{
  "id": 3671970,
  "name": "STATE of New Mexico, Plaintiff-Appellee, v. Michael ARMENDARIZ, Defendant-Appellant",
  "name_abbreviation": "State v. Armendariz",
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    "judges": [
      "WE CONCUR: PAMELA B. MINZNER, PATRICIO M. SERNA, Justices, RICHARD C. BOSSON, Chief Justice (concurring in part and dissenting in part), and EDWARD L. CH\u00c1VEZ, Justice (concurring in part and dissenting in part)."
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    "parties": [
      "STATE of New Mexico, Plaintiff-Appellee, v. Michael ARMENDARIZ, Defendant-Appellant."
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      {
        "text": "OPINION\nMAES, Justice.\n{1} This is a direct appeal taken from the imposition of a life sentence plus thirteen years for Defendant\u2019s convictions of first degree murder, attempted murder, aggravated battery, tampering with evidence, and possession of a firearm by a felon. Those convictions stem from the shooting death of New Mexico State police officer Damacio Monta\u00f1o and the non-fatal shooting of Erie Monta\u00f1o outside the Two Minute Warning bar in Los Lunas, New Mexico. Defendant presents two issues for this Court\u2019s review. First, Defendant argues that the trial court erred when it refused to allow him to present specific conduct evidence to support his contention that the decedent was the first aggressor. Second, Defendant asserts that his convictions for aggravated battery and attempted murder violate double jeopardy protections. Finding no merit in Defendant\u2019s claims, we affirm.\nI. Background\n{2} Although several conflicting stories detailing the events surrounding the shooting were presented at trial, it is clear that there was a series of altercations throughout the evening at the Two Minute Warning bar. These events culminated in the forcible removal of many individuals from the bar and with the bar owner locking the entrance to the establishment when violence erupted. Defendant was at the bar that night with his friend, Nestor Chavez, and several female companions. Brothers Damacio and Eric Monta\u00f1o, two off-duty police officers, along with Damacio\u2019s wife, Lina Monta\u00f1o, were also at the bar that night. When fighting broke out inside the establishment between various individuals, Damacio and Eric, along with the bar\u2019s bouncers, began removing people from the bar. At some point, Defendant, Nestor Chavez, and their companions either left or were escorted out of the bar.\n{3} Once outside, Defendant, Nestor Chavez, and two of the women who were with them that night gathered inside Defendant\u2019s car. Shortly thereafter, Damacio approached the car. Again, there was conflicting testimony regarding why Damacio approached the car and what prompted his interaction with Defendant and Nestor. Eric Monta\u00f1o testified that he and his brother were approaching yet another fight in the parking lot when they were intercepted by Nestor Chavez, who began punching them. The defense witnesses presented a very different picture, testifying that it was only after Damacio charged toward Defendant\u2019s car that Nestor got out of the car and began struggling with Damacio. While Eric Monta\u00f1o and others testified that Damacio was merely trying to restrain Nestor in a typical law enforcement fashion, the defense presented witness testimony that Damacio, a large man, was actually beating up Nestor, and that Eric walked up and also began beating Nestor.\n{4} In any event, after some period of chaotic altercation between the Monta\u00f1o brothers, Nestor Chavez, Defendant, and their female companions, Defendant retreated briefly and returned with a gun. Again, there was conflicting testimony regarding whether the Monta\u00f1o brothers at that point identified themselves as police officers and whether Damacio made any sudden movements toward Defendant. What is clear is that Defendant opened fire, shooting Eric Monta\u00f1o once and Damacio seven times. While Eric Monta\u00f1o survived the shooting, Damaeio\u2019s wounds were fatal.\n{5} Defendant was charged with ten crimes: first degree murder, two counts of conspiracy to commit murder, attempted murder, aggravated battery with a deadly weapon, two counts of tampering with evidence, two counts of conspiracy to commit tampering with evidence, and possession of a firearm by a felon. Two essentially different stories were presented to the jury at Defendant\u2019s trial regarding the interaction between Damacio and Defendant. Defendant maintained that it was Damacio, with the help of his brother Eric, who initiated the altercation and that Defendant armed himself and ultimately shot both men in defense of Defendant\u2019s friend, Nestor Chavez. The State presented testimony that it was Defendant and Nestor Chavez who instigated the altercation and that police officers Damacio and Eric Monta\u00f1o were merely trying to restrain Defendant and Nestor when the violence escalated to the point of the shooting. Defendant was convicted of first degree murder, attempted murder, aggravated battery, tampering with evidence, and possession of a firearm by a felon.\nII. Discussion\nA. Trial Court\u2019s Exclusion of Victim\u2019s Prior Conduct\n{6} Defendant argues that the trial court improperly excluded testimony from Damacio\u2019s widow, Lina Monta\u00f1o. In general, we review a trial court\u2019s admission or exclusion of evidence for abuse of discretion. State v. Woodward, 121 N.M. 1, 4, 908 P.2d 231, 234 (1995). An abuse of discretion arises when the evidentiary ruling is clearly contrary to logic and the facts and circumstances of the case. Id.\n{.7} Shortly before trial commenced, the State moved to exclude \u201cany evidence of or reference to alleged domestic violence between decedent Damacio Monta\u00f1o and his widow, Lina Monta\u00f1o.\u201d That motion was filed in response to co-defendant Nestor Chavez\u2019s request for any documentation filed in the Fifth Judicial District Court related to possible incidences of domestic violence between Damacio Monta\u00f1o and his wife. In the motion, the State argued that any such evidence was irrelevant under the New Mexico Rules of Evidence and that the prejudicial effect of any such information or its tendency to confuse the issues or mislead the jury would outweigh its possible probative value.\n{8} The trial court heard argument from counsel on the issue during a pretrial conference. Defense counsel argued in support of the admission of alleged incidences of domestic violence, stating, \u201c[m]y defense is centered around that, and if I don\u2019t even have that much, then I\u2019ve got even less. I was going to bring up that Damacio Monta\u00f1o had a propensity for the violence ... [a]nd I did want to paint Mr. Damacio in the most accurate light as possible, that he was a violent, aggressive man and obviously a drunk, violent, aggressive man who had an alcohol level of 1.4 in him at the time.\u201d The State again argued relevancy and prejudice and questioned the accuracy of Defendant\u2019s assertions. Prior to ruling on the motion, the trial court agreed to conduct a suppression hearing in chambers to accurately determine the substance of Lina Monta\u00f1o\u2019s possible testimony.\n{9} At the suppression hearing, Lina Monta\u00f1o testified that there were two incidents of domestic violence between her and Damacio, one of which occurred while she was pregnant with her first child, or shortly thereafter, and one of which resulted in the termination of Damaeio\u2019s employment with the Artesia Police Department. She described the incidents as involving pushing and slapping. After the second incident, Lina obtained a temporary restraining order against her husband. Lina consistently maintained that Damacio did not have any problems with alcohol and was not intoxicated during either domestic dispute, and that she had never seen her husband fight anyone. She also indicated that she and Damacio had received counseling and had not had any additional domestic disputes since the second incident.\n{10} At the conclusion of the hearing, the trial court judge announced that he did not believe that \u201cthere [was] a sufficient showing to [the] court of a pertinent trait of the victim in [the] matter, and [he couldn\u2019t] see how it would come up\u201d in accordance with Rule 11^I04(A)(2) NMRA. He stated that under Rule 11-403 NMRA balancing, the proposed testimony would not be more prejudicial than probative, but that the admission was nonetheless precluded by Rule 11-404 NMRA.\n{11} The New Mexico Rules of Evidence allow for the admission of \u201c[e]vidence of a pertinent trait of character of the victim of the crime offered by an accused, or by the prosecution to rebut the same or evidence of a character trait of peacefulness of the victim offered by the prosecution in a homicide case to rebut evidence that the victim was the first aggressor.\u201d Rule 11-404(A)(2) NMRA. Under Rule 11-405(B) NMRA, \u201c[i]n cases in which character or a trait of character of a person is an essential element of a charge, claim or defense, proof may also be made of specific instances of that person\u2019s conduct,\u201d in addition to proof in the form of reputation or opinion testimony. Rule 11-405 NMRA, therefore, creates an exception to the general rule that only reputation or opinion testimony is permitted on direct examination to prove a character trait. Finally, the Rules of Evidence allow for the exclusion of evidence, even if relevant, \u201cif its probative value is substantially outweighed by the danger of unfair prejudice.\u201d Rule 11-403 NMRA.\n{12} Defendant argues primarily that he should have been allowed to demonstrate that the victim, Damacio, had a propensity for violence and aggression, through the introduction of specific instances of violent conduct between Damacio and his wife. Defendant argues that such evidence was certainly relevant to his defense, that is, to his contention that Damacio was the first aggressor in the altercation preceding the shooting. In contrast, the State argues that any specific evidence of Damacio\u2019s prior domestic disputes was neither relevant nor probative as to whether Damacio was the first aggressor. The State also argues that, under existing caselaw, no defendant is entitled to offer instances of specific conduct to prove that the victim was the first aggressor.\n{13} The apparent confusion regarding whether specific instances of a victim\u2019s conduct may be offered to demonstrate that he or she was the first aggressor appears to have arisen from two identically-captioned cases, State v. Baca, 114 N.M. 668, 845 P.2d 762 (1992) (\u201cBaca I \u201d) and State v. Baca, 115 N.M. 536, 854 P.2d 363 (N.M.Ct.App.1993) (\u201cBaca II\u201d).\n{14} In Baca I, this Court addressed the trial court\u2019s refusal to admit specific instances of the victim\u2019s prior violent conduct. The defendant was on trial for the first degree murder of a fellow prison inmate. The defendant proffered testimony from himself and from another inmate regarding specific instances of prior violent conduct committed by the victim. The trial court refused to admit the evidence. This Court stated that the trial court retains discretion to determine admissibility, and \u201can abuse of discretion may be found only if the exclusion of the evidence precluded the criminal defendant from proving an element of his defense.\u201d 114 N.M. at 672, 845 P.2d at 766 (citing State v. Gallegos, 104 N.M. 247, 253-54, 719 P.2d 1268, 1274-75 (N.M.Ct.App.1986)). The issue was whether the trial court was proper in excluding the requested evidence. This Court held that it was because the exclusion did not prevent the defendant from proving an element of his defense. Id. at 672-73, 845 P.2d 762, 845 P.2d at 766-67.\n{15} Baca II involved the consolidated appeal of two defendants who stabbed another resident while he was asleep at the Springer Boys\u2019 School. To support their contention that the victim was the first aggressor, the defendants sought discovery of the victim\u2019s \u201cmaster file\u201d held by the detention facility, stating that the file contained evidence of the victim\u2019s prior violent behavior, including \u201cany psychiatries done, all previous arrests, any forensics that may have been done, any adjudications, any problems he\u2019s had at the Boys\u2019 School, any problems elsewhere, family\u2019s history. It\u2019s a complete background of the person.\u201d Baca II, 115 N.M. at 538, 854 P.2d at 365 (internal quotation marks omitted). Defense counsel maintained that he did not know precisely what was in the file that could aid his clients\u2019 defense, but nonetheless sought discovery of the entire file. Id. The district court ordered the release of many of the documents requested, explaining that the victim\u2019s character was at issue due to the defendants\u2019 claim of self-defense. However, the district court did not allow the defendants access to documents in the master file \u201cthat detailed specific instances of the victim\u2019s prior conduct in which [defendants were not implicated.\u201d Id.\n{16} On appeal, the defendants asked the Court of Appeals to consider whether the trial court erred in denying their motion for release of the victim\u2019s complete master file, despite the access they received to many of the documents contained therein. The Court of Appeals framed the issue as \u201cwhether specific instances of a victim\u2019s prior conduct of which the [defendants were not aware would have been admissible to support [defendants\u2019 theory of the ease.\u201d Id. at 539, 854 P.2d at 366. The Court stated, \u201c[w]e believe the answer depends on whether [djefendants would have been entitled to offer such evidence to prove the victim was the first aggressor in the incident material to this appeal.\u201d Id. The Court, although noting that both the State and the defendants had construed Baca I as allowing for the admission of specific instances of conduct to show that the victim was the first aggressor, nonetheless stated that it did not read Baca I as so permitting. Id. at 540, 854 P.2d at 367. The Baca II court recognized that the discussion in Baca I concerning the issue was dicta, and therefore not binding. The Baca II court also stated that Baca I \u201cclarif[ied] New Mexico law on the issue of whether, when evidence of reputation or opinion is offered under [Rule 11-405] to show that the victim was the first aggressor, a defendant must have been aware of that reputation or opinion.\u201d Id.\n{17} We agree with the Court of Appeals\u2019 interpretation of Baca I and hereby clarify that evidence of specific instances of a victim\u2019s prior violent conduct may not be admitted to show that the victim was the first aggressor when the defendant is claiming self-defense. The New Mexico Rules of Evidence only allow evidence of specific instances of a person\u2019s conduct when the character or character trait of that person is an essential element of a charge, claim, or defense. Rule 11-405(B) NMRA. The elements of self-defense are: (1) there was an appearance of immediate danger of death or great bodily harm to the defendant; (2) the defendant was in fact put in fear by the apparent danger of immediate death or great bodily harm and killed the victim because of that fear; and (3) a reasonable person in the same circumstances would have acted as the defendant did. UJI 14-5171 NMRA. When a defendant is claiming self-defense, his or her apprehension of the victim is an essential element of his or her claim. Therefore, under Rule 11-405(B), evidence of specific instances of the victim\u2019s prior violent conduct of which the defendant was aware may be admitted to show the defendant\u2019s fear of the victim. However, a victim\u2019s violent character is not an essential element of a defendant\u2019s claim of self-defense, but rather circumstantial evidence that tends to show that the victim acted in conformity with his or her character on a particular occasion. Thus, under Rule 11-405(B) NMRA, only reputation or opinion evidence should be admitted to show that the victim was the first aggressor. The discussion in Baca I that indicates otherwise was not necessary to the holding in that case.\n{18} Therefore, we hold that the district court in the case at bar did not abuse its discretion in excluding the evidence of specific instances of prior domestic violence between Damacio and his wife. Further, we do not believe that the exclusion prevented Defendant from presenting an essential element of his defense. To the contrary, there was ample testimonial evidence presented at trial to support Defendant\u2019s contention that Damaeio initiated the altercation, that Defendant was put in fear by Damacio, and that Defendant acted in self-defense. Specifically, several witnesses testified that it was Damacio who first approached and began fighting with Defendant and Nestor Chavez in the bar\u2019s parking lot.\nB. Double Jeopardy\n{19} Defendant argues that his convictions for aggravated battery with a deadly weapon and attempted murder violate the principles of double jeopardy. The New Mexico and United States Constitutions each contain a prohibition that no person \u201cbe twice put in jeopardy\u201d for the same offense. N.M. Const, art. II, \u00a7 15; U.S. Const. amend. V. Because the issue of whether there has been a double jeopardy violation is a constitutional one, we review de novo. See State v. Attaway, 117 N.M. 141, 145-46, 870 P.2d 103, 107-08 (1994); see generally Swafford v. State, 112 N.M. 3, 810 P.2d 1223 (1991).\n{20} Our courts have delineated three separate protections afforded by the double jeopardy prohibition: (1) protection against a second prosecution for the same offense after acquittal; (2) protection against a second prosecution for the same offense after conviction; and (3) protection against multiple punishments for the same offense. Swafford, 112 N.M. at 7, 810 P.2d at 1227 (citing North Carolina v. Pearce, 395 U.S. 711, 717, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969), overruled on other grounds by Alabama v. Smith, 490 U.S. 794, 109 S.Ct. 2201, 104 L.Ed.2d 865 (1989)). Within the multiple punishment context, there are two types of cases: (1) multiple violations of the same statute, referred to as \u201cunit of prosecution\u201d cases; and (2) violations of multiple statutes, referred to as \u201cdouble-description\u201d cases. Id. at 8, 810 P.2d at 1228. Due to the fact that there are different values implicated for double jeopardy depending on the context and the type of case, different standards and tests have evolved. \u201cNew Mexico multiple punishment theory is marked by a profusion of terms and tests \u2014 each with its own formulaic approach \u2014 purportedly serving different double jeopardy or policy interests.\u201d Id. at 10, 810 P.2d at 1230. These tests were thoroughly discussed in Swafford, with this Court adopting a two-part test for double-description multiple punishment cases (the \u201cSwafford test\u201d). Id. at 13, 810 P.2d at 1233. The case at bar is a double-description multiple punishment ease, and therefore the proper analysis to determine whether a double jeopardy violation has occurred is the Swafford test.\n{21} The first part of the test requires the determination of whether the conduct underlying the offenses is unitary. Id. If it is, we proceed to the second part of the test, which requires us to examine the relevant statutes to determine whether the Legislature intended to create separately punishable offenses. Id. Absent clear legislative intent, we follow the rule of statutory construction known as the \u201cBlockburger test,\u201d taken from Blockburger v. United States, 284 U.S. 299, 52 S.Ct. 180, 76 L.Ed. 306 (1932). This test focuses strictly upon the elements of the statutes. \u201cThe applicable rule is that, where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one is whether each provision requires proof of an additional fact which the other does not.\u201d Id. at 304, 52 S.Ct. 180. \u201c[T]he evidence and proof offered at trial are immaterial.\u201d Swafford, 112 N.M. at 8, 810 P.2d at 1228. See also Illinois v. Vitale, 447 U.S. 410, 416, 100 S.Ct. 2260, 65 L.Ed.2d 228 (1980) (\u201c[T]he Blockburger test focuses on the proof necessary to prove the statutory elements of each offense, rather than on the actual evidence to be presented at trial.\u201d); Brown v. Ohio, 432 U.S. 161, 166, 97 S.Ct. 2221, 53 L.Ed.2d 187 (1977) (\u201cThis test emphasizes the elements of the two crimes. \u2018If each requires proof of a fact that the other does not, the Blockburger test is satisfied, notwithstanding a substantial overlap in the proof offered to establish the crimes ____\u2019\u201d) (quoting Iannelli v. United States, 420 U.S. 770, 785 n. 17, 95 S.Ct. 1284, 43 L.Ed.2d 616 (1975)); Thigpen v. Roberts, 468 U.S. 27, 36, 104 S.Ct. 2916, 82 L.Ed.2d 23 (1984) (\u201c[T]his is about as clear a statement as there can be of the principle that the double jeopardy inquiry turns on the statutory elements of the two offenses in question, and not on the actual evidence that may be used by the State to convict in a particular case.\u201d) (Rehnquist, J., dissenting).\n{22} Under the Blockburger test, which is simply a canon of construction used to assist in determining legislative intent and not a constitutional rule, if each statute requires an element of proof not required by the other, we presume that the Legislature intended to punish the offenses separately. Swafford, 112 N.M. at 9, 14, 810 P.2d at 1229, 1234. We must then turn to other indicia of legislative intent, including the language, history, and subject of the statutes, the social evils sought to be addressed by each statute, and the quantum of punishment prescribed by each statute. Id. at 14-15, 810 P.2d at 1234-35. If those factors reinforce the presumption of distinct, punishable offenses, then there is no violation of double jeopardy. See id.\n{23} Defendant argues that his convictions for both aggravated battery and attempted murder violate double jeopardy protections. He asserts that \u201cunder the facts of this case, there is no way in which the offense of Aggravated Battery is not subsumed within the offense of Attempted Murder.\u201d (Emphasis added.) Defendant\u2019s argument, however, is misplaced. This is a double-description multiple punishment case; therefore, the appropriate test is the Swafford test. See id. at 13, 810 P.2d at 1233. The State concedes that the conduct underlying the aggravated battery and the attempted murder, Defendant shooting but not killing Eric Monta\u00f1o, was unitary. Therefore, we can proceed directly to the second step of the Swafford test, examining legislative intent. And, as stated above, determining legislative intent in this context has nothing to do with the facts and evidence presented at trial. It is based upon the statutory elements of the offenses. The issue is whether the Legislature intended multiple punishments when a person commits an act which violates both statutes. \u201c[T]he Double Jeopardy Clause only prevents a court from imposing greater punishment than the Legislature intended.\u201d State v. Dominguez, 2005-NMSC-001, \u00b6 5, 137 N.M. 1, 106 P.3d 563 (citing Swafford, 112 N.M. at 7, 810 P.2d at 1227). There is no clear legislative expression regarding whether or not to impose multiple punishments within the statutes of attempted murder and aggravated battery; therefore, we must first apply the Blockburger test. After doing so, we will examine other indicia of legislative intent.\n{24} The elements of attempted murder are: (1) the defendant committed an overt act in furtherance of murder; (2) with the intent to commit murder; and (3) tending but failing to effect its commission. NMSA 1978, \u00a7 30-28-1 (1963) and NMSA 1978, \u00a7 30-2-1 (1994). The elements of aggravated battery are: (1) the unlawful touching or application of force to the person of another; (2) with intent to injure that person or another. NMSA 1978, \u00a7 30-3-5 (1969). Attempted murder requires an overt act, an intent to commit murder, and the failure to complete the crime, none of which are elements of aggravated battery. Aggravated battery requires an unlawful touching or application of force, which attempted murder does not. Because the elements of one statute are not subsumed within the other, there is a presumption of legislative intent to punish the offenses separately. Swafford, 112 N.M. at 14, 810 P.2d at 1234.\n{25} We next examine other indicia of legislative intent regarding the two statutes. \u201cLegislative intent may be gleaned from the statutory schemes by identifying the particular evil addressed by each statute; determining whether the statutes are usually violated together; comparing the amount of punishment inflicted for a violation of each statute; and examining other relevant factors.\u201d State v. Gonzales, 113 N.M. 221, 225, 824 P.2d 1023, 1027 (1992) (quoting Swafford, 112 N.M. at 14-15, 810 P.2d at 1234-35). The prohibition against attempted murder is directed at protecting a person\u2019s life and the statute is directed at punishing a person\u2019s state of mind, whereas the prohibition against aggravated battery is directed at protecting a person from bodily injury and the statute is directed at punishing actual harm. Although similar, we must construe these harms narrowly. Swafford, 112 N.M. at 15, 810 P.2d at 1235. Statutes that are \u201cdirected toward protecting different social norms and achieving different policies can be viewed as separate and amenable to multiple punishments.\u201d Id. at 14, 810 P.2d at 1234. Also, there is nothing in the language of the statutes that indicates that the Legislature enacted both statutes as alternative ways of committing the same crime. See State v. Cowden, 1996-NMCA-051, \u00b6 13, 121 N.M. 703, 917 P.2d 972. Further, although the two statutes may be violated together, they are not necessarily violated together. There are countless situations where aggravated battery is committed with only an intent to injure, not an intent to kill. \u201cThe fact that each statute may be violated independent of the other will also lend support to the imposition of sentences for each offense.\u201d State v. Sosa, 1997-NMSC-032, \u00b6 36, 123 N.M. 564, 943 P.2d 1017 (citing Swafford, 112 N.M. at 14-15, 810 P.2d at 1234-35). In comparing the quantum of punishment for each offense, the difference in the amount of punishment is arguably an indication that the Legislature did not intend for aggravated battery and attempted murder to be separately punishable. However, this factor alone is not enough to overcome the other findings of legislative intent. See State v. Fuentes, 119 N.M. 104, 109, 888 P.2d 986, 991 (N.M.Ct.App.1994) (\u201cThe fact that punishment for armed robbery is three times the punishment for aggravated battery is one point in favor of [defendant's position, but it is not alone persuasive.\u201d). Therefore, after weighing all of the above factors, we hold that Defendant\u2019s convictions for attempted murder and aggravated battery do not violate the prohibition against double jeopardy.\n{26} In determining that no double jeopardy violation has occurred in the case at bar, we re-emphasize that \u201cthe sole limitation on multiple punishments is legislative intent.\u201d Swafford, 112 N.M. at 13, 810 P.2d at 1233. The dissent asserts that our appellate courts have applied the Swafford and Blockburger tests in a \u201cformalistic manner\u201d and that \u201c[a]t times it seems as if our appellate courts prefer the ease of looking up statutory elements of a crime, in place of the hard work of examining separately the policy goals and consequences of each criminal statute to divine legislative intent.\u201d We are well aware that the Blockburger test is simply a tool to use in divining legislative intent. Absent unambiguous language indicating whether the Legislature intended for aggravated battery and attempted murder to be separately punishable when one act violates both statutes, we conclude that the Blockburger test is the appropriate tool in the first step of determining legislative intent. We assume that in enacting the statutes in question, the Legislature was aware of the Blockburger test and could have included language indicating its intent not to punish these two offenses separately when committed as a result of the same act. See Albernaz v. United States, 450 U.S. 333, 341-42, 101 S.Ct. 1137, 67 L.Ed.2d 275 (1981) (\u201c[I]f anything is to be assumed from the congressional silence on this point, it is that Congress was aware of the Blockburger rule and legislated with it in mind.\u201d). \u201cThe plain meaning of the provision is that each offense is subject to the penalty prescribed; and, if that be too harsh, the remedy must be afforded by act of [the Legislature], not by judicial legislation under the guise of construction.\u201d Blockburger v. United States, 284 U.S. at 304, 52 S.Ct. 180. And, as with our above analysis in the case at bar, using the Blockburger test constitutes just a part of the examination of legislative intent.\n{27} The dissent, like Defendant, uses the facts of the case at bar to assert that \u201c[without application of force the Defendant could not have been convicted of aggravated battery and a double jeopardy analysis would not be necessary.\u201d But as previously stated, using the facts in a case to determine legislative intent is improper under Blockburger. The dissent\u2019s analysis is similar to the \u201cDeMary test.\u201d In State v. DeMary, 99 N.M. 177, 655 P.2d 1021 (1982), this Court created a test which analyzes statutory elements in light of the evidence presented at trial. This Court has stated that this test is improper in the context of determining legislative intent. \u201cThe evidence adduced at trial has little to do with the central question in multiple punishment cases of the legislature\u2019s intent to authorize multiple punishment. Accordingly, we disagree with application of the DeMary test in the multiple punishment context and confine that test to determining the propriety of jury verdict alternatives.\u201d Swafford, 112 N.M. at 12, 810 P.2d at 1232.\n{28} The dissent also states that aggravated battery is a lesser-included offense of attempted murder, citing to State v. Meadors, 121 N.M. 38, 908 P.2d 731 (1995), in support of its contention that the legislature did not intend to punish the two offenses separately. However, reliance on this case is misplaced. In Meadors, this Court held that aggravated battery was a lesser-included offense under the \u201ccognate approach,\u201d which was the proper analysis to apply when the prosecutor requests a jury instruction on a lesser-included offense. Id. at 44, 908 P.2d at 737 (emphasis added). This Court did not create a general rule that aggravated battery is a lesser-included offense of attempted murder. In our discussion of the various analytical approaches of the issue of lesser-included offenses, we stated that New Mexico has embraced a form of the \u201cstrict elements\u201d test, under which, when determining legislative intent for double jeopardy purposes, \u201can offense [is] a lesser-included offense of another only if the statutory elements of the lesser offense are a sub-set of the statutory elements of the greater offense such that it would be impossible ever to commit the greater offense without also committing the lesser offense.\u201d Id. at 42, 908 P.2d at 735.\n{29} In Meadors, the defendant was charged with attempted murder, aggravated arson, and negligent use of an explosive. At trial, the State requested a jury instruction on aggravated battery as a lesser-included offense of attempted murder. The defendant objected on the ground that aggravated battery is not a lesser-included offense of attempted murder and that the jury instruction would violate his constitutional right to notice of the crime charged. The defendant was convicted of aggravated battery and negligent arson. On appeal, the defendant argued that aggravated battery is not a lesser-included offense of attempted murder and that the trial court denied him due process by allowing the jury instruction. This Court stated that there are at least three different contexts in which the issue arises of whether one offense is a lesser-included offense of another: (1) in the context of double jeopardy; (2) when a defendant requests a jury instruction on a lesser-included offense of the crime charged; and (3) when a prosecutor requests a jury instruction on a lesser-included offense, which was the situation we reviewed in Meadors. Id. at 41, 908 P.2d at 734. This Court went on to discuss the different analyses involved in each context, distinguishing lesser-included offenses in the double jeopardy context from that of jury instructions. In the double jeopardy context, \u201cNew Mexico has embraced a form of the strict elements test, based on Blockburger v. United States ... as an aid in determining legislative intent for double jeopardy purposes.\u201d Id. (citing Swafford, 112 N.M. at 14, 810 P.2d at 1234) (internal citation omitted). This Court then held that when the prosecutor requests a jury instruction on a lesser-included offense, the appropriate analysis is the DeMary approach. Id. at 44, 810 P.2d 1223, 908 P.2d at 737. It was not this Court\u2019s intention to create a rule that aggravated battery is always a lesser-included offense of attempted murder.\nCONCLUSION\n{30} The district court did not abuse its discretion by excluding the evidence of prior domestic abuse between Damacio and his wife. Defendant\u2019s separate convictions for aggravated battery and attempted murder do not violate double jeopardy principles. Therefore, we affirm.\n{31} IT IS SO ORDERED.\nWE CONCUR: PAMELA B. MINZNER, PATRICIO M. SERNA, Justices, RICHARD C. BOSSON, Chief Justice (concurring in part and dissenting in part), and EDWARD L. CH\u00c1VEZ, Justice (concurring in part and dissenting in part).\n. See Mark R. Horton, Whether a Defendant\u2019s Claim of Victim Aggressiveness is an \u201cEssential Element\u201d of the Defense of Self-Defense: State v. Baca I & II, 24 N.M. L.Rev. 449 (1994) (discussing the conflict between Baca I and Baca II).",
        "type": "majority",
        "author": "MAES, Justice."
      },
      {
        "text": "CH\u00c1VEZ, Justice\n(concurring in part and dissenting in part).\n{32} I concur with Section 11(A) of the majority opinion. However, because in my view the legislature did not intend separate punishments for attempted first-degree murder and third-degree aggravated battery when convictions for both offenses arise from a single act of shooting and wounding a victim, I would vacate Defendant\u2019s aggravated battery conviction as a violation of double jeopardy. Therefore, I respectfully dissent from Section 11(B).\n{33} It is undisputed that Defendant\u2019s single act of shooting and wounding the victim resulted in convictions of both attempted first-degree murder and third-degree aggravated battery. Attempted first-degree murder requires proof that a defendant, with deliberate intent to kill, committed an overt act in furtherance of murder but failed to kill the victim. NMSA 1978, \u00a7\u00a7 30-2-1 (1994), 30-28-1 (2006). Aggravated battery requires proof that a defendant, with intent to injure, touched or applied force to the victim. NMSA 1978, \u00a7 30-3-5 (2006). Aggravated battery is a misdemeanor if the touching was committed in a manner whereby great bodily harm or death is not likely to be inflicted. \u00a7 30-3-5(B). However, aggravated battery is a third-degree felony when the touching inflicts great bodily harm, is committed in a manner whereby great bodily harm or death can be inflicted, or is committed with a deadly weapon. \u00a7 30-3-5(C). Of course, a deadly weapon is an instrument or object that, when used, could cause death or great bodily harm. UJI 14-322 NMRA. In this case, Defendant was charged with aggravated battery constituting a third-degree felony.\n{34} To support a conviction for both attempted first-degree murder and third-degree aggravated battery, the overt act required for attempted first-degree murder must be an application of force in a manner whereby great bodily harm or death can be inflicted. Otherwise, if the overt act did not involve the application of force (i.e. the defendant missed in his attempt to apply deadly force) the single act could not also support a conviction for aggravated battery. This is because aggravated battery requires proof that Defendant applied force to the victim. Shooting and wounding the victim satisfied the actus reus requirement under both statutes. Similarly, since the jury found that Defendant intended to kill the victim, the jury could also find that Defendant intended to injure the victim. Thus, the single act of shooting at the victim and wounding the victim constitutes unitary conduct. Had the conduct not been unitary, the inquiry regarding double jeopardy would end, and the Defendant could be subjected to multiple punishments. However, because the conduct was unitary and resulted in two offenses, we must determine \u201cwhether the legislature intended multiple punishments for unitary conduct.\u201d Swafford v. State, 112 N.M. 3, 14, 810 P.2d 1223, 1234 (1991).\n{35} My disagreement with the majority opinion arises from its formalistic application of the Swafford test. I agree with the majority that the Legislature has not expressly provided for double punishment for attempted first-degree murder and third-degree aggravated battery, and that we must therefore proceed to the Blockburger test. Id. at 14, 810 P.2d at 1234. Under Blockburger, we must begin the analysis by determining whether the elements of one of the statutes at issue are subsumed within the other. Id.; see Blockburger v. United States, 284 U.S. 299, 304, 52 S.Ct. 180, 76 L.Ed. 306 (1932) (the test to determine whether the same act constitutes two offenses, or only one, is whether each statute requires proof of a fact which the other does not). Yet, even if we were to conclude that attempted first-degree murder does not subsume the elements of third-degree aggravated battery, the Block-burger test only raises a presumption that the Legislature intended multiple punishments for the single act. This presumption may be overcome by other indicia of legislative intent. Swafford, 112 N.M. at 14, 810 P.2d at 1234.\n{36} To support its conclusion that Defendant\u2019s dual convictions do not constitute double jeopardy the majority compares the elements of attempted murder with the elements of a misdemeanor aggravated battery. Maj. Op. \u00b6 24. I would take a less formalistic approach than the majority and hold that attempted murder subsumes the elements of third-degree aggravated battery, since these are the crimes at issue in this case. The majority rejects this approach because they believe such an approach requires a court to look at the facts of the case which is more a DeMary analysis than a Swafford analysis. Maj. Op. \u00b6 27. Considering the crimes actually charged, and thus the statutes actually at issue, is not the same as looking at the facts. This approach simply requires a court to consider the elements of the crimes as charged as opposed to crimes that were not charged. The approach also requires the court to be mindful that it was unitary conduct that gave rise to multiple convictions. In my opinion, such an approach is called for by Swafford and Blockburger. See Swafford, 112 N.M. at 8, 810 P.2d at 1228 (stating that the traditional Blockburger test for legislative intent focuses \u201cupon the elements of the statutes at issue\u201d and that \u201cthe proper inquiry focuses upon the elements of the statutes in question\u201d).\n{37} For a single act to result in the conviction of attempted first-degree murder and third-degree aggravated battery the actus reus must be the same. Both require a showing of application of force. Without application of force the Defendant could not have been convicted of aggravated battery and a double jeopardy analysis would not be necessary. Moreover, the mens rea requirement of attempted murder, intent to kill, proves the mens re a requirement for aggravated battery, intent to injure. In other words, by convicting a defendant of attempted first-degree murder and third-degree aggravated battery based on unitary conduct, a jury has essentially stated, \u201cThe defendant is guilty of attempted first degree murder because he or she committed aggravated battery with the intent to kill.\u201d Although the mens rea element admittedly makes this a close case, in my opinion the elements of third-degree aggravated battery are subsumed within the elements of attempted first-degree murder. This is particularly true since aggravated battery is a lesser included offense of attempted murder. See State v. Meadors, 121 N.M. 38, 908 P.2d 731 (1995); see also People v. Robideau, 419 Mich. 458, 355 N.W.2d 592, 597 (1984) (\u201cWhen one of the two statutes involved is a necessarily lesser included offense of the other, application of the Blockburger test will always raise the presumption that the two statutes involve the \u2018same offense\u2019.\u201d) As such, I would conclude that the Legislature did not intend multiple punishments for such unitary conduct. Swafford, 112 N.M. at 14, 810 P.2d at 1234. \u201c[T]he inquiry is over and the statutes are the same for double jeopardy purposes \u2014 punishment cannot be had for both.\u201d Id.\n{38} Even if attempted murder does not subsume the elements of aggravated battery, this court in Swafford requires a continued search for legislative intent which may overcome the presumption that the two statutes punish distinct offenses. Id. In my judgment, the most compelling statutory construction principle which mandates a finding of a double jeopardy violation in this case was stated by the Swafford court as follows:\nThe quantum of punishment also is probative of legislative intent to punish. Where one statutory provision incorporates many of the elements of a base statute, and extracts a greater penalty than the base statute, it may be inferred that the legislature did not intend punishment under both statutes.\n112 N.M. at 15, 810 P.2d at 1235. The disparate sentences for attempted first-degree murder and aggravated battery offer further support for my conclusion that the legislature did not intend to punish the offenses separately. Aggravated battery inflicting great bodily harm, committed with a deadly weapon, or committed in a manner whereby great bodily harm or death can be inflicted is a third-degree felony. \u00a7 30-3-5(C). A third-degree felony not resulting in the death of a human being is punishable by three years in prison. NMSA 1978, \u00a7 31-18-15(A)(8) (2005). Attempted first-degree murder is a second degree felony. \u00a7 30-28-1(A). A second-degree felony not resulting in death is punishable by nine years in prison. \u00a7 31-18-15(A)(5). Tripling the sentence when a defendant applies force with intent to kill as opposed to applying force with only an intent to injure is indicia of legislative intent to not punish each offense separately. As the Swafford Court explained: \u201cIf the punishment attached to an offense is enhanced to allow for kindred crimes, these related offenses may be presumed to be punished as a single offense.\u201d 112 N.M. at 15, 810 P.2d at 1235. Aggravated battery committed with the intent to injure is punishable by three years in prison. When the aggravated battery is done with an intent to kill, the legislature has enhanced the punishment to nine years and titled this kindred offense \u201cattempted murder.\u201d This analysis comports with language in Robideau, relied on by this court in Swafford:\nOur criminal statutes often build upon one another. Where one statute incorporates most of the elements of a base statute and then increases the penalty as compared to the base statute, it is evidence that the Legislature did not intend punishment under both statutes. The Legislature has taken conduct from the base statute, decided that aggravating conduct deserves additional punishment, and imposed it accordingly, instead of imposing dual convictions.\nRobideau 355 N.W.2d at 604. I would not summarily reject this important statutory construction principle as has the majority. Maj. Op. \u00b625. At the very minimum, the doctrine of lenity requires us to presume that the Legislature did not intend to pyramid punishments for the same offense. Swafford, 112 N.M. at 15, 810 P.2d at 1235.\n{39} Defendant\u2019s dual convictions for attempted first-degree murder and third-degree aggravated battery violate the prohibition against double jeopardy, and the aggravated battery conviction must be vacated. For the foregoing reasons, I respectfully dissent from Section 11(B) of the majority opinion.\n. Had the jury found that Defendant intended only to injure the victim and not intended to kill the victim, the jury could not have convicted Defendant of attempted first-degree murder.",
        "type": "concurring-in-part-and-dissenting-in-part",
        "author": "CH\u00c1VEZ, Justice"
      },
      {
        "text": "BOSSON, Chief Justice\n(concurring in part and dissenting in part).\n{40} I concur in Justice Chavez\u2019s thoughtful dissent on double jeopardy, and write separately only because, as a signatory to State v. Vallejos, 2000-NMCA-075, 129 N.M. 424, 9 P.3d 668 (holding that convictions under these same two criminal statutes did not violate double jeopardy), I find myself in the awkward position of reversing fields. I agree with my colleague that for too long our appellate courts have tended to apply Swafford v. State, 112 N.M. 3, 810 P.2d 1223 (1991) and Blockburger v. United States, 284 U.S. 299, 52 S.Ct. 180, 76 L.Ed. 306 (1932) in a formalistic manner. At times it seems as if our appellate courts prefer the ease of looking up statutory elements of a crime, in place of the hard work of examining separately the policy goals and consequences of each criminal statute to divine legislative intent. In my view, in crafting Swafford former Chief Justice Ransom intended the Blockbwrger formula as but a step on the way, not the -destination. My colleague, Justice Maes, has written an excellent opinion faithful to the direction of our precedent, post -Swafford. What we need, perhaps, is a change in direction, and I am grateful to Justice Chavez for providing its initial sketch.",
        "type": "concurring-in-part-and-dissenting-in-part",
        "author": "BOSSON, Chief Justice"
      }
    ],
    "attorneys": [
      "John Bigelow, Chief Public Defender, Karl Erich Martell, Assistant Appellate Defender, Santa Fe, NM, for Appellant.",
      "Patricia Madrid, Attorney General, Max Shepherd, Assistant Attorney General, Albuquerque, NM, for Appellee."
    ],
    "corrections": "",
    "head_matter": "2006-NMSC-036 141 P.3d 526\nSTATE of New Mexico, Plaintiff-Appellee, v. Michael ARMENDARIZ, Defendant-Appellant.\nNo. 28,320.\nSupreme Court of New Mexico.\nAug. 3, 2006.\nCorrected Aug. 28, 2006.\nJohn Bigelow, Chief Public Defender, Karl Erich Martell, Assistant Appellate Defender, Santa Fe, NM, for Appellant.\nPatricia Madrid, Attorney General, Max Shepherd, Assistant Attorney General, Albuquerque, NM, for Appellee."
  },
  "file_name": "0182-01",
  "first_page_order": 218,
  "last_page_order": 230
}
