{ "id": 142239, "name": "Joshua ALLRED, a minor, by Larry W. ALLRED and Diana K. Allred, as his parents and next friend, Plaintiffs-Appellants, v. BOARD OF REGENTS OF THE UNIVERSITY OF NEW MEXICO, as Trustees for the University of New Mexico Hospital, f/d/a Bernalillo County Medical Center; Kent F. Argubright, M.D.; Elizabeth R. La Roche, M.D.; Jeffrey D. Wicks, M.D.' and Ragon W. Thompson, M.D., Defendants-Appellees", "name_abbreviation": "Allred ex rel. Allred v. Board of Regents of the University of New Mexico", "decision_date": "1997-05-28", "docket_number": "No. 16812", "first_page": "545", "last_page": "553", "citations": [ { "type": "official", "cite": "123 N.M. 545" }, { "type": "parallel", "cite": "943 P.2d 579" }, { "type": "parallel", "cite": "1997-NMCA-070" } ], "court": { "name_abbreviation": "N.M. Ct. App.", "id": 9025, "name": "Court of Appeals of New Mexico" }, "jurisdiction": { "id": 52, "name_long": "New Mexico", "name": "N.M." }, "cites_to": [ { "cite": "100 N.M. 764", "category": "reporters:state", "reporter": "N.M.", "case_ids": [ 1588533 ], "weight": 2, "year": 1984, "pin_cites": [ { "page": "765", "parenthetical": "issues unsupported by cited authority will not be reviewed on appeal" }, { "page": "1330", "parenthetical": "issues unsupported by cited authority will not be reviewed on appeal" } ], "opinion_index": 0, "case_paths": [ "/nm/100/0764-01" ] }, { "cite": "842 F.2d 150", "category": "reporters:federal", "reporter": "F.2d", "case_ids": [ 10542711 ], "pin_cites": [ { "page": "156" } ], "opinion_index": 0, "case_paths": [ "/f2d/842/0150-01" ] }, { "cite": "109 N.M. 100", "category": "reporters:state", "reporter": "N.M.", "case_ids": [ 1590315 ], "weight": 2, "pin_cites": [ { "page": "105" }, { "page": "1183" } ], "opinion_index": 0, "case_paths": [ "/nm/109/0100-01" ] }, { "cite": "617 F.2d 1365", "category": "reporters:federal", "reporter": "F.2d", "case_ids": [ 1386694 ], "pin_cites": [ { "page": "1369" } ], "opinion_index": 0, "case_paths": [ "/f2d/617/1365-01" ] }, { "cite": "108 N.M. 259", "category": "reporters:state", "reporter": "N.M.", "case_ids": [ 1592761 ], "weight": 7, "pin_cites": [ { "page": "261" }, { "page": "194" }, { "page": "261-62" }, { "page": "194-95" } ], "opinion_index": 0, "case_paths": [ "/nm/108/0259-01" ] }, { "cite": "105 N.M. 399", "category": "reporters:state", "reporter": "N.M.", "case_ids": [ 1598970 ], "weight": 9, "pin_cites": [ { "page": "400" }, { "page": "369" }, { "page": "401" }, { "page": "370" } ], "opinion_index": 0, "case_paths": [ "/nm/105/0399-01" ] }, { "cite": "105 N.M. 105", "category": "reporters:state", "reporter": "N.M.", "case_ids": [ 1598984 ], "weight": 11, "pin_cites": [ { "page": "107" }, { "page": "505" }, { "page": "106-07" }, { "page": "504-05" }, { "page": "107" }, { "page": "505" }, { "page": "108" }, { "page": "506" } ], "opinion_index": 0, "case_paths": [ "/nm/105/0105-01" ] }, { "cite": "103 N.M. 229", "category": "reporters:state", "reporter": "N.M.", "case_ids": [ 711377 ], "weight": 6, "pin_cites": [ { "page": "231-32" }, { "page": "1107-08" }, { "page": "231" }, { "page": "1107" }, { "page": "232" }, { "page": "1108" } ], "opinion_index": 0, "case_paths": [ "/nm/103/0229-01" ] }, { "cite": "96 N.M. 155", "category": "reporters:state", "reporter": "N.M.", "case_ids": [ 1577300 ], "weight": 10, "year": 1980, "pin_cites": [ { "page": "202" }, { "page": "278" }, { "parenthetical": "citations omitted" }, { "page": "203" }, { "page": "279" }, { "page": "202" }, { "page": "278" }, { "page": "202" }, { "page": "278" } ], "opinion_index": 0, "case_paths": [ "/nm/96/0155-01" ] }, { "cite": "109 N.M. 5", "category": "reporters:state", "reporter": "N.M.", "case_ids": [ 1590292 ], "weight": 6, "pin_cites": [ { "page": "12" }, { "page": "1159" }, { "page": "8-9" }, { "page": "1155-56" }, { "page": "9" }, { "page": "1156" } ], "opinion_index": 0, "case_paths": [ "/nm/109/0005-01" ] }, { "cite": "120 N.M. 74", "category": "reporters:state", "reporter": "N.M.", "case_ids": [ 1559026 ], "weight": 6, "year": 1995, "pin_cites": [ { "page": "90" }, { "page": "725" }, { "page": "90" }, { "page": "725" }, { "page": "91" }, { "page": "726" } ], "opinion_index": 0, "case_paths": [ "/nm/120/0074-01" ] } ], "analysis": { "cardinality": 1165, "char_count": 32356, "ocr_confidence": 0.736, "pagerank": { "raw": 7.298479462881583e-08, "percentile": 0.43403167520577457 }, "sha256": "630fbbb50f344877d8c424e945ee69fa2363cc88e30cf3cb98845f78bf8d4319", "simhash": "1:9732256f8849b711", "word_count": 5271 }, "last_updated": "2023-07-14T16:56:16.892471+00:00", "provenance": { "date_added": "2019-08-29", "source": "Harvard", "batch": "2018" }, "casebody": { "judges": [ "HARTZ, C.J., and PICKARD, J., concur." ], "parties": [ "Joshua ALLRED, a minor, by Larry W. ALLRED and Diana K. Allred, as his parents and next friend, Plaintiffs-Appellants, v. BOARD OF REGENTS OF THE UNIVERSITY OF NEW MEXICO, as Trustees for the University of New Mexico Hospital, f/d/a Bernalillo County Medical Center; Kent F. Argubright, M.D.; Elizabeth R. La Roche, M.D.; Jeffrey D. Wicks, M.D.\u2019 and Ragon W. Thompson, M.D., Defendants-Appellees." ], "opinions": [ { "text": "OPINION\nWECHSLER, Judge.\n1.Plaintiffs appeal two district court orders dismissing their claims against the Board of Regents of the University of New Mexico, Kent Argubright, Elizabeth La Roche, Jeffrey Wicks (the UNM Defendants), and Ragon Thompson. The dismissals resulted from Defendants\u2019 motions for dismissal or for summary judgment based on Plaintiffs\u2019 violations of the requirements of the rules of discovery. On appeal, Plaintiffs argue that: (1) they did not willfully or in bad faith fail to truthfully answer discovery requests; (2) they did not repeatedly conceal discoverable information; and (3) the real party in interest, Joshua Allred, should not suffer dismissal of the claims since he took no part in any transgressions. Plaintiffs also argue that information relating to a non-witness expert is not discoverable and that the district court did not grant summary judgment, but based its dismissal on Rule 1-037 NMRA 1997. We affirm.\nFactual and Procedural Background\nThe First Appeal \u2014 the California Locating Service\n2. In April 1992, Plaintiffs filed their complaint alleging medical malpractice before and during the birth of their twin sons, resulting in one of their twin sons, Joshua, having cerebral palsy. In June 1992, Plaintiffs\u2019 first counsel retained a California expert witness locating service. Two months later, on August 4, 1992, Plaintiffs received an anonymous evaluation letter dated July 14, 1992, from the California locating service. The letter expressed the opinion that Thompson and Argubright were negligent, but did not express an opinion about the other Defendants. On August 24, 1992, Plaintiffs served their answers to Dr. Argubright\u2019s interrogatories. They answered, \u201cNone.\u201d to the question asking:\nIf any person licensed to practice medicine in any state has ever communicated to you, your attorneys and/or agents, or is prepared to testify in this matter that the treatment allegedly provided to you, or not provided to you, by [Argubright] fell below the applicable standard of care ... please state the name, address and profession of each such person; the date of such communication; and provide a summary of the contents of any such communication____\n3. On November 24, 1992, Sweet, Rose, and Talley, who are not parties to this appeal, filed motions for summary judgment based on Plaintiffs\u2019 lack of expert testimony. Two weeks later, Plaintiffs requested an extension of time to respond to these motions. At the December 16, 1992 hearing on this motion, Plaintiffs\u2019 attorney stated that the file in this case would be sent to a California locating service \u201cthis week.\u201d\n4. On December 18, 1992, the UNM Defendants filed motions for summary judgment based on the lack of expert testimony. Three days later, Plaintiffs filed a motion for an extension of time to respond to these motions and represented that it would take sixty days for the California service to locate an expert and have the expert render an opinion. Thompson filed his motion for summary judgment based on the lack of expert testimony on February 10,1993.\n5. On January 29, 1993, Plaintiffs\u2019 second attorney entered a limited appearance on behalf of Plaintiffs in order to ask for more time to evaluate the case before responding to the pending motions for summary judgment and to discovery requests. On February 9, 1993, the district court held a hearing on Plaintiffs\u2019 first attorney\u2019s motion to withdraw and, on February 23, 1993, the district court entered an order allowing him to withdraw as counsel and granting Plaintiffs an extension of time until May 10, 1993, to respond to the pending motions for summary judgment, thereby making the second attorney unlimited counsel of record for Plaintiffs.\n6. In March 1993, Plaintiffs\u2019 second counsel discovered the identity of Dr. Keel, the author of the July 14,1992 anonymous evaluation letter, and decided to retain Keel as an expert witness. On May 4, 1993, Plaintiffs produced the July 14, 1992 letter from Keel in response to the motions for summary judgment.\n7. On May 13, 1993, the UNM Defendants filed a motion to dismiss and for sanctions based on Plaintiffs\u2019 misrepresentations regarding discovery of the July 14, 1992 letter. Meanwhile, the district court granted summary judgment in favor of the UNM Defendants and Thompson. It denied the UNM Defendants\u2019 motions to dismiss and for sanctions, in which Thompson had joined, stating, however, that it believed Plaintiffs\u2019 actions were inappropriate and emphasizing that it did not condone or approve of what occurred. Plaintiffs successfully appealed the orders granting summary judgment in favor of the UNM Defendants and Thompson.\nThis Appeal \u2014 the CT Scan\n8. On August 6, 1992, Plaintiffs served their response to UNM\u2019s request for the production of documents that included a request for any copies of x-ray films in Plaintiffs\u2019 possession. Sometime in May 1993, a medical provider in Oklahoma performed a CT scan of Joshua\u2019s brain. The record does not indicate that Plaintiffs supplemented their response to UNM\u2019s request for production.\n9. After the summary judgments in favor of the UNM Defendants and Thompson were reversed, Plaintiffs answered Thompson\u2019s interrogatories on June 7,1995. Interrogatory Number 15 stated:\nPlease list the names, medical specialties, addresses and telephone numbers of each and every physician or other health care provider who has seen, examined or treated Joshua Allred since the incident which gives rise to your Complaint in this case, and with respect to each, please indicate the approximate date or dates when Joshua Allred was seen, or examined or treated by each such health care provider and the reason or reasons why Joshua Allred was seen, examined or treated by each such other health care provider.\n(Emphasis added to \u201cseen, examined or treated.\u201d) In response to this interrogatory, Plaintiffs did not list any health care provider in Oklahoma where the CT scan was performed. Nor did Plaintiffs assert any type of objection or privilege with regard to the CT scan in response to this interrogatory.\n10. Two weeks later, at Larry Allred\u2019s deposition, Plaintiffs disclosed the existence of the CT scan taken in Oklahoma and the radiologist\u2019s report finding the results normal. Mr. Allred testified that the film of the scan was at his house. Although the subpoena had directed Larry Allred to bring with him copies of all medical records under his control that related in any way to the claims made concerning Joshua\u2019s past medical care, Larry Allred did not bring the film of the CT scan with him to his deposition.\n11. The following week, Diana Allred\u2019s deposition was taken and Plaintiffs objected to any questions about the CT scan, asserting the work product privilege and also noting that Diana Allred had promised the health care provider that he or she would not be involved in the lawsuit. The district court was called upon to rule on the matter and ordered Plaintiffs to disclose information about the CT scan. We quote at length:\n[DEFENDANTS\u2019 ATTORNEY]: It\u2019s become known during the course of the deposition that the plaintiffs went to Oklahoma at some time after the child\u2019s birth, which was in 1983, and had a C-T scan performed of the child\u2019s brain and the results of that scan were that the child had a normal brain. In the deposition now I have started a line of questioning with the mother regarding the C-T scan, and what I want to explore with her is when she went to have the C-T scan, who did it, where it was done, what the results were, where the films are and things of that nature.\n[Plaintiff] has objected to my line of questioning as being within the work product doctrine and privileged from discovery because the C-T scan was obtained upon the instruction of their attorneys, and he\u2019s instructed her not to answer any questions regarding the C-T scans.\n[During Plaintiffs\u2019 response, Plaintiffs\u2019 co-counsel represented to the district court that the CT scan was performed at the behest of Plaintiffs\u2019 former counsel.]\nTHE COURT: All right. The plaintiff, she cannot, by promising somebody that she won\u2019t use them, limit my ability to order \u2014 or the Court\u2019s ability to have discovery in lawsuits. So her commitment to whoever took the C-T scan is immaterial in my ruling.\nIf the plaintiff refuses to disclose that information, I will not allow any issue of damages to go to the jury that could be proved, disproved, affected or in any way \u2014 and in which this C-T scan would be in any way relevant to establishing the validity or the severity or anything of that nature.\nSo what I\u2019m saying is if she doesn\u2019t talk about it, you don\u2019t go to the jury, aren\u2019t I?\n[PLAINTIFFS\u2019 COUNSEL]: I believe that\u2019s what you\u2019re saying, Judge.\nTHE COURT: And that is an election that the plaintiffs\u2019 lawyers can make. But those are the kinds of things that are discoverable if you want to go to the jury alleging that this condition exists and it\u2019s a result of fault on the behalf of the defendants.\n[DEFENDANTS\u2019 COUNSEL]: And I would say, Your Honor, that it goes without saying that your ruling also extends to production of those scans, as well.\nTHE COURT: Yes, sir. I mean, you know, you can\u2019t hide them. That\u2019s a risk you run when you get examinations made.\n(Emphasis added.) After this ruling, Plaintiffs continued to refuse to answer any questions regarding the CT scan, asserting that they would file a motion to reconsider the district court\u2019s ruling. Defendants warned Plaintiffs that they would file a motion to dismiss if answers about the CT scan were not forthcoming, and Plaintiffs still refused to answer any questions.\n12. On July 5, 1995, the UNM Defendants filed a motion for sanctions and to dismiss or for summary judgment based on Plaintiffs\u2019 violations of the discovery process. On July 14,1995, Thompson filed a motion to dismiss and joined in the UNM Defendants\u2019 July 5, 1995 motion. On July 20,1995, Plaintiffs filed a motion to reconsider the district court\u2019s ruling regarding the CT scan, along with a response to the UNM Defendants\u2019 motion to dismiss or for summary judgment.\n13. On July 25, the district court held a hearing on the motions. At the hearing, counsel for Plaintiffs stated that the CT scan was:\ndone after the Court had entered the order granting summary judgment while the ease was on appeal. So this is not something that was available at the time the motion was argued many, many moons ago. This is something that was done recently under my direction and is not something that was done back when [Plaintiffs\u2019 first attorney] was handling the case or anything like that.\nThe next day the district court entered a letter opinion granting both motions to dismiss or for summary judgment and denied Plaintiffs\u2019 motion to reconsider its ruling regarding discovery of information about the CT scan.\n14. The same day Plaintiffs filed a response to Thompson\u2019s July 14, 1995 motion to dismiss, which had joined in the UNM Defendants\u2019 motion. On August 7, 1995, Plaintiffs filed a motion to reconsider the dismissal of the claims. On August 15, 1995, the district court entered an order dismissing the claims against the UNM Defendants and denying Plaintiffs\u2019 motion to reconsider the ruling on discovery of information regarding the CT scan. No findings of fact or conclusions of law were made with this order. On August 22, 1995, the district court held another hearing on Plaintiffs\u2019 motion to reconsider the dismissal of the claims against the UNM Defendants and on Thompson\u2019s motion to dismiss.\n15. In September and October 1995, Plaintiffs appealed the order dismissing the claims against the UNM Defendants and the denial of their motion to reconsider the ruling regarding discovery of information relating to the CT scan. In December 1995, the district court entered a three-page letter opinion granting Thompson\u2019s motion to dismiss. The district court recited the entire disturbing history of the case and concluded with the following observations:\nIt appears in this case that a pattern is developing of securing a ruling[, and i]f they don\u2019t like the ruling, asking to reconsider and present[ing] additional evidence and additional argument which was available at the time of the original ruling. [At e]ach new hearing held[,] additional information comes out which often contradicts prior evidence.\nPlaintiffs consistently failed to timely comply with the requirement to supplement interrogatories.\nBased upon all the foregoing, this court has no comfort that there has been complete discovery made. I have no confidence that defendants can comfortably, adequately and fairly prepare for trial. I have no confidence that I appreciate the true facts in this case.\n16. The district court\u2019s order dismissing Plaintiffs\u2019 claims against Thompson made the following findings and conclusions:\n1)____ The assertion of the attorney work-produet privilege at the deposition of Diana Allred was untimely.\n2) The Oklahoma City imaging study should have been disclosed promptly were [sic] performed in response to prior discovery requiring disclosure, and the attorney work-produet privilege should have been claimed at that time as to the content & findings.\n3) During the hearing held telephonically during the deposition of plaintiff, Diana Allred, concerning the assertion of the attorney work-product privilege with regard to the Oklahoma City imaging study, the Court ruled that if information requested about the imaging study was not disclosed, no issue of damages would go to the jury which could be proved, disproved or affected by this evidence. In making this ruling, the Court indicated that non-compliance with the ruling would effectively [preclude] plaintiff from recovering.\n4) The physical evidence resulting from the imaging study (the CT scan) was discoverable and should have been produced.\n5) [Recounts failure to disclose information relating to Dr. Keel\u2019s July 14, 1992, evaluation letter or to object to its discovery and Plaintiffs\u2019 representations to the district court.] [Plaintiffs] should have disclosed this information in response to discovery or, in the alternative, should have sought an appropriate and timely ruling from this Court, but plaintiffs did neither.\n6) Plaintiffs have consistently failed to timely comply with the requirement to supplement interrogatories.\n7) Plaintiffs have failed to comply with Defendants\u2019 reasonable discovery requests and, as a result, defendants have been deprived of the opportunity to adequately and fairly prepare for trial.\n8) Plaintiffs\u2019 conduct in failing to comply with reasonable discovery requests and plaintiffs\u2019 misrepresentations to this Court constitute a pattern of [willful] disregard for the discovery rules and the rulings of this Court.\n9) Good cause exists for granting Dr. Thompson\u2019s Motion.\nDuring the January 9, 1996 presentment hearing on this order the district court stated that it was going to take out the word \u201cwillful\u201d in paragraph eight of the requested findings of fact, explaining:\nI\u2019m never sure when somebody has what I think is a strained construction of rules or obligations that their actions are willful, because most of the time when I think somebody has a strained construction of something, they are looking right back at me and thinking I have a strained construction of the same thing.\nOn January 16, 1996, Plaintiffs filed an appeal from this order. The appeals were consolidated by order of this Court.\nRule 1-037 NMRA 1997\n17. Rule 1-037(B)(2) identifies sanctions based on a party\u2019s failure to obey an order to permit or provide discovery and permits the district court to enter orders including, but not limited to:\n(b) an order refusing to allow the disobedient party to support or oppose designated claims or defenses, or prohibiting him from introducing designated matters in evidence;\n(c) an order striking out pleadings or parts thereof, or staying further proceedings until the order is obeyed, or dismissing the action or proceeding or any part thereof, or rendering a judgment by default against the disobedient party;\nWe review a district court\u2019s grant of Rule 1-037 sanctions for abuse of discretion. See Marchman v. NCNB Texas Nat\u2019l Bank, 120 N.M. 74, 90, 898 P.2d 709, 725 (1995); see also Sandoval v. Martinez, 109 N.M. 5, 12, 780 P.2d 1152, 1159 (Ct.App.1989) (\u201cWe will not reverse a dismissal under Rule 1-037 unless, after reviewing the full record and the reasons the district court gave for its order, we are left with a \u2018 \u201cdefinite and firm conviction that the court below committed a clear error of judgment in the conclusion it reached upon a weighing of the relevant factors.\u201d \u2019 \u201d (citations omitted)).\n18. Rule 1-037(D) provides that the actions authorized under Rule l-037(B)(2)(b) and (c) are also available when a party fails to appear for a deposition or to answer interrogatories. It states in part: \u201cThe failure to act described in this paragraph may not be excused on the grounds that the discovery sought is objectionable unless the party failing to act has applied for a protective order as provided by Rule 1-026.\u201d\n19. The Supreme Court has held that a district court\u2019s oral ruling may justify sanctions under Rule 1-037. See Marchman, 120 N.M. at 90, 898 P.2d at 725. In Sandoval, 109 N.M. at 8-9, 780 P.2d at 1155-56, this Court determined that Rule 1-037 applies to false answers to interrogatories as well as to the failure to answer interrogatories. The same logic leads us to conclude that the failure to properly supplement answers to interrogatories, or the refusal to answer questions on matters ruled discoverable during a deposition, also falls within the ambit of Rule 1-037.\n20. In United Nuclear Corp. v. General Atomic Co., 96 N.M. 155, 202, 629 P.2d 231, 278 (1980) [UNC v. GAC), the Supreme Court stated that Rule 1-037(B)(2) applies to any failure to comply with discovery orders, but that sanctions under Rule l-037(b)(2)(iii) (now Rule l-037(B)(2)(c)) which entail \u201cthe denial of an opportunity for a hearing on the merits, may only be imposed when the failure to comply is due to the willfulness, bad faith or fault of the disobedient party.\u201d The opinion reaffirmed the Court\u2019s previous adoption of the test for willfulness as \u201c \u2018any conscious or intentional failure to comply ... as distinguished from accidental or involuntary noncompliance, and ... no wrongful intent need be shown to make such a failure willful.\u2019\u201d Id. (citations omitted).\n21. Subsequent cases have variously applied the requirement of willfulness, bad faith, or fault depending on the particular circumstances of the ease. In UNC v. GAC, the district court had made explicit, extensive findings regarding the disobedient party\u2019s willfulness and bad faith. Id. at 203, 629 P.2d at 279. In Thornfield v. First State Bank, 103 N.M. 229, 231-32, 704 P.2d 1105, 1107-08 (Ct.App.1983), this Court upheld the entry of a default judgment entered sua sponte by the district court as a result of the plaintiffs failure to obey its order to respond to discovery requests. The district court had not made a specific finding of willfulness on the part of the plaintiff, but had entered findings that: the plaintiffs were aware of the request for production and had not responded to it; plaintiffs acknowledged that they failed to completely answer interrogater\u00edes and that the interrogatories should have been supplemented; and plaintiffs acknowledged that no attempt was made, to obtain additional time to respond to the request for production despite the defendant having filed a motion to compel four months earlier. Id. at 231, 704 P.2d at 1107. This Court stated that the facts supported a determination of willfulness even though the plaintiffs apparently did not act in bad faith. Id. at 232, 704 P.2d at 1108.\n22. In Sandoval v. United Nuclear Corp., 105 N.M. 105, 729 P.2d 503 (Ct.App.1986) [Sandoval v. UNC ], this Court reversed the termination of workers\u2019 compensation benefits to the plaintiff, imposed as a sanction under Rule 1-037(D) based on the plaintiffs failure to appear for his deposition. Plaintiff, a citizen of Mexico, had argued that it was impossible for him to comply with the discovery order since he was an excludable alien and could not lawfully enter the United States. Id. at 107, 729 P.2d at 505. He made an offer of proof that he was physically unable to make the journey to comply with the discovery order and offered to have his deposition taken in Mexico or to answer written interrogatories and to submit to any physical examination in Mexico. Id. The case had been previously appealed and, in the prior memorandum opinion remanding for further proceedings, this Court had stated that specific findings regarding willfulness were a prerequisite for the imposition of sanctions under Rule 1-037(D). Id. at 106-07, 729 P.2d at 504-05. On remand, the trial court entered findings that plaintiff knew of the deposition and failed to attend, but did not make a specific finding that plaintiffs action was willful, in bad faith, or plaintiffs fault. Id. at 107, 729 P.2d at 505. This Court noted that its prior opinion was the law of the case and determined that, under the facts of the case, it could not be said that the plaintiffs failure to appear was willful. Id. at 108, 729 P.2d at 506.\n23. The opinion in Bishop v. Lloyd McKee Motors, Inc., 105 N.M. 399, 733 P.2d 368 (Ct.App.1987) [Bishop], relied on Sandoval v. UNC and UNC v. GAC for the proposition that extreme discovery sanctions such as default or dismissal without a hearing on the merits required a finding that the plaintiffs failure to comply with discovery was conscious or intentional. Bishop, 105 N.M. at 400, 733 P.2d at 369. The district court had dismissed the plaintiffs complaint for failure to comply with its discovery order to be available for depositions within a specific time. Id. Plaintiff had sought a protective order prior to the first scheduled deposition and later filed a motion to stay proceedings under the Soldiers\u2019 and Sailors\u2019 Civil Relief Act. Id. Plaintiffs motion to reconsider the dismissal attached his affidavit stating that he was in the Navy and his training and orders did not permit him to leave the Naval post in Florida until after the deadline set by the district court had passed. Id. This Court reversed the dismissal of the complaint based on the lack of a finding of willful noncompliance. Id. at 401, 733 P.2d at 370.\n24.In Lopez v. Wal-Mart Stores, Inc., 108 N.M. 259, 771 P.2d 192 (Ct.App.1989), this Court determined that the facts did not support the trial court\u2019s finding that plaintiff willfully failed to comply with a discovery order to produce certain records. Id. at 261, 771 P.2d at 194. In that case, plaintiff had produced all the requested records prior to the entry of the order of dismissal, but the district court had not been notified of plaintiffs compliance with the court\u2019s order. Id. This Court reversed the dismissal that had been based on the district court\u2019s erroneous belief that the plaintiff had failed to comply with its discovery order. Id. at 261-62, 771 P.2d at 194-95.\n25.In the case on appeal, we treat-the district court\u2019s orders as a dismissal under Rule 1-037(D) for various violations of the requirements of the rules of discovery. Since the district court\u2019s conditional order stating that Plaintiffs must disclose information about the CT scan or be precluded from submitting the issue of damages to the jury was tantamount to a conditional order of dismissal, we do not consider whether the district court technically granted summary judgment in favor of the UNM Defendants and Thompson. See generally United States v. Sumitomo Marine & Fire Ins. Co., 617 F.2d 1365, 1369 (9th Cir.1980) (\u201cThus, neither dismissal nor preclusion of evidence that is tantamount to dismissal may be imposed when the failure to comply with discovery orders is due to circumstances beyond the disobedient party\u2019s control.\u201d)\n26. The district court, in finding that Plaintiffs\u2019 conduct in failing to comply with reasonable discovery requests and Plaintiffs\u2019 misrepresentations to the court constituted a pattern of disregard for the discovery rules and the rulings of the court, refused to find that this disregard was willful. Although this finding was specifically made only in the order dismissing Plaintiffs\u2019 claims against Thompson, the finding necessarily applies to the dismissal of Plaintiffs\u2019 claims against the UNM Defendants as well, since Thompson had joined the UNM Defendants\u2019 motion to dismiss and the dismissals were based on exactly the same course of conduct.\n27. We recognize that the opinions in Sandoval v. UNC and Bishop state that a specific finding of willfulness is required before default or dismissal should be entered without a hearing on the merits. March-man, too, states that the court must find willfulness or bad faith before entering the severe sanction of dismissal. 120 N.M. at 91, 898 P.2d at 726. Nevertheless, we read these requirements in the context of those cases and in the context of other cases, such as UNC v. GAC. So read, it is clear that \u201cwillfulness,\u201d used alone, is shorthand for willfulness, bad faith, or other fault. See UNC v. GAC, 96 N.M. at 202, 629 P.2d at 278. For similar reasons, \u201cwillfulness or bad faith\u201d likewise includes other fault, and the nature of the fault is a conscious or intentional failure to comply, as opposed to involuntary or accidental non-compliance. Id. We do not believe that limiting the language in the cases to \u201cwillfulness\u201d or \u201cwillfulness and bad faith\u201d was intended to exclude other fault of the type expressly recognized in UNCv. GAC.\n28. Moreover, Sandoval v. UNC did not purport to be authoritative on the point; it merely followed a prior unpublished opinion in the case (which is not established precedent, Rule 12-405(C) NMRA 1997) as law of the case. Also, in both Sandoval v. UNC and Bishop, the record indicated the failure to comply with discovery orders was involuntary and beyond the control of the disobedient party. Therefore, we understand this line of cases, beginning with UNC v. GAC, to require (1) a clear showing of willfulness, bad faith, or other fault in the record; or (2) when the record is unclear, more explicit findings by the trial court (indicating that that court indeed found willfulness, bad faith, or other fault) that are then supported by substantial evidence in the record. See Bowles v. Los Lunas Schs., 109 N.M. 100, 105, 781 P.2d 1178, 1183 (Ct.App.1989) (on appeal, this Court will liberally construe a district court\u2019s findings in a manner that will uphold the decision of the district court).\n29. The district court in this case refused to use the word \u201cwillful\u201d in finding that Plaintiffs\u2019 pattern of conduct was in disregard of the discovery rules and the court\u2019s rulings. We do not read this refusal, however, as a factual determination that Plaintiffs\u2019 refusal to comply with discovery orders or their failure to properly answer interrogatories or their misrepresentations to the district court were not conscious or intentional. The court\u2019s reluctance apparently related only to whether Plaintiffs\u2019 counsel disagreed with the court regarding the applicable law.\n30. The district court did enter findings that Plaintiffs consistently failed to timely comply with the requirement to supplement answers to interrogatories and failed to comply with Defendants\u2019 reasonable discovery requests. The district court\u2019s findings also recount its order to disclose information regarding the CT scan and the warning that failure to comply with this order would effectively preclude Plaintiffs from recovering. Moreover, the record provides a clear showing that Plaintiffs\u2019 actions constituted conscious, intentional failures to comply with discovery requests and with the order of the district court and were not accidental or involuntary actions on Plaintiffs\u2019 part. See UNC v. GAC, 96 N.M. at 202, 629 P.2d at 278. In particular, the sanction of dismissal in this case is supported by: Plaintiffs\u2019 misrepresentations to the district court regarding the status of their attempts to locate an expert; their failures to seek protective orders regarding discovery to which they objected; and, perhaps most egregiously, their failure to comply with the district court\u2019s order to disclose information regarding the CT scan after the district court denied Plaintiffs\u2019 motions to reconsider, after having been warned of the consequences of their failure to comply.\n31. To the extent Plaintiffs claim that any alleged discovery violation was based on their good faith belief that the information sought was not subject to discovery, we note that a failure to act may not be excused on the grounds that the discovery sought is objectionable. Rule 1-037(D). We are also not persuaded by Plaintiffs\u2019 argument that Thompson\u2019s Interrogatory Number 15 was a request for information regarding only treating physicians, since the interrogatory stated repeatedly that it sought information regarding health care providers who had seen, examined, or treated Joshua. See generally Regional Refuse Sys., Inc. v. Inland Reclamation Co., 842 F.2d 150, 156 (6th Cir.1988) (\u201cMisconduct is not any less misconduct because it is executed with a veneer of good intentions.\u201d)\n32. Unlike the situation in Sandoval v. UNC and Bishop, in this case the evidence does not indicate Plaintiffs were unable to comply with the district court\u2019s order. Nor is this case like Lopez, where the trial court dismissed without holding a hearing under circumstances in which the trial court could have learned relevant information at the hearing that may well have altered its ruling on dismissal. While the record may or may not indicate bad faith on the part of Plaintiffs, it clearly demonstrates that their actions in refusing to comply with the district court\u2019s order regarding discovery of information about the CT scan were intentional. The record also demonstrates that Plaintiffs were .warned of and understood the sanction the district court would impose if they refused to comply with its order regarding the CT scan.\n33. Plaintiffs argue that the sanction of dismissal against Joshua Allred, as the real party in interest who was not directly involved in the actions of Plaintiffs described above, would be unjust. They cite no authority for this proposition, however, which would require this Court to determine that a client is not bound by the actions of his or her attorney. We need not consider this argument further. See In re Adoption of Doe, 100 N.M. 764, 765, 676 P.2d 1329, 1330 (1984) (issues unsupported by cited authority will not be reviewed on appeal).\nConclusion\n34. Although dismissal under Rule 1-037 is an extreme sanction, \u201c[district courts have a duty to enforce compliance with rules of discovery, and they should not shirk from imposition of the sanction of dismissal.\u201d Sandoval, 109 N.M. at 9, 780 P.2d at 1156. Under the circumstances of this case, and in particular because of Plaintiffs\u2019 recalcitrance in obeying the district court\u2019s discovery order, the dismissal of Plaintiffs\u2019 claims against the UNM Defendants and Thompson was a proper exercise of the district court\u2019s discretion.\n35. The orders of the district court dismissing Plaintiffs\u2019 claims are affirmed.\n36. IT IS SO ORDERED.\nHARTZ, C.J., and PICKARD, J., concur.", "type": "majority", "author": "WECHSLER, Judge." } ], "attorneys": [ "Charles G. Berry, Stephen P. Eaton, Charles G. Berry & Associates, P.A. Albuquerque, for Appellants.", "Robert J. Curtis, Civerolo, Wolf, Gralow & Hill, P.A. Albuquerque, for Appellees Board of Regents of the University of New Mexico, As Trustees for the University of New Mexico Hospital, Kent F. Argubright, M.D.; Elizabeth R. La Roche, M.D.; and Jeffrey D. Wicks, M.D.", "Rick Beitler, Marcy Baysinger, Beitler Law Firm, P.A., Albuquerque, for Appellee Ragon W. Thompson, M.D." ], "corrections": "", "head_matter": "1997-NMCA-070\n943 P.2d 579\nJoshua ALLRED, a minor, by Larry W. ALLRED and Diana K. Allred, as his parents and next friend, Plaintiffs-Appellants, v. BOARD OF REGENTS OF THE UNIVERSITY OF NEW MEXICO, as Trustees for the University of New Mexico Hospital, f/d/a Bernalillo County Medical Center; Kent F. Argubright, M.D.; Elizabeth R. La Roche, M.D.; Jeffrey D. Wicks, M.D.\u2019 and Ragon W. Thompson, M.D., Defendants-Appellees.\nNo. 16812.\nCourt of Appeals of New Mexico.\nMay 28, 1997.\nCertiorari Denied July 29, 1997.\nCharles G. Berry, Stephen P. Eaton, Charles G. Berry & Associates, P.A. Albuquerque, for Appellants.\nRobert J. Curtis, Civerolo, Wolf, Gralow & Hill, P.A. Albuquerque, for Appellees Board of Regents of the University of New Mexico, As Trustees for the University of New Mexico Hospital, Kent F. Argubright, M.D.; Elizabeth R. La Roche, M.D.; and Jeffrey D. Wicks, M.D.\nRick Beitler, Marcy Baysinger, Beitler Law Firm, P.A., Albuquerque, for Appellee Ragon W. Thompson, M.D." }, "file_name": "0545-01", "first_page_order": 589, "last_page_order": 597 }