d as with spelling or data input, and to verify that she would have reached the same conclusion based on the data generated by the testing agent. In my view, this is not an \u201cindependent\u201d opinion as that term is used by the Supreme Court.\nThe majority states that \u201c[a]s part of her review, Ray analyzed the \u2018reviewable data\u2019 generated by the GCMS machine. Ray testified that the machine internally records the data, and there is no way to make alterations to what is recorded.\u201d (Emphasis added.) The majority fails to consider how the original testing analyst may have handled or altered the substance before it was placed in the machine, or how it was entered into the machine. \u201cForensic evidence is not uniquely immune from the risk of manipulation.\u201d Melendez-Diaz, 557 U.S. at 318, 129 S. Ct. at 2536.\nConfrontation is one means of assuring accurate forensic analysis. While it is true, as the dissent notes, that an honest analyst will not alter his testimony when forced to confront the defendant, the same cannot be said of the fraudulent analyst. Like the eyewitness who has fabricated his account to the police, the analyst who provides false results may, under oath in open court, reconsider his false testimony. And, of course, the prospect of confrontation will deter fraudulent analysis in the first place.\nConfrontation is designed to weed out not only the fraudulent analyst, but the incompetent one as well. Serious deficiencies have been found in the forensic evidence used in criminal trials. . . . Like expert witnesses generally, an analyst\u2019s lack of proper training or deficiency in judgment may be disclosed in cross-examination.\nId. at 318-19, 129 S. Ct. at 2536-37.1 would hold that the type of \u201cpeer review\u201d conducted by Agent Ray in this case is constitutionally deficient because it brings in key substantive evidence from the lab report without allowing for the type of cross-examination required by the United States Supreme Court to avoid a violation of a defendant\u2019s Confrontation Clause rights.\nThe majority also states that \u201cthe testifying expert was the witness whom the defendant had the right to confront. Defendant was able to cross-examine Ray fully concerning all aspects of her testimony.\u201d But the United States Supreme Court has stated that \u201cthe [Confrontation] Clause does not tolerate dispensing with confrontation simply because the court believes that questioning one witness about another\u2019s testimonial statements provides a fair enough opportunity for cross-examination.\u201d Bullcoming,_U.S. at_, 131 S. Ct. at 2716. Because she was not present, Agent Ray could not possibly testify to the procedures followed, or not followed, by Agent Mills, the nontestifying analyst; cross-examination of Agent Ray is not a \u201cfair enough opportunity for cross-examination\u201d under the Confrontation Clause. Id. at_, 131 S. Ct. at 2716. Again, the defendant had the right to cross-examine Agent Mills.\nThe majority correctly states that \u201craw, machine-generated data\u201d are neither hearsay nor testimonial. The majority relies heavily on the fact that Agent Ray looked at such \u201craw, machine-generated data\u201d when forming her allegedly independent opinion. In doing so, the majority oversimplifies Agent Ray\u2019s review process and testimony and glosses over the portions that most clearly implicate the Confrontation Clause. Agent Ray did not simply look at graphs produced from machines and testify to those results. Rather, she testified:\nQ. When you conducted this peer review, specifically what documents did you review?\nA. I reviewed the drug chemistry worksheet or the lab notes that the analyst wrote her notes on and the data that came from the instrument that was in the case file and then I also reviewed the data that was still on the instrument and made sure that was all there too.\nImmediately after this exchange, Agent Ray was asked to \u201clist the tests that were conducted on the substance in control number 16826[.]\u201d She responded, \u201cA color test was performed, a melting point was performed, and then the GCMS was used.\u201d She was later asked, \u201c[C]an you tell us what her result appears to have been?\u201d She answered, \u201c[0]n the color test it has a positive sign with a circle around it and then says blue underneath that.\u201d Agent Ray did not simply evaluate raw data \u2014 she reviewed the lab report and testified to some of its contents, specifically which tests the nontestifying analyst conducted and the results of those tests. Because Agent Ray was not present for those tests, she had to rely entirely on the certification of the testing analyst that those tests were in fact performed, and performed in compliance with operating procedure and without error. Because that certification \u201creported more than a machine-generated number____[t]hese representations, relating to past events and human actions not revealed in raw, machine-produced data, are meet for cross-examination.\u201d Bullcoming,_U.S. at_, 131 S. Ct. at 2714. Here, as in Crawford (and Bullcoming), it is clear from Agent Ray\u2019s testimony that she, and now the majority, have relied on \u201cassumptions that cross-examination might well have undermined.\u201d Crawford, 541 U.S. at 66, 124 S. Ct. at 1372. Had Agent Ray simply been provided the graphs and data printouts themselves, and come to conclusions based on that raw data, there might not have been a confrontation problem. See Williams,__ U.S. at_, 132 S. Ct. at 2240; but see Bullcoming,_U.S. at_, 131 S. Ct. at 2715 (\u201c[T]he comparative reliability of an analyst\u2019s testimonial report drawn from machine-produced data does not overcome the Sixth Amendment bar.\u201d). But as soon as she testified to past events memorialized in the testing analyst\u2019s lab notes and drug worksheet, Agent Ray implicated the Confrontation Clause.\nFurther, even if she had only relied on raw data in forming her opinion, Agent Ray\u2019s expert opinion would be relevant only if the State provided the foundation for the data, such as how the data were generated \u2014 a foundation that would presumably require testimony from the nontestifying analyst anyway. See Williams,_U.S. at_, 132 S. Ct. at 2241 (identifying as a safeguard against circumvention of the Confrontation Clause the rule that \u201cif the prosecution cannot muster any independent admissible evidence to prove the foundational facts that are essential to the relevance of the expert\u2019s testimony, then the expert\u2019s testimony cannot be given any weight by the trier of fact\u201d (emphasis added)). In Williams, this safeguard was satisfied by \u201cindependent circumstantial evidence showing that the Cellmark report was based on a forensic sample taken from the scene of the crime.\u201d Id. at_, 132 S. Ct. at 2240-41. Here, without entering the report itself into evidence or allowing Agent Ray to testify from the report about chain-of-custody information, there is no independent evidence establishing that the data Agent Ray reviewed were generated in fact from the sample taken from the crime scene.\nAgent Ray\u2019s testimony is also legally insufficient to prove that the substance was cocaine because her opinion was based on assumptions that the substance was properly logged and handled, the tests properly conducted, and the results properly recorded. Effectively, her opinion is \u201c(/'everything was done properly, and if the report is accurate, then the substance is cocaine.\u201d Without other evidence to confirm those assumptions, there is no actual proof that defendant possessed cocaine.\nWhile the majority acknowledges that the North Carolina Rules of Evidence \u201cmust comport with constitutional requirements,\u201d the substance of its opinion does not follow that mandate. Instead, the majority opinion relies heavily on the Rules of Evidence, which are irrelevant to the determination of whether defendant\u2019s Confrontation Clause rights have been violated. As stated by the United States Supreme Court: \u201cLeaving the regulation of out-of-court statements to the law of evidence would render the Confrontation Clause powerless to prevent even the most flagrant inquisitorial practices.\u201d Crawford, 541 U.S. at 51, 124 S. Ct. at 1364. \u201cWhere testimonial statements are involved, we do not think the Framers meant to leave the Sixth Amendment\u2019s protection to the vagaries of the rules of evidence ... .\u201d Id. at 61, 124 S. Ct. at 1370. Defendant did not challenge the testimony here for violations of the Rules of Evidence but because it violated his Sixth Amendment right to confront witnesses against him. The North Carolina Rules of Evidence have no place in this discussion.\nFinally, the majority has failed to set out a clear framework for lower courts to use in analyzing this type of complicated, fact-specific Confrontation Clause question. Part of our charge as a Court is to provide guidance to lower courts; thus, I have set out a methodical approach for cases in which an expert witness testifies about the results of a lab report, regardless of whether the underlying report is ultimately admitted into evidence. Viewing recent United States Supreme Court precedent as a whole, I apply a four-part analysis to address these types of cases.\nFirst, we determine whether the underlying lab report is testimonial \u2014 if it is not, there is no Confrontation Clause violation. Compare Bullcoming,_U.S. at_, 131 S-. Ct. at 2217 (rejecting the prosecution\u2019s argument that the lab reports were not testimonial because, according to the Court, \u201c[a] document created solely for an \u2018evidentiary purpose,\u2019... made in aid of a police investigation, ranks as testimonial\u201d), with Williams,_ U.S. at_, 132 S. Ct. at 2243 (deciding that the lab report in question was not testimonial because \u201cthe primary purpose of the Cellmark report, viewed objectively, was not to accuse [the defendant] or to create evidence for use at trial\u201d) (plurality).\nSecond, we examine whether the testifying expert personally conducted the testing, and if not, whether the State has shown that the nontestifying analyst is unavailable and that the defendant had a prior opportunity to cross-examine. If the original testing analyst testifies, there would be no Confrontation Clause violation because she could be cross-examined on the procedures and protocols she followed in conducting the tests. See Bullcoming,_U.S. at_, 131 S. Ct. at 2715. But if the original testing analyst does not appear as a witness, the State must show that she was unavailable and that defendant had a prior opportunity to cross-examine her. See Melendez-Diaz, 557 U.S. at 309, 129 S. Ct. at 2531. In the absence of such a showing, or a stipulation or waiver, neither the report itself nor the report\u2019s conclusions can be properly received as evidence without running afoul of the Confrontation Clause. See id. at 329,129 S. Ct. at 2542; see also Bullcoming,_U.S. at_, 131 S. Ct. at 2715.\nThird, if the testifying analyst is relying on another analyst\u2019s reports, we decide whether the testifying expert offered an independent opinion based on the lab report or merely acted as a surrogate witness. The decision in Bullcoming appears to leave room for an expert who did not conduct the testing in question to offer an \u201cindependent opinion\u201d on the fact at issue. See_U.S. at_, 131 S. Ct. at 2716 (noting that the State did not \u201cassert that [the substitute expert] had any \u2018independent opinion\u2019 concerning Bullcoming\u2019s [blood alcohol content]\u201d). But the opinion must be truly independent \u2014 \u201csurrogate testimony\u201d that brings in the absent analyst\u2019s test results and conclusions but cannot \u201cconvey what [the testing analyst] knew or observed about the events his certification concerned\u201d is constitutionally insufficient. Id. at_, 131 S. Ct. at 2715.\nFourth, we decide whether any error is reversible, applying the appropriate standard of review.\nIn applying that structure for analysis here, I would hold that: (1) the lab report underlying Agent Ray\u2019s statements was testimonial; (2) Agent Ray did not personally conduct the testing on the cocaine sample, and the State has not shown that the testing analyst (Mills) was unavailable and that defendant had a prior opportunity to cross-examine; (3) Agent Ray offered no independent opinion based on the lab report, merely communicating to the jury the lab report\u2019s contents under the guise of an expert opinion; and (4) the error was not harmless beyond a reasonable doubt.\nIn addressing the fourth component, the majority assumes for the sake of argument that admission of the testimony violated the Confrontation Clause, but finds the error harmless. As the majority acknowledges, the State bears the burden of proving that this constitutional error was harmless beyond a reasonable doubt. See N.C.G.S. \u00a7 15A-1443(b) (2011). Under subsection 15A-1443(b), this Court presumes such a violation to be prejudicial. Id. Our case law shows that in order to overcome this presumption, we often require \u201coverwhelming\u201d evidence of a defendant\u2019s guilt. See, e.g., State v. Bunch, 363 N.C. 841, 845-46, 689 S.E.2d 866, 869 (2010) (\u201c \u2018[T]he presence of overwhelming evidence of guilt may render error of constitutional dimension harmless beyond a reasonable doubt.\u2019 \u201d (alteration in original) (quoting State v. Autry, 321 N.C. 392, 400, 364 S.E.2d 341, 346 (1988))). Here, because I would hold that Agent Ray\u2019s testimony was inadmissible, the only remaining evidence the State presented to prove that the substance was cocaine was (1) the officer\u2019s testimony that defendant admitted the fact to him at the scene of the crime, and (2) the officer\u2019s testimony that the substance \u201cappearfed] to be powder cocaine.\u201d This is hardly overwhelming evidence because it turns entirely on the officer\u2019s credibility.\nFurther, in its harmless error analysis the majority misapplies State v. Nabors, 365 N.C. 306, 718 S.E.2d 623 (2011). There, we applied the plain error standard of review, not constitutional harmless error review as we do here. There, unlike here, the defendant put on affirmative evidence that the substance in question was cocaine but that it belonged to someone else; in addition, he challenged the sufficiency of the evidence through a motion to dismiss, rather than by objecting to the testimony identifying the controlled substance. Id. at 312-13, 718 S.E.2d at 626-27. For sufficiency purposes we consider all of the evidence \u2014 including incompetent evidence \u2014 in the light most favorable to the State. Thus, in Nabors, the defendant had to prove that the trial court\u2019s error in admitting lay testimony identifying a controlled substance had a probable impact on the outcome of trial, which he could only do by showing that all other competent and incompetent evidence, taken in the light most favorable to the State, was likely insufficient to support the charges. Here, by contrast, the State bears the burden of proving the constitutional error was harmless beyond a reasonable doubt. As such, these cases are entirely different.\nHere the entire prosecution of defendant depends on Agent Ray\u2019s testimony to prove that the substance was cocaine. Without her testimony all that remains is an uncorroborated assertion by an officer on the witness stand that defendant agreed the substance was cocaine. Yet defendant also testified and denied that he had said the substance was cocaine. Here the credibility of all those statements must be weighed by the jury, by contrast to the sufficiency analysis in Nabors, in which only evidence supporting the State\u2019s case can be considered. The officer\u2019s testimony cannot be considered overwhelming under the constitutional harmless error standard we apply here. I conclude that the State has failed to show that the constitutional error here was harmless beyond a reasonable doubt and would hold that defendant should receive a new trial on the charge of possession of cocaine.\nThis case can be summarized quite simply: Agent Ray provided the only substantive evidence about the central issue in the case \u2014 the identity of a chemical substance found in defendant\u2019s possession\u2014 based entirely on test results produced and reported by another analyst (Agent Mills), whom defendant had no opportunity to cross-examine. As such, he had no way to question the reliability of the process by which those test results were obtained. Under Crawford, Melendez-Diaz, Bullcoming, and Williams, this is a quintessential Sixth Amendment violation. \u201cThe Confrontation Clause may make the prosecution of criminals more burdensome, but that is equally true of the right to trial by jury and the privilege against self-incrimination. The Confrontation Clause \u2014 like those other constitutional provisions \u2014 is binding, and we may not disregard it at our convenience.\u201d Melendez-Diaz, 557 U.S. at 325, 129 S. Ct. at 2540. Offering defendant the opportunity to cross-examine Agent Mills, not just Agent Ray, was required by the Sixth Amendment. Accordingly, I respectfully dissent.\nChief Justice PARKER joins in this dissenting opinion.\n. The independence, or lack thereof, of the testifying expert\u2019s opinion is only relevant to the Confrontation Clause analysis if it is first established that the lab report underlying the expert\u2019s testimony is itself testimonial (it is) and that the analyst who prepared the report did not testify (she did not).\n. Before reaching the \u201cdispositive issue,\u201d the majority addresses procedure and concludes that defendant has not adequately objected to the admission of Ray\u2019s testimony, which it says should be reviewed for plain error. In my opinion, this discussion, and any effort to couch this case in terms of plain error, is entirely misplaced. The State did not argue that review here should be for plain error; its argument heading in the brief is: \u201cThe Court of Appeals erred by finding any error was not harmless beyond a reasonable doubt.\u201d The argument then addresses what it appropriately notes is the proper standard for review of alleged constitutional error. Moreover, the State has not contended that the issue was not adequately preserved. Indeed, the trial court, at defendant\u2019s request, conducted voir dire on the admissibility of the testimony and reports and ruled the reports out, but found the testimony allowable. On direct examination, at the only point the witness was asked for an \u201copinion,\u201d defense counsel objected. After the testimony was admitted and cross-examined, defense counsel moved to strike the expert\u2019s testimony, and the transcript reveals several pages of colloquy before the motion to strike was denied. As such, defendant has preserved as well as he could the one issue that matters here, to wit, Agent Ray\u2019s opinion (based on another\u2019s testing) that the substance was cocaine.\n. Though the majority acknowledges the split opinion in Williams, the majority still appears to ascribe precedential value to the plurality opinion, classifying it as the narrowest grounds among the concurring opinions. I disagree. Neither the plurality\u2019s reasoning nor Justice Thomas\u2019s concurrence is narrower; they are simply different. Justice Thomas agreed with the plurality that the report was not testimonial, but for a different reason \u2014 insufficient formality. On the other hand, he agreed with the four dissenters that the Cellmark report was offered for the truth of the matter asserted therein. Thus, I believe the only firm conclusions we can draw from Williams are that the lab report there was not testimonial and that five justices agreed it was offered for its truth. These conclusions appear to apply only to the precise facts in Williams. Because it is clear that the lab report here was testimonial, as well as offered for its truth, Williams gives us little additional guidance.\n. In North Carolina recent events have proved that these concerns about forensic testing are more than just mere speculation. See Chris Swecker & Michael Wolf, An Independent Review of the SBI Forensic Laboratory 4 (2010) (\"This report raises serious issues about laboratory reporting practices from 1987-2003 and the potential that information that was material and even favorable to the defense of criminal charges filed was withheld or misrepresented.\u201d); see also Paul C. Giannelli, The North Carolina Crime Lab Scandal, 27 Crim. Just., Spring 2012, at 43, 43 (\u201cThis failure of the North Carolina criminal justice system is breathtaking.\u201d).\n. Ray testified, for example:\nQ. You have to assume she followed the standard operating procedures, correct?\nA. Correct.\nQ. Can you personally verify anything about the conditions of her lab suite at the time?\nA. No, I cannot.\nQ. Can you verify anything about her state of mind at the time?\nA. No, I cannot.\nQ. Can you verify that she wore gloves when she performed these tests?\nA. No, I cannot.\nQ. Can you verify how many different samples she tested that day?\nA. No.\nQ. Have you run a GCMS on this substance?\nA. No, I did not.\n. At the heart of the majority opinion here is the assertion that as long as a testifying expert is cross-examined, the Confrontation Clause is satisfied. The majority appears to rely on State v. Fair, 354 N.C. 131, 557 S.E.2d 500 (2001), cert. denied, 535 U.S. 1114, 122 S. Ct. 2332 (2002), and State v. Huffstetler, 312 N.C. 92, 322 S.E.2d 110 (1984), cert. denied, 471 U.S. 1009, 105 S. Ct. 1877 (1985), for this assertion. These cases were based entirely on the now-discredited reliability framework established by the United States Supreme Court in Ohio v. Roberts, 448 U.S. at 65-66, 100 S. Ct. at 2538-39. As pointed out by the majority, Roberts was explicitly overturned by the United States Supreme Court in Crawford: \u201cThe [Roberts] framework is so unpredictable that it fails to provide meaningful protection from even core confrontation violations.\u201d 541 U.S. at 63, 124 S. Ct. at 1371. See also Whorton v. Bockting, 549 U.S. 406, 416, 127 S. Ct. 1173, 1181 (2007) (\u201cThe Crawford rule is flatly inconsistent with the prior governing precedent, Roberts, which Crawford overruled.\u201d). Relying on Fair and Huffstetler, the majority concludes that because \u201c \u2018[i]t is the expert opinion itself, not its underlying factual basis, that constitutes substantive evidence,\u2019 \u201d Fair, 354 N.C. at 162, 557 S.E.2d at 522, and that so long as the information relied upon by the testifying expert \u201c[allows] the factfinder \u2018to understand the basis for the expert\u2019s opinion and to determine whether that opinion should be found credible,\u2019 \u201d Huffstetler, 312 N.C. at 108, 322 S.E.2d at 121, there is no Confrontation Clause violation. To the extent that Huffstetler and Fair rely on the rejected Roberts framework, they cannot be considered good law and have no place in our discussion of this issue.",
        "type": "dissent",
        "author": "Justice HUDSON"
      }
    ],
    "attorneys": [
      "Roy Cooper, Attorney General, by Amy Kunstling Irene and Daniel P O\u2019Brien, Assistant Attorneys General, for the State-appellant.",
      "Staples S. Hughes, Appellate Defender, by Charlesena Elliott Walker, Assistant Appellate Defender, for defendant-appellee."
    ],
    "corrections": "",
    "head_matter": "STATE OF NORTH CAROLINA v. MARIO EDUARDO ORTIZ-ZAPE\nNo. 329PA11\n(Filed 27 June 2013)\nConstitutional Law \u2014 Confrontation Clause \u2014 expert testimony\u2014 based on non-testifying analyst\u2019s report\nDefendant\u2019s Sixth Amendment right to confront witnesses against him in a drug possession case was not violated by the admission of an expert\u2019s opinion testimony that the substance seized from defendant\u2019s car was cocaine, even though the expert did not personally test or observe the testing of the substance. Defendant had the opportunity to cross-examine the expert witness at trial. Furthermore, even assuming admission of the expert\u2019s opinion violated defendant\u2019s rights under the Confrontation Clause, the alleged error was harmless given that defendant told a law enforcement officer that the substance was cocaine and defense counsel elicited testimony that the substance appeared to be cocaine. The unanimous decision of the Court of Appeals was reversed.\nHUDSON, J., dissenting.\nPARKER, C.J., joins in the dissenting opinion.\nBEASLEY, J., did not participate in the consideration or decision of this case.\nOn discretionary review pursuant to N.C.G.S. \u00a7 7A-31 of a unanimous, unpublished decision of the Court of Appeals, _ N.C. App._, 714 S.E.2d 275 (2011), reversing in part and vacating a judgment entered on 19 February 2010 by Judge Jerry Cash Martin in Superior Court, Mecklenburg County. Heard in the Supreme Court on 13 February 2013.\nRoy Cooper, Attorney General, by Amy Kunstling Irene and Daniel P O\u2019Brien, Assistant Attorneys General, for the State-appellant.\nStaples S. Hughes, Appellate Defender, by Charlesena Elliott Walker, Assistant Appellate Defender, for defendant-appellee."
  },
  "file_name": "0001-01",
  "first_page_order": 41,
  "last_page_order": 68
}
